Sofia Pessanha*a,
António Fortesa,
Marta B. Lopesbc,
Ana Guilherme Buzanich
d,
Inés Ortega-Feliue,
Miguel A. Respaldizae,
Blanca Gomez Tubioe,
Anna Makarova
f,
Dmitry Smirnovg,
Sourabh Kumard,
António Matah and
João Silveirah
aLIBPhys, LA-REAL, Faculdade de Ciências e Tecnologia, NOVA FCT, Universidade NOVA de Lisboa, 2829-516, Caparica, Portugal. E-mail: sofia.pessanha(at)fct.unl.pt
bUNIDEMI, Faculdade de Ciências e Tecnologia, NOVA FCT, Universidade NOVA de Lisboa, 2829-516, Caparica, Portugal
cCenter for Mathematics and Applications (NOVA Math), Faculdade de Ciências e Tecnologia, NOVA FCT, Universidade NOVA de Lisboa, 2829-516, Caparica, Portugal
dBundesanstalt für Materialforschung und –prüfung (BAM), Richard-Willstätter-Straße 11, 12489, Berlin, Germany
eCentro Nacional de Aceleradores, Universidad de Sevilla-CSIC-J. Andalucía, c/Thomas Alva Edison 7, E-41092, Sevilla, Spain
fHelmholtz-Zentrum Berlin für Materialien und Energie (HZB), Hahn-Meitner-Platz 1, 14109, Berlin, Germany
gInstitut für Festkörper- und Materialphysik, Technische Universität Dresden, 01069, Dresden, Germany
hLIBPhys, LA-REAL, Faculdade de Medicina Dentária da Universidade de Lisboa, FMDUL, Rua professora Teresa Ambrósio, 1600-277, Lisboa, Portugal
First published on 12th May 2025
The uptake of fluoride in the enamel matrix is an effective strategy to prevent demineralization and caries formation. In this study a comprehensive methodology is developed to evaluate and understand the uptake of fluoride in human enamel. Twenty-six healthy anterior teeth were sectioned in half; one half remained untreated, while the other was treated with 50 mg mL−1 NaF (equivalent to 22.6 mg of fluoride) through three 1-minute applications over a 12-day period, following the manufacturer's guidelines. Fluoride uptake was quantified with particle-induced gamma-ray emission (PIGE), revealing an average increase of 160% in treated samples. The formation of calcium fluoride (CaF2) and fluorapatite-like structures was confirmed through near edge X-ray absorption fine structure (NEXAFS) analysis. Due to the absence of reference spectra for hydroxyapatite, fluorapatite, and calcium fluoride, finite difference method near edge structure (FDMNES) simulations were employed to computationally model the fluorine K-edge and the Ca L-edge spectra. Density functional theory (DFT) and time-dependent DFT (TDDFT) approaches were applied to enhance spectral accuracy, enabling a refined comparison with experimental data. To establish a rapid and laboratory-based screening technique, Raman microscopy was used to analyze fluoride-treated and untreated samples. Spectral data were evaluated using both full-spectrum analysis and specific spectral features, including band intensity, full-width at half maximum (FWHM) of Raman peaks, and phosphate symmetric stretching depolarization ratios. Furthermore, machine learning algorithms were applied to classify treated and untreated enamel samples. The random forest classifier demonstrated strong predictive performance, successfully distinguishing fluoride-treated samples. This methodological approach provides an effective framework for analyzing fluoride uptake in enamel, potentially guiding future preventive dentistry strategies.
Another leading cause of enamel deconstruction is tooth erosion beginning with the demineralization of the surface layers of enamel and ultimately progressing to significant loss of tooth structure. The acids responsible for dental erosion can be intrinsic or extrinsic.3 While extrinsic factors are related to eating habits (use of carbohydrates) and lifestyle, intrinsic factors can be caused by systemic diseases.4 In this context, direct exposure to acids in the oral cavity promotes the demineralization of hydroxyapatite (Ca5(PO4)3(OH) − HAp), due to the sub saturation of minerals in relation to the surrounding microenvironment.4,5
Several studies6,7 have demonstrated that the application of topical fluoride agents in enamel could prevent the formation of dental caries by strengthening the tooth matrix.
The replacement of hydroxyl groups with smaller fluoride ions should result in a more stable apatitic structure. If the OH− ion in the pure hydroxyapatite is completely replaced by a fluoride ion (F−) the resulting mineral is fluorapatite [Ca5(PO4)3F].8 The lower solubility and greater mechanical strength of FAp compared to HAp increases the mineral's resistance to demineralization, thus reducing the development and prevalence of caries.9,10 In a situation where the enamel has been demineralized, its repair is possible by re-embedding the lost ions. An increase in the pH of saliva is a necessary condition for this process to take place, so in the presence of fluoride ions, remineralization occurs faster and at a lower pH and the restored enamel becomes stronger.10
However, apart from the iso–ionic exchange of fluorine for hydroxyl, there are other forms of fluoride ion reactivity with apatite: there can be crystal growth of fluorapatite from supersaturated solutions or the apatite dissolution and formation of CaF2-like crystals, and alternative loosely bound forms of fluoride on the enamel crystallite surface.11
In general, regardless of the efficacy of fluoride in in vitro studies, clinical results are mostly below expectations and are mainly due to the lack of reliable methods for assessing the formation of FAp in enamel, which would make it possible to select the best candidate materials for clinical tests and the development of efficient tooth fluoridation materials.12
Since the condition of human teeth is determined by changes occurring in the phase composition of the tissue at the micro and nano level, the use of spectroscopic methods of molecular identification is the most promising and sensitive tool to precisely assess such changes in the dental enamel.13 Raman spectroscopy is most often used for the examination of tooth samples to evaluate the demineralization effect of fluorinated pharmaceutical products, such as whitening gels,14,15 protective varnishes16,17 and gustative stimulants18 mainly by gauging the depolarization ratio of the symmetric stretching of phosphate. Although the efficacy of the protective effect against demineralization was proven in these studies, there is a lack of evidence of the factual formation of FAp, perhaps due to the low-resolution of the used system, or limited availability of datasets.
In this study we compare the Raman profiles of dental enamel with and without the application of topical NaF, with the ambition of identifying the formation of novel phases in the enamel composition using this non-destructive technique. For this purpose, we used supervised and unsupervised machine learning (ML) algorithms to further evaluate and classify our samples.
Raman spectroscopy generates a large multivariate dataset that consists of a series of data points representing the intensity of Raman scattering at specific frequencies. Advances in artificial intelligence (AI), particularly in machine learning (ML) algorithms have become effective tools for analyzing complex Raman datasets, by optimizing computational time and preprocessing of spectral data19 and identifying patterns in the dataset as well as performing classification in a more efficient way.20,21 These algorithms can identify and classify different molecular species, phases, or materials present in a sample based on the spectral data.20
The validation of the uptake of fluorine in the enamel was performed using the particle induced gamma-ray emission (PIGE) technique, whereas the evaluation of alterations in the electronic structure of some enamel samples was performed using near edge X-ray absorption fine structure (NEXAFS). PIGE and NEXAFS are very sensitive techniques that require the use of large facilities, such as particle accelerators for proton beams and synchrotron radiation, respectively. While PIGE has been used profusely to quantify low-Z elements like fluorine in hydroxyapatite matrices,14,18,22,23 the use of NEXAFS has been seldomly exploited24,25 so the characterization of the structure of hydroxyapatite-based samples has been limited.
In this study, samples of human teeth enamel were evaluated via polarized Raman microscopy, PIGE and NEXAFS in order to search for conclusive evidence of the formation of fluorapatite in the enamel and to establish a methodology for this evaluation using a low maintenance laboratory-based technique, with screening capabilities, such as Raman microscopy.
Specimens from the T group were treated with Colgate® Duraphat®, containing 50 mg ml−1 of NaF, equivalent to 22.6 mg of fluoride. The treatment consisted of 3 applications, 1 minute each, over a 12-day period. After each application, the specimens were brushed under running water using a soft toothbrush in order to remove traces of the paste, and were stored in vials at room temperature with damp cotton to prevent dehydration.
No further preparation was required for the characterization of the samples using PIGE, Raman or NEXAFS.
Peak intensities were obtained using the MatLab® (MathWorks, USA) function trapz (trapezoidal numerical integration) that computes the approximate integral via the trapezoidal method. Quantification was performed using the certified reference material (CRM) (Bone Ash – NIST 1400) according to:28
Spectral smoothing was achieved by using a Savitzky–Golay second order filter with a window size of 25 datapoints, using the Matlab® function sgolayfilt. Afterwards, the fluorescence background was subtracted using the Matlab® function detrend which removes the best straight-fit line from the data. Each spectrum was then normalized by its maximum value to ensure that the outcome of the analysis is independent of different Raman scattering collection geometries and variation on the laser intensity.21 After identifying the regions of interest, each peak was fitted to a Gaussian function, using the gauss1 function.
After spectral preprocessing, Raman data were evaluated considering (A) the entire spectrum range; and (B) the extracted spectral features, as described in the next subsection.
– Centroid, providing insight into changes in the substrate.
– Full width at half maximum (FWHM), related to the crystallinity of the apatite crystals.16
– Intensity, related to the amplitude of the Raman scattering process and providing information about the crystal structure of the materials.
– Depolarization ratio of the (ν1) of phosphate (ρ959), providing information about the crystal symmetry and orientation of the enamel rods. This parameter was determined, in each spot, according to:
The RGBL-PES dipole offers an energy range between 80–1500 eV, which covers all absorption edges we aim to measure. It provides moderate flux that is of importance for the radiation-sensitive materials. NEXAFS spectra in the total electron yield (TEY) mode were acquired by measuring the sample drain current with a Keithley ammeter, while for the fluorescence yield (FY) mode a BRUKER detector was utilized. A combination of TEY and FY modes of XAS at GELEM-PES allowed us to compare the properties of the surface and bulk of the materials.
The Ca L2 and L3 edge spectra were also calculated using the FDMNES package, employing the PBE96 functional and including spin–orbit interaction. A cluster cut-off radius of approximately 3.0 Å, corresponding to the first coordination shell, was used in the calculations. The Fermi energy was determined self-consistently, considering the excited state of the absorbing atom. The spectra were convoluted with a Γm width of 0.5 for both CaF2 and Ca5P3O12F structures. Additionally, a hydroxyapatite structure was modelled (Ca5P3O12.5H0.5F0.5) (named as HAp) and structurally relaxed within DFT to enable a comparative analysis with both CaF2 and the Ca5P3O12F system.
To overlap plots of simulated and experimental data, the simulated data were normalized after subtracting the pre-edge region with a linear function and the post-edge region with a 2nd-order polynomial function, with similarity to the processing steps of experimental data.
In this work, the parameters used to optimize the model were 30 trees in the forest, bootstrap = true, 4 samples to split an internal node and Gini impurity to measure the quality of the split. Then the features importance was calculated to compare with the features extracted and assess whether they are correlated.
The RF model was programmed on python language using Spyder® from the Anaconda® Prompt. The dataset was divided on training (80% of the data) and test (20% of the data) using the python function train_test_split imported from sklearn.model_selection, where the data was stratified to balance the classes and the data were normalized using the function preprocessing.MinMaxScaler imported from sklearn.
In order to further evaluate the chemical alterations in the structure of the samples we performed NEXAFS. Fig. 2a presents the comparison of NEXAFS spectra at the F K-edge of the control and test samples. Both spectra are characterized by an intense peak around ca. 688 eV and a variety of mostly smaller peaks at higher energies. In the F K-edge NEXAFS spectrum of the control sample main spectral features at ca. 687.5 and 690.9 eV can be observed, as well as a shoulder at ca. 695–696 eV. The shape of the spectra as well as its characteristic features fit very well with the literature references of the fluorapatite one.42 It is worth noting that the well-defined structure at 707–712 eV is related to Fe L2,3-edge transitions arising from natural iron incorporation in the enamel matrix.43 The F K-edge NEXAFS spectrum of the treated sample exhibits peaks at ca. 688, 691.3, 694.7, 697.8, 702.8, and 706.2 eV and broader structures at higher energies. It corresponds very nicely to the literature data on the CaF2.44
Fig. 2b and c compare the obtained spectra with the simulated spectra with more similar features. In this way, the obtained results showed that control samples were similar to fluorapatite, as a result of a low concentration fluoride uptake in enamel, from either systemic or topical sources.8 On the other hand, test samples present a NEXAFS spectrum with similar features as calcium fluoride. Factors relevant to the deposition of this product in vitro can be increased time of exposure, increased concentration, lowered pH, saliva and calcium pre-treatment.8 The paste was applied according to the manufacturer's indications, in air, without saliva, however the increased fluoride concentration of the NaF paste, was favorable to the formation of CaF2.
Fig. 3a demonstrates the Ca-L2,3 edge of treated and control samples. Both spectra consist of two main L3 and L2 (spin–orbit related peaks), together with two smaller peaks (A1, A2, and B1, B2) preceding the L3 and L2 edges, respectively, with the difference between A1-L3, and B1–L2 being higher than between A2-L3 and B2-L2.
This multi-peak pattern originates from the crystal field splitting and is related to the symmetry of the atoms neighboring the Ca2+ ion in the first co-ordination sphere. It is well established that spectral intensity, number of visible peaks as well as the energy separation between the pre-peaks and the major features are unique and can serve as a fingerprint for the certain Ca-containing compounds.44 The spectra of the treated and control samples are obviously characterized by different values of the peaks splitting in L3 and L2 edges. For the control sample the b2–b1 separation is 1.1 eV that fits well with the simulated data for FAp (Fig. 3b) and appears shifted by 0.3 eV for HAp.44 Regarding the treated samples, spectra show features at the same energy positions as the CaF2 reference sample, while A2 and B2 are more separated in energy from the respective L3 and L2 edges in the simulated CaF2 spectra (Fig. 3c).
Regarding the Raman spectra, Fig. 4 shows a comparison of the Raman spectra for the control and test paired samples, and we could identify differences in less intense peaks attributed to symmetric bending vibrations and asymmetric stretching vibrations, namely, shifts in the peak's centroid or intensity. However, considering the NEXAFS results, and in a first attempt to analyze and compare the samples, the characteristic band of CaF2 at ∼322 cm−1 could not be identified in the test group. Taking into account the probed volume of the Raman measurements (considering the wavelength of the laser and N.A. of the lens) the depth of measurements should be to 1.1 μm.45 This is much higher than the NEXAFS probed volume (up to 100 nm46 in fluorescence mode) indicating that the formation of CaF2 should occur superficially.
![]() | ||
Fig. 4 Comparison of the Raman spectra for the control and test samples. As an inset, it is highlighted the slight shift for the symmetric stretching band of phosphate. |
It was thought that calcium fluoride formation on enamel was unfavorable because it dissolves readily in saliva. However, research shows that at neutral pH, calcium fluoride is quite insoluble and can remain on tooth surfaces for weeks after fluoride application. This stability is attributed to the adsorption of secondary phosphate (HPO42−) and pellicle proteins on its surface. During acidic conditions, such as a caries attack, primary phosphate (H2PO4−) dominates, leading to calcium fluoride dissolution. The fluoride released under these conditions is incorporated into hydroxyapatite, reinforcing enamel. Afterwards, calcium fluoride is restabilized by secondary phosphate and proteins, serving as a pH-controlled fluoride reservoir.8
Table 1 presents the statistical analysis of the different parameters extracted from the spectra. As can be seen, for all parameters, the differences found between the control group and the test group are not significant.
Band | Feature | Sample | Mean | SD | Minimum | Median | Maximum | p value |
---|---|---|---|---|---|---|---|---|
PO43− V1 | Position | Control | 964.7 | 0.3 | 964.1 | 964.8 | 965.4 | 0.44 |
Test – NaF | 964.8 | 0.2 | 964.4 | 964.8 | 965.2 | |||
FWHM | Control | 16.3 | 0.2 | 16.0 | 16.2 | 17.1 | 0.28 | |
Test – NaF | 16.4 | 0.4 | 15.9 | 16.2 | 17.5 | |||
Intensity | Control | 17.8 | 0.2 | 17.4 | 17.8 | 18.5 | 0.15 | |
Test – NaF | 17.7 | 0.3 | 16.9 | 17.7 | 18.5 | |||
Depolarization ratio | Control | 0.6 | 0.1 | 0.5 | 0.6 | 1.0 | 0.90 | |
Test – NaF | 0.6 | 0.2 | 0.3 | 0.6 | 1.0 | |||
PO43− V2 | Position | Control | 445 | 2 | 441 | 444 | 447 | 0.27 |
Test – NaF | 444 | 2 | 440 | 444 | 449 | |||
FWHM | Control | 30 | 3 | 27 | 29 | 39 | 0.22 | |
Test – NaF | 30 | 2 | 27 | 30 | 35 | |||
Intensity | Control | 6.1 | 0.5 | 5.3 | 6.0 | 7.3 | 0.34 | |
Test – NaF | 6.4 | 0.6 | 5.6 | 6.4 | 8.4 | |||
CO32− V1 | Position | Control | 1068 | 4 | 1029 | 1049 | 1056 | 0.71 |
Test – NaF | 1070 | 20 | 1034 | 1048 | 1142 | |||
FWHM | Control | 47 | 6 | 34 | 48 | 56 | 0.65 | |
Test – NaF | 48 | 9 | 32 | 46 | 77 | |||
Intensity | Control | 2.0 | 0.2 | 1.7 | 2.0 | 2.5 | 0.36 | |
Test – NaF | 2.1 | 0.2 | 1.8 | 2.1 | 2.7 | |||
PO43− V4 | Position | Control | 586 | 1 | 584 | 586 | 589 | 0.3 |
Test – NaF | 587 | 2 | 584 | 587 | 593 | |||
FWHM | Control | 20 | 5 | 15 | 18 | 37 | 0.19 | |
Test – NaF | 21 | 8 | 17 | 19 | 58 | |||
Intensity | Control | 4.5 | 0.7 | 3.7 | 4.3 | 6.6 | 0.09 | |
Test – NaF | 5 | 2 | 3 | 5 | 13 |
To further evaluate the differences and try to discriminate between groups, principal components analysis was performed. Fig. 5a and b present the PCA score plots obtained using the full preprocessed spectra and the features extracted from the spectra. As can be seen, both approaches presented a high overlap of the scores for the control and test groups with variance explained by PC 1 of little over 40%. On the other hand, a cumulative explained variance of 93% is obtained by the 3rd PC for approach A – the full spectrum, while this percentage of explained variance is only obtained by the 4th PC when considering the spectral features extracted. This might be indicative that other features of the spectrum, besides the main phosphate and carbonate vibrational bands are informative to better characterize the samples.
Although PCA is capable of identifying some important structural information in the data it has less discrimination power due to the fact that it is an unsupervised procedure. It does not identify features or patterns that are important for discriminating between groups, rather it extracts new features that compactly represent the data.30 Often, the interpretation of the complex biochemical information obtained through vibrational spectroscopic techniques requires further data analysis using supervised procedures, such as, the RF classifier. Table 2 presents the performance metrics for the used RF classifiers following approaches A and B. For both approaches, the classifier achieved a good predictive performance, being able to distinguish whether samples underwent treatment or not.
Group | Approach A | Approach B | |
---|---|---|---|
Precision | Control | 100 | 80 |
Test – NaF | 80 | 100 | |
Recall | Control | 75 | 100 |
Test – NaF | 100 | 75 | |
F1-score | Control | 86 | 89 |
Test – NaF | 89 | 86 | |
Accuracy | 87.5 | 87.5 |
A key advancement in this study lies in the application of machine learning algorithms, particularly random forest classifiers, to Raman spectral data for distinguishing between treated and untreated enamel samples. By extracting spectral features, such as band intensity, full-width at half maximum (FWHM) of specific Raman peaks, and depolarization ratios, we demonstrated that machine learning algorithms can effectively differentiate subtle chemical and structural changes induced by fluoride treatment. This data-driven approach not only revealed previously unappreciated patterns within the spectra but also showed that even slight variations in vibrational modes could serve as reliable indicators of fluoride uptake. The supervised machine learning models achieved robust classification performance, confirming their utility in the context of spectral analysis for biomaterials research.
The integration of these methods underscores the potential of machine learning in enhancing the interpretation of Raman spectra, especially in complex biological samples where overlapping signals and subtle spectral shifts present challenges to traditional analysis. By streamlining the process of feature extraction and analysis, machine learning can provide a powerful tool for rapid screening and evaluation of dental treatments.
In conclusion, this multi-technique approach establishes a reproducible framework for assessing fluoride uptake in enamel and highlights the transformative role of machine learning in advancing Raman spectroscopic analysis. Future research may explore the application of this methodology to in vivo studies, aiming to refine predictive models and investigate the long-term stability of fluoride uptake in dental enamel. These findings have important implications for preventive dentistry, as they support the development of targeted fluoride treatments that optimize enamel remineralization and caries resistance.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5tb00213c |
This journal is © The Royal Society of Chemistry 2025 |