Open Access Article
Ryuichi
Kawai
a,
Soichiro
Ogi
b,
Hiroki
Hanayama
c,
Ryo
Kudo
a and
Shiki
Yagai
*cd
aDivision of Advanced Science and Engineering, Graduate School of Engineering, Chiba University, 1-33 Yayoi-cho, Inage-ku, Chiba 263-8522, Japan
bIntegrated Research Consortium on Chemical Science (IRCCS), Nagoya University Furo, Chikusa, Nagoya 464-8682, Japan
cDepartment of Applied Chemistry and Biotechnology, Graduate School of Engineering, Chiba University, 1-33 Yayoi-cho, Inage-ku, Chiba 263-8522, Japan. E-mail: yagai@faculty.chiba-u.jp
dInstitute for Advanced Academic Research (IAAR), Chiba University, 1-33 Yayoi-cho, Inage-ku, Chiba 263-8522, Japan
First published on 15th January 2026
Curvature has recently emerged as a key structural parameter that dictates the pathway and topology of supramolecular polymerization. We previously showed that scissor-shaped azobenzene dyads, dimerized through a xylylene spacer bearing long alkyl chains, undergo folding-induced self-assembly to yield curvature-derived architectures such as nanorings and nanotubes. Here we extend this scaffold to a bulkier chromophore and demonstrate that the curvature-directed pathway is preserved. Dimerization of tetraphenylporphyrin on the scissor-shaped backbone yields a molecule that, in nonpolar solvents, exhibits a split, bathochromically shifted Soret band. This finding suggests intra- and intermolecular J-type exciton coupling during folding-induced supramolecular polymerization. AFM revealed the formation of helically coiled supramolecular polymers (helicoids). These helicoids evolve into nanotubes over time; applying sonication beforehand induces fragmentation that closes the curved segments into discrete toroids.
We have demonstrated that barbiturate-functionalized π-conjugated molecules inherently yield curvature upon self-assembly, forming diverse curved morphologies depending on the assembly conditions. For instance, under thermodynamic conditions such as slow cooling from a hot monomer solution, open-ended polymerization accompanied by curvature is favored, yielding helicoidal structures.4,7 In contrast, under kinetic conditions such as rapid cooling, ring-closing polymerization predominates, leading to toroidal structures.9,10 To generalize this curvature-dependent mechanism that governs open- and closed-ring topologies, it is essential to verify its universality using a distinct molecular scaffold that also exhibits curvature-induced supramolecular polymerization.
As another platform for curvature-driven supramolecular polymerization, we focused on scissor-shaped azobenzene dyads,11 in which two azobenzene units are dimerized through a 3,4,5-tris(dodecyloxy)-xylylene spacer.12,13 In nonpolar solvents, the dyad adopts a wedge-shaped folded conformation stabilized by intramolecular hydrogen bonding and π–π interactions, and the intermolecular association of these folded dyads gives rise to toroids.14–16 Thus, the azobenzene dyad forms curved ring-like architectures through wedge-shaped folding; however, it did not exhibit an open-ended pathway toward helicoidal structures, as observed for the barbiturate derivatives.
In this study, we explored the possibility of realizing an open-ended pathway by introducing a chromophore with stronger aggregation propensity than azobenzene into the scissor-shaped scaffold, thereby testing whether the scissor-shaped motif can act as a universal curvature-inducing unit independent of the chromophore. To this end, we designed and synthesized the scissor-shaped porphyrin dyad 1. Porphyrins, with their strong intermolecular interactions and pronounced spectroscopic sensitivity to aggregation, have long served as functional cores in supramolecular assemblies.17–20 Examination of the self-assembly behavior of 1 in nonpolar solvents revealed that the molecules initially form amorphous kinetic aggregates, which subsequently evolve into helicoidal supramolecular polymers exhibiting a split Soret-band characteristic of J-type aggregates. These helicoids spontaneously transformed into nanotubes. Although toroids could not be obtained directly from the amorphous state under kinetic conditions, sonication of the helicoids enabled their transformation into toroids. Taken together, these results demonstrate that the scissor-shaped scaffold can drive curvature-directed self-assembly not only of azobenzene but also of porphyrin chromophores, thereby functioning as a universal curvature-inducing unit for supramolecular polymerization.
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| Fig. 1 (a) Molecular structure of 1. (b) schematic representation of its self-assembly process to form helicoid, tube and ring. | ||
Upon cooling the hot monomeric solution to 20 °C at a rate of 1 °C min−1, the Soret- and Q-band maxima bathochromically shifted to 430 and 560/602 nm (Fig. 2a, blue line), respectively, indicating J-type stacking of the porphyrin chromophores.21 Monitoring the growth of the absorbance at 430 nm during cooling revealed a sigmoidal aggregation curve, which was found to depend on concentration, indicating the isodesmic supramolecular polymerization mechanism through intermolecular interactions (Fig. 2b and S2).22,23 Because subsequent heating of the solution did not show thermal hysteresis, the thermodynamic parameters were obtained by global fitting of the heating curves using an isodesmic model. The analysis provided the standard enthalpy (ΔH°) and entropy (ΔS°) of −115 kJ mol−1 and −263 J mol−1 K−1, respectively. Compared with the reference monad 2 (Fig. S3), the larger enthalpic gain and the more pronounced entropic loss can be attributed to intramolecular folding, which preorganizes the molecular conformation, strengthens intermolecular interactions, and thereby enhances the overall thermodynamic stability of the assemblies. Atomic force microscopy (AFM) imaging of the assemblies of 1 displayed only ill-defined amorphous structures (Amo, Fig. 2c). In the FT-IR measurements, N–H stretching vibration bands of the amide group were observed at 3415/3317 cm−1 in MCH, shifted from 3449 cm−1 in CHCl3, in which the molecules are molecularly dissolved as monomers (Fig. S4). Furthermore, the C
O stretching vibration bands of the amide group were not clearly observed in MCH.24 This result suggested that the amide group of 1 did not form well-defined hydrogen bonding in Amo.
Aging of the Amo solution at 20 °C for 1 day caused the Soret maximum to split into two bands at 428 and 442 nm (Fig. 3a and b; black to green data). AFM imaging of this solution revealed that 1 self-assembled into helicoidal structures (SPhel, Fig. 3c).4,25 AFM cross-sectional analysis showed that the apparent diameter of SPhel, observed in a flattened state after drying, was approximately 24 nm, and the helical pitch was about 7.4 nm (Fig. 3d and e). The splitting of the Soret-band upon aging is likely attributable to intramolecular stacking between the two porphyrin chromophores within the dyad, in conjunction with intermolecular stacking that drive supramolecular polymerization. Notably, the corresponding free-base porphyrin dyad also undergoes intramolecular folding and forms helically twisted fibers, yet it does not develop any detectable curved architectures such as helicoids or tubes (Fig. S5).26 This contrast indicates that folding alone is not sufficient to induce curvature. Rather, Zn-metalation strengthens the intramolecular stacking and locks the folded conformer into a more wedge-like geometry, introducing an inherent structural bias that predisposes the aggregates toward curved structures.
Interestingly, further aging of the SPhel solution for several more days led to an increase in the molar extinction coefficient (ε) of the two absorption bands, accompanied by sharpening. The time-dependent change in ε at 442 nm upon aging from Amo revealed a first-order increase corresponding to the formation of SPhel within the first 2 days, followed by a zero-order regime (Fig. 3b). This second phase change persisted even after 7 days of aging from Amo. AFM imaging of the 3-day-aged solution showed an indistinct helical pitch, and when observable, the pitch narrowed to approximately 5.6 nm (Fig. 3f–h). After 7 days of aging, the helical pitch was no longer discernible, whereas the diameter remained essentially unchanged at approximately 23 nm in the AFM images (Fig. 3i–k). These observations indicate that SPhel spontaneously transformed into tubular structures3,27–31 (SPtube) over time through helical interloop interactions (non-neighboring contacts).32–34 The sharpening of the absorption bands accompanying this structural transition can be thus attributed to more homogeneous excitonic interactions,35,36 arising not only from neighboring but also from non-neighboring chromophore interactions within the SPhel backbone (Fig. 3l). To probe non-neighboring interactions, SPhel was prepared and aged in MCH containing 20% (v/v) toluene, a solvent with high affinity for aromatic units. Under these conditions, no structural transition was observed even after 20 days (Fig. S6). Furthermore, in the UV/Vis spectra, the absorption maximum at 264 nm of benzene units hypsochromically shifted to 260 nm upon aging for 1 day (SPhel) to 7 days (SPtube), indicating weak interactions between the phenyl groups (Fig. S7). Taken together, this finding strongly suggests that the structural evolution of SPhel is driven by non-neighboring interactions among the phenyl groups at the meso positions of the porphyrin (Fig. 3l).
Although dyad 1 exhibited a gradual self-assembly pathway from Amo to SPhel and subsequently to SPtube, the kinetics of supramolecular polymerization from Amo to SPhel displayed considerable variability, with the required time ranging from 1 day to 1 month. In some cases, the structural transition was not observed at all. Notably, the transition time exhibited seasonal dependence, proceeding faster in summer but slower in winter. This phenomenon can be attributed to trace amounts of water in MCH, which influence the self-assembly process, as previously reported by Meijer and coworkers.37,38 According to this report, trace water could induce destabilization of Amo. Consistently, upon varying the water content in MCH, the required time for the structural transition decreased with increasing water concentration (Fig. S8). However, further investigation of the water effect was hampered by its limited solubility in MCH. To address this, we employed THF, which is highly miscible with MCH, to promote destabilization of Amo through interaction with the zinc porphyrin or the amide group of 1. The UV/Vis spectrum of 1 (c = 54 µM) in MCH containing 0.7% (v/v) THF (1760 eq. relative to 1) at 100 °C displayed a Soret-band at 422 nm (Fig. 4a, red line), shifted by 4 nm compared to that in pure MCH at 100 °C, indicating coordination of THF to the zinc porphyrin. Upon cooling this solution to 0 °C at a rate of 1 °C min−1, the Soret-band underwent a bathochromic shift and split into two distinct J-bands with maxima at 423 and 442 nm, respectively (Fig. 4a, blue line). AFM imaging of this solution revealed that 1 self-assembled into SPhel with the same diameter and helical pitch as those observed in pure MCH (Fig. 4c–e).
To gain mechanistic insight into the helicoidal supramolecular polymerization mechanism of SPhel in mixed MCH/THF solvent, we monitored the temperature-dependent growth of the Soret-band absorbance at 442 nm (Fig. 4b). Between 100 and 39 °C, the absorbance change followed a sigmoidal profile, suggesting the formation of Amo as an intermediate state.24 In contrast, from 39 to 0 °C, a non-sigmoidal profile was observed, indicative of a cooperative supramolecular polymerization mechanism.23,32 Upon heating, an onset temperature appeared at 50 °C with pronounced thermal hysteresis, which was found to depend on concentration. Assuming Amo as the precursor state of SPhel, heating traces recorded at various concentrations were fitted at the lower onset temperature using the cooperative model, and the thermodynamic parameters were extracted by a modified van't Hoff analysis.39 This yielded ΔH° = −133 kJ mol−1 and ΔS° = −326 J mol−1 K−1 (Fig. S9). Despite the simplified assumption in the van't Hoff analysis for SPhel formation that the monomer concentration at the onset temperature corresponds to the total monomer concentration, and despite the presence of THF, which suppresses supramolecular polymerization, SPhel still exhibited a larger enthalpic gain and a greater entropic loss than Amo. These results indicate that SPhel adopts a more highly ordered molecular packing.
Based on these results, we believe that THF accelerates the transition from Amo to SPhel by destabilizing Amo. Coordination of THF to the central zinc shifts the equilibrium between the monomer and Amo toward the monomeric state, which subsequently undergoes nucleation and elongation to form SPhel. To verify that THF does not significantly influence the intra- and intermolecular interactions between porphyrin units, THF was added to solutions of Amo and SPhel. In the UV/Vis absorption spectra, the Amo solution showed a minor change whereas the SPhel solution remained unchanged (Fig. S10). Therefore, we conclude that the role of THF is not to enhance the intra- and intermolecular interactions between the porphyrin units, but rather to facilitate the initiation of supramolecular polymerization by destabilizing Amo.
In our platform of barbiturate-based curved supramolecular polymerization,7 the assembly pathway is programmable by cooling rate applied for molecularly dissolved solution at high temperature. Rapid cooling (quenching) biases the ring-closing route to toroids (kinetically trapped), whereas slow cooling preserves the rotational sense and promotes interloop contacts, yielding helicoids as the thermodynamic product. This cooling-rate dependence—kinetic rings versus thermodynamic helicoids—is a general feature of our barbiturate systems with curvature-emergent stacking. However, rings were not obtained upon quenching of 1, since this molecule preferentially forms Amo under kinetic control, followed by the supramolecular polymerization into SPhel. This outcome prompted us to pursue a top-down transformation of SPhel into toroidal species by sonication.
Upon sonication of SPhel in both pure MCH and mixed MCH/THF solvents for 15 min, dynamic light scattering (DLS) measurements revealed a pronounced reduction in hydrodynamic diameter for both systems (Fig. S11). Subsequent AFM imaging showed an almost quantitative conversion into discrete ring structures (SPring, Fig. 5a and b).40–47 AFM cross-sectional analysis indicated that the outer diameters of SPring closely matched those of the parent SPhel assemblies (Fig. 5c and d), suggesting that SPhel was fragmented while retaining its curvature, implying that the helicoidal structures underwent fragmentation while largely preserving their intrinsic curvature, followed by spontaneous ring closure. In line with this interpretation, the UV/Vis absorption spectra displayed only a small change in the Soret-band after sonication (Fig. S12), indicating that the chromophoric packing remained essentially unperturbed. These observations demonstrate that the scissor-shaped molecular design retains a strong propensity for curvature-directed assembly, enabling the system to reorganize into kinetically favored toroidal structures even when constructed from highly aggregative chromophores such as porphyrins.
In contrast, sonication of SPtube did not lead to a measurable reduction in hydrodynamic diameter, and AFM imaging confirmed that the tubular assemblies remained intact (Fig. S13). This striking difference in mechanical response highlights the strong influence of interloop interactions:30 their presence in SPtube confers pronounced mechanical stability, whereas their absence in SPhel renders the assemblies susceptible to curvature-preserving fragmentation. Thus, even at the mesoscale, the fine balance of non-neighboring interactions dictates the robustness and transformability of supramolecular architectures, offering a powerful guiding principle for the rational engineering of mechanically adaptive mesoscopic materials.
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