Open Access Article
Nurul Ismillayli
ab,
Suprapto Suprapto
a,
Eko Santoso
a,
Reva Edra Nugraha
c,
Holilah Holilah
d,
Hasliza Bahruji
e,
Aishah Abdul Jalil
fg,
Dhony Hermanto
b and
Didik Prasetyoko
*a
aDepartment of Chemistry, Faculty of Science and Data Analytics, Institut Teknologi Sepuluh Nopember, Keputih, Sukolilo, Surabaya 60111, Indonesia. E-mail: didikp@chem.its.ac.id
bDepartment of Chemistry, Faculty of Mathematics and Natural Sciences, University of Mataram, Mataram, 83125, Indonesia
cDepartment of Chemical Engineering, Faculty of Engineering, Universitas Pembangunan Nasional “Veteran” Jawa Timur, Surabaya, East Java 60294, Indonesia
dResearch Center for Biomass and Bioproducts, National Research and Innovation Agency of Indonesia (BRIN), Cibinong, 16911, Indonesia
eCentre of Advanced Material and Energy Sciences, Universiti Brunei Darussalam, Jalan Tungku Link, BE 1410, Brunei
fCentre of Hydrogen Energy, Institute of Future Energy, Universiti Teknologi Malaysia, 81310, Skudai, Johor Bahru, Johor, Malaysia
gDepartment of Chemical Engineering, Faculty of Chemical and Energy Engineering, Universiti Teknologi Malaysia, 81310, Skudai, Johor Bahru, Johor, Malaysia
First published on 2nd February 2024
Tautomerism alters the structure and properties of materials, which can be exploited to control their chemical and biological activities. The role of pH-induced tautomerism of polyvinylpyrrolidone (PVP) was determined by measuring the size, stability, and antioxidant and antibacterial properties of microwave synthesized-silver nanoparticles (AgNPs). TEM and XRD analyses confirmed the formation of face-centered cubic silver nanoparticles. PVP stabilized the AgNPs by interaction with the carbonyl or hydroxyl groups depending on the tautomerization under different pH conditions. At pH 4, PVP was stable in the keto tautomer, stabilizing Ag through electron donation of oxygen atoms in the carbonyl group, producing smaller AgNPs with a higher zeta potential. At pH 7 and 9, the enol tautomer PVP stabilized the AgNPs via oxygen atoms in the hydroxyl group, forming large nanoparticles. The keto form of PVP improved the stability and antioxidant and antibacterial properties of AgNPs compared with the enol form. This study also excluded the antioxidant contribution of PVP via hydrogen donation to free radicals. A facile method for controlling the size of AgNPs by adapting the pH-induced tautomerism of PVP that affects their stability and antioxidant and antibacterial activities is thus reported.
Silver nitrate reduction is widely employed for fabricating AgNPs because of its cost efficiency for large-scale production and ease of controlling the shape and size of AgNPs.10 A mixture of PVP as a capping and reducing agent was applied to produce AgNPs with flower-shaped nanostructures and uniform nanoparticles.11,12 Microwave irradiation provides homogeneous heating for the fast nucleation of Ag to form uniform structures.13,14 The utilization of a capping agent can help control AgNP crystal growth and enable them to maintain their stability against aggregation in solution.15,16 In particular, PVP saturates the silver surface, preventing agglomeration and maintaining long-term stability due to the steric hindrance of its hydrophobic carbon chain.17 Furthermore, PVP controls the shape of nanoparticles by promoting anisotropic growth into various morphologies.18 Several parameters can also affect the shape and size of the synthesized AgNPs, such as the molecular weight, PVP concentration, and solvent.19–21
PVP is stable in the keto form at acidic pH, whereas the enol tautomer exists at pH 7 and is predominant at pH > 10.22 The keto–enol tautomerism of PVP transforms its functional group to give it different properties when it interacts with precursors. For example, in the synthesis of silica-coated graphite, the enol tautomer of PVP rich in hydroxyl groups enhanced the interaction with the silicic acid precursor.23 In the synthesis of Au nanoparticles, the enol PVP readily donated the lone pair of electrons on the O-atom of the hydroxyl group to form Au–O–C bonds.24 Because the shape and size of AgNPs are affected by the characteristics and functional groups of the capping agent,25 the tautomerism of PVP may transform the properties of AgNPs due to the different interactions with the functional groups on the Ag+ precursor. Herein, the effect of the pH-induced tautomerism of PVP on the size, stability, antioxidant, and antibacterial properties of silver nanoparticles (AgNPs) was investigated. Also, the antioxidant activity of PVP-stabilized AgNPs was compared with that of PVP, AgNO3, and ascorbic acid solutions to exclude the antioxidant contribution of PVP via hydrogen donation to free radicals.26,27
000 rpm for 45 min. Then, the separated AgNPs were freeze-dried for further analysis and application. The AgNPs produced using PVP solutions at pH 4, 7, and 9 were labeled as AgNP4, AgNP7, and AgNP9, respectively.
The keto–enol tautomerism of PVP was confirmed by scanning the absorbance of PVP solution at pH 4, 7, and 9 at a wavelength range of 200–700 nm using a 7809 UV-vis spectrophotometer (Labo-hub (China)). The analysis was also carried out on a mixture of PVP and Ag+ solution to identify the possibility of AgNP formation without adding AA, and the mixture of Ag+ with AA only. The solution was placed in a closed container and incubated at room temperature in the dark until the third day. The concentration of AgNPs was determined using an atomic absorption spectrometer (Thermo Scientific iCE 3000, USA). The stability of the AgNPs was monitored by comparing their intensity before and after storage for five months. The functional groups in AgNPs were identified using FTIR spectroscopy (PerkinElmer, USA) with the KBr pellet method. The size distribution (size and polydispersity index, PDI), zeta potential, and conductance of AgNPs were analyzed using a Malvern Zetasizer (Malvern Instrument, UK). A Hitachi H9500 TEM system (Hitachi, Japan) was employed to describe the morphology and size of AgNP4. The TEM images were analyzed using ImageJ to obtain the particle size distribution and the descriptive statistics of the particles (including mean diameter, standard deviation, maximum, and minimum size). The crystallinity of particles was determined using XRD (Philips X'pert PW 3050, the Netherlands) with Cu Kα radiation (λ = 1.54060 Å) at 30 mA and 40 kV. The XRD patterns were recorded at 2θ from 5° to 90°, and the average crystallite of AgNPs was calculated using the Debye–Scherrer equation:
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Antioxidant activity was expressed as the number of molecules required to reduce the initial DPPH absorbance by 50% (IC50), which was determined graphically by plotting the percentage loss of DPPH as a function of concentration. The standard deviation was calculated based on three replicate experiments.
O) of the pyrrolidine ring.31 At pH 4, the PVP absorbance was higher than the absorbance at neutral and alkaline pH, implying that the keto tautomer was stable under acidic conditions. PVP was stable as an enol tautomer at pH 7 and 9. The increase in hydroxyl OH− from NaOH solution led to the formation of an enol tautomer following the reaction with the alpha hydrogen on the pyrrolidone ring, as shown in Fig. 1b. This confirmed the formation of the PVP enol tautomer under alkaline conditions, as reported previously.22,23
The enol tautomer has hydroxyl groups attached to the pyrrolidone ring, simultaneously acting as a reducing agent during AgNP formation without an external reducing agent (AA). Fig. 1c shows the UV-vis spectra of Ag–PVP mixtures at different pH values that were subsequently analyzed after the synthesis, which was denoted as day 0. A broad adsorption peak at 420 nm was observed, which was ascribed to the surface plasmon resonance of AgNPs, which confirmed the formation of AgNPs at pH 9. Meanwhile, the surface plasmon resonance of AgNP was negligible at pH 4, as the presence of PVP in its keto tautomer prevented it from reducing Ag+ to Ag0. At pH 7, the number of OH− groups was insufficient to induce AgNP formation. However, when the Ag–PVP mixtures were incubated for three days, AgNPs began to form on the third day of incubation, as shown in Fig. 1d. No plasmonic resonance was observed at pH 4. Meanwhile, the intensity was higher at pH 9, indicating the continuous growth of AgNPs.
The synthesis of AgNPs was also conducted in the presence of ascorbic acid (AA) as a reducing agent to accelerate the formation of AgNPs at different pH values. AgNP formation was visually monitored from the changes of colorless solution into brownish-yellow solution. Fig. 1e shows the absorption peak at 300 nm, indicating Ag+ in the solution.28 Broad peaks centered at ∼410, 414, and 415 nm were observed for AgNP4, AgNP7, and AgNP9, respectively. The SPR intensity of the AgNPs increased with increasing pH, suggesting that alkaline conditions produced a high yield of AgNPs (Fig. 1e). The effect of the PVP enol tautomer at pH 9 was also observed in the presence of AA. The redshift at higher pH implied the formation of large Ag nanoparticles.
FTIR analysis of AgNPs/PVP was performed to investigate the keto–enol phenomenon at different pH (Fig. 2). The –CH2 groups in the skeleton chain of PVP were observed at 1465–1385 cm−1.32 The bands at 1295, 1078, and 1021 cm−1 indicated the C–N groups in PVP,33 and specifically, the tertiary amine C–N absorption appeared at 1172 cm−1. The bands were shifted to 1294, 1162, 1069, and 1065 cm−1 in the keto form (AgNP4), whereas in the enol form (AgNP7 and AgNP9), they were shifted to 1292, 1166, 1058, and 1029 cm−1, respectively. The absorption at 2364 cm−1 indicated the NCO functional group in PVP, which was shifted to 2378 cm−1 in both the keto and enol forms. The appearance of the OH group in PVP, especially the keto tautomer, was possible because of the hygroscopic nature of PVP in binding to water. The peak for the vibration of –OH was shifted to 3437 and 3444 cm−1 for AgNP7 and AgNP9, respectively. The peak at 1654 cm−1 was attributed to the C
O vibration of PVP,32,33 and was shifted to 1650 cm−1 in AgNP4 (keto form) and to 1647 cm−1, indicating the C
C vibration of the enol form in AgNP7 and AgNP9.31,34 The N–C
O band at 1495 cm−1 for PVP and AgNP4 also evidenced the keto tautomer formation. In contrast, this band was almost absent in AgNP7 and AgNP9. In addition, keto tautomer formation was dominant at acidic pH, as indicated by the sharp peak for the pyrrolidone ring at 1385 cm−1 (–CH2 bending), while in neutral and alkaline conditions this had much lower intensity due to the change of –CH2 in the keto form to
CH in the enol form. FTIR data showed shifts in the C
O, C–N, and NCO bands in keto form, and –OH, C–N, and NCO bands in the enol form. However, the shifts were more obvious in the C
O and –OH bands than in the C–N and NCO bands, suggesting the role of oxygen groups in the capping action of PVP.
The mechanism for AgNP synthesis is proposed in Fig. 3. The oxygen and nitrogen atoms in the PVP may have a role in forming the PVP complex with Ag+ ions. However, the lone pair of electrons on the tertiary amines is from a highly soft ligand with poor complexing with Ag+ ions. Therefore, PVP coordinates with the silver ion through the lone pair electrons of the oxygen atoms, anchoring the PVP polymer chain to the Ag surfaces.18 The complex facilitates silver ion reduction and silver nucleation to form stable AgNPs.35 Then, ascorbic acid, as a reducing agent, donates electrons by turning them into semidehydroascorbic acid and dehydroascorbic acid radicals. Semidehydroascorbic acid is a potent reducing agent that reduces Ag+ ions to Ag0 nanoparticles.36 In the keto form, the silver ion coordinates with the oxygen atoms in the C
O group (Fig. 3a), whereas the C
O group is replaced by the –OH group in the enol form (Fig. 3b). The PVP surrounds the silver surface through physical and chemical bonding, preventing contact between particles that can result in particle agglomeration.
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| Fig. 3 Proposed mechanism of AgNP formation using PVP in the keto form (a) and PVP in the enol form (b). | ||
Due to tautomerization, the different functional groups in PVP affect the nucleation and nanoparticle growth. The PVP enol tautomer produced AgNPs with a broader particle size distribution than the keto tautomer, as indicated by the redshift and peak broadening of the AgNP spectra synthesized at a high pH.37 The particle size determined using the particle size analyzer in Fig. 4 and Table 1 also aligned with the UV-visible spectra. The zeta potential of AgNPs showed a negatively charged surface, resulting in electrostatic repulsion between the particles. The high negative value obtained at pH 4 indicated the stability of the AgNPs. Generally, synthesis under alkaline conditions decreases the particle size of AgNPs but increases the negative charge zeta potential of AgNPs.9,37,38
| AgNPs | Size (nm) | Zeta potential (mV) |
|---|---|---|
| AgNP4 | 27.50 ± 5.68 | −26.1 |
| AgNP7 | 56.83 ± 22.26 | −22.1 |
| AgNP9 | 65.64 ± 25.37 | −21.5 |
The XRD patterns of the AgNPs showed four diffraction peaks between 2θ = 5–80° (Fig. 5). The peaks were indexed to the (111), (200), (220), (311), and (222) planes, which confirmed the formation of a face-centered cubic (fcc) structure of pure silver.28,39 The crystal sizes of AgNPs calculated using the Scherrer equation based on the broadening of the (111) reflection were determined at 32.7, 45.8, and 76.3 nm for AgNP4, AgNP7, and AgNP9, respectively. This confirmed that higher pH induces the formation of larger AgNP crystals.
TEM analysis was used to determine the shape of the AgNPs, showing they were spherical and surrounded by a thin PVP layer, as shown in Fig. 6. The size ranged from 12.29 to 23.78 nm, giving an average diameter of 18.18 ± 2.99 nm for AgNP4. AgNP7 and AgNP9 have average diameters of 31.64 ± 5.47 nm and 46.15 ± 6.05 nm, respectively. The PVP in the keto form produced relatively smaller and uniform AgNPs than the enol form. The AgNPs obtained in this study were significantly smaller than those synthesized at room temperature using PVP and ascorbic acid.11 Another study using PVP in an ultrasonic-assisted synthesis with a double reducing agent of ascorbic acid and glucose produced AgNPs sized 16–34 nm.12 The homogeneous and fast microwave heating increases the reduction and stabilization of AgNPs, resulting in short reaction times, low energy consumption, and uniform-sized AgNPs.13,14,40
The effect of the AgNP size on their stability and antioxidant and antibacterial properties was investigated. The stability of AgNPs after five months of storage is shown in Fig. 7. The C
O functional group in PVP provided a more effective capping action for AgNPs than the –OH groups due to the π bond of the carbonyl group and silver.41 Hence, the keto form of PVP provided better stability for the AgNPs than the enol form.
Manipulating the keto–enol tautomerization of PVP allows controlling the AgNPs size through different stabilization mechanisms of the PVP functional group. Different sizes of AgNps affect the stability and antioxidant and antibacterial properties of the particles. PVP in the keto form produced smaller-sized AgNPs that were stable for long-term storage and exhibited higher antioxidant and antibacterial properties than AgNPs capped by the enol form of PVP.
O functional group in PVP provided a more effective capping action for AgNPs than the –OH groups. The antioxidant and antibacterial activities were shown to be solely from the AgNPs, in which the keto form of PVP provided better stability and antioxidant and antibacterial properties for AgNPs than the enol form. AgNP4 exhibited a high antioxidant activity with an IC50 value of 27.3 μg mL−1, followed by AgNP7 and AgNP9 with IC50 values of 32.0 μg mL−1 and 33.9 μg mL−1, respectively. Test of the antibacterial activity using the well-diffusion method showed the broadest inhibition zone was achieved when using the smallest AgNPs (AgNP4) on E. coli and S. aureus. Therefore, controlling the pH of PVP solution can be employed as a fast synthesis method to form different sized AgNPs, which can significantly affect their stability and antioxidant and antibacterial activities.
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