Open Access Article
Elijah T.
Marris
a,
Ashley L.
Palecek
a,
Federico
Barbieri
ab,
Derek B.
Hu
a,
Ken S.
Lee
a and
Jennifer M.
Schomaker
*a
aDepartment of Chemistry, University of Wisconsin–Madison, 1101 University Avenue, Madison, WI 53706, USA. E-mail: schomakerj@chem.wisc.edu
bDepartment of Chemistry, University of Pavia, Via Torquato Taramelli, 12, 27100 Pavia PV, Italy
First published on 24th June 2025
A dual photoredox/hydrogen atom transfer (HAT) strategy for the radical alkoxycarbonylation of allenes is described. Alkoxycarbonyl radicals, generated by photoredox-catalyzed decarboxylation of alkyl oxalic acids, add to the proximal carbon of allene precursors with high regioselectivity to furnish α-allyl-γ-lactone products in up to 92% yield. The intermediate vinyl radicals can be trapped by a hydrogen atom or by a heteroatom using selenium and iodine transfer reagents. The alkene and vinyl moieties are readily post-functionalized to furnish more complex molecular scaffolds, highlighting the synthetic utility offered using the combination of allenes and oxalic acids as compared to their alkene and oxalate salt counterparts.
Given the recent emergence of myriad modern synthetic methods that provide facile access to allenes,13–16 the lack of selective, photoredox-catalyzed additions of radicals to these intriguing building blocks is surprising. Allenes offer advantages over typical alkenes; first, they tend to display higher reactivity compared to the corresponding alkenes, due to increased strain in the ground state imparted by the cumulated double bonds.17 Second, the two cumulated allene π-bonds span three contiguous unsaturated carbons, offering three potential sites for functionalization, as opposed to two sites for an alkene. Third, addition of a radical to an allene acceptor can furnish a high energy vinyl radical intermediate that may be captured with diverse trapping agents to yield residual alkenes or vinyl moieties as handles for further post-functionalization. Finally, the axial chirality inherent in many allenes offers the potential to achieve precise stereocontrol via axial-to-point chirality transfer without the need for a chiral catalyst.17
Our group previously reported the addition of amidyl radicals to allenes (Fig. 2A) to furnish the corresponding γ-lactams and carbamates.18 While attack at the β (central) allene carbon via a 6-exo/endo-dig cyclization might be expected, as it yields a thermodynamically more stable allylic radical, the orthogonality of the allene π system necessitates a 90° orbital rotation after the addition to bring the radical into conjugation with the remaining π bond (Fig. 2B). The additional energy required for such a rotation often favors the kinetic formation of a vinyl radical.18–21 Due to these additional stereoelectronic considerations, selectivity rules in radical-based allene cyclizations have not been extensively studied or well defined. While 6-exo/endo-dig cyclizations to an allylic radical are allowed according to Baldwin's rules, the reaction of N-centered radicals only occurred at the α (proximal) carbon in a 5-exo-trig fashion, despite the formation of a high energy vinyl radical intermediate.22 We originally theorized that the observed regioselectivity was due to the aforementioned high energy barrier of rotation required to bring the radical resulting from attack at the β carbon of the allene into conjugation with the remaining alkene. However, recent computations by our group have shown that the α carbon of these pendant allenes is more electron-rich than the β carbon; thus, selective 5-exo-trig cyclizations may also be favorable due to a polarity match between the electrophilic amidyl radical and the α allene carbon (see the ESI† for details).23
The goal of this work was to expand the diversity of radicals that add to allenes in a predictable and selective manner. Specifically, we were curious whether a weakly nucleophilic alkoxycarbonyl radical, which represents a polarity mismatch with the electron-rich proximal α-carbon of an allene, would result in a different regioselectivity in the radical addition step, or whether kinetics would dictate the formation of valuable α-allyl-γ-lactone products (Fig. 2C).23 Herein, we report mild and convenient conditions for regioselective allene alkoxycarbonylations using dual photoredox/hydrogen atom transfer (HAT) catalysis; to the best of our knowledge, this constitutes the first example of any acyl-type radical addition to allenes. Highlights of the method include the use of convenient oxalic acids instead of typical cesium oxalate salts, good allene scope, high regioselectivity for formation of α-allyl-γ-lactones, mild reaction conditions, and the ability to intercept the high-energy vinyl radical intermediates with diverse trapping agents to install a terminal C–H or C–X (where X = Se or I) bond on the remaining alkenes, which can be engaged in versatile post-functionalizations.
We drew inspiration from Overman's nickel/photoredox spirolactonization chemistry using alkenes and cesium oxalate salts, with the proposed mechanism in Scheme 1 guiding our initial optimizations of allene alkoxycarbonylation employing alkyl oxalic acids as radical precursors.28 First, deprotonation (PT) of the homoallenic oxalic acid generates an oxidizable alkyl oxalate and a conjugate acid. Concurrently, excitation of an iridium photocatalyst results in a highly oxidizing IrIII* species. Single electron transfer (SET) from the alkyl oxalate to the excited photocatalyst, followed by loss of CO2, was hypothesized to give a reactive alkoxycarbonyl radical and a reduced IrII photocatalyst. Addition of the C-centered radical to the α carbon of the allene via a 5-exo-trig cyclization yields a vinyl radical, which abstracts H˙ from a thiol HAT catalyst to furnish an α-allyl-γ-lactone and a thiyl radical. The S-centered radical is turned over by the reduced photocatalyst via single electron reduction to give a thiolate and regenerate IrIII. Finally, the thiolate deprotonates the aforementioned conjugate acid to complete the HAT cycle. Notably, theoretical use of an alkene instead of an allene would result in a relatively long-lived alkyl radical following addition, which would be capable of either reductive radical polar crossover (without the need for an HAT catalyst) to turn over the photoredox catalytic cycle or interception by a transition metal catalyst. However, reductive radical polar crossover of the shorter-lived vinyl radical to a vinyl anion is thermodynamically challenging in the absence of harsh reductants. Thus, we hypothesized that a synergistic HAT catalysis cycle would be required in our chemistry to intercept the reactive vinyl radical and to turn over the photocatalyst.
Before choosing reaction conditions for the proposed system in Scheme 1, we carefully considered the redox potentials of a deprotonated alkyl oxalate, the photocatalyst, and the HAT catalyst. [Ir(dFCF3ppy)2-(5,5′-dCF3bpy)]PF6 (PC1) (E1/2[*IrIII/IrII] = +1.68 V vs. SCE and E1/2[IrIII/IrII] = −0.69 V vs. SCE) (A and B) was expected to be a suitable photocatalyst, as it is capable of oxidizing a deprotonated alkyl oxalate (E1/2 = +1.28 V vs. SCE for t-BuOC(O)CO2Cs) (C) and reducing an aryl thiyl radical intermediate (E1/2 [PhS˙/PhS−] = +0.16 V vs. SCE) (D).28–30 The pKa values of the alkyl oxalic acid, the HAT catalyst, and the base were also determined to ensure favorable acid/base equilibria. While pKa values are dependent on the solvent, a base whose conjugate acid has an approximate pKa value between 2 and 6 was an ideal starting point, as deprotonation of the alkyl oxalic acid (pKa1 of oxalic acid ≈ 1.27) (E) and protonation of the thiolate (pKa of thiophenol ≈ 6.62) (F) would be favorable.31,32 Thus, initial screening efforts employed pyridine as the base, as pyridinium has a pKa value of 5.23.31 We also selected 2,4,6-triisopropyl-thiophenol (TRIP thiol), due to its high compatibility as an HAT catalyst when used in tandem with PC1 and other photocatalysts.33
| Entry | Starting material | Base | Light source | Photocatalyst | Conc. | Lactone yield (%) |
|---|---|---|---|---|---|---|
| a Unless otherwise noted, yields were obtained using 1H NMR with mesitylene as the internal standard. b Isolated yield. c Omission of TRIP Thiol. | ||||||
| 1 | 1 | Pyridine | Blue LEDs | PC1 (2 mol%) | 0.125 M | 20 |
| 2 | 1 | 2,6-lutidine | Blue LEDs | PC1 (2 mol%) | 0.125 M | 33 |
| 3 | 1 | NMI | Blue LEDs | PC1 (2 mol%) | 0.125 M | 36 |
| 4 | 1 | Cs2CO3 | Blue LEDs | PC1 (2 mol%) | 0.125 M | 0 |
| 5 | 1 | Na2HPO4 | Blue LEDs | PC1 (2 mol%) | 0.125 M | 0 |
| 6 | 1 | NMI | 456 nm Kessil | PC1 (2 mol%) | 0.125 M | 46 |
| 7 | 1 | NMI | 456 nm Kessil | PC2 (2 mol%) | 0.125 M | 8 |
| 8 | 1 | NMI | 456 nm Kessil | PC3 (2 mol%) | 0.125 M | 23 |
| 9 | 1 | NMI | 456 nm Kessil | PC4 (2 mol%) | 0.125 M | 48 |
| 10 | 1 | NMI | 456 nm Kessil | PC4 (3 mol%) | 0.125 M | 56 |
| 11 | 1 | NMI | 456 nm Kessil | PC4 (1 mol%) | 0.125 M | 8 |
| 12 | 1 | NMI | 456 nm Kessil | PC4 (4 mol%) | 0.125 M | 54 |
| 13 | 1 | NMI | 456 nm Kessil | PC4 BARF (3 mol%) | 0.125 M | 44 |
| 14 | 1 | NMI | 456 nm Kessil | PC4 OTf (3 mol%) | 0.125 M | 62 |
| 15 | 2 | NMI | 456 nm Kessil | PC4 OTf (3 mol%) | 0.125 M | 80 |
| 16 | 2 | NMI | 456 nm Kessil | PC4 OTf (3 mol%) | 0.075 M | 84b |
| 17 | 2 | NMI | 456 nm Kessil | None | 0.075 M | 0 |
| 18 | 2 | NMI | None | PC4 OTf (3 mol%) | 0.075 M | 0 |
| 19 | 2 | None | 456 nm Kessil | PC4 OTf (3 mol%) | 0.075 M | Trace |
| 20c | 2 | NMI | 456 nm Kessil | PC4 OTf (3 mol%) | 0.075 M | 15 |
|
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Next, the identity of the HAT catalyst was optimized by testing various aromatic, aliphatic, and silylated thiols. While other thiol hydrogen atom donors were moderately successful, TRIP thiol was the optimal HAT catalyst, as the presence of different substituents on the aromatic ring of thiophenol derivatives have only minor effects on the S–H bond strength. However, changing these substituents can result in large variations in the pKa and redox potentials of the thiophenols.30,34 Since TRIP thiol is already known to synergize well with PC1 and had been employed throughout our base optimization study, no further optimization was conducted. We expected that any significant changes to redox potentials or pKa of the thiol HAT catalyst were likely to have a detrimental effect on the reaction outcome.
Other photocatalysts were explored in addition to PC1, where the yields showed a moderate correlation with the excited state potentials of the iridium photocatalyst. The less oxidizing [Ir(dF(CF3)ppy)2(dtbpy)]PF6 (PC2) and [Ir(dF(Me)ppy)2(dtbpy)]PF6 (PC3) gave poor yields (entries 7 and 8), whereas the more oxidizing [Ir(dCF3(CF3)ppy)2-(5,5′-dCF3bpy)]PF6 (PC4) (E1/2[*IrIII/IrII] = +1.81 V vs. SCE) (entry 9) slightly increased the yield to 48%.33 Ruthenium-based and organic photocatalysts (e.g. 4CzIPN) were not successful. A 3 mol% loading of PC4 improved the yield to 56% (entry 10), while a decrease to 1 mol% or an increase >4 mol% gave diminished yields, likely due to self-quenching in the latter case (entries 11 and 12).
To further enhance the yields, the counteranion of the photocatalyst PC4 was optimized. Knowles and coworkers demonstrated that the coordinating ability of counteranions to iridium catalysts can impact their excited-state redox potentials, excited-state lifetimes, and the kinetics of single-electron transfer events. Specifically, changing from the −PF6 counteranion of PC4 to −OTf extended the photocatalyst's excited state lifetime by 263 ns and increased the rate of initial aniline oxidation to the aminium radical cation by 0.4 × 10−7 M−1 s−1.33 Accordingly, we prepared two derivatives of PC4 by replacing the −PF6 counteranion with either −BArF4 (PC4BARF) or −OTf (PC4OTf). Unsurprisingly, the weakly coordinating ion-pair PC4BARF decreased the yield of 1a 44%, whereas the strongly coordinating ion-pair PC4OTf increased the yield of 1a to 62% (entries 13, 14).
Given the inherent high energy of vinyl radical species and the polarity mismatch between the alkoxycarbonyl radical and the proximal allene carbon, the rate of cyclization was expected to be relatively slow.23,35 Gratifyingly, we found that gem-dimethyl substitution on the aliphatic chain of 2 improved the yield of 2a to 80% (entry 15), presumably due to the Thorpe-Ingold effect. Finally, decreasing the reaction concentration to 0.075 M furnished α-allyl-γ-lactone 2a in 84% isolated yield (entry 16). In a series of control reactions, omitting the photocatalyst, base, or light all gave either no or trace amounts of 2a. Poor yields from these control experiments are consistent with our current mechanistic hypothesis (entries 17–19). The absence of TRIP thiol gave 15% yield of 2a (entry 20), suggesting that minor amounts of the vinyl radical intermediate may be quenched by the solvent.
:
1 E
:
Z ratio on a 0.25 mmol scale. The size of the alkyl or aryl substituent at the distal allene carbon could be varied broadly to provide the desired lactones in good-to-excellent yields (3a, 4a, 5a, and 6a). Interestingly, there was no clear correlation between the size of the distal allene substituent and the E
:
Z ratio of the resultant alkenes. Trisubstituted allenes were also well tolerated, giving 7a, 8a, and 9a in 71%, 75%, and 71% yield, respectively. Monosubstituted allenes also cyclized smoothly, resulting in α-allyl-γ-lactones 10a, 11a, 12a, 13a, and 14a in up to a 92% isolated yield. Altering the substituents directly adjacent to the oxalic acid had no detrimental impact on product formation, as evidenced by good yields of gem-diethyl and gem-dibenzyl lactones 11a and 15a, along with the spirolactones 12a, 13a and 14a. Substitution at the other position of the tether resulted in diminished yields (16a, 17a, and 18a), often with recovered allene. Steric hindrance adjacent to the α carbon of the allene and/or an unfavorable geometry in the cyclization transition state may be responsible for these results. A large-scale reaction (2.50 mmol, 10× standard conditions) provided 10a in a 64% isolated yield with full conversion of 10, thereby highlighting the scalability of this method.
After having expanded the scope of allene hydro-alkoxycarbonylations from homoallenic alkyl oxalic acids, precursors with different tether lengths between the allene and the oxalic acid were explored (Table 2D). A three-carbon tether in 20 formed the δ-lactone 20a in an 11% NMR yield. Employing an allene starting material with a one carbon tether could provide access to valuable β-lactones via addition to the α carbon of the allene, γ-lactones through addition to the β carbon, or δ-lactones by addition to the γ carbon. Unfortunately, all attempts resulted in decomposition.
We next investigated the possibility of forming value-added alkenes by intercepting the vinyl radical with other atom transfer reagents in addition to TRIP thiol. An extensive screening of diverse radical traps (see S26 in the ESI† for details) revealed that N-(phenylseleno)phthalimide and N-iodophthalimide were competent additives for capping the vinyl radical with either selenium or iodine, respectively. Complete removal of TRIP thiol in the presence of either N-(phenylseleno)phthalimide or N-iodophthalimide still gave the desired product, albeit in diminished yields. These control experiments imply two possible pathways for forming the seleno- or iodo-trapped products. In both cases, the vinyl radical abstracts either the selenium or iodine from the phthalimide to form the desired product and an N-centered phthalimide radical. In the absence of an HAT catalyst, the nitrogen radical may undergo reductive radical polar crossover with the IrII catalyst to turn over the photoredox catalyst and form the phthalimide anion, which can then deprotonate the conjugate acid of NMI. In the presence of an HAT catalyst, the phthalimide radical may alternatively abstract H˙ directly from TRIP thiol, enabling the thiyl radical to turn over the iridium catalyst as shown in Scheme 1. N-(Phenylseleno)phthalimide and N-iodophthalimide trapping agents were tested with various allene precursors to generate the vinyl seleno- or iodo- products 3b, 4b, 6b, 6c, 10b, 10c, and 15b in yields ranging from 47% to 70% (Table 2, vide supra).
The presence of axial chirality in many allenes offers the potential to transfer this chirality to point chirality at the α position of the α-allyl-γ-lactone product. Chirality transfer was expected to be straightforward, given that cyclization should form the vinyl radical in a stereoretentive manner, as opposed to ablation of stereochemistry through formation of an allylic radical. However, subjecting enantioenriched 15 to the general reaction conditions furnished only racemic 15a. While chirality transfer was ultimately unsuccessful, other strategies to achieve stereospecific photoredox-catalyzed allene functionalization are under active investigation in our laboratory. We hypothesized that once the vinyl radical is generated, the α C–H of the lactone becomes even more acidic.37 Rapid deprotonation forms a radical anion, which leads to racemization. This radical anion may be an example of a “redox upconverted species,” as described by Opatz and coworkers.37 Upconversion via deprotonation converts radicals to potent reductants, which act as effective SET-propagating donors to increase the efficiency of photoredox catalysis. To test the possibility of this type of radical chain mechanism, an on/off experiment was conducted with 15-minute intervals (Fig. 4C). Notably, the yield remains stagnant during the off cycles, implying a high likelihood of a closed photoredox cycle as opposed to a radical chain pathway. Given this result, the most probable explanation for racemization is reversible HAT of the α C–H of the lactone with TRIP thiol.38,39 Interestingly, we noticed that the reaction began to stall after the first few on/off cycles. Upon continuous exposure to light, full consumption of the starting material is typically observed. We propose that stalling occurs due to the buildup of disulfide in the off phases, which effectively removes the active HAT catalyst from the reaction system and compromises catalyst turnover from Ir(II) back to Ir(III). Reactivity is restored after spiking the reaction mixture with either fresh TRIP thiol or fresh PC4OTf.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5sc02854j |
| This journal is © The Royal Society of Chemistry 2025 |