Matias Bejide‡
a,
The Linh Pham‡
a,
Amirmostafa Amirjani‡
a,
Guillaume Libeert
a,
Nils Deßmannb,
Thanh Tung Nguyen
*c and
Ewald Janssens
*a
aQuantum Solid State Physics, Department of Physics and Astronomy, KU Leuven, 3001 Leuven, Belgium. E-mail: ewald.janssens@kuleuven.be
bInstitute for Molecules and Materials, FELIX Laboratory, Radboud University, 6525 ED, Nijmegen, The Netherlands
cInstitute of Materials Science, Vietnam Academy of Science and Technology, Hanoi, Vietnam. E-mail: tungnt@ims.vast.ac.vn
First published on 20th June 2025
The transient transmittance of plasmonic metasurfaces consisting of metal antennas over a semiconductor substrate was investigated, focusing on the role of carrier multiplication within the semiconductor through hot carrier generation by localized surface plasmons. Time-resolved far-infrared pump–probe spectroscopy monitored the dependence of the optical responses on the metasurface periodicity, the substrate temperature (ranging from 10 K to 300 K), and substrate dopant level (ranging from 2.9 × 1012 to 3.3 × 1015 cm−3). The relative position of the excitation wavelength with respect to the plasmon resonance of the metasurface is crucial for the dynamic response. Transmittance changes up to 50% were achieved if the excitation was close to the plasmonic resonance. By decreasing the periodicity of the metasurface, the transmission minimum shifts towards shorter wavelengths. The periodicity also significantly affected the field enhancement of the metasurface, which plays a crucial role in the charge carriers' dynamics. Cooling the samples results in much larger transient transmission changes owing to the higher impact ionization rate, carrier multiplication factor, and longer diffusion length. A low initial substrate dopant concentration was found to be favorable for achieving a large transient response. The simulations from the developed diffusive impact ionization model validated all experimental results. These findings provide insight into the carrier dynamics and pave the way for developing electro-optical devices operating in the far-infrared spectral range.
Among the sub-wavelength structures that support LSPs, metamaterials, and their 2D subcategory metasurfaces, allow for greater control over electromagnetic waves. Of particular importance in this respect are recent developments in reconfigurable, tunable, and chiral metamaterials.8–10 The operating wavelength of a metasurface can be conveniently tuned by rescaling its unit cell dimensions, the meta-atom geometry, and the material choice. Furthermore, active plasmonic metasurfaces, whose properties may be changed in real-time using external stimuli, provide a platform for multifunctional, switchable devices.11–14 The collective excitation of free electrons through LSPs generally induces electron–electron scattering (within a few hundred femtoseconds), electron–phonon scattering (few picoseconds), and phonon–phonon scattering (from hundreds of picoseconds to a few nanoseconds).
The engineering of plasmonic carrier dynamics in non-radiative decay processes has shown potential for applications in photodetection, photothermal heat generation, and photochemical reactions.15–17 Hot carriers can be exploited in photocatalysis and energy conversion applications when they are transferred to a semiconductor support or a nearby molecule.18,19 Despite the efforts to utilize these plasmon-enhanced hot carriers for different applications, there still is a lack of understanding of their dynamics.20–22 Studying the dynamics of these hot carriers is possible using ultrafast pump–probe spectroscopy, where a high-intensity pump pulse excites the electrons, and the subsequent dynamics are explored through the optical response of a delayed probe pulse.23,24
In our earlier work, we demonstrated that an intense pump pulse that resonantly excites a THz cut-wire metasurface causes a redshift and a broadening of the plasmonic resonance in the first few picoseconds after excitation, which is followed by a relaxation process that takes several tens to hundreds of picoseconds.25 The transient optical response of the metasurface sheds more light on the dynamics of plasmon-induced hot carriers. The transient change was attributed to the rapid increase of carrier concentration in the silicon substrate caused by impact ionization (IMI).26 Electromagnetic field enhancement triggers IMI in the silicon substrate, enlarging the charge carrier concentration by several orders of magnitude. Afterward, the initial situation is restored by carrier diffusion and electron–hole recombination.
In the current paper, we investigate how the characteristics of the metasurface determine the transient optical properties. By combining modeling and pump–probe experiments, we identify the effect of the plasmonic metasurface's periodicity, the substrate's initial dopant concentration, and the lattice temperature on the carrier multiplication and relaxation in the semiconductor substrate. The results of this study provide a solid understanding of the underlying dynamics and allow the control of the ultrafast transient processes, which is crucial for the development of active FIR ultrafast optoelectronics and IR energy harvesting devices.
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Scheme 1 The schematic representation for the fabrication of plasmonic metasurfaces using the electron beam lithography technique. |
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Scheme 2 Schematic illustration of the three-beam pump–probe setup used. Reproduced with permission from ref. 25. |
The probe and reference have the same fluence (each about 5% of the micropulse) and are separated in time by half of the micropulse repetition period (i.e., 20 ns). The reference beam allows to balance out pulse-to-pulse intensity fluctuations, increasing the sensitivity of the measurements. The pump–probe delay was varied from −100 to 600 ps.
Schematic view of the pump–probe setup. It shows how the three beams (pump, probe, and reference) are derived from single FELIX pulse, and arranged to reach the sample with desired time delays between each other.
In the presence of the FIR laser pulse, the spatially dependent density of charge carriers n(t) and their momentum k(t) under the influence of a strong electric field is described by:
![]() | (1) |
![]() | (2) |
After laser excitation (i.e. t > 8 ps), the carrier density decreases because of electron–hole recombination and carrier diffusion:
![]() | (3) |
![]() | (4) |
The sums in eqn (1) and (2) run over the three most relevant excitation pathways, namely i = 1 and i = 2 being the lowest energy indirect band gap transition for electrons and holes, respectively, and i = 3 the lowest energy direct band gap transition for electrons. E(t) = ħ2k(t)2/2m is the free carriers' kinetic energy, Eith corresponds to the different threshold energies (1.2, 1.85, and 3.45 eV for i = 1, 2, 3, respectively), θ(x) is the Heaviside function, and p(i) are constants, evaluated to be 3.25 × 1010, 3.0 × 1012, and 6.8 × 1014 s−1 for i = 1, 2, and 3, respectively.26 Eqn (2) relates the momentum of the charge carriers with the external electric field, which delivers energy to the metasurface as long as the laser light is present, the creation of electron–hole pairs, and carrier relaxation with momentum decay time τm. ε(t) represents the enhanced electric field of the FIR micropulse, which is modeled as a Gaussian modulated envelope. ε(t) = εFEcos(ω0t)exp(−t2/2σ2), where ω0 is the angular frequency of the infrared light, and σ is the full width at half maximum pulse duration, which is set to 4 ps corresponding to the FELIX pulse profile. εFE is the enhanced electric field amplitude, i.e., the incident FIR field strength times the field enhancement factor, FE. The carrier concentration in the silicon substrate changes due to plasmon-induced carrier multiplication.
Eqn (3) describes the spatially dependent decrease of the charge carriers n(t) due to electron–hole recombination with characteristic time τre and carrier diffusion. nIMI is the carrier density after the IMI (i.e. at t = 8 ps). The expanding affected volume V(t) due to diffusion is described by eqn (4). The carrier diffusion coefficient D(T) corresponds to the ambipolar diffusion function,33 which depends on the electron and hole density and the temperature:
![]() | (5) |
To trigger the IMI process, the electric field strength penetrating into the silicon substrate must exceed the IMI threshold for silicon of 6 × 107 V m−1.35 For a typical pump fluence of 3.5 J m−2, this roughly corresponds to an enhancement factor FE ≥ 2. To obtain a measurable transmission change, a substantial increase in the silicon carrier concentration is required (by at least one order of magnitude), which corresponds to FE ≥ 3 for the earlier mentioned typical pump fluence. To make the model computationally efficient, we define the initial affected volume V0 = (t = 0) (t = 0)dz (t = 0) with dx (t = 0), dy (t = 0), and dz (t = 0) the initial extensions of this volume that satisfies the FE ≥ 3 condition along x-, y- and z-axis.
The evolution of the impacted volume is schematically presented in the ESI† (Fig. S2 and S3). Finally, (n(t), V(t)) is used to simulate the transient transmission of the metasurface using the Drude model. Fig. 1 illustrates the predictions of the diffusive IMI model for different initial dopant concentrations and sample temperatures. From Fig. 1(a), it can be inferred how charge multiplication evolves for different dopant concentrations at FE = 7. The carrier multiplication factor is defined as CM = n(t)/n0, where n0 is the initial dopant concentration of the silicon substrate.
The IMI shows that low dopant concentration is favorable for achieving high carrier multiplication (CM), due to multiple interrelated phenomena. At elevated carrier densities, screening effects become prominent, wherein mobile charge carriers collectively diminish local electric fields induced by plasmonic resonance. Besides, higher carrier densities signify carrier-carrier scattering, resulting in rapid energy dissipation and reduced carrier energy gain.36 Consequently, fewer carriers achieve the necessary kinetic energy to initiate subsequent ionization events.
In intrinsic silicon, with a carrier concentration of approximately 3 × 1010 cm−3, the carrier density increases by seven orders of magnitude within one picosecond due to impact ionization. Under these conditions, on average, only a single electron donor is present in the high-field region around each antenna. This implies that field screening is minimal. At the slightly higher initial carrier concentration of 3 × 1012 cm−3, field screening by free carriers has some influence on the local electric field inside the silicon substrate. Together with carrier scattering, these processes, which in turn reduce the IMI coefficient, weaken the impact ionization process and the CM factor. If n0 is further increased (3 × 1016 cm−3 and 3 × 1018 cm−3 in Fig. 1(a)), the CM factor drops significantly. This trend in CM behavior aligns with the dependence of the IMI coefficient on initial carrier concentration, as reported in Tarekegne's works.35,37 The CM is close to 1 for even higher dopant concentration, i.e., at 3 × 1020 cm−3.
A related insight is obtained from Fig. 1(b), which provides the carrier multiplication factor as a function of the FE factor at t = 1 ps. For n0 > 3 × 1012 cm−3, there is no significant change in carrier concentration if FE ≤ 3. For this reason, we focus on the affected regions with FE > 3 in the following.
Fig. 1(c) and (d) illustrate the temperature dependence of the evolution of the carrier multiplication and diffusion length as predicted by the diffusive IMI model for FE = 7. It can be inferred that a higher temperature leads to a lower carrier multiplication factor and a shorter diffusion length. This dependence arises from the temperature dependence of the diffusion rate D(T), i.e., directly through T in eqn (5), but also through the temperature dependence of the electron and hole mobility. Low temperatures could lead to lower kinetic energy dissipation and lower carrier-phonon scattering. Those insights from the diffusive impact ionization model will be used to interpret the experimental results.
Fig. 3(a) presents the transmission after pump excitation of sample MS2 at 22.8 μm for three sample temperatures (300 K, 100 K, and 10 K). The relative transient transmission change is defined as ΔTre (%) = 100(T(t) − T0)/T0 where T(t) is the transmission of the probe beam that is delayed by a time t with respect to the pump, and T0 is the transmittance of the probe if no pump is present. ΔTre is found to be larger at a lower sample temperature, i.e., 7% at 10 K compared to 3.5% at 300 K. In addition, the temperature significantly affects the relaxation process; the relaxation time τre is found to be 80 ps at 10 K and 100 K, and 125 ps at 300 K (procedure to extract the relaxation time is described in the ESI†). Fig. 3(b) presents the corresponding modelled transient transmission change. The temperature-dependent trends are consistent with the experiments. The experimental and measured wavelength dependence of the relative transmission change is presented in Fig. 3(c and d). Here, the maximal transmission change is shown, which typically occurs a few picoseconds after the pump excitation. It is found that cooling the samples from 300 K to 10 K results in a higher transmission increase at wavelengths shorter than the metasurface's resonance and a higher transmission decrease at long wavelengths. This can be attributed to a higher CM factor and longer diffusion length at low temperatures, as predicted by the diffusive IMI model (Fig. 1). Although the first term of eqn (5), which provides the diffusion coefficient, is proportional to the sample temperature, the carrier mobilities decrease at a faster rate with increasing temperature. As a result, the diffusion coefficient and the IMI rate decrease with increasing temperature. This is consistent with prior IMI experimental results and theoretical predictions for the IMI rate.
At low temperatures, there is a reduced kinetic energy dissipation from carrier-phonon scattering; meanwhile, the higher carrier mobility facilitates the acceleration of carriers under the local electric field. Thus, the carrier generation at 10 K is more efficient than at room temperature, resulting in larger ΔTre. Besides, the carrier lifetime is shorter at low temperatures due to a higher probability of the recombination processes, which explains the observed faster decay. Those trends are consistent in experimental and modeled results and can be attributed to the inclusion of a temperature-dependent carrier diffusion coefficient in our model.
Comparing the values in Fig. 3(b) with those in Fig. 3(a) and (d) with those of Fig. 3(c), it can be seen that the absolute values of the modeled ΔTre are higher than the measured values. This can be attributed to the difference in the static transmission minimum at resonance, which is 0.1 in the experiment and 0.06 in the simulation (will be discussed on the basis of Fig. 5).
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Fig. 4 The transient transmission change of samples MS1 (black), MS2 (red), and MS3 (blue), measured at 22.8 μm (a), 26.2 μm (b), and 34 μm (c). |
Fig. 5(a) presents the measured transmission spectra of MS1 for a fixed pump–probe delay of 15 ps and compares them with the spectrum obtained without a pump laser. Under pump pulse influence, the transmission minimum shifts slightly to the longer wavelength, and the spectrum becomes flatter. The simulation in Fig. 5(b) reproduces those changes well. The spectral changes can be understood as follows. Free carriers generated by IMI due to the local field enhancement around the tips of the antennas (Fig. 2(d)) spread out to the surrounding silicon space, causing the change of carrier concentration both in time and space. Such change leads to the spectral shift of the resonance wavelength. Furthermore, the plasmonic resonance considerably broadens after laser excitation, owing to a strong increase in the silicon substrate carrier concentration, causing a rise in the Ohmic losses. In this regard, by combining the diffusive IMI model and FDTD simulation, we could effectively capture both effects (spectral shift and peak broadening) using the Drude model for silicon.39 Similar to the temperature dependence investigation (Fig. 3), the simulation's absolute value for the transmission change is larger. The transmission of the MSs on the blue side of plasmonic resonance increases, and at the same time, transmission reduction is observed on the red side. On the other hand, MS2 and M3 display significantly less peak broadening, a smaller transmission change, and minimal spectral shifts (see simulation in ESI† Fig. S5). Those differences for different sample geometries can be related to the higher field enhancement of MS1, which has uncoupled antennas.
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Fig. 5 Panel (a) and (b) show the experimental and simulated transmittance of MS1 without a pump and for a pump–probe delay of 15 ps. |
Transient transmission change maps based on the excitation wavelength and pump–probe delay reveal the wavelength-dependent dynamic response of the metasurfaces more clearly. According to the data obtained in Fig. 6, different dynamics can be achieved depending on the relative positions of the pump–probe wavelength and the plasmonic resonance. In the case of MS1, there is an increase in transmission for excitation at the center or shorter wavelengths of the resonance and a decrease in transmission for the longer wavelengths. In sample MS2, a mixed behavior is observed in a narrow wavelength range between those two regions (i.e., in the 24–26 μm range). The transient transmission changes for MS3 are qualitatively similar to MS1 but have a lower intensity. In general, sample MS1 exhibits the strongest response, which can be attributed to its highest FE factor.
Lastly, we investigate the influence of the initial dopant concentration in the silicon substrate on the dynamics. Sample MS4 was fabricated with the same geometry as MS1 but has a higher silicon dopant concentration of 1.6 × 1015 cm−3 (compared to 2.9 × 1012 cm−3 in MS1). The higher initial carrier concentration causes more carrier scattering events and a more substantial electric field screening effect, significantly reducing the kinetic energy of carriers with as result that they do not contribute to the impact ionization. This explains the modest transient transmission change in MS4 (Fig. 6(d)). This conclusion is in line with related studies regarding the surface recombination of electron–hole pairs generated by IMI indirect band gap semiconductors.40 A low initial carrier concentration (as in MS1) is important to ensure a strong dynamic response. Those results demonstrate how changes in the metasurface geometry and the initial carrier concentration can be used to engineer the dynamic optical response.
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5ma00127g |
‡ These authors contributed equally. |
This journal is © The Royal Society of Chemistry 2025 |