Qing
Zhang
a,
Shenglin
Chen
a,
Yingting
Cai
b,
Chao
Huang
b,
Ang
Qiao
a and
Haizheng
Tao
*a
aState Key Laboratory of Silicate Materials for Architectures, Wuhan University of Technology, Wuhan 430070, China. E-mail: thz@whut.edu.cn
bPanasonic Home Appliances (China) Co., Ltd, Hangzhou 310018, China
First published on 26th May 2025
To investigate the combined effects of sodium and potassium on thermal conductivity, a series of borosilicate glasses with precise compositions (65.0SiO2·5.0B2O3 (17.6 − x)Na2O·xK2O·7.5CaO·4.9MgO) was synthesized, where R = [K2O]/([Na2O] + [K2O]). As R increased systematically, a pronounced nonlinear variation in thermal conductivity, characteristic of the mixed alkali effect, was observed. Within the phonon gas model framework, the thermal conductivity was primarily governed by changes in sound velocity, as both volumetric heat capacity and phonon mean free path remained nearly constant across the glass series. NMR and Raman spectra revealed nonlinear evolution in the local coordination environment of silicon cations with increasing R. These structural changes, coupled with anomalous variations in atomic packing fractions, provided atomic-scale evidence for the observed thermal conductivity trends. This study not only deepens the understanding of the physical mechanisms governing thermal properties in borosilicate glasses but also provides valuable insights for designing advanced materials with precisely tailored thermal performance.
Significant progress has been made in understanding the thermal conductivity of oxide glasses through extensive research. A well-established finding is that thermal conductivity decreases with network depolymerization,7 with the extent of this reduction influenced by both network-forming cations (e.g., Si and B)8 and modifying cations (e.g., alkali and alkaline earth metals).9 Kim et al.7,10 demonstrated that thermal conductivity in Na2O–SiO2 glasses is primarily governed by structural changes in the silicate network, while in the Na2O–B2O3 system, it can be expressed as a function of the relative fraction of 4-coordinated boron within the tetraborate-dominated region. In addition, their work further evaluated the effects of ionization potential variations for different cations on thermal conductivity in alkali borate glasses. Using the ionization potential parameter, defined as the ratio of cation charge (Z) to the square of the cation radius (r), i.e., Z/r2, the impact of cation types on the structure and thermal conductivity of oxide glasses was assessed.10 The higher the Z/r2 value, the stronger the structural rigidity and bond strength will be, leading to an increment in thermal conductivity.11,12 Therefore, the ionization potential parameter can be used to evaluate the thermal conductivity of oxide glasses.
Furthermore, the influence of network modifier ions on thermal conductivity has been investigated by Rasmussen et al.,13 who employed the quasi-harmonic Green Kubo method to investigate modified sodium silicate glasses, demonstrating that the increase of Na2O content induces vibrational localization and reduces the contribution of mid-high frequency modes to thermal conductivity, ultimately resulting in a decrease in thermal conductivity. Interestingly, Sukenaga et al.14 discovered that lead ions can partially act as framework cations in binary silicate glasses. They further demonstrated that the phonon mean free path (MFP) serves as a useful parameter to distinguish framework cations (e.g., Pb2+) from non-framework cations (e.g., Li+, Na+, Ca2+, Sr2+) in silicate glasses. Lead cations partly act as framework species and exhibit higher MFP due to reduced phonon scattering, while non-framework cations disrupt the silicate network and enhance scattering. In thermal management strategies for electronic devices, Kirchner et al.15 reveals that a large and systematic decrease in thermal conductivity can be obtained by shorter intermediate ordering distances controlled by stronger constraints from the substrate surface atoms. The largest effect on thermal conductivity is observed for SiOx films on Si substrates, which can reach one-third of the bulk value. Recently, our group12 reported the dual-regime thermal conductivity behavior in magnesium–calcium mixed borosilicate glasses. The atomic-scale structural origins of these phenomena were elucidated by the complementary Raman and NMR spectra.
To understand the thermal transport in glass materials, it is essential to understand the scattering mechanisms of phonons. Noguchi16 showed that the thermal conductivity estimated by molecular dynamics simulations was closer to the experimental value of the laser flash method than those of the hot wire method above 1200 K. The decrease of thermal conductivity measured in the range of 1250–1550 K was attributed to the decrease in the bulk modulus of 33.3Na2O·66.7SiO2 melt. Furthermore, Hiroshima17 investigated alkali silicate glasses, revealing that reduced sound velocity is the primary factor driving thermal conductivity reduction at room temperature, although phonon mean free path dependencies also play a significant role. Complementing these findings, Sørensen et al.9 established a strong positive correlation between sound velocity and thermal conductivity in modified silicate and borate glasses. Their analysis of diffuson-mediated heat transport mechanisms revealed distinct behaviors: borate glasses exhibit heat transport dominated by diffusive vibrational modes, while silicate glasses demonstrate contributions from both diffusive and propagative modes. These differences stem from variations in low-frequency phonon mean free paths, which are intrinsically linked to differences in atomic rigidity between silicate and borate networks. Such fundamental understanding of thermal conductivity is essential for designing advanced materials with optimized thermal properties.18,19
While numerous studies have focused on simple binary glass systems, such as borosilicate and alkali metal silicate glasses, research on industrially relevant and complex glass compositions remains limited. To address this gap, we selected an industrially significant borosilicate glass composition-glass wool (65.0SiO2·5.0B2O3·17.1Na2O·0.5K2O·7.5CaO·4.9MgO)-as the base composition. A series of borosilicate glasses with various R (R refers to the molar ratio of [K2O]/([Na2O] + [K2O])) were prepared using the melt-quenching method to investigate the effects of sodium–potassium mixing on thermal conductivity. Using the phonon gas model, we analyzed the relationships between thermal conductivity, sound velocity, and phonon mean free path. Furthermore, the atomic-scale structural origins of these effects were elucidated through Raman spectroscopy and nuclear magnetic resonance (NMR) analysis.
Thermal expansion coefficients (CTE), and dilatometric softening temperatures (Td) were conducted using a horizontal dilatometer (Netzsch DIL 402PC, Germany). And the dilatometric run was made from room temperature to 700 °C at 5 °C min−1 according to a polished bulk glass with the dimensions of 5 mm × 5 mm × 25 mm. Silica glass was used as the reference material.
Using the transient plane source (TPS) method, thermal constants, i.e., thermal conductivity (k) and the volumetric heat capacity (C), can be obtained by using the thermal constant analyzer (TPS-2500 S, Sweden).20,21 During the measurements, the polished glass was cut into two plates with a size of 25 mm × 25 mm × 8 mm. Selecting the 5465 probe as the detector, based on the repeatability of measured thermal constants at room temperature we chose the appropriate heating time (10 s) and power (50 mW). By averaging the values of measured thermal constants for at least ten times, the values of thermal constants were obtained within an accuracy of ±2%.
The density (ρ) of these glasses was determined using the Archimedes method, with measurements taken in air and deionized water at 25 °C (density of water = 0.998 g cm−3). Each glass sample was weighed ten times to ensure accuracy, and the final density was reported as the average of the ten measurements.
Young's modulus, shear modulus and bulk modulus of these glasses were determined by an ultrasonic measurement gauge. The ultrasonic wave propagated in the polished glasses with the dimensions of 15 mm × 15 mm × 6 mm includes the longitudinal wave and the transversal one. These velocities of the sound waves were measured using ultrasonic pulse-echo techniques (45MG, Olympus, USA). The test was performed using two transducers; one was M208 for longitudinal wave (10 MHz) and another was M110 for the transverse wave (5 MHz). Glycerin and burnt honey were used as bonding materials between samples and transducers. Each glass sample was weighed ten times to ensure accuracy, and the final velocities were reported as the average of the ten measurements. Elastic parameters such as Young's modulus (E), shear modulus (G) bulk modulus (K) and Poisson's ratio (σ) was obtained using the following standard equations:
![]() | (1) |
G = ρVT2 | (2) |
![]() | (3) |
![]() | (4) |
In addition, to probe the coordinated surroundings of B and Si in the present glasses, 11B and 29Si NMR spectra of the glasses were obtained at 9.4 T on a Bruker Advance DSX 500 spectrometer. 11B and 29Si chemical shifts are referenced to a 1 M aqueous solution of boric acid (19.6 ppm) and tetrakis(trimethylsilyl)silane (−9.8 ppm), respectively.
Similar to the above observed mixed alkali effect on CTE, here the thermal conductivity (k) also exhibits a positive deviation from linearity. As shown in Fig. 2A, with the increase of R, a decrease of 0.11 W m−1 K−1 in thermal conductivity occurs from 0.9185 W m−1 K−1 at R = 0.0 to 0.8120 W m−1 K−1 at R = 1.0, representing an overall reduction of 12%. And the maximum deviation, 0.02 W m−1 K−1, also appears at about the equal-molar composition R = 0.5. That's to say, within the present investigated glassy system, mixed alkali effect on thermal conductivity appears.
The phonon gas model (PGM), which treats transport of phonons as quasiparticles that can be modeled like gas molecules, has been successfully used to understand heat conduction in crystalline solids.10,28–30 Moreover, it is also applicable to the calculation of thermal conductivity in oxide glasses and remains an important tool for understanding the behavior of thermal conductivity in amorphous solids.8,31 With this assumption, the phonon gas model offers an intuitive way to understand the variables that influence thermal conductivity in oxide glasses.
In order to explore the physical mechanism about the compositional dependence on thermal conductivity in the present oxide glasses, PGM was used to quantitatively evaluate the impacts of sound velocity, volumetric heat capacity and phonon mean free path on thermal conductivity. Within the phonon gas model framework,17,32 thermal conductivity and be calculated as the product of three physical parameters according to the following equation,
![]() | (5) |
R | ρ | ν L | ν T | ν D | κ | l | C |
---|---|---|---|---|---|---|---|
(g cm−3) | (m s−1) | (m s−1) | (m s−1) | (W m−1 K−1) | (10−10 m) | (J cm−3 K−1) | |
0.0 | 2.5298 | 6240 | 3430 | 3823 | 0.9185 | 3.7298 | 1.9186 |
0.2 | 2.5219 | 6230 | 3420 | 3813 | 0.9119 | 4.1256 | 1.7516 |
0.4 | 2.5171 | 6160 | 3390 | 3778 | 0.8976 | 4.1965 | 1.6984 |
0.5 | 2.5139 | 6130 | 3370 | 3756 | 0.8832 | 4.2036 | 1.6782 |
0.6 | 2.5107 | 6100 | 3340 | 3724 | 0.8736 | 4.2269 | 1.6650 |
0.8 | 2.5012 | 5990 | 3290 | 3668 | 0.8430 | 4.2493 | 1.6226 |
1.0 | 2.4754 | 5780 | 3180 | 3544 | 0.8120 | 4.2496 | 1.6174 |
In addition, νD can be obtained according to the following equation,32
![]() | (6) |
As shown in Fig. 4A, both the longitudinal and transversal sound velocities decrease as the R value increases. And the νD calculated using eqn (5) also exhibits a positive deviation from linearity as shown in Fig. 2B. With increasing the K2O content, it drops from 3823 m s−1 at R = 0.0 to 3544 m s−1 at R = 1.0, representing an overall reduction of approximately 7.30%. And the maximum deviation of 70 m s−1 appears at about the equal-molar composition R = 0.5. These reductions in Debye sound velocity may be likely related to the drop in thermal conductivity. And this positive correlation between νD and k was further confirmed by the near-linear relationship throughout the entire compositional range from R = 0.0 to 1.0 as shown in Fig. 3A. In addition, Lorösch et al.35 also observed a similar compositional trend of thermal conductivity on sound velocities for the binary alkali borate glasses. Additionally, similar relationship between sound velocity and thermal conductivity have been also observed in other series of glasses.36
Furthermore, as shown in Fig. 2C, different from the dependence of νD and k on R, with the increase in R, the volumetric heat capacity C exhibits a negative deviation from additivity. C first steeply decreases from 1.9186 J cm−3 K−1 at R = 0.0 to 1.7195 J cm−3 K−1 at R = 0.3. And at R = 0.3, there is a maximum deviation of 0.11 J cm−3 K−1 from linearity. Then a slower drop in C appears up to 1.6174 J cm−3 K−1 at R = 1.0, indicating that the volumetric heat capacity change less at high potassium compositions. And the maximum change of about 0.3 J cm−3 K−1 in C is very small. Finally, as shown in Fig. 3B, there is a clear nonlinear relationship between k and C. And the dependence of thermal conductivity on volumetric heat capacity is not so strong.
In addition, by combining the measured thermal conductivity, volumetric heat capacity, and Debye sound velocity, the phonon mean free path can be calculated using eqn (5). Even though this can’t give correctly absolute values of l, the compositional dependence on l can be valid (Fig. 2D). In contrary to the compositional dependence of k and νD on R, the phonon mean free path exhibits a non-linear increase from 3.73 × 10−10 m at R = 0.0 to 4.25 × 10−10 m at R = 1.0. Certainly, the maximum change of 0.52 × 10−10 in l is also very small. In addition, the maximum positive deviation of 0.27 × 10−10m from linearity occurs also at R = 0.3. Finally, as shown in Fig. 3C, the dependence of thermal conductivity on the phonon mean free path is also very weak, indicating a nonlinear relationship.
In summary, the Debye sound velocity and thermal conductivity exhibit a strong positive correlation, with a near-linear relationship as shown in Fig. 3A. In addition, the changes in the volumetric heat capacity and the phonon mean free path are both minimal. The phonon mean free path for this series of glasses is expected to be relatively small and changes less, which is consistent with previous literature.9,17,32 Therefore, the variation in Debye sound velocity for this series of glasses can be the dominant factor contributing to the evolution in thermal conductivity. Certainly, composition dependence of the phonon mean free path and volumetric heat capacity also affect the thermal conductivity. At the same time, the different nonlinear behavior of Debye sound velocity, volumetric heat capacity and phonon mean free path results in the nonlinear evolution of thermal conductivity for the investigated glasses.
Furthermore, compared to Na+ cations, K+ cations own a slightly less FS (field strength) due to their relatively larger ionic radius; and thus have a lower I (ionization potential), together with a weaker cation–oxygen bond strength, as listed in Table 2. Considering its simplicity, the ionization potential is often used for describing the systematic relationship between a metal cation and its field strength in oxide systems.10 Usually, a lower I means a weaker linkage, and thus a softer structure, further leading to a lower modulus.40 As verified by the evolution of moduli on R (Fig. 4B–D), with adding the content of K+ cations, E, G and K all exhibit a positive deviation from the linear reduction. Similarly, based on the above-mentioned eqn (1)–(4), longitudinal sound velocity νL and transversal sound velocity νT also exhibit a similar evolution as shown in Fig. 4A, that can play a key role to control the variance of thermal conductivity on the molar ratio R for the studied glasses.
Cations M | CNa/— | r ion /Å | FSc/Å−2 | E M–O /kJ mol−1 | I /— |
---|---|---|---|---|---|
a Coordination number (CN). b Ionic radius (rion) reported by Shannon.48 c Cation field strength (FS) is calculated based on cations in different coordination numbers.49 The equation is as follows: FS = ZM2+/(rM2+ + rO2+)2. Here, ZM2+ represents the charge carried by the cation M2+, while rM2+ and rO2+ denote the ionic radius of the M2+ cation and the O2− anion, respectively, as reported by Shannon.48 d Bond strength of M−O single-bond linkage (EM–O).50 e Ioization potential (I) is a function of the charge (Z) and ionic radius (r) of the cation,45I = Z/r2. | |||||
Na | 6 | 1.02 | 0.178 | 84 | 0.961 |
7 | 1.12 | 0.164 | 72 | 0.797 | |
8 | 1.18 | 0.156 | 63 | 0.718 | |
K | 6 | 1.39 | 0.134 | 80 | 0.518 |
7 | 1.46 | 0.127 | 69 | 0.469 | |
8 | 1.51 | 0.122 | 60 | 0.439 |
In addition, to further probe the atomic-scale structural origin of mixed alkali effect on thermal conductivity, 11B, and 29Si NMR spectra (Fig. 6), together with the corresponding Raman spectra (Fig. 7) for the present borosilicate glasses, were obtained in detail.
With the gradual substitution of Na cations by K cations, no clear change can be observed about the characteristic peaks ascribed to BIII (three coordinated B, near 10 ppm) and BIV (four coordinated B, near 0 ppm)41,42 as shown in Fig. 6A, indicating that B cations mainly exist as BIV and no observable transformation between BIII and BIV occurs. According to the previous reports,41 this can be ascribed to the characteristics of excess network modifiers (alkali cations and alkali earth cations) within the present borosilicate glassy system. Based on the widely adopted structural model,43,44 the alkali cation can act as a charge balancer and/or network modifier in the glass structure. In this work, the fraction of [BO4/2]− species is predominant in the glass structure as shown in Fig. 6A. This identified that the corresponding part of alkali ions should act as charge balancers, compensating the negative charge of [BO4/2]− units.
However, we observed a clear shift about the characteristic peak ascribed to 29Si (Fig. 6B), revealing the subtle variance about the local coordinated surroundings of Si cations with increasing R. More precisely, for the pure Na endmember, the NMR peak of 29Si is located at −91 ppm. While for the pure K endmember, a shift of about 3 ppm in peak location appears toward the more negative chemical shift. Particularly, similar to the evolution of thermal conductivity with increasing R shown in Fig. 2A, the shift in the characteristic NMR peak location of 29Si also exhibits a positive deviation from additivity (Fig. 6C).
Further structural information about the atomic-scale structural evolution comes from Raman spectra (Fig. 7). Except for the peak located at about 1100 cm−1 within the region of 1000 to 1200 cm−1, no other clear evolution in Raman spectra can be observed. According to the previous reports,45,46 this peak could be ascribed to the stretching vibration of [SiO4] related structural units. According to previous work,47 the increase in Si–O stretching force in the network structure ought to induce this peak to shift toward the higher wavenumber, thereby strengthening the rigidity of the glass network. For the pure Na endmember, this peak locates at 1089 cm−1; when it comes to the pure K endmember, this peak shifts to 1100 cm−1. Similar to the evolution of thermal conductivity on R, the dependence of this peak site on R also exhibits a positive deviation from linearity.
For xR2O·(1 − x)SiO2 (R = Li, Na, K) binary glasses, the addition of alkali ions will cause the formation of non-bridging oxygens to break the network structure.16 This ultimately leads to a reduction in thermal conductivity. The observed trend in thermal conductivity, i.e., Li2O·2SiO2 > Na2O·2SiO2 > K2O·2SiO2 glasses, can be attributed to the combined differences in volumetric specific heat capacity, sound velocity and mean free path. Moreover, compared to single-cation systems, mixed alkali cations could induce a further reduction in thermal conductivity due to the well-known mixed alkali effects. This further reduction in thermal conductivity for the mixed alkali silicate glasses was ascribed to their shorter phonon mean free path compared to the single alkali glasses.17 Recently, our group12 observed that the thermal conductivity of mixed alkaline-earth (i.e., Ca–Mg) borosilicate glasses only exhibited a partial non-linear variation on compositional change in thermal conductivity. This phenomenon was attributed to atomic-scale structural transition, which likely modifies network connectivity and cation field strength distribution, thereby influencing phonon propagation characteristics through changes in interatomic bonding configurations. Therefore, for the present mixed alkali glasses, the observed non-linear evolution on R in thermal conductivity should be attributed to the mixed alkali (i.e., Na–K) effect. Considering the similar positive deviation behavior observed on Raman, NMR spectra and thermal conductivity with the gradual substitution of Na cations by K cations, the subtle evolution in the local coordinated surroundings of Si cations within the glassy network can also be a main atomic-scale structural origin of the mixed alkali effect on thermal conductivity.
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