Renata Pascoal Illanes Tormenaa,
Mac-Kedson Medeiros Salviano Santosa,
Atailson Oliveira da Silvaa,
Felipe Mourthé Félixa,
Juliano Alexandre Chakera,
Daniel Oliveira Freireb,
Izabel Cristina Rodrigues da Silvab,
Sergio Enrique Moyac and
Marcelo Henrique Sousa*a
aGreen Nanotechnology Group, University of Brasilia, DF 72220-900, Brasilia, Brazil. E-mail: mhsousa@unb.br; mhsqui@gmail.com
bGraduate Program in Health Sciences and Technologies, Faculty of Ceilandia, University of Brasília, DF 72220-900, Brasilia, Brazil
cSoft Matter Nanotechnology Laboratory, CIC biomaGUNE, 20009, San Sebastian, Guip, Spain
First published on 12th July 2024
This study presents an optimized microwave-assisted method for the green synthesis of silver nanoparticles (AgNPs) using a root extract obtained from Pelargonium sidoides DC. The influence of temperature, reagent concentration, and irradiation time was systematically investigated to enhance synthesis yield. Characterization techniques including XRD, UV-vis, FTIR, XPS, and zetametry were employed to confirm the successful formation of nanoparticles with a metallic silver core (∼17 nm) functionalized with organic molecules derived from the plant extract. The cytotoxicity of AgNPs was assessed using a cell viability assay, while the Minimum Inhibitory Concentration (MIC) of nanoformulation against pathogenic bacteria, including Staphylococcus aureus, Escherichia coli, Pseudomonas aeruginosa, and the carbapenem-resistant Klebsiella pneumoniae (KPC), was determined using the Broth microdilution method. The nanoformulation synthesized with P. sidoides extract exhibited a dose-dependent response, demonstrating superior antimicrobial efficacy compared to the pure plant extract in most cases. The MIC values ranged from 0.85 to 17.1 μg mL−1, with particularly strong performance against the drug resistant KPC strain. The enhanced antimicrobial effect is attributed to the synergistic action of the metallic silver core and phytochemicals from P. sidoides on the surface of nanoparticles, which also contribute to notable colloidal stability of AgNPs at physiological pH levels.
It is a consensus among scientists that plant extracts – predominantly utilized as biological resources for performing green synthesis – act not only as reducing agents but also form a stabilizing layer on the surface of AgNPs with phytochemicals that play a crucial role in enhancing colloidal stability at physiological pH and, most importantly, increase the intrinsic antimicrobial activity of the Ag0 nanocore.3 Plant extracts that already exhibit specific antimicrobial properties have been employed to impart more specificity in applications for AgNPs synthesized through this route.4
In this context, extracts of Pelargonium sidoides (P. sidoides), a South African native plant belonging to the Geraniaceae family with known antimicrobial activity,5 have been used for the treatment of acute and chronic infections of the respiratory tract and ear, nose and throat.6 The main pharmacological effects of P. sidoides, which involves antimicrobial action and/or stimulation of the nonspecific immune system,7 triggered by the action of phytochemicals present in the extracts, primarily polymeric proanthocyanidins (with gallocatechin and epigallocatechin moieties), highly oxygenated coumarins, flavonoids, phenolic compounds, benzopyranones and derivatives of gallic and hydroxycinnamic acids.8 In particular, umckalin is a typical coumarin and the main group most likely responsible for the pharmacological action of P. sidoides.9
Therefore, we hypothesized that using P. sidoides extract to synthesize AgNPs can result in nanostructured antimicrobials with specificity against specific microorganisms, profiting from the synergy between the nanodimensional metallic silver core and the cover layer of P. sidoides phytochemicals acquired during the green synthesis. There are very few reports in the literature regarding the use of P. sidoides with nanosilver obtained from green synthesis or in mixtures as antimicrobial agents. Kgatshe et al. employed the ethanolic extract of P. sidoides for the synthesis of biogenic AgNPs.10 Those researchers noted that AgNPs exhibit increased antimicrobial activity compared to the plant extract and demonstrated efficacy of the formulation against Gram-positive Streptococcus pneumoniae and Bacillus cereus, as well as Gram-negative Moraxella catarrhalis, Escherichia coli, and Pseudomonas aeruginosa. Popova et al. studied the antimicrobial effect of a cream containing extract of P. sidoides and colloidal nanosilver against Escherichia coli, Staphylococcus aureus and Candida albicans with significant antimicrobial activity.11 The nanoformulation also presented effective healing in vivo on dogs with various skin diseases, demonstrating the cream's highly successful curative effect. As these works utilized the agar-gel disk diffusion method, only qualitative antimicrobial action could be evaluated.
Recurrent or persistent pulmonary infections that can significantly impair lung function and increase the risk of premature death and often involve opportunistic bacteria that colonize the respiratory tract, such as the Gram-positive Staphylococcus aureus and the Gram-negative Pseudomonas aeruginosa, Klebsiella pneumoniae, and Escherichia coli.12 While research indicates that infections caused by Staphylococcus aureus and Pseudomonas aeruginosa are linked to more pronounced lung dysfunction in children.13–15 Pseudomonas aeruginosa strains commonly cause pneumonia in older or immunodeficient patients, in the context of healthcare-associated infections, increasing morbidity and mortality in most cases16 – in recent decades, this pathogen has been responsible for more than 20% of all hospital-acquired pneumonia cases worldwide, according to the Antimicrobial Surveillance Program SENTRY.17 Typically found in the human intestinal microbiota, Klebsiella pneumoniae and Escherichia coli can also be detected in the oral microbiota, as well as in the urinary and nasal tracts of immunocompromised patients, hospitalized individuals undergoing invasive procedures, or those in intensive care units.18 In cases of nosocomial and hospital-acquired infections, Klebsiella pneumoniae and Escherichia coli are frequently identified in instances of pneumonia.19 In recent years, there has been a concern regarding multi-drug resistant bacteria. Among these pathogens, the carbapenemase-producing K. pneumoniae (KPC) is commonly known as a drug-resistant superbug/superbacterium, and its global dissemination and the restricted availability of treatment alternatives contribute significantly to its status as a prominent threat, mainly in terms of mortality. Besides, the few effective antibiotic therapies against KPC can give rise to severe adverse effects, such as nephrotoxicity and hepatotoxicity.20,21 The development of new antibacterial compounds is highly necessary, as endorsed by global policies, such as those outlined by the World Health Organization.22
In this context, this study optimizes the synthesis of AgNPs through a green microwave-assisted procedure using the root extract of P. sidoides. In addition, using the broth microdilution method, we will assess the Minimum Inhibitory Concentration (MIC) of the crude P. sidoides extract and green-synthesized nanosilver to compare their antimicrobial activity against these important strains of pathogenic bacteria. Besides, the cytotoxicity of AgNPs was evaluated by a cell viability assay. To resume, we propose an antibacterial formulation based on green-synthesized AgNPs using P. sidoides extract to prospect alternatives and efficacious treatments to combat infections caused by multi resistant bacteria.
The phytochemical screening of the P. sidoides extract was performed using standard methods of prospection, and the following principal secondary metabolite groups were identified using this phytochemical analysis: alkaloids, anthocyanins, coumarins, flavonoids, phenols, saponins and tannins. Furthermore, the total polyphenol content was determined as 1.72 ± 0.015 mg mL−1 through the Folin–Ciocalteu method.23
Besides, the extra peaks (200)AgCl and (220)AgCl were also detected in all diffractograms, indicating the formation of silver chloride, AgCl (JCPDS #31-1238), probably due to the spontaneous reaction of Ag+ with Cl− ions present in the plant extracts to form the very insoluble AgCl crystalline phase: Ag+(aq) + Cl−(aq) → AgCl(s); Ksp ∼ 10−10.26 It was observed that the intensity of these peaks can be lower or higher depending on the synthesis conditions. Thus, we used the relationship between the intensities of the most intense peaks of Ag0 and AgCl phases (IAg(111)/IAgCl(220)) as a parameter to evaluate the yield of metallic AgNPs, in view of optimizing the synthesis conditions in the range of evaluated variables.27
A heat map with the values of IAg(111)/IAgCl(220) for all synthesized samples using the different combinations of plant extract and AgNO3 volume proportion (PE/AgNO3), temperature and time was used to compare the AgNP synthesis yield (Fig. 2). It was observed that increasing the temperature and the heating time enhanced the yield of metallic AgNPs during the synthesis process. Besides, the amount of AgNPs formed also increases as the PE/AgNO3 rises from 5% to 10%, to a given temperature, indicating the effectiveness of the Pelargonium sidoides extract to reduce Ag+ ions to form metallic AgNPs. However, if this PE/AgNO3 ratio increases to 15% the quantity of AgCl rises while the Ag0 formation diminishes.
Fig. 2 Heat map with the AgNP synthesis yield (IAg(111)/IAgCl(220)) at different times and PE/AgNO3 as function of the temperature of synthesis. |
Therefore, the sample synthesized using the optimized parameters PE/AgNO3 = 10% at 200 °C for 15 min was characterized in detail and utilized for the further biological tests. As shown in a typical TEM micrography of the sample obtained using these conditions (see Fig. 1b), the AgNPs are roughly spherical, with a mean diameter of 17.1 ± 3.2 nm and polydispersity parameter equalling 0.26 ± 0.03, obtained from the lognormal fitting of the histogram (right-hand side inset of Fig. 1b). Besides, the crystalline size calculated using Scherrer's formula from the most intense XRD peak (111)Ag was ∼14 nm, in good agreement with TEM size. The fast Fourier transform (FFT) analysis of the HRTEM single particle image (left-hand side inset of Fig. 1b) assessed its corresponding spot diffraction pattern, which matched the atomic planes of the cubic phase of metallic silver,28 in good agreement with the XRD measurements.
The plant extract and the nanoformulation containing the AgNPs obtained using the optimized synthesis conditions were also characterized by UV-vis (Fig. 3a). The broad peak at the maximum wavelength of 436 nm in the UV-vis spectrum is due to the surface plasmon resonance of the AgNPs,29 indicating the successful formation of nanosized structures from the microwave-green-mediated silver reduction (Ag+ → Ag0). The broad absorbance before this plasmon resonance – also observed in the spectrum of the pure P. sidoides extract – has been attributed to the phytomolecules contained in the plant extract,30 indicating a successful coating of AgNPs with these capping agents.
Fig. 3 UV-vis (a) and FTIR (b) spectra of nanosilver and plant extract. The FTIR bands marked with asterisk at 1606 cm−1 and 1314 cm−1 have been identified as possible biomarkers characteristic of Pelargonium sidoides extract.31 (c) Zeta potential (ζ) as a function of the pH for AgNPs obtained using optimized synthesis. (d) Hydrodynamic size (HD) and zeta potential (ζ) of nanoparticles at pH ∼7. |
The FTIR spectrum of the AgNPs was obtained after separating the nanoparticles from the reaction medium by centrifugation, washing three times with ethanol/acetone, and lyophilizing overnight (see Fig. 3b). A summary of the wavenumbers and their corresponding tentative chemical assignments is provided in Table 1 for the crude plant extract and should be associated with the presence of its phytomolecules – coumarins and their methyl esters, flavonoids, tannins, phenols, etc. Particularly, the bands of the chemical moieties δ(N–H) and ν(CO) at 1606 cm−1 and 1314 cm−1 have been identified as possible biomarkers characteristic of Pelargonium sidoides extract,31 indicating a successful surface functionalization of silver nanoparticles with phytomolecules.
Wavenumber (cm−1) | Assignments | Typical moieties |
---|---|---|
3380 | ν(–OH) | Alcohols and phenols10 |
2955 | ν(CH) | Alkanes10 |
2705 | ν(CH) | Aldehydes32 |
1705, 1675 | δ(CO) | Carboxylic acid and esters33 |
1606 | δ(N–H) | Amines31 |
1540, 1520 | ν(NO) | Nitro compounds34 |
1444 | ν(CC) | Aromatic33 |
1386 | δ(CH) | Alkanes34 |
1314 | ν(CO) | Aromatic esters31 |
1097 | ν(CO) | Esters and alcohols33 |
1033 | ν(CN) | Aliphatic amines34 |
830 | ν(CH) | Aromatic10 |
765–600 | ν(CC), δ(O–H) | Aromatic rings, phenolic bonds10 |
XPS was performed to probe the surface of the AgNPs synthesized with optimized conditions. The strong signals of O and C can be clearly observed, while the signal of silver is rather weak, in the XPS survey spectrum (see Fig. 4). This attenuation of the Ag 3d signal indicates that the surface of AgNPs is coated with organic molecules from the plant extract.
Fig. 4 XPS survey spectrum (a) and high resolution Ag 3d (b), C 1s (c) and O 1s (d) XPS spectra for AgNPs obtained using optimized synthesis. |
The high-resolution XPS Ag 3d core level spectrum of the synthesized sample shown in Fig. 4b is characterized by the presence of well-separated doublet peaks. This is due to the spin-orbital splitting of the components Ag 3d3/2 (367.6 eV) and Ag 3d5/2 (373.6 eV), confirming the successful formation of metallic nanosilver through the reduction of a silver salt by the plant extract.35 Further, the Ag 3d5/2 peak was resolved into two different components, centered at 367.2 and 368.5 eV, which are attributed to Ag0 and Ag+ species, in good agreement with the results of XRD, which also indicate the formation of silver chloride besides the metallic nanosilver.
The high resolution XPS C 1s core-level spectrum in the range of 302–272 eV obtained from the AgNP sample (Fig. 4c) was deconvoluted into three peaks at 284.9 eV, 286.4 eV and 288.7 eV, which correspond to the binding energy of the C–C, C–O and CO moieties, respectively. The large peak in the O 1s core-level spectrum shown in Fig. 4d is ascribed to the convolution of the C–OH moiety in aliphatic and aromatic species, with components centered at about 532.5 and 533.5 eV, respectively. These results corroborate the analysis of FTIR, which shows the presence of moieties present in the phytomolecules of the P. sidoides extract.
Fig. 3c shows the variation of the zeta potential as a function of pH for the AgNPs synthesized with optimized conditions. The zeta potential of this sample, which is ∼−5 mV at pH = 4, decreases as the pH of the dispersion rises to 10, up to −40 mV. This indicates the presence of ionizable anionic moieties, which undergo increasing deprotonation with pH on the surface of AgNPs.36 At pH 7, in particular, the zeta potential module is higher than 30 mV at physiological pH, indicating high colloidal stability.37 These observations also help confirm that the plant extract acts not only as a reducing agent to form the silver metallic core but as a capping agent to functionalize the surface of AgNPs with phytomolecules. Besides, as shown in the inset of Fig. 3c, at pH ∼7 there were no significant variations in zeta potential (∼−30 mV) and hydrodynamic size (∼85 nm) as a function of the time for a diluted sol (stored in the dark) containing these AgNPs and investigated over 150 days. Along with the visual observations of no sedimentation, these results strongly suggest that the increased kinetic stability of the obtained colloids is achieved from electrosteric interparticle repulsion, due to ionizable moieties of the plant extract molecules adsorbed on the surface of metallic AgNPs.27
Overall, for all doses, the formulation with AgNPs displayed a larger antibacterial activity than the pure extract of P. sidoides, except in the case of E. coli at 50 μg mL−1, which behaved in the opposite way. The largest difference was observed for P. aeruginosa at all concentrations, with emphasis on 50 μg mL−1 dose, where the bacterial activity of the nanoformulation was ∼25 times higher than the activity of the pure plant extract. In particular, the observed antimicrobial effect of the AgNPs was higher against P. aeruginosa and K. pneumoniae, with inhibitions respectively exceeding 70% and approximately 100%, using only the lowest applied dose (50 μg mL−1) of nanosilver.
Nevertheless, the mechanism of action of AgNPs has not been completely elucidated, and a prevailing theory suggests that free Ag+ ions interact with bacterial membrane proteins, enhancing their permeability and culminating in cellular death.38 In this instance, the Ag+ species originate from the dissolution/desorption/oxidation of metallic silver (Ag0) from the surface of AgNPs, which is contingent upon various parameters, such as inherent characteristics of silver nanoparticles and the surrounding environment. In this case, the size, shape, aggregation state, and presence of capping agents in AgNPs, as well as the ionic strength, presence of complexing agents, and pH of the medium, play a crucial role in this dissolution equilibrium.39,40 Besides, because of their reduced size, AgNPs can anchor or penetrate cell walls, also causing membrane denaturation.41 Thus, the layer of P. sidoides phytochemicals adsorbed on the surface of AgNPs is expected to influence this dissolution, in addition to possessing its own well-known biological activity against a variety of microorganisms.42
From the in vitro assays, the MIC and the MBC of the nanoformulation with AgNPs and the crude plant extract were calculated and listed in Table 2. In this work, the MIC indicates the lowest concentration needed to inhibit 50% of microbial growth and the MBC identifies the lowest concentration of the antimicrobial required to kill 99.9% of the bacterial inoculum. Results show that nanoformulation requires lower doses to inhibit bacteria when compared to the use of pure P. sidoides extract for all the investigated microorganisms, indicating a stronger inhibitory effect of nanosilver.
Strain | Formulation | MIC (μg mL−1) | Confidence interval (μg mL−1) | MBC (×103 μg mL−1) |
---|---|---|---|---|
S. aureus | PE | 85.0 | 67–107 | 8.4 |
AgNPs | 12.0 | 6–25 | 1.1 | |
E. coli | PE | 267.0 | 192–373 | 26.4 |
AgNPs | 71.4 | 69–99 | 7.0 | |
P. aeruginosa | PE | >103 | — | — |
AgNPs | 17.1 | 16–24 | 1.6 | |
K. pneumoniae (KPC) | PE | 21.1 | 13–35 | 2.0 |
AgNPs | 0.85 | 0.01–7.23 | 0.08 |
Green-synthesized nanosilver exhibited a potent antimicrobial efficacy against the top-listed bacteria that cause hospital-acquired infections, namely S. aureus, E. coli and P. aeruginosa. Besides, the nanoformulation containing the green-synthesized AgNPs presented surprisingly high efficiency against the carbapenemase-producing K. pneumoniae, in which a very low dose (MIC = 0.85 mg mL−1) was needed to inhibit the growth of bacteria. It is important to emphasize that this is a highly pathogenic superbug, resistant to several known antibiotherapies, which has great significance for the public health, due to its widespread prevalence and consequential impact on factors such as mortality rates, quality of life, healthcare expenses, and potential for local and global transmission. The treatment of KPC using conventional drugs may result in profound adverse effects, notably including nephrotoxicity and hepatotoxicity.
Kgatshe et al.10 showed silver nanoparticles obtained from P. sidoides extract also exhibited slightly larger antimicrobial activity compared to the plant extract against Escherichia coli (ATCC 25922) and Pseudomonas aeruginosa (ATCC 27853). However, only qualitative results were provided, since those researchers utilized the agar-gel disk diffusion method to determine the antimicrobial action. Other studies with quantitative data, such as MIC, were not found to compare with the results observed in our work.
Fig. 6 depicts a viability plot profile for HaCat cells after treatment with P. sidoides extract and the nanoformulation containing AgNPs. Cell viability is very high, practically constant and no toxicity can be inferred from the data in the range of concentration investigated. Furthermore, there is no statistical distinction in cellular viability between treatments involving pure P. sidoides extract and the nanoformulation containing AgNPs at an equivalent antimicrobial concentration. The plant extract and AgNP formulations exhibited half-maximal drug inhibitory concentration (IC50) values of 9.5 × 103 μg mL−1 and 10.3 × 103 μg mL−1, respectively. Since the American National Cancer Institute (NCI) guidelines set the criteria of cytotoxicity activity for plant extracts IC50 less than 20 μg mL−1 as highly cytotoxic, our results show that the synthesized nanoformulation can be considered harmless to humans.43
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