Open Access Article
Daniel
Balzer
a,
Thijs J. A. M.
Smolders
ab,
David
Blyth
c,
Samantha N.
Hood
c and
Ivan
Kassal
*a
aSchool of Chemistry and University of Sydney Nano Institute, University of Sydney, NSW 2006, Australia. E-mail: ivan.kassal@sydney.edu.au
bInstitute for Molecules and Materials, Radboud University, 6525 AJ Nijmegen, The Netherlands
cSchool of Mathematics and Physics, University of Queensland, St. Lucia, QLD 4072, Australia
First published on 18th December 2020
Charge transport is well understood in both highly ordered materials (band conduction) or highly disordered ones (hopping conduction). In moderately disordered materials—including many organic semiconductors—the approximations valid in either extreme break down, making it difficult to accurately model the conduction. In particular, describing wavefunction delocalisation requires a quantum treatment, which is difficult in disordered materials that lack periodicity. Here, we present the first three-dimensional model of partially delocalised charge and exciton transport in materials in the intermediate disorder regime. Our approach is based on polaron-transformed Redfield theory, but overcomes several computational roadblocks by mapping the quantum-mechanical techniques onto kinetic Monte Carlo. Our theory, delocalised kinetic Monte Carlo (dKMC), shows that the fundamental physics of transport in moderately disordered materials is that of charges hopping between partially delocalised electronic states. Our results reveal why standard kinetic Monte Carlo can dramatically underestimate mobilities even in disordered organic semiconductors, where even a little delocalisation can substantially enhance mobilities, as well as showing that three-dimensional calculations capture important delocalisation effects neglected in lower-dimensional approximations.
The difficulty with disordered materials is that they sit in the intermediate regime between the well-understood extremes of band conduction and hopping conduction (Fig. 1a).1,2 In perfectly ordered crystals, charges move through Bloch waves, wavefunctions that are delocalised over infinitely many sites (individual atoms or molecules). By contrast, in extremely disordered materials (including some OSCs), electronic wavefunctions are localised to one molecule and charges move by thermally assisted hops to neighbouring sites. A theory of the intermediate transport regime must bridge these two qualitatively different extremes.
![]() | ||
| Fig. 1 (a) While the extreme regimes of transport, coherent band conduction through extended states and incoherent hopping between localised states, are well understood, materials such as organic semiconductors lie in the poorly understood intermediate regime. In this regime, charges hop between partially delocalised electronic states, where the rate of hopping depends on the overlap between the states. (b) We study a system that is a regular lattice of sites, with disordered energies (different colours), that are coupled to neighbours with an electronic coupling J and to an environment (motion lines). (c) Delocalisation of the electronic states is found by diagonalising the system's Hamiltonian. Electronic couplings tend to delocalise the states, while disorder and environmental noise localise them. The resulting delocalisation of the electronic states can be quantified by the inverse participation ratio (IPR) (eqn (24)) or the delocalisation length (ldeloc) (eqn (23)), which are included here for a material with J = 75 meV and σ = 150 meV. When the formation of polarons is accounted for, the states become less delocalised. | ||
In disordered materials, two mechanisms localise electronic states away from infinite Bloch waves (Fig. 1c). The first is Anderson localisation, which is caused by static disorder.3 The second is the formation of polarons due to a carrier's interaction with the environment.4–6 Either mechanism, if strong enough, can localise states onto individual sites (giving so-called small polarons), but in the intermediate regime the localisation is not complete, and polaron states can be delocalised over multiple sites.
Many OSCs fall into the intermediate regime, which can be most clearly seen from failures of conventional simulations. Transport in most small-molecule OSCs (apart from organic crystals, where the importance of delocalisation has long been recognised6) is usually modelled as fully localised hopping, typically through a Gaussian density of states.7 The simplest hopping-rate expression is the Miller–Abrahams equation,8 which neglects polaron formation, while Marcus theory accommodates both disorder and polaron formation.9–12 These microscopic theories can be connected to measurable mobilities using kinetic Monte Carlo (KMC) simulations, a probabilistic approach based on averaging stochastic trajectories.12 KMC often significantly underestimates mobilities, requiring unphysically fast hopping rates (faster than molecular vibrations) to reproduce experimental results. This underestimation occurs because the assumption of completely localised states fails if inter-molecular couplings are comparable to the disorder or to the system-environment coupling, allowing polarons to delocalise across multiple sites.13–18 An accurate description of intermediate-regime transport in OSCs is particularly important for understanding organic photovoltaics, where delocalisation has been proposed as the key explanation for how charges overcome their Coulomb attraction to achieve rapid and efficient charge separation.19–29
Nevertheless, describing intermediate-regime transport has proven difficult, particularly in statically disordered systems.2 The challenge is that accounting for delocalisation requires a quantum-mechanical treatment, whose computational cost can balloon when disorder prevents periodic boundary conditions being used and forces large simulation boxes instead. In addition, mobility in disordered systems is often governed by deep traps, and long simulation times can be required to reach converged mobilities.30
Existing methods can be broadly divided into atomistic ones and those based on effective Hamiltonians. Atomistic calculations track the dynamics of both the nuclear degrees of freedom (usually using molecular mechanics) and the electronic ones (using quantum equations of motion).31–37 Atomistic simulations do not have adjustable parameters, but they suffer from the considerable cost of tracking the atomic motion. As a result, taking OSCs as an example, the best atomistic simulations of charge transport are limited to about a thousand molecules, tracked for around 1 ps.34–37 These capabilities enable remarkable simulations of layered organic crystals, which admit a two-dimensional simulation and are ordered enough that mobilities converge rapidly. However, the same approach cannot be applied to a three-dimensional disordered material that may require a nanosecond-long simulation. By contrast, effective-Hamiltonian models track fewer degrees of freedom,17,38–43 allowing for larger and longer simulations. These approaches parametrise model Hamiltonians, which then govern the time evolution. Even if the parametrisation is accomplished using atomistic simulations, the important distinction is that an effective-Hamiltonian approach no longer tracks information about the individual atoms after the parametrisation. The weakness of these approaches is that they can neglect important phenomena if they are not included in the model Hamiltonian. For example, effective Hamiltonians designed to treat ordered organic crystals cannot treat disordered materials.
Several effective-Hamiltonian theories incorporate the three ingredients critical to describing the intermediate regime: delocalisation, disorder, and polaron formation.22,29,43,44 Most of these approaches describe polarons using the polaron transformation, which reduces the otherwise strong system-environment coupling, enabling a perturbative treatment of the remaining interactions. The differences between the approaches are in the details of the effective Hamiltonian and of the perturbative corrections, which give them strengths and weaknesses in different regimes. The Bittner–Silva theory22 is similar to what we do below, except that they study a bath of extended, shared phonons, an assumption that may not be appropriate in molecular systems where phonons are better described as local molecular vibrations.45 The Janković–Vukmirović approach29 uses modified Redfield theory as its perturbation theory, making it valid when off-diagonal system-environment couplings are small. However, this condition is not guaranteed in some materials that interest us, including some OSCs; furthermore, disorder is the only localising feature in modified Redfield theory, meaning that the method cannot describe ordered systems where strong system-environment coupling results in small polarons.46 The approach of Varvelo et al.43 differs from those above in that it uses a non-perturbative treatment of the system-environment couplings based on the hierarchy equations of motion. In principle, this technique is more accurate in the intermediate regime, but it is computationally more expensive and has so far only been used for one-dimensional chains.
We follow and extend the secular polaron-transformed Redfield equation (sPTRE),44 which has several key advantages. Most importantly, sPTRE is entirely in the polaron frame, which changes as a function of the system-environment coupling, allowing sPTRE to characterise intermediate-regime transport as well as exactly reproducing both the band-conduction and hopping-conduction extremes.44,47–52 The up-front use of the polaron transformation also reduces the delocalisation of the electronic states18 (Fig. 1c), making mobility calculations easier. Its main limitation has been its computational cost, with sPTRE only ever applied to one-dimensional systems.44
Here, we overcome computational roadblocks that have limited sPTRE to one-dimensional systems to present the first three-dimensional description of partially delocalised carriers—whether charges or excitons—in intermediately disordered materials, over times as long as nanoseconds. Our results reproduce sPTRE in one dimension and hopping transport in the low-coupling limit, before showing that even small amounts of delocalisation can dramatically increase mobilities in two and, especially, three dimensions. We also show that these quantum-mechanical enhancements increase at low temperatures due to increasing polaron delocalisation.
| Htot = HS + HB + HSB | (1) |
Our system is a tight-binding model of a d-dimensional cubic lattice of Nd sites, such as molecules or parts of molecules (Fig. 1b). To represent disorder, the energy En of each site n is independently drawn from the Gaussian distribution
whose standard deviation σ is the disorder of the material. The energetic disorder could arise from static variations in the orientation and spacing of molecules, producing a unique local environment around each molecule. The sites are assumed to be electronically coupled to nearest neighbours with coupling J, which enables delocalisation. We assume a constant nearest-neighbour coupling, although this assumption could easily be relaxed to allow off-diagonal disorder. Overall, the system Hamiltonian is therefore
![]() | (2) |
We treat the environment as an independent, identical bath on every site, consisting of a series of harmonic oscillators, which can be thought of as vibrations of bonds in the molecules. The bath Hamiltonian is, therefore,
![]() | (3) |
. Assuming a local bath is common in describing disordered molecular materials;1,45 in crystalline systems, extended phonons that can couple different sites would be more appropriate.
The interaction between the system and the environment is treated by coupling every site to its bath with couplings gnk, so that
![]() | (4) |
![]() | (5) |
tot = eSHtote−S = S + B + SB. | (6) |
Here, the system Hamiltonian becomes
![]() | (7) |
and the coupling between sites is renormalised by the factor κmn,![]() | (8) |
B = HB, while the system-bath Hamiltonian becomes![]() | (9) |
![]() | (10) |
Summing many discrete vibrational modes is computationally costly, so we make two standard simplifications. First, we assume that system-bath couplings are identical at all sites, gnk = gk. Second, we assume that the spectral density
is a continuous function.45 The renormalisation factor then becomes
![]() | (11) |
S by diagonalisation18 (Fig. 1c). Here, for concreteness, we adopt the widely used super-ohmic spectral density
where λ is the reorganisation energy and ωc is the cutoff frequency.53–56 Unless specified otherwise, we use λ = 100 meV, ωc = 62 meV (ref. 44) and T = 300 K. More generally, the equations above could be used for the more structured spectral densities of organic molecules.
SB to be treated as a perturbation to the system.44 Redfield theory is a second-order perturbative approach that, when applied in the polaron frame, results in the polaron-transformed Redfield equation (PTRE). It describes the evolution of the polaron-transformed reduced density matrix
in the basis |μ〉 of polaron states found by diagonalising
S:![]() | (12) |
![]() | (13) |
![]() | (14) |
![]() | (15) |
![]() | (16) |
![]() | (17) |
The PTRE of eqn (12) can be further simplified using the secular approximation to give the secular PTRE (sPTRE). The polaron-transformed density matrix consists of diagonal populations and off-diagonal coherences. The evolution of
μν is controlled by the Redfield tensor, containing terms that transfer populations, dephase coherences, transfer coherences, and mix populations and coherences. In the interaction picture, these terms oscillate with a combined frequency of ωνμ − ων′μ′. If this frequency is much greater than the inverse of the time frame Δt over which the PTRE is solved, the oscillations are so rapid that the influence of these terms averages out to zero.45 The only terms that survive are those for which ωνμ − ων′μ′ ≪ Δt−1. This condition is met for population transfers and coherence dephasing, and the secular approximation is the assumption that only those terms survive. The result is sPTRE, in which populations and coherences are decoupled.
Furthermore, only populations are relevant for charge transport,44 and they are invariant under the polaron transformation, ρs(t) =
s(t), leaving
![]() | (18) |
![]() | (19) |
The secular approximation does not significantly reduce the accuracy for the disordered systems we are studying, for two reasons. First, for parameters typical of the ones we survey, sPTRE agrees well44 with a time-convolutionless second-order polaron master equation57 that does not use the secular or Markov approximations. Second, any inaccuracies will be minimal for long-time and long-range mobility calculations; at long times, the rate-limiting step in carrier diffusion is the thermal de-trapping from traps that have large energy differences from their neighbours.
| ρ(t) = exp(Rt)ρ(0), | (20) |
To calculate the mobility, 〈r2(t)〉 is averaged over many realisations of disorder (niters), i.e., disordered energy landscapes generated using the same microscopic parameters. The resulting average
determines the diffusion constant
![]() | (21) |
![]() | (22) |
S scales as O(N3d), where N is the number of sites along each of the d dimensions. Second, tracking the population transfer between all pairs of polaron states involves calculating the full Redfield tensor Rνν′ (eqn (19)), which has N2d elements. Lastly, each population transfer rate depends on the damping rates Γ (eqn (14)), calculating which involves a sum over N4d sites to account for the spatial overlap of the polaron states. Therefore, sPTRE scales as O(N3d) + O(N6d) overall, which, for reasonably sized lattices, is manageable only for d = 1.
Our approach, dKMC, overcomes these limitations using four approximations (Fig. 2):
To calculate 〈r2(t)〉 for eqn (22), we assume the charge occupying a particular polaron state (at a particular time) is located at its centre, defined as the expectation value of the position, Cν = 〈ν|r|ν〉; 〈r2(t)〉 is then the average of the square of this displacement over all the trajectories.
In practice, we calculate rhop and rove simultaneously, as outlined in Fig. 3, by progressively increasing both until the total sum of the outgoing Redfield rates converges onto a desired accuracy. For simplicity, we choose the two target accuracies to be equal, adKMC = ahop = aove.
Overall, the four approximations above transform sPTRE to dKMC and make it possible to model three-dimensional charge transport in disordered, noisy materials. The detailed steps involved in the algorithm are shown in Fig. 3. Overall, the scaling of the technique has been reduced from sPTRE's O(N3d) + O(N6d) to O(N3dboxnhop) + O(r4doverdhopnhopntraj) for dKMC. For example, for a disordered 3D system with J/σ = 0.1 and N = 100, the scaling is reduced by at least 25 orders of magnitude.
![]() | ||
Fig. 4 (a) Mobilities (μ) in one dimension at 100 ps predicted by both sPTRE and dKMC, with disorder σ = 150 meV and shown as a function of the electronic coupling J. dKMC can be made arbitrarily accurate by increasing the accuracy parameter adKMC (adKMC = 0.99 is used elsewhere in this paper). (b) Throughout this paper, mobilities—which are time-dependent30—are calculated at 100 ps. The mobility enhancement due to delocalisation (μdKMC/μKMC) increases with the time (here shown for one dimension), meaning that longer-time delocalisation enhancements would always be at least as large as reported here. | ||
It is also necessary to choose the time cutoff tend, because mobilities in disordered materials are time dependent (or dispersive), and it can take a long time to converge on a steady-state mobility.30 The ultimate choice will depend on particular applications; we report mobilities at tend = 100 ps, which corresponds to charge transit times on typical length scales in OSCs (tens of nanometres). For our purposes, the important fact is that mobility enhancements due to delocalisation at longer times are always at least as large as at tend (Fig. 4b). At longer times, charges are increasingly likely to get stuck in deeper traps, causing the mobility to decrease with time. Delocalisation allows the wavefunction to leak onto neighbouring sites, helping the detrapping and giving larger enhancements at longer times.
![]() | (23) |
![]() | (24) |
Fig. 5a shows that ldeloc increases as a function of J in all three dimensions, as expected. More interestingly, ldeloc is significantly larger in three dimensions than in one or two, with the difference becoming larger with increasing J. Therefore, including all three dimensions is essential for modelling intermediately delocalised charge transport, and lower-dimensional models may significantly underestimate delocalisation effects.
The main limitation of dKMC remains computational cost; in particular, in Fig. 5b, 3D dKMC is limited to modest values of J. As the states become larger, the Hamiltonian box needs to be increased to accurately capture the states and allow them to move around. The large box is expensive to diagonalise, and it requires the calculation of more rates, with more sites contributing to the overlap calculations in each rate. Nevertheless, there is a clear trend, and we expect the importance of delocalisation to be even more pronounced at high J in 3D. In the future, it may be possible to reduce the computational cost further, either through additional approximations, or by identifying robust trends in the numerical results that can then be extrapolated.
dKMC is also limited by the approximations made in sPTRE, some of which could be relaxed using other master equations. sPTRE makes the Markov and secular approximations, and it can be inaccurate for systems that are weakly coupled to slow environments.44,47,53 The parameter regimes we studied fall within the range of validity of sPTRE established in previous work.44 However, extending dKMC to weakly coupled slow baths would require modifications to the underlying sPTRE, for example by incorporating a variational polaron transformation53,57,60 instead of the fully displaced version used in sPTRE. The variational treatment would also enable the treatment of ohmic and sub-ohmic baths, unlike the super-ohmic ones assumed in sPTRE.
Furthermore, we expect that it will be possible to extend dKMC to other commonly encountered situations. The most straightforward extensions would include the prediction of mobilities at high charge densities, in the presence of external electric fields, on irregular or anisotropic lattices, or in spatially constrained domains. It may also be possible to extend dKMC to describe the more difficult problem of charge separation of excitons in organic photovoltaics. Because charge separation is a two-body problem involving the correlated motion of an electron and a hole, the computational difficulty is roughly the square of the single-body mobility calculation, meaning that a fully quantum-mechanical treatment has so far proved intractable in three dimensions.23 We expect that dKMC will make this problem computationally accessible, allowing the first simulation of the full dynamics (and, therefore, efficiency) of charge separation in the presence of disorder, delocalisation, and noise. A complete kinetic model would help settle the debate about the main drivers of charge separation, and unite the proposed mechanisms including delocalisation,20 entropy61,62 and energy gradients.63
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