Ya-Hsiang Hsua,
Asra Hassanb,
Amanda Troutb,
John D. Bartlettc,
Charles E. Smithde and
David W. McComb*a
aDepartment of Materials Science and Engineering, The Ohio State University, Columbus, OH, USA. E-mail: mccomb.29@osu.edu
bCenter for Electron Microscopy and Analysis, The Ohio State University, Columbus, OH, USA
cDivision of Biosciences, The Ohio State University College of Dentistry, Columbus, OH, USA
dDepartment of Biologic and Materials Sciences, University of Michigan School of Dentistry, Ann Arbor, MI, USA
eDepartment of Anatomy and Cell Biology, Faculty of Medicine and Health Sciences, McGill University, Montreal, QC, Canada
First published on 7th May 2025
The identification and differentiation of the mineral phases, hydroxyapatite (HA, Ca10(PO4)6(OH)2) and octacalcium phosphate (OCP, Ca8H2(PO4)6), remains challenging because of their similar composition and chemical structure. In this research, electron energy-loss spectroscopy (EELS) analyses revealed indicators to distinguish HA and OCP and these were applied to examine mineral development in enamel from mouse incisors. Reference EELS data for HA and OCP was established with commercial HA and synthesized OCP. An evaluation of electron damage and a mitigation strategy of multipass imaging was conducted, and the electron dose limitation of OCP was identified. New insights into the mechanism of electron beam damage on the apatite crystal were obtained. With the characterization of the energy-loss spectra and the EELS simulation, the oxygen K-edge was found to be one of the indicators for the differentiation of HA from OCP. The second indicator, the Ca/P ratio, was calculated with a calibrated experimental factor of Kexp. Elemental mapping was done to establish the different Ca/P ratio of HA and OCP, and the boundary between these mineral forms. EELS analysis was performed on developing enamel in wild-type (WT) and Mmp20 knockout (KO) mice. This research establishes a protocol for EELS analysis on biological specimens and demonstrates the power and potential of EELS in biomaterial characterization.
The formation of enamel can be divided into three stages; the pre-secretory stage, the secretory stage, and the maturation stage.5–7 In the secretory stage, three enamel matrix proteins (enamelin, ameloblastin, and amelogenin) are produced to initiate the formation of enamel minerals.8–11 Following the emergence of enamel matrix protein, matrix metalloproteinase 20 (MMP20) is secreted to cleave proteins into fragments and is necessary for sound enamel development.12–14 The immature enamel has a low degree of crystallization.4,15 In the maturation stage, the enamel matrix proteins are cleaved into smaller fragments and absorbed by ameloblast, and the enamel minerals are fully crystalized and form the hard outer layer of teeth.7,16,17 Although the structure of enamel development is broadly understood, some of the details about the formation of HA minerals are still debated, such as the precise function of each enamel matrix protein and the scope of MMP20 activity.
It has been recently reported that a large portion of octacalcium phosphate (OCP, Ca8H2(PO4)6) can be detected in the enamel of the amelogenin and Mmp20 knockout mice. Although OCP is considered to be a potential precursor in the formation of HA, it is rarely detected in normal enamel development.5,18,19 In 2016, an X-ray diffraction (XRD) study identified OCP crystal in the amelogenin knockout enamel.20 Subsequently, Yamazaki et al. used Raman microspectroscopy to identify a strong OCP signal in the Mmp20 knockout enamel.21 More recently, a layer of fan-shaped crystals was observed to dominate the Mmp20 knockout enamel.14 Using selected area electron diffraction (SAED), the authors identified the fan-shaped crystals as crystalline OCP rather than HA. However, the distinction between HA and OCP is challenging due to their chemical and crystal structure similarities. While XRD and Raman analysis can be used to identify chemical structure and crystal structure, these methods do not provide the spatial resolution to investigate the distribution of the minerals. SAED can provide crystal structure with spatial resolution but lacks chemical and elemental specificity. Therefore, a more comprehensive analytical technique is needed to identify, distinguish, and spatially map the HA and OCP phases. Electron energy-loss spectroscopy (EELS) performed in the scanning transmission electron microscope (STEM) has the potential to address this need.
EELS is used to measure the distribution of the energy-loss of primary electrons as a result of inelastic collisions with the atoms in specimens.22,23 The energy-loss spectrum provides information about the chemistry, electronic structure, and local bonding environment in the material.22 For example, Colby et al. investigated a range of polymers using the carbon K-edge energy-loss spectra.24 It was shown that the peaks in the C K-edge spectra correlate with the different functional groups in the polymer. Furthermore, they evaluated the electron beam damage on polymers based on the changes in the peaks. Finally, it was demonstrated that it is possible to map the distribution of these functional groups in polymer mixtures to obtain spatially resolved information on chemistry and bonding.
While EELS is a powerful approach to studying the local chemistry environments, the electron beam sensitivity of specimens can be a limitation to the EELS characterization. The critical electron dose not only limits the resolution of images but can induce unwanted phase transformation in the specimens.25–27 Xin et al. reported that OCP is very sensitive to the electron beam.28 They observed bubble-like defects after being exposed to the electron beam, and the composition slightly changed in the regions of the defects. Similar defects were also observed by Simon et al. with high-resolution TEM.29 To mitigate these effects, two data acquisition strategies were employed, namely, sub-pixel scanning and multipass spectrum imaging. In sub-pixel scanning, the focused electron probe is continuously scanned within each pixel area and the data from the “sub-pixels” is binned into one pixel of the spectrum image.30 By sub-pixel scanning the electron dose is averaged over the entire pixel rather than being concentrated in one point within the pixel (assuming the probe diameter is less than the pixel size) and allows a higher pixel dwell-time without damaging the sample. Multipass spectrum imaging allows live monitoring of the sample and electron dose fractionation.31 It allows the examination of individual frames, ensuring that only those collected before the onset of electron damage remain for integration and maximizing the electron dose tolerance of the materials. This approach is highly effective when a direct electron detector is available, as the noise associated with photon conversion, gain, and read-out are eliminated, and the spectra are only affected by the shot noise. Consequently, multiple spectrum image frames can be summed without sacrificing the signal-to-noise ratio (SNR).
In this research, a comprehensive EELS analysis of HA and OCP was conducted. The electron beam damage of HA and OCP was extensively investigated, and a hypothesis for the damage mechanism in apatite crystals was proposed. Low-loss and core-loss spectra of P L2,3-edge, Ca L2,3-edge, and O K-edge were studied. Among these spectra, the difference in O K-edge spectra was consistent with the EELS simulation result and further used as an indicator to distinguish between HA and OCP. The EELS quantification of the Ca/P ratio was demonstrated as another route to differentiate HA and OCP. The quantification result was shown as an overlay of elemental maps of Ca and P, indicating the ability of EELS to define the boundaries of these two mineral types. Last, with the established EELS data, mouse tooth enamel was analyzed and the results were consistent with previous research results.
The mouse incisor TEM samples were prepared using the dual-beam FIB-SEM (Helios NanoLab™ 600, Thermo Fisher, U.S.) using the lift-out technique as described by Giannuzzi et al. and Jantou et al.35,36 In brief, the embedded tooth stubs were mounted on SEM stubs with carbon tape and silver glue to enhance conductivity. To further mitigate charging and drifting, a gold coating was applied to the sample stubs before placing them into the FIB-SEM chamber. Additionally, 1 μm platinum (Pt) layer was deposited onto the selected region at 30 kV and 0.28 nA to protect it from ion-milling damage. A beam current of 2.8 nA was used to create trenches around the sample. Following this, the sample was tilted to an angle of 7° for under-cut and side cuts. It was then attached to an Omniprobe and transferred to the FIB lift-out grid with the connections on the short sides of the sample using a Pt strap. The final polishing began with 30 kV and 0.28 nA initially and was reduced stepwise to 100 pA and 50 pA, finishing at 5 kV and 50 pA. The final thickness of the FIB foil was less than 100 nm to ensure optimal EELS quality.
Before placing the samples into the TEM chamber, plasma surface cleaning was processed to remove contamination and hydrocarbon deposition. The reference specimens and the FIB foils were plasma-cleaned for 25 seconds and 120 seconds, respectively.
The 16 × 16 sub-pixel scanning and the multi-pass imaging were used to mitigate the electron beam damage. Sub-pixel scanning distributes a uniform dose across the entire pixel rather than concentrating at the center or corner of the pixel (assuming the probe diameter is less than the pixel size), enabling a longer pixel dwell time without increasing sample damage, while multipass scanning allows the examination of individual frames, ensuring that only those collected before the onset of electron damage remain for integration and maximizing the electron dose tolerance of the materials.
The FEFF 9.6 program was used for all EELS simulations presented in this study. Several input parameters are available in FEFF calculation, including the type of exchange potential, the radius for full multiple scattering (FMS) calculation, the cluster radius for self-consistent field (SCF) potential calculations, the core-hole effect, the amplitude reduction factor, and the overlap of muffin-tin radius. Detailed descriptions of these parameters can be found in the FEFF user guide and publications by Dr John J. Rehr.37 The input structure files for HA and OCP were either manually constructed or generated from the WebAtoms website (now called “Larixite: Crystal Structures for X-ray Absorption Spectroscopy”, https://millenia.cars.aps.anl.gov/webatoms/).38
For our simulations, the Hedin–Lundqvist model was employed for exchange potential calculation. The amplitude reduction factor was set to 1.0. The radii for the FMS and SCF clusters were chosen based on the coordinates of the atoms of the system, taking approximately 100 atoms for FMS and 50 atoms into account for SCF calculations.
A two-tailed Student's t-test was performed to evaluate whether the Ca/P ratio could effectively differentiate between material groups. The significance level (α) was set at 0.05, corresponding to a 95% confidence level. Probability (p) values were calculated using Microsoft Excel. A p-value less than 0.05 was considered statistically significant, indicating strong evidence (≥95% confidence) that the two groups exhibit a meaningful difference in their Ca/P ratios.
The morphology of HA and OCP particles can be seen in Fig. 1b. HA particles are spherical nanoparticles, while OCP exhibits large plate-like crystals. The distinct morphologies of these reference materials help the acquisition of the corresponding experimental results. Although the shape of the HA reference differs from natural HA crystals, which are more typically ribbon- or needle-like, EELS analysis is primarily concerned with the chemical structure and electronic transition of materials. EELS provides detailed information about the chemical composition, bonding environment, and electronic structure of specimens.40,41 Energy-loss occurs when an incident electron transfers and excites an electron in an occupied state to an unoccupied energy level, losing the corresponding quantum of energy.40 For example, when an electron from the K-shell (1s orbital) is excited to a p-like unoccupied level, generating a characteristic signal known as the K-edge. Since binding energies are different for elements and the unoccupied energy-levels depend on the nature of the chemical bonds, the energy-loss spectrum reveals the chemical structure of materials.
Therefore, the impact of crystal morphology on EELS analysis is negligible in this research.
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Fig. 2 The oxygen K-edge spectra of (a) HA and (b) OCP with various amounts of cumulative electron dose. The peaks a*, a, and b were at 530.7 eV, 536.8 eV, and 539.5 eV, respectively. |
In Fig. 2b, the ELNES of OCP in O K-edge spectra is observed to differ from those of HA. The dip between peaks (a) and (b) was barely visible at 500 and 900 e− per Å2. As the electron dose increased, a new peak (a*) around 530.7 eV emerged and intensified. This peak is attributed to the formation of radical oxygen species and indicates the electron beam damage.42 These findings suggested that OCP is more sensitive to the exposure of electron beam and has a lower critical dose of damage than HA. The difference in beam resistance is likely related to the chemical structure of OCP (Ca8(HPO4)2(PO4)4). In OCP, oxygen atoms are present not only in the phosphate group (PO43−) but also in the hydrogen phosphate group (HPO42−). The O–H bonds in the hydrogen phosphate group are cleaved more readily under electron beam exposure, leading to the generation of radical oxygen species and the appearance of the pre-peak signal in Fig. 2b. In contrast, HA lacks hydrogen phosphate, resulting in higher resistance to electron beam damage. As the pre-peak (a*) is recognized as an indicator of electron beam damage, Fig. 2 shows that the O K-edge spectra of OCP exhibit a barely detectable pre-peak at a cumulative dose of 900 e− per Å2, while the pre-peak becomes visible after 1400 e− per Å2. This suggests that the critical dose of OCP specimen is approximately 900 e− per Å2. Consequently, the electron dose of approximately 500 e− per Å2 was maintained to minimize damage on OCP. Regarding to HA, although the EELS analysis demonstrates that HA has better resistance to radiation damage compared to OCP, an electron dose of approximately 500 e− per Å2 was used for consistency.
In HA, 24 oxygen atoms are bonded with phosphorus to form six tetrahedral phosphate groups (PO43−), while 2 oxygen atoms are bonded to hydrogen, forming two hydroxide groups (OH−). In contrast, OCP contains 16 oxygen atoms coordinated with phosphorus to form four tetrahedral phosphate groups, and 8 additional oxygen atoms also bond to phosphorus, but among them, two oxygen atoms bond with hydrogen, forming two hydrogen phosphate groups (HPO42−).
FEFF was used to individually calculate the oxygen K-edge spectra for all 26 oxygen atoms in HA and 24 oxygen atoms in OCP. The spectra originating from the same functional groups were summed to represent the spectrum of each corresponding functional group. The final HA and OCP simulation spectra are the integration of all spectra from the corresponding functional groups, as shown in Fig. 3e and f. It is observed that the PO43− groups in both HA and OCP exhibit two peaks at approximately 536 eV and 541 eV. The OH− group shows two peaks at approximately 534 eV and 537.5, while the HPO42− group displays peaks at approximately 532.5 eV and 540 eV.
In HA, the majority of oxygen atoms are associated with the phosphate group (PO43−), with only a small portion associated with the hydroxide group (OH−). Therefore, the O K-edge simulation of HA is primarily dominated by the PO43− group, exhibiting two peaks at approximately 536 eV and 541 eV. In contrast, OCP contains over half of the oxygen atoms from the phosphate group (PO43−), and one-third oxygen atoms from the hydrogen phosphate group (HPO42−). Consequently, the addition of the HPO42− spectrum fills the dip observed in the PO43−, leading to a broad feature with no distinct minimum in the OCP simulation. In summary, due to the presence of the hydrogen phosphate group (HPO42−) in OCP leads to different characteristic features in O K-edge spectra between HA and OCP.
Although there are slight disagreements in peak positions between the simulated and experimental spectra, the near-edge structures in both simulations and experimental data are consistent. The disagreements between the simulated and experimental spectra might arise from several possible factors. For instance, the zero in energy simulation is referred to as the muffin tin potential <0, and is not aligned with the vacuum level of various compounds, resulting in energy shifts expected in the simulated results.50 These distinctions can serve as an indicator for further identification of HA and OCP.
The EELS simulation results also provide insight into the electron beam damage mechanism of OCP and HA. As shown in Fig. 2b, a dip between peaks (a) and (b) is observed in OCP with the cumulative dose range from 1400 to 5000 e− per Å2, becoming similar to HA. However, the dip became barely visible when the cumulative dose was beyond 5400 e− per Å2, and eventually disappeared even as the dose increased to 9000 e− per Å2. This behavior is likely related to the presence of hydrogen phosphate groups in the OCP. The breaking of O–H bonds in HPO42− not only generated radical oxygens but also converted HPO42− into PO43−. Once this transformation occurs in OCP, the dip between peaks will no longer be filled, and the ELENS of OCP will be similar to HA. Consequently, when damage peak (a*) is observed, the O K-edge spectrum of OCP evolves toward the two-peak feature similar to that of HA. With the increase of electron dose, the dip becomes flatter in both HA and OCP spectra. The EELS simulation and experimental results provide an atomic-level explanation for the phase transformation of OCP to HA under electron beam exposure.
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Fig. 5 The EEL spectra from HA, OCP, wild-type (WT) enamel, and Mmp20 knockout (KO) enamel in different energy-loss regions, including (a) the low-loss region. (b) The P L2,3-edge, (c) the Ca L2,3-edge, and (d) the O K-edge. The WT and KO spectra were acquired from the regions indicated in Fig. 6(a) and (d). |
In the low-loss spectra (Fig. 5a), six peaks are identified in the KO spectrum, whereas some fine features, such as peaks (b) and (c), are less distinct in the WT spectrum. This difference may be attributed to the complex environment of the WT specimen. Since WT enamel is a mixture of crystal and proteins, peaks (b) and (c) became subtle in the spectra, leading to different shapes of the spectrum. In contrast, the KO enamel being a single crystal showed distinct features in the low-loss spectrum and matched the peaks from reference materials. Regardless, the low-loss features are insufficient to identify the materials of KO enamel.
In the P L2,3-edge, peaks in KO enamel are distinctly recognizable and align well with reference spectra. For the WT enamel, although the P signal is noisier, most of the major peaks remain identifiable. In the Ca L2,3-edge, minimal differences are observed. All spectra from HA, OCP, WT, and KO samples appear nearly identical. Even though the comparison of the low-loss, P L2,3-edge, and Ca L2,3-edge does not effectively identify whether the WT and KO are HA or OCP, the similarities indicate that the materials in both WT and KO consisted of components with similar chemical structures as HA and OCP. This observation was consistent with our previous research.14
The O K-edge spectrum is a key indicator for distinguishing between HA and OCP. In the O K-edge spectrum of WT, despite the noisier signals, a peak at 536 eV and a more intense peak at 539 eV were observed. In contrast, only a broader peak was detected in the KO spectrum. Acquired under the same spectral resolution, the characteristic feature of HA was not observed in the KO spectrum. This result supports the hypothesis that the WT enamel primarily consisted of HA while the KO enamel was composed of OCP.
Fig. 6 shows the images of the WT and KO enamel, and the red squares indicate the areas where the EELS data were acquired. The STEM ADF image and the elemental mapping of WT enamel are presented in Fig. 6b and c. In the ADF image, we can observe the shape and texture of the enamel crystals on the left side and identify the SW region on the right side. In the EELS mapping, the outlines of the fibrous enamel crystals were well defined, and the gaps between individual crystals were also detected. The elemental map indicates that the SW region contained no mineral crystals but comprised organic matter, possibly proteins. The relative quantification was exclusively processed on crystal regions, and the Ca/P ratio of WT enamels was approximately 1.81 ± 0.04. This result is higher than the Ca/P ratio of HA, which is 1.66. One possible reason is the substitution of the phosphate groups with carbonate groups. Previously published research has suggested that immature enamel may consist of carbonate hydroxyapatite instead of pure HA.27,52,53 In carbonate HA, the Ca/P ratio is increased due to the reduction of the phosphate group.
Compared to the WT enamel, KO enamel did not show fiber crystals, instead appearing as single crystal platelets. The elemental map of KO enamel is not shown as it is uniform with few features. The relative quantification of the Ca/P ratio for KO enamel is 1.38 ± 0.07, lower than that of WT enamel. The two-tailed Student's t-test was conducted to compare the Ca/P ratios between WT and KO enamel datasets (Tables S.4 and S.5), as well as between OCP and KO enamel datasets, yielding a p-value of 1.17 × 10−4 and 0.75, respectively. These results indicate a statistically significant difference between KO and WT enamel compositions, while no significant difference was observed between KO enamel and OCP. This finding supports the hypothesis that the KO enamel is predominantly composed of OCP rather than HA. It needs to be mentioned that the Ca/P ratio of KO was slightly higher than that of pure OCP. Similar to WT enamel, the substitution by the carbonate group could be a factor.
Fig. 6f reveals the EELS investigation of the carbon K-edge. Four sharp peaks and one broad peak (e) were labeled in the WT spectrum, while only one intense peak (d) and a weak feature (e) were observed in the KO enamel. The identification of peaks in the C K-edge is well estimated.24,54–57 Peak (a) at 285 eV corresponds to the transition from 1s to π*(CC). Peak (b) and (c), located at 286.5 and 288 eV, are attributed to π*(C
N) and the π*(C
O), respectively. Peak (d) at 290 eV is associated with a transition involving the π*(C
O) of the carbonate minerals. The last broad peak (e) is correlated to the transition to σ*(C–C) state associated with single bonds. The presence of peak (d) supported the hypothesis that carbonate is present in both WT and KO enamel. The remaining features in the C K-edge of WT indicate the presence of other organic matter, such as proteins.
The evaluation of electron beam damage on HA and OCP crystals highlighted the electron dose limit for this study and provided an explanation of the electron beam damage mechanism in apatite. OCP is more sensitive to electron beam exposure than HA and is attributed to the presence of H–O bonds in the hydrogen phosphate group. The breakdown of the hydrogen phosphate group in OCP increased the relative abundance of the phosphate group, causing the O K-edge spectra of OCP to present the two-peak feature similar to that of HA.
The relative quantification of Ca/P ratio and the elemental mapping are the second indicators to differentiate HA and OCP. With the known Ca/P ratio of HA, the Kexp factor was calculated to enable the relative quantification in this study. The Ca/P ratio was determined by multiplying the intensity ratio by the Kexp factor. The calculated ratio of OCP is 1.36 ± 0.05, which is close to the theoretical ratio of 1.33, while the ratio of HA is 1.67 ± 0.07, which is close to the theoretical ratio of 1.67. The Student's t-test results verify the statistical significance between these two datasets. The elemental mapping not only well outlines the shapes and boundaries of HA and OCP but also provides an intensity ratio for quantification.
With the indicator of O K-edge, the enamel material from WT exhibited a characteristic feature of HA, while the KO enamel showed OCP patterns. Additionally, the Ca/P ratio of WT and KO enamel are distinct, measured at 1.81 ± 0.04 and 1.38 ± 0.07, respectively. Both Ca/P ratio from WT and KO were higher than the pure HA and OCP. The discrepancy is possibly associated with the substitution of the phosphate group by the carbonated group. This hypothesis is supported by the detection of carbonate in carbon K-edge.
With the EELS technique, a comprehensive analysis including chemical structure, elemental composition, and damage mechanism was carried out in this research. Additionally, elemental mapping with great spatial resolution was also revealed. This research demonstrates the potential of EELS and provides additional functionalities for EELS analysis on materials.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4ra08124b |
This journal is © The Royal Society of Chemistry 2025 |