Open Access Article
Ffion M.
Platt‡
a,
Yihong
Wang‡
a,
David B.
Cordes
a,
Aidan P.
McKay
a,
Alexandra M. Z.
Slawin
a,
Heena
Panchal
b and
Andrew D.
Smith
*a
aEaStCHEM, School of Chemistry, University of St Andrews, St Andrews, Fife KY16 9ST, UK. E-mail: ads10@st-andrews.ac.uk
bChemical Development, PT&D, AstraZeneca, Etherow Building, Silk Road Business Park, Charter Way, Macclesfield, Cheshire SK10 2NA, UK
First published on 6th March 2025
Despite growing interest in the reactivity and biological activity of phosphonate-containing molecules, the application of α-ketophosphonates in enantioselective formal [2 + 2] cycloadditions to generate β-lactones bearing a pendant phosphonate group remains unreported. In this manuscript, a highly diastereo- and enantioselective isothiourea-catalysed formal [2 + 2] cycloaddition of both alkyl- and aryl substituted C(1)-ammonium enolates and α-ketophosphonates is established. This strategy allows a mild, practical and scalable approach to highly enantioenriched C(3)-unsubstituted and C(3)-alkyl β-lactones bearing a phosphonate motif from their corresponding α-silyl acids, via a desilylative pathway (30 examples, up to 98%, >95
:
5 dr, >99
:
1 er). Alternatively, the use of (hetero)arylacetic acids allows the preparation of C(3)-(hetero)aryl β-lactones to be accessed in high yields and stereocontrol (19 examples, up to 98%, >95
:
5 dr, 99
:
1 er).
C(1)-ammonium enolates are powerful reactive intermediates that have been harnessed for enantioselective C–C and C–X bond formation with a broad range of electrophiles. Classically, catalyst turnover occurred through intramolecular cyclisation to afford lactone or lactam products, however intermolecular turnover can be provided using electron-poor phenoxides, which has significantly broadened the scope of electrophiles compatible with this approach.18–20 Despite being widely applied, until recently intermolecular reactions with electrophiles involving C(1)-ammonium enolate formation from carboxylic acid starting materials using isothiourea catalysts (such as HyperBTM 1) was limited to (hetero)aryl-acetic acid derivatives. This presumably reflects the acidity of the α-C–H bond within an intermediate acyl ammonium ion pair for deprotonation to occur (Fig. 1b). To broaden the utility of C(1)-ammonium enolate reactivity to alkyl-substituted C(1)-ammonium enolates, we recently harnessed a desilylative approach from α-silyl carboxylic acids, expanding the scope of substitution within C(1)-ammonium enolates to include benzyl, alkyl and even acetic acid-derivatives (Fig. 1b).21
In previous work, Chi et al. demonstrated the enantioselective, NHC-catalysed formal [4 + 2] cycloaddition of α,β-unsaturated aldehydes with α-ketophosphonates in the presence of a stoichiometric oxidant to give 2-pyranylphosphonates (Fig. 1c).22 To the best of our knowledge enantioselective formal [2 + 2] cycloadditions using α-ketophosphonates to access β-lactones with a pendant phosphonate group remain unexplored to date. Building on these precedents, we describe a mild and highly enantioselective organocatalytic formal [2 + 2] cycloaddition of both alkyl C(1)-ammonium enolates (formed via a desilylative pathway) and (hetero)aryl C(1)-ammonium enolates (formed by a deprotonation pathway) with a range of α-ketophosphonates using the isothiourea (2S,3R)-HyperBTM 1 (Fig. 1d). This methodology gives access to a range of stereodefined β-lactones bearing two stereogenic centres, one of which bears a pendant phosphonate group, in excellent stereoselectivity.
:
5 dr, >99
:
1 er) (entry 1). The use of alternative racemic acid 6 led to reduced yield, albeit with retention of high diastereo- and enantioselectivity (72%, >95
:
5 dr, >99
:
1 er, entry 2), however further variation of the silyl group using racemic acid 7 led to significantly reduced yield (<5%, entry 3). Control reactions showed that the α-silyl-substituent is necessary for reactivity in this process, as the use of propionic acid 8 (for subsequent mixed anhydride formation, entry 4) or propionic anhydride as starting material (entry 5) led to no formation of β-lactone 5. Changing to alternative isothiourea catalysts 9 and 10 led to no reaction (entries 6 and 7) and reducing the stoichiometry of acid 3 led to a reduction in yield, although maintained high stereoselectivity (35%, >95
:
5 dr, entry 8). When the temperature was increased to 25 °C (entry 9) β-lactone 5 was obtained in 98% yield, with exceptional stereocontrol (>95
:
5 dr, >99
:
1 er). Variation of the solvent at 25 °C saw no improvement upon these conditions (entries 10–13). Hence, entry 9 was chosen as the optimal reaction conditions.
| Entry | Variation from standard | Yieldb/% | drc | erd |
|---|---|---|---|---|
| a t-BuCOCl (1.2 mmol), i-Pr2NEt (1.2 mmol) and acid 3 (0.8 mmol) in MTBE (4 mL, 0.1 M) was stirred at 0 °C for 10 min before the addition of i-Pr2NEt (0.4 mmol), α-ketophosphonate 4 (0.4 mmol) and (2S,3R)-HyperBTM 1 (5 mol%) at 20 °C for 16 h. Temperatures of 25 °C were maintained using an oil bath. MTBE = methyl tert-butyl ether. BTM = benzotetramisole. TM = tetramisole. b Isolated yield. c Determined by 1H NMR of crude reaction mixture. d Determined by HPLC analysis on a chiral stationary phase. e propionic anhydride (1.0 mmol), i-Pr2NEt (0.5 mmol), α-ketophosphonate 4 (0.4 mmol) and (2S,3R)-HyperBTM 1 (5 mol%) in MTBE (4 mL) at rt for 16 h. | ||||
| 1 | None | 80 | >95 : 5 |
>99 : 1 |
| 2 | Acid 6 | 72 | >95 : 5 |
>99 : 1 |
| 3 | Acid 7 | — | — | — |
| 4 | Acid 8 | — | — | — |
| 5 | Propionic anhydridee | — | — | — |
| 6 | (R)-BTM 9 | — | — | — |
| 7 | (S)-TM·HCl 10 | — | — | — |
| 8 | Acid 3 (1 equiv.) | 35 | >95 : 5 |
>99 : 1 |
| 9 | 25°C | 98 |
>95 : 5
|
>99 : 1
|
| 10 | CH2Cl2, 25 °C | 75 | 89 : 11 |
94 : 6 |
| 11 | CH3CN, 25 °C | 78 | 81 19 |
99 : 1 |
| 12 | Toluene, 25 °C | 80 | >95 : 5 |
>99 : 1 |
| 13 | THF, 25 °C | 25 | >95 : 5 |
79 : 21 |
:
5 dr, >99
:
1 er). Conversely, taking unsubstituted α-silyl acetic acid with α-ketophosphonates of increasing substitution gave C(3)-unsubstituted β-lactones 13–15 in high yields (86–99%) but reduced enantioselectivity (87
:
13–89
:
11 er).
Subsequent work varied the steric and electronic nature of the aryl substituent within the benzoylphosphonate. The incorporation of electron-withdrawing groups in the 4-position were tolerated well, with compounds 16–19 (4-F3CC6H4-, 4-CO2MeC6H4, 4-ClC6H4 and 4-FC6H4) prepared in good to high yields (72–90%) with exceptional stereoselectivity (all >95
:
5 dr, >99
:
1 er). Other aryl C(4)-substituents within the benzoylphosphonate were also well-tolerated, giving 4-Me β-lactone 20 and 4-Ph β-lactone 21 in good yields and stereoselectivities (67–78%, both >95
:
5 dr, >99
:
1 er). Further substitution patterns and groups were also compatible, with 3-MeOC6H4, 3-BrC6H4, 3-MeC6H4 and 3,5-(MeO)2C6H3 all providing efficient access to the corresponding β-lactones 22–25 with high diastereo- and enantioselectivity (62–90%, all >95
:
5 dr, >99
:
1 er).
Reduced acid stoichiometry (1.6 equiv.) was used with a 2-naphthoylphosphonate, facilitating access to the corresponding β-lactone 26 in 81% yield with exceptional stereoselectivity (>95
:
5 dr, >99
:
1 er). In addition to substituted benzoylphosphonates, heterocyclic α-ketophosphonates were also well-tolerated, providing C(4)-3-furyl and 3-thiophenyl β-lactones 27 and 28 in high yields and stereoselectivities (68–82%, both >95
:
5 dr, >99
:
1 er). Single crystal X-ray diffraction of both 18 and 26 allowed confirmation of their relative and absolute configuration, which is consistent with the stereochemical rationale previously identified within the group for other formal [2 + 2]-cycloadditions using C(1)-ammonium enolates.23 Pleasingly, when dimethyl acetylphosphonate was employed, β-lactone 29 bearing a C(4)-methyl substituent was formed in 61% yield, with >95
:
5 dr and >99
:
1 er.
The reaction was scaled up, and β-lactone 30 was formed on gram scale with no erosion of stereoselectivity (76%, >95
:
5 dr, >99
:
1 er). Furthermore, treatment of 30 with excess morpholine under ambient conditions provided ring-opened α-hydroxyl-β-amidylphosphonate 31 bearing two contiguous stereocentres in high yield, with no detriment to the diastereo- or enantioselectivity (94%, >95
:
5 dr, >99
:
1 er). The limitations of this protocol were discovered throughout the course of these investigations. Strongly electron-donating groups on the aryl phosphonate component were not well-tolerated, with for example 4-MeOC6H4 substituted α-ketophosphonate 32 leading to less than 5% conversion to the corresponding β-lactone. Furthermore, 2-methylbenzoyl phosphonate 33 was significantly less reactive than its 4-methyl counterpart, leading to <5% conversion of the starting material. While use of 3-furoylphosphonate gave β-lactone 27 in good yield and the product was bench stable, the 2-furoylphosphonate 34 gave no β-lactone product, but instead alkene 35 was obtained in 58% yield, which presumably arises from decarboxylation of the initially formed β-lactone product.24
Further investigations focused on the scope of the α-silyl carboxylic acid. A variety of alkyl (Me, Et), as well as allyl and propargyl groups were well-tolerated, giving the corresponding β-lactones 36–39 in high yields (77–98%) and exceptional diastereo- and enantioselectivity (all >95
:
5 dr, >99
:
1 er). Benzyl-derived acids, including those bearing 4-MeC6H4 and 4-FC6H4 substituents, also showed excellent reactivity, affording β-lactones 40–42 in good yields (76–82%) with consistently high stereocontrol (all >95
:
5 dr, >99
:
1 er). Furthermore, 3-(naphthalen-2-yl)propanoic acid delivered the corresponding β-lactone 43 in 80% yield, with >95
:
5 dr and >99
:
1 er. The reaction of α-trimethylsilyl phenylacetic acid was also investigated, which provided β-lactone 44 in only a moderate yield and with a noticeable decrease in diastereoselectivity, although high enantioselectivity was maintained (40%, 90
:
10 dr, 99
:
1 er). Disappointingly, branched iso-propyl α-silyl acid 45 showed no reactivity under the reaction conditions.
:
11 er) was investigated upon reaction with the enantiomers of HyperBTM 1 (Fig. 3). Using (2S,3R)-1 gave full conversion to (2R,3R)-30 within 10 hours in 72% yield and excellent stereocontrol (>95
:
5 dr, >99
:
1 er). However, the use of enantiomeric (2R,3S)-1 gave (2S,3S)-30 with identical stereocontrol (>95
:
5 dr, >99
:
1 er) but took 20 hours to reach completion. This is consistent with the previously observed kinetic resolution of the α-silyl anhydride taking place upon acylation in this protocol.21
![]() | ||
| Fig. 3 Probing double stereodifferentiation. All yields are isolated yields, dr determined by 1H NMR of crude reaction mixture, er determined by HPLC analysis on a chiral stationary phase. | ||
:
10 dr and 98
:
2 er (entry 1). Reducing the equivalents of base in the generation of the mixed pivalic anhydride led to a modest increase in yield, whilst maintaining high stereoselectivity (entry 2). Further variation in stoichiometry (see Tables S7 to S10†) led to an optimal ratio of 3
:
3
:
3 of acid 47
:
t-BuCOCl
:
i-Pr2NEt. Further optimisation showed that varying the rate of acid had a significant impact on the reaction yield (entries 3–6), with addition of the acid over 5 min optimal, giving β-lactone 44 in an isolated yield of 74% with 90
:
10 dr and 96
:
4 er.
| Entry | Variation | Yieldd/% | dre | erf |
|---|---|---|---|---|
| a t-BuCOCl (0.6 mmol), i-Pr2NEt (0.6 mmol) and acid 47 (0.4 mmol) in MTBE (2 mL, 0.1 M) was stirred at 0 °C for 10 min, then i-Pr2NEt (0.2 mmol), α-ketophosphonate 4 (0.2 mmol) and (2S,3R)-HyperBTM 1 (5 mol%) at 25 °C for 16 h. b 1.6 mL MTBE used in (i), then 0.4 mL added in (ii) to ensure all components rinsed into flask. c Rate of addition controlled using syringe pump, 0.32 mL min−1 for 5 min or 0.11 mL min−1 for 15 min. d Isolated yield. e Determined by 1H NMR of crude reaction mixture. f Determined by HPLC analysis on a chiral stationary phase. | ||||
| 1 | None | 39 | 90 : 10 |
98 : 2 |
| 2 | 2 equiv. of i-Pr2NEt in (i) | 55 | 93 : 7 |
99 : 1 |
| 3b | 3 equiv. 47, added over 1 min | 72 | 87 : 13 |
96 : 4 |
| 4b , | 3 equiv. 47, added over 5 min | 74 |
90 : 10
|
96 : 4
|
| 5b,c | 3 equiv. 47, added over 15 min | 56 | 88 : 12 |
96 : 4 |
| 6 | (2S,3R)-HyperBTM (2.5 mol%) | 38 | 82 : 18 |
83 : 17 |
:
6 and 10
:
90 dranti:syn respectively) were exposed to i-Pr2NEt (20.0 equiv.) in MTBE, at 25 °C for 2 h (Fig. 4). After this time the diastereomeric ratio of anti-44 was reduced from 94
:
6 to 82
:
18 dranti:syn, while anti-44 (68
:
32 dranti:syn) was also favoured starting from syn-β-lactone 44 (90
:
10 drsyn:anti). Consistent with previous observations, it is likely that the observed epimerisation occurs through base-mediated enolisation at the β-lactone C(3)-position, then reprotonation.25–28
:
9–>95
:
5 dr, both 95
:
5 er). Halogens were also well-tolerated in this position (61–84%, 94
:
6–95
:
5 er), although β-lactones 50 and 51 were isolated with reduced diastereoselectivity (82
:
18–84
:
16 dr), which may be due to the increased susceptibility towards epimerisation at this stereocentre under the reaction conditions. Further variation around the aryl ring was also successful, with 3-OMe, 3,5-OMe and even 3-CF3 β-lactones 52–54 formed in synthetically useful yields, with good diastereo- and enantioselectivities (41–73%, 86
:
14–89
:
11 dr, 90
:
10–95
:
5 er). Pleasingly, heteroaryl substituents were also well-tolerated, with β-lactones 55–57 prepared in good to high yields with high diastereo- and enantioselectivity (69–90%, 86
:
14–89
:
11 dr, 90
:
10–98
:
2 er). Single crystal X-ray analysis of 55 confirmed the relative and absolute configuration, which aligns with that within the C(3)-alkyl scope. Subsequent investigations focused on the scope of the α-ketophosphonate. Incorporation of the electron-withdrawing 4-F3CC6H4 substituents gave a disappointing 48% yield of β-lactone 58, although good diastereoselectivity and excellent enantioselectivity were observed (89
:
11 dr, 99
:
1 er). Pleasingly, the reaction of both 4-tolylacetic acid and 3-thiophenylacetic acid with 4-ClC6H4– and 4-FC6H5-substituted benzoylphosphonates worked well, giving β-lactones 59–62 in high yields, with high diastereoselectivity and excellent enantioselectivity (77–98%, 83
:
17–>95
:
5 dr, 95
:
5–98
:
2 er).
![]() | ||
| Fig. 5 Scope and limitations of formal [2 + 2] cycloaddition of (hetero)arylacetic acids with α-ketophosphonates. All yields are isolated yields, dr determined by 1H NMR of crude reaction mixture, er determined by HPLC analysis on a chiral stationary phase. *α-ketophosphonate starting material showed dimerization over time (see ESI†). | ||
Electron-withdrawing groups in other positions were also well-tolerated in this methodology with β-lactones 63–65 prepared in good yields with good diastereoselectivity and excellent enantioselectivity throughout (57–91%, 86
:
14–89
:
11 dr, 95
:
5–99
:
1 er). Interestingly, although aryl C(2)-substituents had not been tolerated in the α-ketophosphonate scope in the reaction with α-silyl acids (Fig. 2) or in the arylacetic acid scope (Fig. 5), 2-FC6H5 β-lactone 66 was prepared in a synthetically useful 34% yield, with modest diastereoselectivity (82
:
18 dr) but excellent enantioselectivity (96
:
4 er). Unfortunately, strongly Hammett electron-withdrawing 4-F3CC6H4-phenylacetic acid 67 showed low reactivity under the reaction conditions, which may be due to reduced nucleophilicity of the intermediate C(1)-ammonium enolate species. Sterically hindered acids 68 and 69 were also not tolerated. Disappointingly, the incorporation of an electron-donating methyl group in either the 4- or 2-position of the aryl-substituent of the phosphonate (70 and 32) showed no conversion to the desired β-lactone products, which presumably reflects the reduced electrophilicity of the carbonyl carbon, and/or steric hindrance in the case of the 2-MeC6H5 substituent.
which ensures coplanarity between the 1,5-O and S-atoms and provides a conformational bias.29–50 The relative and absolute configuration observed within the major diastereoisomer of the β-lactone products is consistent with that previously observed in related formal [2 + 2] cycloadditions of C(1)-ammonium enolates with trifluoromethylketones,23 isatins51 and pyrazolones52 and so by analogy a similar concerted asynchronous formal [2 + 2] cycloaddition pathway via transition state assembly 78 to give 77 is proposed. Following precedent,21,51–53 we speculate that this transition state assembly can be stabilised a non-classical CH⋯O interaction between the acidic α-C–H of the substrate-bound catalyst and the carbonyl C
O (Fig. 6b).54 Subsequent catalyst release via collapse of the spirocyclic tetrahedral intermediate 76 generates the β-lactone 77 in high diastereo- and enantioselectivity.
Footnotes |
| † Electronic supplementary information (ESI) available. CCDC 2395570–2395572. For ESI and crystallographic data in CIF or other electronic format see DOI: https://doi.org/10.1039/d5sc00322a |
| ‡ F. M. Platt and Y. Wang contributed equally to this paper. |
| This journal is © The Royal Society of Chemistry 2025 |