Maria
Montrone
ab,
Umberto
Berardi
*c,
Antonio
Cardone
*d and
Maria Annunziata M.
Capozzi
*b
aDEI, Polytechnic of Bari, Via Orabona 4, 70125, Bari, Italy. E-mail: m.montrone3@phd.poliba.it
bDepartment of Chemistry, University of Bari “Aldo Moro”, Via Orabona, 4, 70125, Bari, Italy. E-mail: maria.capozzi@uniba.it
cDepartment of Architectural Science, Toronto Metropolitan University, 350 Victoria Street, Toronto, M5B 2D3, ON, Canada. E-mail: uberardi@torontomu.ca
dInstitute of Chemistry of OrganoMetallic Compounds-ICCOM of Bari, Italian National Council of Research-CNR, Via Orabona, 4, 70125 Bari, Italy. E-mail: antonio.cardone@cnr.it; cardone@ba.iccom.cnr.it
First published on 11th March 2025
The present review springs up from the demand for an overview on the scientific advances in croconic acid-based materials and their potential technological applications. Modern technological challenges in the biomedical and energy fields share the common need for the use of environmentally friendly materials and devices that are safe for humans. Croconic acid-based compounds are an interesting class of functional organic materials of great potential since they combine intrinsic biocompatibility with chemico-physical properties that are very attractive for a number of applications, including in the bio-medical sector, i.e., theranostics; energy field, i.e., energy conversion, energy storage and energy saving; and sensing field. Despite the high potential, to date, only few reviews covering specific aspects such as synthesis or, mainly, biomedical applications are available in the literature, while reviews summarizing all investigations performed on this intriguing class of organic materials, from their design to application, are lacking. Through an overview of synthetic approaches, basic structural characteristics, chemico-physical properties and applications, the present review aims to extensively analyse the research advances and the role played by such functional organic materials, with the hope of stimulating new insights for future perspectives.
The croconate anion, with the general formula of (C5O5)2−, possesses interesting structural features such as high symmetry, cyclic planar structure, extensive π-electron delocalization, and aromatic character.36 Moreover, the croconate anion displays good acceptor ability and its crystal lattice is stabilized by strong H-bonds and π–π interactions between adjacent layers, giving rise to extended supramolecular 3D structures. These are key characteristics to determine and address optical and electric properties in solid-state material chemistry. Despite their appealing features, compared with squaraines, CRs have not received the same attention, even though they exhibit higher photostability, higher synthetic yields, and stronger absorption shifted at longer wavelengths, revealing even higher potential. Generally, CRs are a class of functional organic materials consisting of 2 donor moieties connected to 2 and 5 positions of the central 5-member croconate ring, with a donor–acceptor–donor (D–A–D) structure.37–39 The D–A–D structure ensures extended π-conjugation, which gives these materials semiconductor properties. By an accurate choice of the donor units, it is possible to modulate the HOMO and LUMO energy levels and then the band gap, addressing electrical and optical properties for specific applications. CRs show features such as high absorption extinction coefficient, high photostability, and narrow and intense absorption bands in the NIR region (absorption at a wavelength longer than 1100 nm).40,41 The NIR absorption capability of CRs, initially attributed to the strong donor–acceptor molecular charge transfer, has been recently definitively attributed to the biradical character (Scheme 2).38,42
The electronic structure of the molecule can be considered as the result of two resonance contributions, that of the mesoionic form and that of the biradical form. These two electroisomers are in equilibrium; but by acting on the geometry and substitutions of the conjugated skeleton, the structure can be stabilized either in the mesoionic form or in the biradical form. Computational studies demonstrate that the CRs exhibit strong tendency towards the biradical form.43 The small band gap is also a feature favouring the formation of open-shell singlet or triplet states and, therefore, the enhancement of the diradical character. Since the energies of the singlet and triplet states are related to the biradical character of the ground state, which may be tuned by chemical structure modifications, the final properties of the molecule can be tuned by a proper chemical design.44 The first study on the biradical character of CRs date from the 1989, when Fabian and Zahradnik30 classified some organic compounds as diradicaloid dyes. They pointed out that the diradical nature of these compounds shifts the absorption towards longer wavelengths and suggested representing their diradical nature by non-Kekulé structures (Scheme 3).
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Scheme 3 Resonance structures including zwitterionic, mesomeric, and non-Kekulé forms of CRs constructed according to the hypotheses presented in ref. 26. CR1 reported in ref. 30 was used as the reference molecule to represent the resonance structures. |
More recently, Maeda et al.45 have investigated the CRs CR2a and CR2b (Scheme 4 and Table 1) by 1H-NMR, ESR and X-ray crystallography analyses, and DFT calculations provided experimental proof of the diradical character of CRs, in agreement with what was theorized by Fabian and Zahradnik.30 The ESR spectra of CR2a and CR2b and 1H NMR spectra of CR2b at different temperatures are reported in Fig. 1 as the spectroscopic evidence of the singlet and triplet formation of diradicals in CRs.
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Scheme 4 Resonance structures including zwitterionic, mesomeric, and non-Kekulé forms of CR2a and CR2b (from ref. 45). |
Dye structure | Acceptor | Donor | Solvent reaction | Ref. |
---|---|---|---|---|
CR2 |
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Pyridine/MeOH | 44 |
46 | ||||
CR18 |
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EtOH | 47 | |
CR19 |
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n-BuOH/benzene | 48 | |
49 | ||||
50 | ||||
CR20 |
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n-BuOH/benzene | 51 | |
CR21 |
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Toluene/n-BuOH | 24 | |
CR5 |
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Solvent free: – IR-light | 18,52 | |
CR22 | – Conventional thermal activation | |||
– Mechanical milling activation | ||||
CR23 |
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Toluene/n-BuOH | 53 | |
CR24 |
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Toluene/n-BuOH | 16 |
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Fig. 1 ESR spectra of the powder samples CR2a (A, g = 2.003) and CR2b (B, g = 2.006) and temperature–IESRT plots based on the ESR data of CR2a (red) and CR2b (blue); the dotted lines are the fitted plots constructed using the Bleaney–Bowers equation (C). Variable temperature 1H-NMR spectra (CDCl3, 213–333 K) of CR2b (D). Reproduced with permission from ref. 45. Copyright 2015, the American Chemical Society. |
In a singlet diradicaloid molecule, the two antiparallel electrons are partially coupled but not fully coupled in the ground state. Their coupling degree can be expressed by using the diradical character y0, which can be experimentally determined using the following equation:
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Fig. 2 Relationship between transition energy and open-shell character. y0 indicates the diradical character. Reproduced with permission from ref. 45. Copyright 2015, the American Chemical Society. |
Moreover, X-ray crystallographic analysis of the single crystal also revealed that CR2b adopts a highly planar cis conformation. In 2018, López-Carballeira et al.44 defined the diradical character y0 of a series of squaraines and CRs. Higher values of y0 were observed for the CR dyes (between 0.18 and 0.72). This was ascribed to lower HOMO–LUMO gaps as well as to higher values of the angle of the oxyallyl subgroup, as larger angles stabilize the LUMO and destabilize the HOMO orbitals, reducing the HOMO–LUMO gap. It is worthy of mention that the importance of the donor units for the diradical character. For example, the highest diradical characters are calculated for CR3a–c and CR4 (Scheme 5), with y0 values between 0.63 and 0.72. In CR3a–c, the resonant form of the closed-shell singlet involves a positively charged heteroatom (O, S or Se), which destabilizes the mesoionic form, making it more difficult to integrate a positive charge and favouring the delocalization of the spin density along the substituents, leaving the four- or five-membered rings unchanged. It is also remarkable that the high diradical character of CR4 (0.72) due to the large delocalization of the unpaired electrons in the croconate moieties.
The singlet diradicaloids exhibit intriguing functionalities such as electric conductivity, optical nonlinearity including TPA, and singlet fission.44,45,54,55 In 2016, for the first time, Punzi et al.56 explored the charge transport properties of some CR dyes by structural investigation both in solution and in the solid state. X-ray analysis confirmed that molecules are essentially planar with the π system delocalized over the whole molecule. It also revealed a solid-state packing characterized by parallel sheets linked by electrostatic and π–π stacking interactions, resulting in extended π-conjugation favouring charge transport for both electrons and holes. However, this is the first work reporting the crystal structures of CRs, obtained for CR5 and CR6, by the single-crystal X-ray diffraction (SCXRD) technique (Scheme 6 and Fig. 3).
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Fig. 3 (a) Most stable conformational isomers of CR5 and (b) X-ray structure of CR6. Reproduced with permission from ref. 56. Copyright 2016, the Royal Society of Chemistry. |
In the present case, as well as, in general, for symmetric CRs, three configurations are possible for both CRs (the structure of CR5 is shown as the example, Fig. 3(a)), two symmetric with the N atoms on the same side of the molecule (cis1 and cis2) and one asymmetric with the N atoms opposite with respect to the molecule barycentre (trans). Each conformer is stabilized by two N–H⋯OC H-bonds, involving two symmetric C
O groups in the cis1 conformation, the same C
O group in the cis2 conformation and two different carbonyl oxygens in the trans conformation. The trans conformation results in the most stable isomer and also the molecular arrangement found in all the crystals isolated (the crystal structure of CR6 is shown as the example, Fig. 3(b)).
Different CRs will have different stabilizing interactions in the three conformations, yielding to a different stability of the three isomers, depending on the chemical structure of the molecule. For the purpose of the present review, we chose to depict the CRs in the graphical diagrams in the trans or cis configuration, keeping the structure reported by the authors in the literature, taking into account that the determination of the configuration, not just theoretical calculations, has only recently been reported in a few scientific papers, mainly in the related Supporting Informations.53,57–60
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Scheme 7 CRs with symmetric structures. Patented structures ref. 62 and 63. CR1 was reported in ref. 30. CR8 was reported in ref. 38, 43 and44. CR10 was reported in ref. 64. CR16 was reported in ref. 18, 23, 38, 43 and64. |
However, this first report has not achieved the same success in the subsequent scientific literature as the papers on the squaraines, and hence, the synthesis of new CRs was often reported together with that of squaraines or other pseudo-oxocarbon compounds (i.e. rhodizonaines and/or deltaines).65–67 In 1973, Treibs et al.47 reported the synthesis of four pyrrolyl CRs (CR18a–d, Table 1, λmax > 690 nm) together with the synthesis of five pyrrolyl rhodizonaines, using ethanol as the solvent, at different temperatures. In a US patent in 1985,48 followed up in 198849 by Canon Kabushiki Kaisha, the synthesis of azulenyl CRs (CR19, Table 1) using butanol/benzene as the solvent was reported for the first time. In 1989, Yasui et al.64 reported the synthesis of CRs of type CR1 and CR7-10, referring to the Agfa-Gevaert patent61 from 1970 for synthesis details. Following, a US patent from 1989 by Fuji Photo Film51 and a US patent by Canon Kabushiki Kaisha from 199050 reported the synthesis of six aza-azulenyl CRs (CR20a–f, Table 1) and five azulenyl CRs (CR19, Table 1), respectively. Since 1970, a number of CRs have been successfully prepared by introducing various donor units such as quinuclidine, indole, thiophene, benzothiazole, benzooxazole, and aniline derivatives.1,10 They were prepared following several synthesis protocols, i.e., using different alcohols (MeOH, EtOH or BuOH) and/or different organic bases (pyridine/triethylamine mixtures, or quinoline), or using solvent mixtures such as butanol/benzene under reflux68 or butanol/toluene in an inert atmosphere (N2) or in air (CR21, Tables 1 and 2).24 Good to high reaction yields (45–95%) were reported for CRs prepared by refluxing butanol/toluene mixtures for a short reaction time (≤2 h), both in an inert atmosphere (N2,56 Ar57,58) and in air,69,70 without azeotropic water removal. From 1990 to 2018, only symmetric CRs were reported in the literature.
In 2018, Capozzi et al.59 synthesized new croconic acid derivatives: semicroconaines and nonsymmetric CRs. Semicroconaines (S-CRs) were selectively prepared via a base-free condensation reaction between croconic acid and methylene active-based aromatic heterocyclic compounds with a rigorous control of reaction conditions (optimized reaction conditions for S-CR1: yield = 86%, solvent = H2O/acetone, time = 4 days, temperature = 50 °C). The nonsymmetric CRs CR25a–c were synthesized in good yields, starting from the semicroconaine S-CR1, submitted to a second condensation reaction, as reported in Scheme 8.
The new pool of CRs was investigated by absorption and emission spectroscopy in different solvents, 1H NMR spectroscopy and theoretical calculations. In 2021, the same research group, reported the successful application of the emerging synthetic protocols based on solvent-free mechanochemical (ball-milling) and IR irradiation conditions to the preparation of indolenine-based CRs (CR5 and CR22, Table 1; CR25a, Scheme 8).52 Their study showed that the use of ball-milling (yield 64–67%, 3 h) was a valid alternative to the conventional heating (yield 17–62%, 1–2 h) under solvent-free conditions for the synthesis of CRs. Furthermore, irradiation with an IR lamp promotes the condensation reactions, even under solvent-free conditions, with considerable shorter reaction times (yield 43–64%, 90 s–1 h) and reduced energy consumption. In 2013, the first permanently interlocked CR-rotaxane systems were successfully prepared by Smith et al.57 using stoppering and clipping-based synthetic strategies. The new croconaine-rotaxane (CR26-rotaxane, Scheme 9) and pseudorotaxane architectures showed interesting properties such as efficient photothermal performance in both organic and aqueous environments.
From 2013 to 2019, Smith et al.53,60 continued research on CRs, by synthesizing new NIR-absorbing CRs with two thienothiophene flanking units, which were converted into rotaxane, via a “clicked capping” reaction. Polycroconaines (P-CR27a and P-CR27b Scheme 10) were first reported by Havinga et al. in 1992,72 who used a condensation reaction carried out in a higher saturated alcohol as the synthetic protocol, at reflux and with inorganic acid (HCl, H2SO4) or quinoline as the catalyst. Later, in 1995, Havinga et al.73 reported a water-soluble polycroconaine P-CR28 with the same conjugated structure of P-CR27 (Scheme 10), obtained by refluxing the two starting reagents in n-butanol for 20 hours, while removing water by means of azeotropic distillation. The first patent covering polycroconaines appeared in 1994,74 although the synthetic details were not stated. The polycroconaines are stable in air at room temperature and can be heated up to 300 °C in air without any observable degradation. The chloroform solutions, however, deteriorate upon standing in air and daylight. Under these circumstances, the polymers degrade to oligomers. Polycroconaines are semiconductors with a small band gap down to 0.5 eV (P-CR29, Scheme 10).75
In 2022, Taylor et al.67 reported the synthesis of new porous organic polymers (POPs), via a polycondensation reaction between a tritopic indole-based monomer and croconic/squaric/rhodizonic acid. The reactions were performed using quinoline as the base-catalyst and a butanol/toluene mixture as the solvent, in a nitrogen atmosphere at 120 °C for 72 h (Scheme 11, for the CR-based polymer only, P-CR30a). The POPs were isolated with excellent yields in the range of 85–97%. The CR-based polymer with zwitterionic structures was found to be a relatively weak proton conductor. Following this, in 2023, Enoch et al.76 reported the synthesis of a new CR-based microporous polymer with a narrow band gap, via a polycondensation reaction between the triamino triphenyl amine (TPA) and croconic acid, in o-dichlorobenzene/n-butanol as the solvent, at 80 °C for 5 days (Scheme 11, P-CR30b). Comparing P-CR30b with the corresponding squaric acid congener polymer, they found superior optical, electronic and electrical properties for the croconic acid derivative.
Since 2021, four papers have been published, reporting the synthesis of new CR-based polymers for sensing applications. In 2021,77 Yu et al. reported the synthesis of poly(4,4′-biphenylcroconate) (P-CR31a, Scheme 12), carried out by reacting croconic acid with 4,4′-biphenylenediamine, in acetonitrile at 125 °C for 12 h. The resulting polymer was investigated as an organic semiconductor gas sensor operating at high temperatures. In 2023, Zhou et al.78 reported the synthesis of poly(1,5-diaminonaphthalene-croconaine) (P-CR31b, Scheme 12), carried out by reacting croconic acid with 1,5-diaminonaphtalene, in o-dichlorobenzene/n-BuOH at reflux for 13 h. The polymer was investigated as an ultra-sensitive NH3 gas sensor in a core–shell composite system made of Ti3C2Tx MXenes. Moreover, in 2023, Chen et al.79 synthesized two new CR-based polymers, poly(1,5-diaminoanthraquinone-croconate) and poly(2,6-diaminoanthraquinone-croconate) (P-CR31c and P-CR31d, respectively in Scheme 12), by reacting croconic acid with 1,5-diaminoanthraquinone and 2,6-diaminoanthraquinone, respectively, in n-BuOH at 135 °C for 24 h. They were investigated as ion-in-conjugation polymer-based humidity sensors. In 2024, Wang et al.80 reported the synthesis of the azo-spaced polymer poly(4,4′-azodianiline-croconamide) (P-CR31e, Scheme 12), carried out by reacting croconic acid with 4,4′-azodianiline, in methanol/tetrahydrofuran at 80 °C for 24 h. The polymer was investigated for gas sensing under humid conditions.
From early 2000, in line with the growing interest in nanomaterials, there has also been a development of the research towards the production of CR nanoparticles, prepared by different synthetic protocols. The first nanostructure was prepared by Smith et al.,53 for which CR-doped silicate micelle nanoparticles were synthesized by a known procedure that first encapsulated hydrophobic dyes within Pluronic micelle cores and then formed permanent nanoparticles by silica deposition. Tang et al.81 synthesized new self-assembled nanoparticles by polyethylene glycol (PEG)-conjugated CR starting from CR21 (Tables 1 and 2) (CR21-PEG-NPS). CR21-PEG was readily suspended in aqueous solutions and spontaneously self-assembled into well-defined and uniform nanostructures, with a size tunable by applying different molecular weights of PEG (PEG5K, Mw = 5 kDa; PEG2K, Mw = 2 kDa; PEG132, Fig. 4).
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Fig. 4 (a) Schematic illustration of the preparation of CR21-PEG-NPS nanoparticles. (b)–(d) Transmission electron microscopy (TEM) images of CR21-PEG5K-NPS (0.15 mM) (b), CR21-PEG2K-NPS (0.15 mM) (c), and CR21-PEG132-NPS (0.15 mM) (d). Reproduced with permission from ref. 77. Copyright 2017, Elsevier. |
In 2021, Liu et al.,82 using the same croconaine CR21, reacted with polyethylene glycol H2N-PEG2000-SH, prepared croconaine-modified polyethylene glycol CR21-PEG-SH, which was then functionalized by two different cancer-targeting peptides c(RADyC) or c(RGDyC) to yield CR21-PEG-RAD or CR21-PEG-RGD. These polymeric systems, characterized by the hydrophobic CR21 and the hydrophilic H2N-PEG2000-SH and c(RADyC) or c(RGDyC), can be easily self-assembled in nanoparticles by ultrasonication in deionized water. The resulting nanoparticles CR21-PEG-RAD@NPs and CR21-PEG-RGD@NPs were successfully investigated as highly efficient contrast agents for targeted optoacoustic imaging of murine brain tumors. In 2022, Liu et al.16 reported multifunctional and water-soluble CR nanoparticles prepared by the nanoprecipitation method starting from CR24 (Table 1) and DSPE-PEG2000, which were first dissolved in THF, and then, the mixed solution was quickly injected in deionized water and a microtip probe sonicator was employed to sonicate the solution for 2 min, followed by removing the remaining THF using a rotary evaporator.
They were obtained as a brown solid and a purplish solid, respectively, with absorption maxima above 900 nm. While in 1993,69 CRs based on (2-thieny1) and (4-dialkylaminoaryl) (CR32 and CR33, Fig. 5) were reported, characterized by strong absorption bands in the NIR with λmax in the range of 750–850 nm. In 2000,46 four new CRs (CR2a,b and CR37a,b Fig. 5) were prepared starting from the pyrilium system and replacing the pyrilium O atom with S, Se or Te atoms. They showed absorption maxima in the range of 845–1080 nm, with a λmax shifting toward a longer wavelength as the heteroatom size increased. In 2001, in a US patent,84 the high NIR absorption capacity of CRs was exploited to improve the heating rate of a resin by adding two or more heating aids (one of these was a CR), which were chosen in order to promote broader and stronger absorbance in the NIR, with little or no increase in absorbance in the visible region of the spectrum. In 2003,40,41 CRs with absorption maxima at approximately 1100 nm, and features such as a relatively short backbone structure, good solubility in organic solvents (ClCH2H2Cl, CHCl3, and THF) and high thermal stability were reported (O-CR38a–e, Scheme 13 and Fig. 5).
More recently, a squaraine and a CR (CR35, Fig. 5), obtained by reacting tetra-nitrofluorene with squaric acid and croconic acid, respectively, were synthesized and compared.85 They represent a unique case in the history of squaraines/croconaines, as the squaraine showed the absorption at longer wavelengths than the CR (λmax 1058 and 1052 nm, respectively, in DMF). Subsequently, Guo et al.71 reported the first example of a calamitic mesogenic NIR-absorbing CR with λmax = 796 nm (CR36b, Fig. 5). Nowadays, the NIR-absorbing capability of CRs is highly wanted and widely exploited in biomedical applications.7–16,58,81,86 For example, Li et al.86 synthesized a CR (CR21, Tables 1, 2 and Fig. 5) with absorption in the range of 650–850 nm, investigating it as a theranostic agent. Semicroconaines showed intense absorption spectra in protic solvents, with an extinction coefficient, ε, of about 103–104, lower than CRs, in general. With the decrease in organic solvent polarity (from MeOH to CH2Cl2), generally a hypsochromic shift was observed. For example, the absorption maximum of S-CR1 shifted from 574 nm in MeOH to 552 nm in CH2Cl2 (Scheme 8 and Fig. 5),59 whereas the absorption profiles of nonsymmetric CRs were similar to those observed for symmetric indolenine-based CRs.53 In Fig. 6, the representative absorption spectra of symmetric (CR5 and CR6, Scheme 6) and nonsymmetric (CR25a–c, Scheme 8) CRs are reported. Nonsymmetric CRs showed absorption maxima in the NIR region with high molar extinction coefficients in aprotic solvents (ε in the order of 105). As for semicroconaines, for nonsymmetric CRs, with the decrease in organic solvent polarity, a bathochromic shift was observed (i.e. the absorption maximum of CR25a shifted from 778 nm in MeOH to 802 nm in CH2Cl2; Fig. 5).53
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Fig. 6 Representative absorption spectra of CR5 and CR6 (a) and CR25a–c (b). Reproduced with permission from ref. 56 and 59. Copyright 2016, the Royal Society of Chemistry; copyright 2018, the American Chemical Society. |
Very recently, in 2024, Li et al.87 proposed an interesting donor engineering approach to simultaneously manipulate the absorption and nonradiative transitions in CRs (Scheme 14). Increasing the electron donating ability of donor units, the absorption of CRs red-shift to the NIR-II region, especially when the benzo[c,d]indolinium donor group is used (CR39 Scheme 14). CR39 showed a narrower HOMO–LUMO energy gap and strong NIR-II light absorption ability. Moreover, the steric repulsion between the planar donor unit and the croconate acceptor in CR39 promotes the formation of a twisted intramolecular charge transfer state, promoting the decay of absorbed energy towards heat-producing and non-radiative pathways. The photothermal conversion efficiency of CR39 was found to be 84%.
Moreover, in 2024, Chen et al.19 proposed the use of chalcogen atoms to modulate the absorption properties of CRs with the structure of CR2 (Scheme 4). By investigating four different chalcogen atoms (O, S, Se and Te), it was found that the absorption of CR can be shifted from the NIR-I to the NIR-II range due to the heavy-atom effect. The Te-substituted CR in its nanoformulation showed high NIR-II photothermal conversion efficiency (70.6%) and good photostability, resulting in superior potential in photothermal therapy for tumor elimination upon irradiation at 1064 nm.
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Fig. 7 Representative normalized absorption and fluorescence spectra of CR40. Reproduced with permission from ref. 15. Copyright 2022, the Royal Society of Chemistry. |
CR40 exhibited a strong absorption peak at 780 nm with a high molar extinction coefficient of 1.19 × 105 M−1 cm−1 and a fluorescence peak at 815 nm exploited for in vivo fluorescence imaging. Li et al.86 reported the data of fluorescence also for CR21 (Tables 1, 2 and Fig. 5), with a band in the range of 1000–1400 nm. The quantum yields (QYs) were recovered for both CR21 alone and CR21-PEG-GBP (CR21 conjugated with NH2-PEG36-COOH and targeting peptide GBP) assembled in DMSO and found to be 0.406% and 0.626%, respectively, related to carbon nanotubes (QY: 0.03%). The data of fluorescence were also reported by Capozzi et al.59 for S-CRs, which showed a solvent polarity-dependent emission. In fact, for example, under the same measurement conditions and with the same concentration of about 10−6 M, S-CR1 (Scheme 8) showed the most intense emission in CH2Cl2, while S-CR2 showed the most intense emission in H2O (Table 2). On the contrary, the nonsymmetric CRs CR25a–c (Scheme 8) did not show any significant fluorescence in the range of 800–1000 nm.
In 2016, Punzi et al.56 investigated, by absorption and CV measurements, a series of indolenine-based CRs, including CR5 and CR6 (Scheme 6). From oxidation and reduction potentials, they estimated the HOMO energy levels to be −5.25 and −5.33 and the LUMO energy levels to be −3.95 and −4.03 eV for CR5 and CR6, respectively (Fig. 8).
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Fig. 8 Cyclic voltammograms of CR5 and CR6. Reproduced with permission from ref. 56. Copyright 2016, the Royal Society of Chemistry. |
They also determined the optical (from absorption spectra) and electrochemical band gap Eg values: the Eoptg values were 1.55 and 1.52 and the Eelecg values were both 1.30 eV for CR5 and CR6, respectively. Theoretical calculations43 were also performed on CR5, reporting an overestimation of the HOMO–LUMO band gap with respect to experimental results.56 In 2023, Maeda et al.45 investigated the electrochemical properties of CR2a and CR2b by cyclic voltammetry, determining the HOMO and LUMO energy levels and the resulting band gaps. They estimated for CR2a the HOMO and the LUMO levels to be −4.71 and −3.99 eV, respectively, for CR2b the HOMO and LUMO levels to be −4.66 and −3.91 eV, respectively (Fig. 9). As a result, the electrochemical band gap Eelecg was found to be 0.72 for CR2a and 0.75 for CR2b.
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Fig. 9 Cyclic voltammograms of CR2a and CR2b. Reproduced with permission from ref. 45. Copyright 2023, the Royal Society of Chemistry. |
In 2019,91 the same research group studied the photoelectric properties of films of polymeric composites (FPC) derived from poly-N-epoxypropylcarbazole (PEPC) and CR41. The composites were found to have hole-type photoconductivity. The internal photoelectric effect is therefore a function of the photogeneration of charge carriers from the CR dye and transport of the holes along the donor fragments of the polymer matrix. Very interesting in CRs is, also, proton conduction, which was investigated for the first time only very recently in 2022 by Taylor et al.67 They prepared a porous organic polymer via polycondensation between a tripodic indole-based monomer and croconic acid (POP, P-CR30a, Scheme 11). The CR-based polymer with a zwitterionic structure was found to be a relatively weak proton conductor (1.9 × 10−7 S cm−1 at 90 °C and 90% relative humidity). However, doping this polymer with LiCl vastly improves the proton conductivity up to a value of 0.15 S cm−1 at 90 °C and 90% relative humidity. In 2023, Enoch et al.76 performed measurements of conductivity on compressed cylindrical pellets of polymer P-CR30b (Scheme 11), finding very low values (in the order of 10−7 S m−1) for the pristine materials, which results in substantial insulation. Following doping with iodine, P-CR30b showed a substantial increase in conductivity, with values up to 0.1 S m−1.
This molecule is very interesting from an electrochemical point of view thanks to its high proportion of redox-active functional groups for molecular unit. Furthermore, it is air-stable and easy to handle. This is a rare example of CR obtained by reacting croconic acid with an electron-acceptor unit, the malononitrile. We have included in the present review this croconic acid derivative for its great potential in energy applications (see the following section for energy storage applications).
After aggregation, CR43 exists in a dimeric form, stabilized by strong π–π intermolecular interactions, and displays a rarely reported high-spin state. Benefiting from the synergistic effects of radical features and strong π–π intermolecular interactions, it absorbs broadly from 300 to 2000 nm. In-depth investigations with transient absorption analyses reveal that strong intermolecular π–π interactions can promote nonradiative relaxation by accelerating internal conversion and facilitating intermolecular charge transfer (ICT) between dimeric molecules to open internal conversion pathways. Finally, exploring the applications of CR43 for solar-thermal applications, a flexible self-healing poly(dimethylsiloxane) (H-PDMS)/CR43 film was created as a solar absorber for an organic–inorganic composite flexible solar thermoelectric generation (STEG) system, which achieved an open circuit output voltage of 192 mV and a maximum power density of 1.86 W m−2 at a solar irradiance of 5 kW m−2 (Fig. 10).
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Fig. 10 Illustration of the excellent flexibility of the H-PDMS/CR43 film (top) and schematic illustration of the STEG device (bottom). Reproduced with permission from ref. 6. Copyright 2022, Wiley. |
NIR-absorbing photothermal CRs also find application as mesogenic calamitous materials. Yang et al.71 explained how, thanks to the photothermal heating effect induced by the CR (YHD796 in Fig. 11, labelled as CR36b in this review, Fig. 5), well dispersed in a LCE (liquid crystalline elastomer) matrix, the composite film obtained performs a completely reversible contraction/expansion response towards the NIR light stimulus.
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Fig. 11 New biomimetic composite material. (a) The image of a cucumber plant tendril with bending and chiral twisting distorsion. (b) The chemical compositions of PMHS-AZO46-MBB/YHD796 composite (Formula 1) and PMHS-MBB/YHD796 composite (Formula 2). (c) Schematic illustration of the preparation protocol of the dual-layer LCE ribbon material. Reproduced with permission from ref. 98. Copyright 2016, Springer Nature. |
They reported the first example of a NIR-absorbing mesogenic organic magnet. Moreover, the same research group, utilized the same CR36b (YHD796) to prepare a new biomimetic composite material capable of performing two different three-dimensional reversible transformations (bending versus chiral twisting) through modulation of the wavelength of the light stimuli, miming one individual plant tendril material (Fig. 11).98 In 2017, Liu et al.99 exploited the NIR absorbing YHD796C chromophore (Fig. 12) as a soft actuator material able to increase the local temperature from 18 to 260 °C in 8 s and lift up weights 5600 times heavier than its own weight, under 800 nm NIR irradiation. The NIR absorbing chromophore YHD796C was designed with cross-linkable functional groups (four alkenyl-tailed groups) and submitted to in situ acyclic diene metathesis polymerization with a LC monomer (Y1709, Fig. 12) to fabricate a uniaxial aligned main-chain LCE soft actuator material, in which the NIR chromophore is chemically bonded in the LCE material. The resulting soft actuator material exhibited an ultrafast photoresponsive speed and superior mechanical property, easily lifting up heavy loads, even up to 5680 times heavier than their own weight.
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Fig. 12 (a) Chemical composition of the LCE material; (b) photo image of an LCE ribbon before and after NIR (808 nm) irradiation; and (c) photo image of an LCE film (4.3 mg) lifting up a load (ca. 24.44 g) under NIR irradiation. Reproduced with permission from ref. 99. Copyright 2017, the American Chemical Society. |
Following this, Nie et al.100 prepared a photothermally responsive liquid crystal elastomer using the same CR36b (YHD796) as the photothermal agent in order to produce single-faced Möbius strip actuators capable of producing continuous in situ rotation under NIR irradiation (Fig. 13).
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Fig. 13 Dual-layer polysiloxane-based liquid crystal soft actuators. (a) Schematic illustration of the chemical components of this LCE system and the preparation procedure of LCE796 (orange part) and LCE0 (dark blue part) ribbons. Photographs of the single-layered (b) S-Möbius[+1] and (c) S-Möbius[+2] actuators upon application of a photothermal stimulus (scale bars: 5 mm) Reproduced with permission from ref. 100. Copyright 2021, Springer Nature. |
A 2014 patent101 reports the use of CRs as additives to plastics to facilitate laser welding of these materials. Dyes usually used as laser absorbers must meet certain requirements: (a) intense absorption at the wavelength of the laser used; (b) heat resistance during the welding process; and (c) neither the dye nor the decomposition products shall be toxic when used together with foodstuffs and the like. CRs used in welding applications are shown in Scheme 18. These CRs are easy to adapt to plastic materials. In fact, by changing the substituents on the amino nitrogen, it is possible to modulate the solubility, while, through an appropriate selection of the aromatic or heteroaromatic group, it is possible to set the absorption profile of the dye.
In 2019,102 another patent disclosed a new NIR-absorbing CR suitable for use in NIR laser welding methods of plastic materials. In the same year, another patent describes the use of CRs as photothermal dyes to be mixed with thermoplastic PEEK polymers for the purpose of creating articles by 3D printing.103 Very recently, in 2024, Xu et al.104 reported the use of a CR with the basic structure of CR32 to functionalize the surface of polypropylene with a CR-functionalized polymer acting as an antifouling and NIR-light-mediated photothermal sterilizing agent. The CR was designed with a reactive functional group (alkyl bromide) suitable for polymerization and used to prepare various amphiphilic block polymers acting as antibacterial coatings of polypropylene substrates.
Liu Y. et al.105 demonstrated that NIR CR probes can produce a strong photoacoustic signal when compared with other probes, at the same mass concentration. The NIR CRs used (one of them shown in Scheme 19(B), CR45) were designed and synthesized to specifically bind the cerebrovascular amyloid (binding energy −9.3 kcal mol−1). They showed an intense absorption peak at 800 nm and generated a significant increase in local temperature under low-power laser irradiation. Liu H. et al.107 expanded the application of PA imaging to the long-wavelength NIR-II region using an open-ring CR (O-CR38a, Scheme 13 and Fig. 5) with NIR-II absorption at 1094 nm (which may be the smallest molecule among the few small organic molecules with an absorption wavelength >1.0 μm). Jansen et al.,108 for the first time, produced CR copolymer nanoparticles by reacting croconic acid with a range of aromatic diamines (P-CR46a–d, Scheme 19(C)). All synthesized polymers show broad absorption in the NIR region and therefore represent suitable candidates as contrast agents for PAI. It is possible to observe the highest photoacoustic activity for all polymers in the range of 820–920 nm. Currently, there is extensive research on therapies applied to cancer treatment, and some of them are being investigated at a clinical level. Some examples include tissue, cell and gene or RNA interference (RNAi) therapies, and other treatments use light to eliminate solid tumors, including photothermal therapies (PTTs). Regarding the latter, the basis of photothermal therapy consists of an agent (usually a nanoparticle or a dye) capable of absorbing light at a specific wavelength and releasing vibrational energy producing a local increase in heat. When this heat increases above 43 °C, protein denaturation is induced and thus tumor cell apoptosis occurs. CRs are promising candidates for PTT. They have a dual behavior depending on the environmental pH, changing their structure and absorption profile from an alkaline form (absorption peak in the visible region under slightly alkaline conditions, i.e. pH 7.4) to an acidic form (high absorption peak in the NIR region). Furthermore, CRs have strong resistance to photobleaching, chemical and thermal stability, and exhibit a short-excited state lifetime that underlies efficient relaxation. They also have very little fluorescence emission and reduced singlet oxygen generation; therefore, they constitute ideal dyes to decouple photodynamic effects from photothermal effects.9 Interesting examples of PTT are nanoscale heat generation applications. Smith et al.7 have demonstrated that CR rotaxanes can be used for clean photothermal heating of nanoparticles without producing singlet oxygen, explaining then the procedure for performing a photothermal heating experiment in a more recent work.109 More recently, Liu et al.16 demonstrated the high photothermal conversion efficiency of CR24-NPs (Table 1) (PCE ∼ 58%) and their ability to eliminate tumor in vivo using a low-energy laser, while remaining biocompatible and well tolerated. In 2021, Shahrivarkevishahi et al.110 used CR21 (Table 2) to make a new generation of immune-photothermal agents using chemically modified virus-like particles (VLPs) called bacteriophage Qβ. This can generate more heat at 808 nm than free dye CR21 with a photothermal efficiency comparable to gold nanostructures, but it is biodegradable and acts as an immunoadjuvant united with the heat. Finally, Zhang et al.111 designed and synthesized a functionalized cationic polymer (CR-PQAC) using CR21 as a bridging agent and quaternary ammonium groups for photothermally enhanced antimicrobial therapy under near-infrared irradiation (Fig. 14).
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Fig. 14 Molecular structure of CR-PQAC and its antibacterial mechanisms. Reproduced with permission from ref. 111 (modified). Copyright 2024, Elsevier. |
In 2024, Niu et al.112 reported the use of CR44 to realize a thiol-triggered CR-chromene system to induce ferroptosis and photothermal synergistic efficient tumour ablation. Moreover, in 2024, Dong et al.113 reported the use of CR24 to realize croconaine-based nanoparticles with absorption in the NIR-I region and fluorescence emission in the NIR-II region and their ability to induce significant tumor ablation without apparent side effects. Furthermore, they are able to promote the formation of antitumor immune memory in a colorectal cancer model. Finally, even in 2024, You et al.114 investigated a CR containing two indole groups linked to two morpholine units as a lysosome-targeting and Fe3+-modulate agent. The CR together with fibronectin-targeting peptides CREKA, Fe3+ and DSPE-PEG2000 were mixed for engineering nanoparticles for enhanced triple-mode bioimaging and Fe3+-triggered tumour synergistic therapy. For a broader overview of investigation on CRs for bioimaging and phototherapy applications refer to the reviews of Cai et al.11 and Kataria et al.34
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Fig. 15 Photocurrent response of the OTE/TiO2/CR47a electrode to monochromatic illumination. The comparison of (a) IPCE and (b) absorbance traces shows the primary species responsible for photocurrent generation. Electrolyte: 0.5 M LiI and 0.05 M I2 in CH3CN. Reproduced with permission from ref. 2. Copyright 2008, the American Chemical Society. |
In 2015, Chitumalla et al.3 performed theoretical studies on the effect of the electron withdrawing/donating nature of substituents connected to the croconate ring on the geometric, electronic and optical properties of two CRs. They demonstrated the efficiency of CRs in dye-sensitized solar cells (DSSCs) starting from two structurally simple symmetric CRs (CR48a,b, Scheme 21). The high binding energy of diketone groups of CR dyes on the TiO2 surface and the light-harvesting efficiency make CRs suitable for DSSC applications. Periodic density functional theory (DFT) calculations showed that the binding energy is strongly dependent on the nature of the substituent present on the dyes, so that, by proper molecular and structural design, high-performance CRs can be achieved.
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Fig. 16 Changes in the absorption spectra of CR47a (7.75 μM) in THF with addition of (A) Pb2+ [Pb2+] = 0 (a), 0.94 (b), 1.88 (c), 2–82 (d) and 3.87 μM (e) and (B) Cd2+ [Cd2+] = 0 (a), 0.94 (b), 1.88 (c), 2–82 (d) and 3.87 μM (e). The insets show the corresponding changes in fluorescence intensity. Excitation wavelength = 700 nm. Reproduced with permission from ref. 23. Copyright 2008, the American Chemical Society. |
The binding between CRs and divalent metal ions occurred on the carbonyl groups of the croconate ring, as demonstrated by 1H NMR spectra, leading to relevant chelation-enhanced fluorescence. In 2015, a highly selective and sensitive chemosensor, (2,5-bis[(4-carboxyl-piperidylamino)thiophenyl]-croconaine), BCTC (labeled as CR21 in this review, Table 1), was synthesized and investigated for the detection of Fe3+ and Cu2+.24 The metal ions coordinate with the oxygen anion of CR21 with 1:
1 stoichiometry of the host–guest complexation. Furthermore, a key aspect is the high specificity of this chemosensor for Fe3+ and Cu2+ also in the presence of other metal ions, with the colorimetric and fluorescence changes observed, something, also by the naked eye. Since 2017, other articles reported CRs with the capacity of sensing a specific metal ion, i.e. Fe3+, Hg2+, Ag+, and Cu2+. In particular, the research group of Yao synthesized and investigated two different CRs both with high specificity for Fe3+,25,26 2,5-bis[2,3,3-trimethyl-3H-indole-5-sulfonic acid]-croconaine (TISC) and 2,5-bis[3-benzyl-2-methylbenzothiazole]-croconaine (BMC) (Fig. 17).
The TISC results a highly selective water-soluble optical probe for Fe3+, with a binding constant of 3.071 × 104 M−1 and 1:
1 stoichiometry of complexation via N atoms and O of oxalyl unit. BMC results in a highly selective optical probe for Fe3+ with a binding constant of 1.4244 × 104 M−1 and 1
:
1 stoichiometry of complexation via the carbonyl groups of croconate ring. Moreover, BAC results in a highly selective optical probe for Hg2+, with a binding constant of 1.6 × 105 M−1 and 1
:
1 stoichiometry of complexation via S atoms (Fig. 18).27 The high selectivity of all three of these CRs even in the presence of many other interferent metal ions, together with their NIR-absorbing property, makes them potential sensors for biomedical applications in the detection of metal ions in human organisms.
The detection of heavy and transition metal ions, such as Pb2+, Cd2+, Hg2+, Cu2+, and Fe3+, has been attracting increasing attention for environmental safety and human health. For example, an excess or decrease in Fe3+ can impair cellular homeostasis and cause various disorders such as anemia, Alzheimer's disease, diabetes, Parkinson's disease, cancer, Huntington's disease, and heart failure. In addition, trace amounts of mercury accumulated in the body cannot be excreted through the body's metabolism, leading to heart, liver and thyroid diseases and causing nervous disorders, chronic mercury poisoning, and even tumors. Therefore, the detection of Fe3+ and Hg2+ is significant for the diagnosis and treatment of diseases. In 2021, Wang et al.115 investigated CR1 (Scheme 7) as a highly sensitive and selective colorimetric and fluorescent probe for the detection of Ag+. They performed measurements also in the presence of potentially competitive ions (Na+, K+, Mg2+, Ca2+, Co2+, Ni2+, Zn2+, Cd2+, Ba2+, Al3+, and Cr3+) and found a high selectivity of CR1 for Ag+, without interference from other metals. In 2022, He et al.116 reported two new CRs, ONKT and PNKT (Fig. 18), similar to BAC, in which the 2-ethoxyaniline and 4-ethoxyaniline were used as donor groups to bind croconic acid, instead of 2-benzylthio-aniline of BAC. These CRs resulted in highly selective and sensitive colorimetric probes for Cu2+. Very recently, very interesting investigations have been devoted to polymeric derivatives of CRs for application in gas sensing. Yu et al.,77 using the polycroconaine P-CR31a (Scheme 12), demonstrated the possibility to exploit the ion-in-conjugation concept to realize organic gas sensors operating at 100 °C and 70% relative humidity. The P-CR31a-based sensor resulted in having a ppb detection limit for NO2, showing the highest sensitivity (2526 ppm−1 at 40 ppb) between all reported NO2 chemiresistive sensors. Moreover, by exploiting the ion-in-conjugation concept, Zhou et al.78 fabricated a hybrid system with Mxene Ti3C2Tx and polycroconaine P-CR31b (Scheme 12) suitable for NH3 detection. P-CR31b was obtained by in situ polymerization in the presence of Ti3C2Tx to yield a core–shell composite Ti3C2Tx@P-CR31b exhibiting good sensitivity (2.8% ppm−1), selectivity, repeatability and fast response/recovery for NH3 detection. The presence of P-CR31b significantly improved the long-term stability of the Ti3C2Tx@P-CR31b with respect to pristine Ti3C2Tx. In the same year, 2023, Chen et al.,79 still relying on the ion-in-conjugation, fabricated a humidity sensor based on the polycroconaines P-CR31c and P-CR31d for snoring monitoring. The sensor was able to monitor human breath with rapid response/recovery, working in a wide range of relative humidity (11–95% RH) and with a time stability of 8 h. Finally, this year Wang et al.80 reported the results of the investigation on the ion-in-conjugation polymer P-CR31e for gas sensing under humid conditions. The P-CR31e-based gas sensor exhibited an ultrahigh sensitivity of 802.7 ppm−1 at 1 ppm, sub-ppb detection limit and high selectivity under humid air (80% humidity) at temperatures down to 350 K.
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Fig. 19 Asymmetric battery charge–discharge curves of 1 mM TBA2CR42 vs. 1 mM TCNQ mixed electrolytes in 0.1 M TBAPF6, MeCN electrolyte at 0.48 mA cm−2. The upper and lower threshold potentials are 1.7 and 0 V, respectively. Celgard porous separator. Reproduced with permission from ref. 92. Copyright 2019, Elsevier. |
CR42 was applied in an acetonitrile electrolyte and used as both the battery posolyte and negolyte, with a cell potential of 1.82 V and a concentration of 1 M. Experiments conducted using CR42 as the posolyte and 2,1,3-benzothiadiazole or tetracyanoquinodimethane as the negolyte showed improved battery performance, indicating the potential of croconic derivatives in battery technology. This molecule is the only example reported in the literature where a croconic acid dye has been investigated for battery applications, as well as croconic acid salts,117–120 which have been widely studied and are considered very promising in this field.
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