Open Access Article
Nagendra S.
Chauhan
* and
Yuzuru
Miyazaki
*
Department of Applied Physics, Graduate School of Engineering, Tohoku University, Sendai, Miyagi 980-8579, Japan. E-mail: nagendra599@gmail.com; yuzuru.miyazaki.b7@tohoku.ac.jp; Fax: +81-22-795-7971; Tel: +81-22-795-7970
First published on 20th September 2022
Defects are ubiquitous and extensively found in a half-Heusler microstructure, and often yield a significant variation in its transport properties. There remains a critical gap in understanding the nature and origin of such prevalent defects that influence the electronic band structure and lattice dynamics of the innately disordered half-Heusler alloys. Here, we employ thermodynamics evaluation and structural characterization to understand the microscopic origin of a defect sub-structure and elucidate the critical role of stoichiometry by examining defective V1+xFe1+ySb (−0.1 < x, y < 0.1) half-Heusler compositions. It was found that microstructural metastability and an inherent tendency for atomic ordering result in vacancies/interstitials, which can be enhanced in off-stoichiometric compositions. These atomic disorders are embodied as V-segregates, Fe-rich dendrites, and V-deficient eutectic substructures within the structurally ordered half-Heusler microstructure while their concentration depends on the altered stoichiometry. A significant variation in both power factors and lattice thermal conductivity was observed, which is more favorable for V-excess and Fe-deficient compositions in low self-doping limits (0 < x < 0.05) for thermoelectric applications. These findings highlight the defective nature of cubic n-type VFeSb half-Heusler alloys and elucidate the implication of prevalent defects on thermoelectric transport properties.
In half-Heusler (HH) alloys, configurations with a valence electron count per unit formula (VEC) of ∼18 are thermodynamically stable and have been extensively investigated for TE applications.17–23 This is due to the remarkable electronic transport with high power factors exhibited by many of these 18 VEC alloys, which desirably can be formed with constituents within the realm of earth-abundant materials.24–31 Having a ternary equiatomic XYZ composition, most HH alloys crystallize into a cubic crystal system [space group F
3m (no. 216)] and host a rich variety of 3d, 4d, and 5d transition metal elements.19,32 Ideally, the HH structure contains four vacant tetrahedral sites in comparison to their full-Heusler XY2Z analogue, wherein these vacant sites are occupied by extra Y atoms. Interestingly, the vacant sites in HH alloys allow a limited solubility of interstitials which can effectively enhance both the phonon scattering and self-doping ability for carrier concentration optimization.33–35 During synthesis, these vacant sites available in HH alloys are highly susceptible to point defects such as the Frenkel-pair type, antisites36–39 and/or Schottky defects37,40 as a result of charge compensation effects, thereby causing an inherent interruptions of regular patterns in crystalline solids. Moreover, the presence of low melting constituent elements such as antimony and tin may cause non-homogeneity in the stoichiometry of HH alloys, as they vaporize during melting and remain in a segregated impurity phase post melting, thus making the synthesis of HH alloys highly susceptible to impurity phases.40–46
Among the pre-existing HH alloys, structurally ordered cubic VFeSb alloys are a prospective n-type candidate for near-room temperature TE applications owing to their remarkably high-power factor near room temperature.47–51 Interestingly, VFeSb alloys are homologous compounds of NbFeSb HH alloys for which significant progress has been reported lately using microstructural engineering and substitution.27,28,30,31 However, unlike NbFeSb HH alloys, VFeSb is highly susceptible to a significant concentration of vacancies and Fe-interstitials.52–54 Thus, understanding the nature and origin of such prevalent defects remains critical towards improving the TE transport favorably in VFeSb HH alloys. It is widely recognized that the thermodynamic properties of metals and their alloys are of great significance in understanding and interpreting the phenomena such as solidification, diffusion, nucleation, and precipitation. In recent years, the calculation of phase diagram (CALPHAD) technique55–57 has been extensively used to assess the phase stability of a great number of systems by minimizing the Gibbs free energy from the experimental phase equilibrium data. However, for compositions with unavailable experimental information, theoretical models such as Miedema's method58–60 could be alternatively used to perform thermodynamic calculations.61–67 For carrying out thermodynamic calculations to design alloys, understanding the chemical activity of elemental constituents will be useful for better correlating their chemical behavior to attain favorable microstructures.
In this work, we demonstrate defective V1+xFe1+ySb (−0.1 < x, y < 0.1) HH compositions, which are structurally ordered by heat treatment and controlled nominally using stoichiometric alteration, for tuning their TE transport favorably. It was found that cubic VFeSb HH upholds the characteristic HH crystal structure despite a slight variation in off-stoichiometry. The refinement reveals the presence of Fe-interstitials and V-vacancies in all the synthesized specimens, which can be related to changes in stoichiometry. The microstructural characterization reveals the V-segregates, Fe-rich dendrites, and V-deficient eutectic substructure which can be regarded as the embodiments of Fe-interstitials and V-vacancies within the structurally ordered HH microstructure. Most defective compositions display high electrical conductivity and low thermal conductivity arising from distinct substructures, which conduct electrons and effectively scatter phonons. A maximum TE figure-of-merit (zT) of ≈ 0.2 at 523 K was achieved for optimal V1.05FeSb and VFe0.95Sb defective HH alloys due to the enhanced PF and synergistic reduction in κL, which corresponds to a 50% enhancement over pristine VFeSb. Furthermore, the thermodynamic modeling of the V–Fe–Sb system employing the extended Miedema's method was carried out, to provide a qualitative description of the activity–constitution relationship of VFeSb HH alloys.
To estimate the thermodynamic properties of the nominal VFeSb alloy, extended Miedema's model,58–60i.e. asymmetric Hillert's model74,75 for ternary alloys was employed.65–67 At a given temperature (T), the Gibbs free energy of mixing for a random solid solution was determined from the entropy of mixing (ΔSm) and enthalpy of mixing (ΔHm) as follows:
| ΔGm = ΔHm − TΔSm | (1) |
The enthalpy of mixing ΔHmVFeSb was determined employing asymmetric Hillert's model74,75 by assuming the transformation of an asymmetric ternary system into a reciprocal system. The ΔHmVFeSb values were evaluated from the mole fractions of xV, xFe, and xSb of elements V, Fe, and Sb, respectively, and the enthalpy of mixing ΔHmVFe, ΔHmVSb and ΔHmFeSb of binaries V–Fe, Fe–Sb, and V–Sb, respectively. ΔHmVFeSb is calculated as follows:67,74,75
![]() | (2) |
and
.
The entropy term is determined using the configurational entropy of a random solid solution as follows:
![]() | (3) |
![]() | (4) |
The activity coefficient (γi) of the elemental constituents, i.e., γV, γFe and γSb, was obtained using the tangential intercept method as
and plotted as a function of composition for annealing and sintering conditions besides room temperature to elucidate the phase formation and microstructure.76
3m, No. 216) structure77 with no noticeable secondary phases (within the detection limit of our XRD equipment). The refined lattice constant obtained by the Rietveld refinement of the measured XRD pattern is shown in the inset of Fig. 1(a and b). The cubic lattice constant of the HH crystal varies linearly for both deficient and excess compositions, thereby following the Vegard Law78 and suggesting the complete solubility of interstitials and vacancies within the HH microstructure as the localized and short-range order of defects. It can be inferred that off-stoichiometry in these defective compositions at low concentrations is well accommodated within the sublattice implying limited yet considerable solubility of interstitials/vacancies within the HH matrix.10,33,48,79
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| Fig. 1 X-Ray diffraction patterns of (a) V1+xFeSb and (b) VFe1+ySb half-Heusler alloys along with a lattice constant with varying V and Fe stoichiometry (−0.1 < x, y < 0.1) are shown in the inset. | ||
The refined XRD patterns corresponding to each composition are also shown in the ESI† of Fig. S1–S9 with refined parameters enlisted in Table S1 (ESI†). Interestingly, the refined chemical compositions for all the samples were found to inherently exhibit Fe vacancies at both 4b and 4c lattice sites. For the structural refinement, isotropic atomic displacement parameters, i.e., B(iso) values, were fixed, and vacancies were refined for each atom. Although no clear relationship on occupancies was established, a prevalence of Fe-4d Frenkel-type defects intrinsically in the synthesized VFeSb HH compounds was established. Such atomic-level defects are characteristically similar to the Co-4d Frenkel-type defects reported for ZrCoSb-based HH80 and conform to the previous assertions made on the thermodynamic stability of interstitial Fe atoms at 4d sites.48,79
The microstructural characterization of representative excess and deficient regions within the off-stoichiometric specimens at the same magnification is shown along with the elemental mapping image in Fig. 2. The SEM images reveal a densely packed microstructure with distinct defect structures corresponding to varied stoichiometries, which are shown using both SE-SEM and BSE-SEM micrographs along with the elemental mapping image. In V-excess (Fig. 2(a)) HH compositions, V-segregation alongside Fe-rich dendrites was prominently observed, while V-deficient (Fig. 2(b)) compositions displayed an extensive formation of the V-deficient eutectic substructure. For Fe-excess (Fig. 2(c)) compositions, Fe-rich dendrites interlaced within the V-deficient eutectic substructure and V-precipitates were prominent, while Fe-deficient (Fig. 2(d)) compositions display V-segregation over the Fe-rich dendritic substructure. In all defective samples, the localized variation of Sb was also observed which interestingly led to two kinds of substructures prominently. The Sb-excess (Fig. 2(e)) regions correspond to the V-deficient eutectic substructure, while Sb-deficiency (Fig. 2(f)) is typically observed in regions where Fe-rich dendrites and V-precipitates are widespread. The elemental map shown alongside indicates a uniform distribution of constituent elements but marks the regions corresponding to V-segregation and Fe-rich dendrites more evidently. The EDX analysis shows closer agreement with the nominal stoichiometry suggesting the localized nature of these defect structures within the cubic VFeSb HH phase which despite their existence preserve the overall nominal compositions.
For comparison, nominally stoichiometric VFeSb HH alloys are presented in Fig. 3. A well-distributed network of Fe-rich dendrites alongside V-precipitates, dispersed all over and the V-deficient eutectic substructure, is shown in the BSE-SEM (Fig. 3(a)) and SE-SEM (Fig. 3(b)) images. Interestingly, the off-stoichiometric granular effects were also found as localized domains with the stoichiometric VFeSb HH microstructure. The elemental map shown in Fig. 3(c) indicates a uniform distribution of constituent elements, while the EDX map shown in Fig. 3(d) reveals signatures of the constituent elements in the spectrum. Thus, structurally ordered VFeSb with a cubic phase inherently exhibits a localized susceptibility towards the disorder and formation of granular defects. It was observed that the defect types and their concentration are sensitive and characteristic to stoichiometric alteration thereby signifying the distinct role of stoichiometry in inducing these defect substructures within the VFeSb HH matrix.
To understand the changes in the electronic band structure due to the inherently defective nature of VFeSb HH, the total and site-decomposed density of states for nominal and defective VFeSb compositions is presented in Fig. 4(a and b–d), respectively. The atomic DOS for all constituents is altered in an innately defective composition due to the Fe-interstitials which prevail widely and shift the Fermi level into the conduction band from the bandgap. As indicated, the contribution from p-states of Sb is limited to the low-lying core states in both nominal and defective band structures, while the strong hybridization of d-states contribution from the transition metal atoms (V and Fe) remains critical to the DOS near the Fermi level. The total and atom-projected density of states displayed in Fig. 4(e and f), respectively, presents the shift in the Fermi level towards the conduction band in the defective composition from the mid-gap position projected for the nominal composition. This indicates the prevailing self-doping tendencies particularly due to the presence of Fe-interstitials, which as donor impurities contribute additional electrons with inherent degeneracy in structurally ordered VFeSb HH alloys. To determine carrier characteristics, the results of the room temperature Hall data measurement are tabulated in Table 1. Interestingly, the carrier concentration (nH) of all defective samples was measured to be higher in comparison to that of pristine VFeSb and may be attributed to the increasing concentration of the defect concentration which brings inherent changes to the electronic band structure causing self-doping. Correspondingly, lower carrier mobility (μH) was obtained in all defective samples which can be ascribed to the occurrence of defect scattering.
| Compositions | R H (m3 C−1) × 10−8 | n H (cm−3) × 1019 | μ H (cm2 V−1 s−1) |
|---|---|---|---|
| 0 | −8.5 (1) | 7.4 | 60 |
| x = −0.10 | −6.3 (2) | 9.8 | 53 |
| x = −0.05 | −5.9 (1) | 10 | 50 |
| x = +0.05 | −5.5 (1) | 11 | 58 |
| x = +0.10 | −5.2 (2) | 12 | 42 |
| y = −0.10 | −3.9 (2) | 16 | 41 |
| y = −0.05 | −5.4 (1) | 11 | 46 |
| y = +0.05 | −5.8 (1) | 10 | 54 |
| y = +0.10 | −3.8 (2) | 16 | 33 |
Fig. 5(a and b) show the temperature-dependent σ for V1+xFeSb and VFe1+ySb (−0.1 < x, y < 0.1) HH alloys. All samples display a degenerate semiconducting behavior up to 700 K, wherein σ decreases with increasing temperature. In both V-defective and Fe-defective samples, a considerable increase in σ was observed especially near room temperature which may be ascribed to higher nH and degenerate band structure modification particularly by the presence of Fe-interstitials. The Seebeck coefficient (S) is shown in Fig. 5(c and d), which displays n-type conduction with the electrons as the majority charge carriers for all samples. A gradual increase in |S| was observed with increasing temperature which inverses at ∼500 K for most samples. This may be ascribed to extrinsic charge carrier excitation from impurity states dominant at a lower temperature. Beyond 500 K, intrinsic excitation of minority carriers across the energy gap is anticipated to decrease S with increasing temperature.
To determine the cumulative implication of stoichiometry on the electrical transport, the temperature-dependent electrical power factor (PF = S2σ) is shown in Fig. 5(e and f). A remarkably high PF of ∼3 × 10−3 W m−1 K−2 was achieved for both stoichiometric and defective compositions which are comparatively higher near room temperature.81–84 Stoichiometric alterations can both enhance/deteriorate the power factor with variations ranging between 1–4 × 10−3 W m−1 K−2 at room temperature for the synthesized samples as shown in the inset of Fig. 5(e and f). The electron mobility weighted by the density of electronic states which is referred85 to as the weighted mobility (μw) is also displayed in Fig. 5(g and h). The large deviation in μw was observed especially at a lower temperature which indicates an inherent change in the electronic transport properties due to stoichiometric alterations.
The total thermal conductivity (κ) shown in Fig. 6(a and b) was determined using the expression D × Cp × d, from measured diffusivity (Fig. 6(c and d)) and specific heat (Fig. 6(e and f)) and density (shown in the inset of Fig. 6(c and d)) for V1+xFeSb and VFe1+ySb (−0.1 < x, y < 0.1) HH alloys. κ shown is reduced at a lower temperature for all defective compositions when compared to pristine VFeSb and can be ascribed to the presence of a defective structure with the VFeSb HH microstructure. The simple cubic crystal of HH alloys offers minimal resistance to the phonon propagation within the lattice as indicated by high values of thermal diffusivity. However, the defect introduced due to off-stoichiometry tends to scatter phonons in a wide range as indicated by decreasing κ and D. The V-deficiency and Fe-excess in the VFeSb HH alloy were found to promote bipolar behavior which causes thermal excitation of minority charge carriers and is more prominent at higher temperatures. The enhanced phonon scattering in the synthesized defective samples can be ascribed to the network of defect substructures within the HH matrix which, besides high-frequency phonons, largely scatters the mid-frequency range of phonons.
A composition–structure–property correlation presented in the synthesized HH alloys indicates the critical role of stoichiometric alteration in stimulating characteristic defects which may vary for different thermal histories and synthesis methodologies. The defect concentration depends on the condition and duration of heat treatment owing to the underlying phase transformation and structural ordering, wherein undesirable intermediate binary phases such as binary antimonides simultaneously compete.45 The V-segregation was evident in all samples upon prolonged annealing which explains the V-deficient HH matrix even in stoichiometric VFeSb.52 Conclusively, three types of granular defects with stoichiometric alterations, i.e., V-segregation, Fe-rich dendrites, and V-deficient eutectic substructures, were prominently observed as shown in Fig. 7. Off-stoichiometric changes stimulate characteristic defect types and its concentration, revealing inherent and localized susceptibility towards disorder in VFeSb HH, which even in the stoichiometric composition contains such granular defects inevitably.
![]() | ||
| Fig. 8 Modified Gibbs free energy at (a) room temperature (300 K), (b) annealing (873 K), and (c) sintering (1023 K) temperature for VFeSb alloys. | ||
The chemical activity coefficient as a descriptor for the chemical potential of constituents in the condensed solid solution is evaluated and shown in Fig. 9. Based on the activity coefficients of V (γV), Fe(γFe) and Sb(γSb), the microscopic interactions between constitutive elements and their solubility in the V–Fe–Sb solid solution can be evaluated. At a maximum sintering temperature of 1023 K, the activity coefficients of γV, γFe and γSb remain <1 with a greater preference of interaction towards Sb, V, and Fe, respectively. This also explains the competing existence and formation of binary phases such as antimonides.45 Alternatively, γV, γFe and γSb ∼ 1 observed at their respective corners indicate their minimal reactive tendency during sintering. At annealing temperature, i.e., 873 K, the activity coefficient undergoes marginal changes in comparison to that at room temperature.
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| Fig. 9 The activity coefficients of (a) V, (b) Fe, and (c) Sb at room temperature (300 K), annealing (873 K), and sintering (1023 K) temperature in VFeSb alloys. | ||
Upon solidification of arc-melted VFeSb, the thermodynamic metastability may enhance the solubility of constituents and the formation of binary phases. However, on annealing, the structural ordering and interface instability tend to reach thermodynamic equilibrium thereby promoting granular defects within the VFeSb microstructure. A higher γFe along Sb, regions were evaluated along with a relatively higher ΔGm in corresponding regions, which implies the V-deficient eutectic substructure to be energetically favorable during solidification. Similarly, γV along V having an activity coefficient of ∼1, particularly around corners is distinctly observed which can be ascribed to V-segregation. The solidification of Fe-rich dendrites implies that, upon solidification, some portion of V and Fe gets partitioned into the liquid and solidifies eventually to form Fe-rich dendrites and V-precipitates. Thus, the resulting microstructure in defective half-heusler corroborates with the thermodynamic assessment and can be favorably adapted to achieve an engineered microstructure with enhanced phonon scattering and carrier mobility.
The κL reduction at both low and high temperatures was attained when compared with the pristine counterpart in the measured temperature range. Thus, it was found that changes in the sample stoichiometry affect the type and concentration of the short and long-range defects within the microstructure for which the thermal treatment of samples remains a predominant consideration, as it can allow controlling these defects, and thereby the thermal and electrical transport, without any changes in the composition. The structurally ordered cubic VFeSb HH alloys are a promising candidate for TE power generation near room temperature owing to their remarkably high PF, which provides an estimate of the power generation ability of a TE material. zT is shown in Fig. 10(a and b) for defective V1+xFeSb and VFe1+ySb (−0.1 < x, y < 0.1) HH alloys. Benefiting from its improved electrical properties and lower thermal conductivity, a peak zT of ∼ 0.2 at ∼523 K was achieved for optimal V1.05FeSb and VFe0.95Sb defective HH alloys. The V-excess and Fe-defective compositions also correspond to a higher quality factor (QF) as shown in Fig. 10(c and d). The optimal nH ∼ 1.2 × 1021 cm−3 was measured for both these defective compositions, which is optimum for attaining the maximum power factor. Simultaneously, all-scale hierarchical type microstructure was effective in scattering phonons in all frequency ranges. The κL of these defective HH alloys can be further reduced by employing nanostructuring approaches by enhancing grain boundary scattering more profoundly near room temperature, thus making them prospective alternatives to state-of-the-art Bi2Te3 alloys for near-room temperature thermoelectric applications.81–84
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| Fig. 10 Temperature-dependent thermoelectric (a and b) figure-of-merit (zT) and (c and d) quality factor of V1+xFe1+ySb (−0.1 < x, y < 0.1) half-Heusler alloys. | ||
3m (no. 216)] and were prepared to employ arc-melting, annealing, and spark plasma sintering. The defective alloys show high electrical conductivity and low thermal conductivity arising from a high concentration of defect substructures within the ordered VFeSb HH matrix that distinctively forms Fe-rich dendritic patterns and V-segregation alongside native defects, which conduct electrons and effectively scatter phonons. The ubiquitous presence of Fe/4d Frenkel point defects and V-segregation was found to facilitate the microstructural evolution in VFeSb HH alloys. The stoichiometry was found to affect the concentration and the mobility of electrical carriers, which is more favorable for V-excess and Fe-deficient compositions in low self-doping limits (0 < x < 0.05). A remarkable high-power factor and an enhanced zT were attained near room temperature for V-excess and Fe-deficient at low concentrations. The correlation of thermodynamic parameters with structural observation and their implications for the measured thermoelectric transport properties have been studied to understand the critical role of heat treatment and stoichiometry in HH alloys. The structural ordering into the cubic VFeSb phase results in V-segregation as a secondary phase that coexists with a percolated network of Fe-rich dendrites and a V-deficient eutectic substructure which effectively decouples the thermal and electrical transport. The ability to distinctively control the defect type and their concentration will allow further improving the thermoelectric properties of these systems.
Footnote |
| † Electronic supplementary information (ESI) available: Hall measurement and Rietveld refined XRD patterns for V1+xFe1+ySb (−0.1< x, y < 0.1) half-Heusler alloys. See DOI: https://doi.org/10.1039/d2ma00777k |
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