Sarah E.
Dean
*a,
Josephine
Munro
a,
Neuton
Li
a,
Robert
Sharp
b,
Dragomir N.
Neshev
a and
Andrey A.
Sukhorukov
a
aARC Centre of Excellence for Transformative Meta-Optical Systems (TMOS), Department of Electronic Materials Engineering, Research School of Physics, Australian National University, Canberra, ACT 2600, Australia. E-mail: sarah.dean@anu.edu.au
bResearch School of Astronomy and Astrophysics, Australian National University, Weston Creek, ACT 2611, Australia
First published on 30th April 2025
Polarisation imaging is used to distinguish objects and surface characteristics that are otherwise not visible with black-and-white or colour imaging. Full-Stokes polarisation imaging allows complex image processing like water glint filtering, which is particularly useful for remote Earth observations. The relatively low cost of small-satellites makes their use in remote sensing more accessible. However, their size and weight limitations cannot accommodate the bulky conventional optics needed for full-Stokes polarisation imaging. We present the modelling of an ultra-thin topology-optimised diffractive metasurface that encodes polarisation states in five different diffraction orders. Positioning the metasurface in a telescope's pupil plane allows the diffraction orders to be imaged onto a single detector, resulting in the capability to perform single-shot full-Stokes polarisation imaging of the Earth's surface. The five rectangular image swaths are designed to use the full width of the camera, and then each successive frame can be stitched together as the satellite moves over the Earth's surface, restoring the full field of view achievable with any chosen camera without comprising the on-ground resolution. Each set of four out of the five orders enables the reconstruction of the full polarisation state, and their simultaneous reconstructions allow for error monitoring. The lightweight design and compact footprint of the polarisation imaging optical system achievable with a metasurface is a novel approach to increase the functionality of small satellites while working within their weight and volume constraints.
Small satellites are quickly becoming favoured for scaleable remote sensing systems, due to their accessibility and cost-effectiveness compared to traditional satellite systems.6 However, conventional full-Stokes imaging methods require either moving parts or filtering to achieve all the necessary polarisation measurements,7,8 which cannot be appropriately scaled for small form-factor systems in fast-moving low-light conditions. We propose that metasurfaces can be used instead of conventional optics and placed within the same footprint of existing small-satellite systems, see Fig. 1, decreasing the weight and volume of complex imaging systems to allow improved functionality of these satellites. Here, we present a metasurface design for polarisation imaging, adopted specifically for a small form-factor satellite.
Single-shot polarisation imaging has been previously achieved using metasurfaces for static cameras and bright imaging targets, utilising a few different imaging setups. Metasurfaces utilising per-pixel filtering for polarisation measurements naturally create compact imaging systems,14,15 with the metasurface extremely close to or integrated with the camera sensor. However, any system using filtering to form measurements inherently limits the photon flux to the sensor. While this is an effective set-up for bright imaging environments, it is crucial to maximise the transmission to the sensor in low-light conditions. Another measurement method present in previous metasurface devices is to diffract incident light into separate measurements,8,16–20 avoiding loss of intensity through filtering. These systems are less compact than the per-pixel filtering systems due to requiring space between the metasurface and the camera sensor; however, a diffractive metasurface-based system still provides substantial weight and size benefits over traditional optics. We choose to build on these diffractive systems, extending them to account for the additional non-trivial requirements of a remote-sensing system.
Remote sensing imposes additional challenges that aren't encountered in previous metasurface imaging works. The low-light imaging conditions ensure we want to utilise incident light as completely and efficiently as possible, and the polarisation measurements need to account for the field-of-view requirements of a moving system, with their shape and position on the sensor requiring careful design. Finally, the isolated nature of a satellite-based system necessitates that we include a method of verifying the integrity of the polarisation measurements in our design, monitoring for accumulated errors from exposure to the harsh conditions of space.
However, the sun-glint often masks useful sub-surface ocean data. Polarisation imaging enables enhanced calibration and detection for this glint component and, therefore, allows the recording of otherwise masked subsurface ocean data. Adding polarisation capabilities using conventional methods, such as lossy filters or bulky prisms,7,22 would violate the transmission, size, or weight requirements of the CHICO system. Non-conventional solutions are therefore necessary for including polarisation imaging in the CHICO system, making it well-suited for demonstration of the design of a metasurface constrained by specific system requirements.
We have applied the principle of division-of-aperture to polarisation remote sensing, utilising a metasurface to diffract the swath into polarisation channels, and onto a single camera. This would allow one to record all polarisation measurements simultaneously and efficiently.
The Stokes vector representation of polarisation is , where S0 is the total light intensity, and S1, S2, and S3 represent the polarisation state excluding overall phase. For an incident Stokes polarisation,
and output intensity measurements,
, the relationship between these two vectors is given by:
![]() | (1) |
We can further extend the capability of the system to include redundancy for error monitoring by using five intensity measurements instead of four. Using five measurements instead of the minimum required four measurements marginally reduces the signal-to-noise for the polarimetric measurement. The reduction in signal-to-noise ratio is considered acceptable due to the added error monitoring capability; it also increases the efficiency achievable with the metasurface. The loss of efficiency that would be suffered in a four diffraction order metasurface arises from zeroth-order light leakage that is typically non-negligible for actual fabricated diffractive metasurfaces, despite design optimisations that aim to eliminate zeroth-order light leakage. It is therefore advantageous for the efficiency of our design to include the zeroth-order in optimisation as a fifth measurement.
By optimising these five measurements such that any the combination of four measurements spans the Stokes space sufficiently, we can compare the four simultaneous reconstructions to remotely monitor the metasurface polarimetry performance. For a system that is diffractively separating the intensity measurements, such as described in Section 2.1, the intensity measurement vector is and the instrument matrix M has the dimensions 5 × 4 to relate the four input Stokes parameters to the five output intensity measurements. The separate reconstructions i can be represented by separate instrument matrices Mi with dimensions 4 × 4. If the reconstructions diverge in value, we can assume errors have been introduced into the system via damage or degradation of the metasurface or surrounding optics, and the imaging system requires recalibration for continued use. This is critical for a space-based system, where the performance of the imaging system can only be remotely monitored.
With the overall metasurface area limiting the minimum sampling size of the image, and the periodicity acting as a convolution kernel limiting the maximum size of the image, the total number of image samples (lxly)/(dxdy) for a metasurface diffracting to a specific numerical aperture (NA) and the overall metasurface area LxLy is:
![]() | (2) |
We consider a system with NA = 0.29, resulting in sufficient forward diffraction orders to be captured and relayed onto the sensor without using expensive and tightly toleranced high-NA relay optics. We perform this calculation for a wavelength of λ = 850 nm to be consistent with metasurface design choices, see Section 3.1 below. Emulating the CHICO imaging system, we are using an image sampling requirement of (lxly)/(dxdy) ≥ 900 × 100 = 90, 000 to implement pushbroom imaging as described in Section 2.1. We, therefore, estimate that a metasurface with area LxLy > 3.1 mm2 satisfies this resolution requirement at the target metasurface periodicity and imaging wavelength, which is a feasible scale for metasurface fabrication.
We chose a metasurface structure of 1 μm thick patterned crystalline silicon on a 460 μm sapphire substrate, with the patterned layer consisting of a 6750 × 450 μm repeating design. We choose to use silicon despite our metasurface operating within the absorptive range, as the high refractive index and well-established fabrication process is crucial for achieving the complex multifunctionality required for polarimetry with error monitoring.31 Furthermore, the absorption of 840–850 nm light in a 1 μm thick layer of silicon is low, only 3% of total losses in the final metasurface can be attributed to absorption. Additional analysis on the effect of the absorption of silicon on the metasurface performance is presented in ESI Section S3,† and the absorption is included in all results presented in this paper. We use a crystalline silicon thin film on a sapphire substrate due to the commercial availability of silicon-on-sapphire wafers. However, further investigation and testing are required to ensure the suitability of these materials for a space-based environment. The metasurface periodicity produces a one-dimensional diffraction pattern in the x-direction for λ = 850 nm incident light, with second-order diffraction angles of θ±2 = ±14.6°. This angle is sufficiently forward for all the diffraction orders utilised as polarisation measurement channels to be captured by traditional optics and relayed to a single camera sensor.
For the metasurface design, we utilised freeform topology optimisation to structure the silicon layer. This technique allows more complex and efficient metasurface behaviours through the development of unintuitive free-form structures. Furthermore, topology optimisation is more suited than common geometric phase approaches for our five-measurement system, as it allows the optimisation to include the zeroth order measurement without it being overexposed compared to the other orders.32–35 Consistent with previous works using freeform topology optimisation for metasurface design,32–35 we start our optimisation as a smooth, random distribution of values between the refractive index of the metasurface material and air. For a single iteration of the optimisation process, we perform both forward and adjoint simulations of the metasurface, utilising Lorentz reciprocity to numerically calculate the gradient in transmission as a function of the refractive index for every point of the metasurface simultaneously. We then use a gradient descent method to optimise the metasurface design towards a figure of merit describing the metasurface behaviour, including binarisation and robustness functions such as blurring to converge to a final, discrete and fabricable design after 300 iterations. We further performed multiple optimisation runs to find the highest performance for our final design.
We performed simulations of the metasurface behaviour using the rigorous coupled-wave analysis package RETICOLO36 during the topology optimisation process. The instrument matrices Mi for each possible reconstruction i, as described in Section 2.2, are calculated from these simulations, and the performance of these instrument matrices for polarisation reconstruction is maximised with each optimisation iteration to ensure they can be used independently for measuring polarisation.
One established method of maximising the polarisation reconstruction performance is to minimise the condition number of the instrument matrix:7,24–27,37
![]() | (3) |
As the maximum singular value of the instrument matrix is bounded by the incident light intensity, and maximising all singular values maximises the transmission of light through the system, we define the target figure-of-merit (FoM) as equal to the minimum singular value:
FoMi = minj(μij). | (4) |
The full figure-of-merit used for maximising the polarimetry performance of all five possible reconstructions i simultaneously is the product of eqn (4) for each reconstruction:
![]() | (5) |
As we are optimising for simultaneous reconstructions using subsets created from a set of five analysis states, there is no single optimal set of analysis states.27 Furthermore, there are multiple sets of analysis states that achieve the same polarimetry performance, as the performance is invariant to a global rotation of analysis states on the Poincaré sphere. Therefore, we choose not to aim for specific analysis states, and instead prioritise the overall reconstruction ability and stability in our optimisation. This choice also allows greater flexibility during the topology optimisation process for achieving the highest possible performance within the constraints of a fabricable metasurface structure.
Each diffraction order i may be considered an independent partial polariser with polarisation, plotted as a vector on a Bloch sphere. The direction and magnitude of this vector represent the direction and degrees of polarisation, respectively. We create this representation by following the method outlined in Lung et al.,29 which is summarised here. We perform a singular value decomposition of the transfer matrix Tm of each diffraction order m to give
![]() | (6) |
![]() | (7) |
The selectivity of the diffraction orders to different polarisations is quantised by the transmission of the ideal polarisation state , from Fig. 3(b), and its orthogonal state for each diffraction order. The fraction of light transmitted for these states is given in Fig. 3(c), demonstrating sufficient selectivity to polarisation to distinguish the input states. It should be noted that the minimum transmissions are expected to be non-zero; as the system is overdetermined, the measurements performed by the metasurface cannot form an orthogonal basis.
As noted in Section 3.1, the inverse condition number is a frequently used measure of how robust the measured polarisation states span the Stokes space. Fig. 3(d) plots the inverse condition number for every possible combination of 4 out of 5 polarisation measurements, and the inverse condition number using all 5 measurements. These inverse condition numbers are comparable to the theoretical maximum of 0.58, and indicate accurate polarisation reconstruction is achievable for each set of polarisation measurements, enabling the comparison of reconstructions for error monitoring. The polarimetry performance is maintained over a wavelength range of (842–852) nm, and for a field-of-view of 8° by 20°, ensuring the metasurface performance is robust to external factors and can be used for imaging applications. Full details on the metasurface angular and wavelength performance can be found in the ESI Section S2.†
We simulate the metasurface imaging performance in terms of the angle of incidence on the metasurface, as it allows our analysis to be performed independently of the surrounding imaging and relay optics in the complete system, thereby creating a generalised result for future implementation. We also ignore any possible effects from lens aberrations in the system to maintain this generalised result; a full analysis of the effect of the surrounding optics on the metasurface performance will be performed alongside laboratory characterisation and satellite system prototyping.
The dimensions of the simulated metasurface are 5.28 × 0.587 mm = 3.1 mm2, such that the metasurface has a 9:
1 aspect ratio to address the field-of-view. The metasurface area equals the minimum area calculated in Section 2.3 for the required imaging resolution using the CHICO project guidelines.
There are two components to simulating the imaging performance of the metasurface: the effect of the finite-sized metasurface as an aperture on the image and the polarisation-dependent diffraction of the incident image into separate imaging channels. These operations are commutative as they independently address different components of the input image. The precise polarisation response of the metasurface is dependent on the angle of incidence of the input light. We calculated the metasurface polarisation behaviour under various incident angles spanning the target field-of-view. We used this polarisation behaviour to calculate the polarisation-dependent transmission to each diffraction order for every point of the input. The resulting simulated camera image of the output diffraction orders is shown in Fig. 4(b), with each diffraction order having a unique intensity distribution based on its selectivity to polarisation, described in Section 3.2. The transmission intensity of any singular polarisation does vary over the camera image due to the angular dependence of the metasurface; however, this can be easily accounted for by including this angularly dependent behaviour during the polarisation reconstruction process. These camera measurements are successfully reconstructed to give the original polarisation in terms of the Stokes parameters, see Fig. 4(c).
The metasurface is in the pupil plane of any surrounding optics. Therefore, we can use Fourier analysis to calculate and analyse the effect of the metasurface as an aperture on the imaging resolution. We first calculate the Fourier transform of the far-field input image, then take the product of the pupil plane light field with the aperture, and perform an inverse Fourier transform to get the final simulated camera image of the input. The effect of the aperture is present in the camera image in Fig. 4(b), and is highlighted in the reconstructed Stokes parameters in Fig. 4(c). The reconstruction achieves an angular resolution of approximately 70.2 arcsec separation between distinguishable points, in agreement with the Fourier-limited resolution calculation in Section 2.3.
Finally, we simulated the performance of the metasurface in a system with errors introduced into our measurements. The errors represent effects such as degradation of the metasurface or minor damage to the imaging optics. For a simplified example, we apply nonpolarising attenuation of a random value up to 10% to each measurement independently, and record the change in the measurement for the same incident polarisation. The results of these simulations are shown in Fig. 5(a). We used each subset of 4 measurements to perform different reconstructions, utilising the maximum likelihood method to ensure the reconstructed values are physical.28,29 Comparing these measurements shows that errors in the system result in reconstructions with diverging polarisations, indicating the presence of errors, as seen in Fig. 5(b). Re-characterising the metasurface using input light with known polarisations and recalculating the instrument matrices for each possible polarisation reconstruction, as described in Section 2.2, allows the entire system to be re-calibrated remotely, see Fig. 5(c). This ability to account for degradation of the system, including errors arising from degradation of components other than the metasurface, and lack of reliance on the metasurface structure precisely matching the designed pattern, ensures the metasurface is robust to long-term use in a satellite-based system. Preliminary experimental results showing this robustness to variance of the metasurface structure are in ESI Section S4.†
The amount of optical components and complexity that is conventionally required for full-Stokes polarisation imaging confines it to only large satellites, however, our metasurface design and computational results show a full-Stokes polarisation imaging system is viable for much more commercially available small-satellite systems. Having full-Stokes polarisation imaging capability is particularly important for remote Earth imaging small-satellites, where both a compact form factor and imaging capability are essential for mission success.
The metasurface approach to enhancing small-satellite Earth observation also has the potential to enable complex processing such as water glint removal and edge detection for future small-satellite missions.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5na00298b |
This journal is © The Royal Society of Chemistry 2025 |