Matthew
Sanger
,
Daniel
Barker
and
Philip G.
Jessop
*
Department of Chemistry, Queen's University, 90 Bader Lane, Kingston, Ontario, Canada K7L 2S8. E-mail: jessop@queensu.ca
First published on 2nd April 2024
Most CO2-responsive systems operate by using a base in water that is expected to be mostly deprotonated when under an atmosphere of air and mostly protonated under an atmosphere of CO2. This concept has led to the development of many different CO2-responsive materials such as solvents, polymers, surfactants, and solutes. As CO2-responsive materials research continues, more complex systems may be developed, including systems containing two different bases with different basicities. Understanding the influence each base has on the protonation equilibrium of the other base is important for designing systems in which effective deprotonation and protonation occur. This article presents a model that can predict the solution pH and the % protonation of two different bases at various concentrations under air and CO2. Experimental data was collected to demonstrate the successful simultaneous switching of two amines and to evaluate the accuracy of the predictive model. The simultaneous switching of two different CO2-switchable amines in the same solution was determined to be possible but only if the amine concentrations and basicities are within certain ranges, and only if the pKaH values of the two bases differ by no more than 3 units.
Many CO2-responsive materials use the acid–base reaction between a neutral organic base and hydrated CO2 to form a charged bicarbonate salt3 (eqn (1)). These are the simplest CO2-responsive materials and the most widely explored because bicarbonate salt formation can often be easily reversed under mild conditions (T ≤ 60 °C and/or sparging with a non-acidic gas like air). Tertiary amines are the most common choice of base for these reactions but any basic group with a free lone pair and suitable basicity such as amidines or guanidines can achieve this reaction. It is also possible with anionic bases such as carboxylate anions but that scenario is not considered in this paper.
B + CO2 + H2O ⇌ [BH+][HCO3−] | (1) |
The ability of an organic base to be CO2-switchable in water depends upon the organic compound having appropriate basicity. If it is too basic, then it will have a high % protonation under air and under CO2, so that its properties will be those of the bicarbonate salt regardless of whether CO2 is present or absent. Such a system is not switchable. Similarly, if it is too weakly basic, then it will have a low % protonation under air and under CO2, so that its properties will be those of the neutral amine and again largely unaffected by the introduction or removal of CO2. Fortunately, if the basicity is in an appropriate range between these two extremes, the % protonation will be low under air and high under CO2, leading to a significant change in properties. Thus the pKaH (the pKa of the protonated base) must be within a range that is appropriate for the concentration, temperature, and pressure being used. For an amine of appropriate basicity, the majority of the amine in aqueous solution will be neutral under an atmosphere of air. However, upon the addition of CO2 (usually at 0.1 MPa) into the aqueous system, the amine will become mostly protonated.4 Removal of the CO2 will cause the base to easily revert back to its neutral form. Thus the greatest switch in properties can only be achieved if an amine of the correct basicity is used.
Protonation of the chosen base depends on the solution's pH relative to the system midpoint, defined as the pH at which half of the base, regardless of its location in the system, is protonated. Here, and for the rest of the discussion, we will assume that all of the amine, regardless of the degree of protonation, remains in the aqueous phase. In that situation, the system midpoint is the same as the aqueous midpoint, defined as the pH at which the base located in the aqueous phase is 50% protonated. This occurs when the pH is equal to the pKaH.
To achieve switching using CO2 as the trigger there are two key requirements or criteria (Scheme 1). First, the pH of the solution under air must be greater than the system midpoint, preferably at least one unit above, so that the base is no more than 10% protonated. The second requirement is that when the solution is under an atmosphere of CO2, the pH must be lower than the midpoint, preferably at least one unit below so that at least 90% of the base is in its protonated form. The choices of 10 and 90% are somewhat arbitrary. One could argue that 15 and 85% might be adequate, if not as good. However, for the mathematical exercise it was convenient to choose specific limits.
As research into stimuli-responsive materials continues to expand, increasingly complex systems are being designed. Many authors have reported a material that responds to two or more stimuli (Scheme 2A) such as CO2 and temperature.5–8 On the other hand, there has been less attention paid to the reverse situation: using one stimulus to simultaneously switch two or more materials (Scheme 2B). In one example, Yan et al. showed that a local temperature rise triggered responses simultaneously in two thermoresponsive polymers in a bilayer structure.9 In our own research on CO2-switchable systems, we have found it useful to simultaneously switch two different chemicals at the same time.
![]() | ||
Scheme 2 Complex stimuli responsive systems. (A) A single object that can respond to two different stimuli. (B) Two objects that can respond to the same stimulus simultaneously. |
Having two or more species in a system respond to CO2 increases the complexity, with the risk that one switchable chemical may interfere with the switching of the other. An example of a more complex system is the polymerization of a CO2-switchable monomer using a CO2-responsive initiator while in the presence of carbonated water. The monomer and initiator may have different basicities and different concentrations, with the monomer being at much higher concentration. Understanding the monomer's influence on the initiator's ability to switch, and vice versa, is important for designing the system. The initiator may need to be protonated, in order for it to sufficiently rapidly generate radicals at the reaction temperature.
The monomer may also need to be protonated, or it will not adequately dissolve. Similar arguments apply once the CO2 is removed; if both the initiator (or its residues at the chain ends) and the monomer repeat units in the polymer chain are to be CO2-switchable, then they must switch to largely unprotonated when the CO2 is removed. The basicity and concentration of each base in an aqueous solution will influence its own equilibrium as well as the other base's equilibrium in a predictable way. Understanding this, and being able to make predictions mathematically can lead to the design of complex CO2-switchable systems that operate correctly when under air or CO2.
Previous work in our group developed a model for single base CO2-switchable systems and their behaviour in water under air and under an atmosphere of CO2.1 Two equations were derived allowing for the prediction of [H3O+] and therefore the pH of different base solutions at various concentrations under air and under CO2 (eqn (2) and (3) respectively). Once the pH of the solution is known, the % protonation of the base in solution can be predicted with eqn (4).
In these equations, [B]0 is the nominal concentration of base, so that [B]0 = [B] + [BH+]. Because these equations use molarities rather than activities, they are not accurate at higher concentrations. However, comparisons to experimental data showed them to predict pH values within 0.3 units of the observed pH at concentrations up to 1 M.1
0 = [H3O+]3 + (KaH + [B]0)[H3O+]2 − KW[H3O+] − KWKaH | (2) |
![]() | (3) |
![]() | (4) |
From the models derived from eqn (2)–(4) it was observed that the pKaH of a base and its concentration in solution are critical factors that determine whether it can be effectively switched with an atmosphere of CO2 (Fig. 1).1 To meet criterion #1 (<10% protonation under air), a minimum concentration of base in solution is required, as indicated by the turquoise dashed line in Fig. 1. This is due to partial protonation of the base by water forming the hydroxide salt [BH+][OH−]. As the pKaH of a base increases a larger fraction is protonated by water, raising the minimum concentration required to meet criterion #1. On the other hand, as the concentration of base in solution increases it becomes harder for weaker bases (pKaH ≤ 8) to be >90% protonated under 0.1 MPa of CO2 (Criterion #2). This is due to the pH of the system approaching the pKaH of both the base and bicarbonate ( at 25 °C)10 creating a buffer. The solution will become saturated with CO2 before the buffer is consumed preventing complete protonation of the base in solution. This paper describes the factors that influence the behaviour of aqueous CO2-responsive systems containing two different bases. We assume that the system is being designed in the hope that both bases will be CO2-switchable and therefore that both pKaH bases affect each other under air and under CO2 with varying concentrations of each amine. Predictions from this model were then compared to experimental data to evaluate the accuracy and consistency of the model.
![]() | ||
Fig. 1 The pKaH required of a base to have a specific percent protonation when mixed with water or carbonated water at 25 °C. Dashed lines represent the pKaH required to achieve the specific percent protonation under air. Solid lines represent the pKaH required to achieve the specific percent protonation of a base under an atmosphere of CO2. A base having a pKaH value between the dashed lines and the solid lines has appropriate basicity to be an effective CO2-switchable compound, as it satisfies both criteria at the indicated concentration.1 |
![]() | (5) |
![]() | (6) |
![]() | (7) |
![]() | (8) |
Next, we wanted to determine the percent protonation of the same two bases X and Y at various nominal concentrations under an atmosphere of CO2. To achieve this, the [H3O+] of the different solutions was predicted using eqn (6). From these predictions, eqn (7) and (8) were used to determine the percent protonation of bases X and Y at concentrations from 1 μM to 1 M. In Fig. 2B, it is evident that the maximum concentration where both bases are >90% protonated under an atmosphere of CO2 is 100 mM. Therefore, from the data shown in Fig. 2A and B, we can conclude that these two bases are both CO2-switchable only if their nominal concentrations fall in the range of 10 to 100 mM. That is a fairly narrow range, which might restrict the applications of solutions containing these two CO2-switchable amines.
What would happen if ΔpKaH, meaning the difference between the pKaH values of the two amines, was larger or smaller than 2? Would that affect the range of viable concentrations?
To evaluate this question, we retained the assumptions that Y has a pKY of 10 and that the bases have equal nominal concentrations. However, we allowed the pKX of base X, and therefore also ΔpKaH, to vary. With the data above, we plotted the minimum and maximum concentrations whereby both criteria are simultaneously met for both bases. In other words, both bases (X and Y) are <10% protonated under air and >90% protonated under an atmosphere of CO2. These minimum and maximum concentrations are plotted against ΔpKaH (Fig. 2C). This graph shows the effective concentration range where both bases can be effectively switched using CO2 at atmospheric pressure.
Between the two lines (the green triangle) is considered the “Goldilocks zone” where both bases satisfy both criteria for effective switching. At concentrations above the effective range the bases are too concentrated and at least one of them will be <90% protonated under 0.1 MPa of CO2 (i.e. criterion #2 is not satisfied). Conversely if the concentration of the bases is below the effective range at least one base will be >10% protonated under air (i.e. criterion #1 is not satisfied). Evidently, having a smaller ΔpKaH expands the range of concentrations in which both amines are CO2-switchable. However, having a ΔpKaH greater than 3 makes it impossible for both amines to be switchable, at any concentration.
Similar wedge-shaped diagrams were obtained for the situations where the stronger base has a pKY of 8, 9, 10, or 11 (Fig. 3). Solutions with base concentrations that fall between the two lines will satisfy both requirements to be considered effectively switched from mostly protonated to mostly deprotonated. For every unit decrease in pKY, both the minimum and maximum effective concentrations decrease by 10-fold. In other words, weaker base pairs must be used in lower concentrations to achieve effective switching. As the ΔpKaH increases the effective range of concentrations for switching decreases. On the other hand, with two bases of the same pKaH we can see that the accessible concentration range for effective switching is quite large (approx. 0.5 mM to 1.0 M for base Y pKaH = 9) as was predicted for single base systems. For every increase in ΔpKaH by 1 the range for effective switching decreases by a factor of ∼10. Once ΔpKaH ≃ 3 is reached, the effective range is predicted to shrink to a single concentration. At ΔpKaH > 3, there are no concentrations at which the criteria are satisfied. Thus, CO2-switching of two bases of very different basicities is not possible.
These predictions show that increasing the ΔpKaH of two base systems in water will have little effect on the minimum concentration to achieve <10% protonation under air while having a significant effect on the maximum allowable concentration for >90% protonation under CO2. The minimum concentration changes very little with ΔpKaH due to the stronger base always deprotonating last, negating any influence of the weaker base. At higher concentrations of base under CO2, the stronger base raises the pH to a point near or above the pKaH of the weaker base preventing it from achieving the >90% protonation requirement. As the ΔpKaH between the two bases increases this effect becomes more pronounced to where at ΔpKaH > 3 the allowable range of concentrations for the two bases has disappeared.
We first investigated what effect increasing the amount of weaker base (X) relative to the stronger base had on the minimum and maximum concentrations for effective switching. In these scenarios the pKaH of base Y in the two base system was set to 10 and the ΔpKaH was 0, 0.3, 1, 2 and 3 units. Increasing the amount of weak base (X) relative to strong base (Y) has a significant impact on both the minimum and maximum concentration for effective switching. With every 10-fold increase in the concentration of X relative to Y, the maximum [Y]0 for >90% protonation under CO2 decreases by a factor of 10 (red line in Fig. 4).
The minimum concentration also decreases with every 10-fold increase in X relative to Y (Fig. 5). This relationship is far less linear than the observed effect on maximum concentration. Once again, this effect can be attributed to the final pH of the two-base solution. As the concentration of both bases in solution increases so too does the pH. As the pH rises closer to the pKaH of the weaker base the protonation of that base decreases and it will fall below the >90% protonation requirement.
As shown in Fig. 5, increasing the ratio of strong to weak base has little effect on the acceptable range of concentrations. Increasing the [Y]:
[X] ratio from 1
:
1 to 10
:
1 slightly lowers the maximum and minimum concentrations, and further increases in the ratio have no significant effect.
Concentration | pKaH difference between amines | |||
---|---|---|---|---|
Equal | 0.5 | 1 | 2 | 3 |
10× excess stronger base | 0.5 | 1 | 2 | 3 |
10× excess weaker base | 0.5 | 1 | 2 | 3 |
The amines chosen for this study (Table 2) were selected for their solubility in water in both their neutral and bicarbonate forms. Under both air and CO2 these solutions will remain monophasic, eliminating complications due to phase separation of the neutral organic base.
Each combination was analyzed under air and CO2 by 1H NMR spectroscopy to determine the % protonation of each amine in the solution. To determine % protonation, the chemical shift (ppm) of the protons alpha to the nitrogen was measured. This value was compared to calibration spectra of the same amine with 0 and 100% protonation. These calibration values were determined by adding the amine to either a 1 M KOH or HCl solution. For a given amine pair, the chemical shifts of key protons in both amines were observed and then compared against the values obtained in HCl and KOH solutions.
The % protonation of an amine under air and under CO2 is expressed as eqn (9), where ppmobs is the chemical shift observed under either air or CO2.
![]() | (9) |
ΔpKaH | Amines in solution | Under air | Under CO2 | ||
---|---|---|---|---|---|
pHac | % protonationbc | pHac | % protonationbc | ||
a Measured at 20 °C, δ ± 0.1 pH unit. b Measured at 26 °C in a Bruker NEO 500 MHz NMR instrument, δ ± 1%. c Data in brackets are the observed values. | |||||
0.47 | MM | 10.5 (10.6) | 0 (0) | 7.0 (7.0) | 71 (72) |
TEA | 0 (4) | 88 (89) | |||
1.08 | DMAE | 11.7 (11.8) | 1 (3) | 7.1 (6.8) | 99 (99) |
DEAP | 5 (4) | 100 (100) | |||
1.93 | MM | 11.2 (11.3) | 0 (0) | 7.0 (6.9) | 71 (70) |
DMAE | 1 (4) | 100 (100) | |||
3.01 | MM | 11.7 (11.7) | 0 (0) | 7.0 (6.9) | 71 (70) |
DEAP | 5 (4) | 100 (100) |
Using the pH of an aqueous solution containing 2 different amines is insufficient to confirm the model's predictive ability of an individual amine's contribution. Analysis by 1H NMR spectroscopy was used to compare the predicted % protonation to the experimental % protonation of each amine in solution (90% H2O, 10% D2O).
Under air, it is predicted that all the ΔpKaH combinations would be mostly deprotonated, <10%. The 1H NMR analysis confirmed that all the amines did not exceed 10% protonation under air (Table 3). The higher pKaH amines were more protonated than the lower pKaH amines, as expected. At low ΔpKaH, the lower pKaH amine does become slightly protonated but after a difference of about 2 units, the lower pKaH amine remains completely deprotonated. This trend agrees with the model's prediction; a difference in pKaH of 2 or more units will lead to a lower % protonation to the less basic amine when at the same concentration.
Upon completion of the analysis under air, the four samples were sparged with CO2 gas to saturate the solutions with CO2. The rate-limiting step for the dissolution of CO2 is the mass transfer of CO2 into the water, so the samples were sparged for 4 h to ensure saturation was achieved. While a glass fritted sparging tube would have a better mass transfer of gas into solution, a stainless steel needle was used instead because the sample could be nearly completely sealed with only a small gauge needle for venting. Slow sparging by this method helps to prevent significant water loss.
After 4 h of sparging with CO2, the pH and % protonation of the solutions were determined. The predicted values of the pH were around 7 which was observed for 3 out of the 4 solutions (Table 3). The sample(s) with ΔpKaH of 1.08 was 0.3 pH units lower than predicted but this lower pH had no significant influence on the % protonation as both bases had already approached 100% protonation by the predicted pH. Neutralizing a solution to exactly pH 7 with no buffer can be experimentally challenging. The concentrations of [H3O+] and [−OH] are tiny, so any slight change in conditions will measurably change the pH.
The data obtained from the experimental pH and % protonation under air and CO2 analysis using equal concentrations of amines match the predictions, within reasonable experimental error. These experiments also prove that it is certainly possible to switch two amines with significantly different basicities at the same time using CO2 as the trigger. Under air, criterion #1 was met as all the amines remained <10% protonated. The weakest amine, MM struggled to reach >90% protonation simply because of its low pKaH but the other 3 amines all achieved criterion #2 which >90% protonation under CO2 in the presence of another amine.
ΔpKaH | Amines in solution | Under air | Under CO2 | ||
---|---|---|---|---|---|
pHac | % protonationbc | pHac | % protonationbc | ||
a Measured at 20 °C, ±0.1 unit. b Measured at 26 °C in a Bruker NEO 500 MHz NMR instrument, ±1%. c Data in brackets is the observed value. | |||||
0.47 | MM | 10.4 (10.4) | 0 (0) | 6.8 (6.7) | 80 (79) |
TEA | 0 (3) | 92 (93) | |||
1.08 | DMAE | 11.7 (11.7) | 0 (2) | 6.9 (6.8) | 100 (99) |
DEAP | 5 (4) | 100 (99) | |||
1.93 | MM | 11.2 (11.2) | 0 (0) | 6.8 (6.8) | 78 (77) |
DMAE | 1 (3) | 100 (100) | |||
3.01 | MM | 11.7 (11.7) | 0 (0) | 6.8 (6.8) | 78 (79) |
DEAP | 5 (4) | 100 (100) |
Under air, with 10 times excess of stronger amine, both amines were predicted to be mostly deprotonated in all ΔpKaH cases. The 1H NMR analysis of each solution confirmed that all solutions were below the 10% protonation cut-off; in some cases, the weaker amine was completely deprotonated as predicted (Table 4). The stronger amine in a 10 times excess dominates the solution, hindering the weaker amine's ability to become measurably protonated in some cases. The 0.1 M concentration of the stronger amine remained unchanged from the equal concentration testing and produced % protonation values similar to those samples. The experimental data matches the exact trends observed in the predictive model; an excess of the stronger amine produces a solution with an almost completely deprotonated weaker amine and mostly deprotonated stronger amine.
The 4 samples were sparged then with CO2 for 4 h using the previously established method. The pH measurements of the 10 times excess stronger base samples showed similar results to the equal concentration samples. The observed pH of each sample was within 0.1 units of the predicted values. 1H NMR spectra of the CO2 sparged samples confirmed that the experimental % protonation was similar to the predicted % protonation.
The model consistently estimates the correct pH and % protonation even when the concentration of stronger amine is 10 times greater than the weaker amine.
ΔpKaH | Amines in solution | Under air | Under CO2 | ||
---|---|---|---|---|---|
pHac | % protonationbc | pHac | % protonationbc | ||
a Measured at 20 °C, ±0.1 unit. b Measured at 26 °C in a Bruker NEO 500 MHz NMR instrument, ±1%. c Data in brackets is the observed value. | |||||
0.47 | MM | 10.3 (10.3) | 0 (0) | 6.8 (6.7) | 81 (83) |
TEA | 0 (1) | 93 (92) | |||
1.08 | DMAE | 11.3 (11.4) | 1 (1) | 6.9 (6.7) | 100 (99) |
DEAP | 11 (8) | 100 (100) | |||
1.93 | MM | 10.7 (10.7) | 0 (0) | 6.8 (6.7) | 81 (83) |
DMAE | 4 (4) | 100 (100) | |||
3.01 | MM | 11.2 (11.1) | 0 (1) | 6.8 (6.8) | 81 (82) |
DEAP | 15 (16) | 100 (100) |
With a lower concentration of stronger amine, some were predicted to have a higher than 10% protonation in some cases. At low amine concentrations, the amine's ability to become protonated increases, depending on its pKaH; in the 10 times excess of stronger amine samples, the elevated pH caused by the stronger amine prevented the weaker base from being protonated. In these excess weaker amine cases, the more strongly basic amines take priority in becoming protonated as they are more basic. The low concentration, combined with the higher pKaH leads to a >10% protonation under air (Table 5).
After the samples were sparged with CO2 for 4 h, the pH and % protonation of each solution was determined. Each of the 4 solutions again matched the predicted values for both pH and % protonation with reasonable accuracy. The model consistently estimates the correct pH and % protonation when the concentration of stronger amine is 10 times lower compared to the weaker amine.
The model was consistent at predicting the pH and % protonation under air and under CO2 at equal and unequal concentrations of the two bases. The experimental data obtained at equal and unequal concentrations of each base proved the trends predicted by the model. This model provides a new method for predicting the behavior of a two-base system at any concentration of each base which will be beneficial to the design of more complex CO2-switchable systems in the future.
Footnote |
† Electronic supplementary information (ESI) available: (a) A spreadsheet for pH and % protonation predictions. (b) A document including derivations, graphs, example NMR spectra, example calculations, and experimental materials and methods. See DOI: https://doi.org/10.1039/d4cp00392f |
This journal is © the Owner Societies 2024 |