Open Access Article
Florian
Pantle
*,
Fabian
Becker
,
Max
Kraut
,
Simon
Wörle
,
Theresa
Hoffmann
,
Sabrina
Artmeier
and
Martin
Stutzmann
*
Walter Schottky Institut and Physics Department, Technische Universität München, Am Coulombwall 4, 85748 Garching, Germany. E-mail: florian.pantle@wsi.tum.de; stutz@wsi.tum.de
First published on 5th May 2021
GaN-on-diamond is a promising route towards reliable high-power transistor devices with outstanding performances due to better heat management, replacing common GaN-on-SiC technologies. Nevertheless, the implementation of GaN-on-diamond remains challenging. In this work, the selective area growth of GaN nanostructures on cost-efficient, large-scale available heteroepitaxial diamond (001) substrates by means of plasma-assisted molecular beam epitaxy is investigated. Additionally, we discuss the influence of an AlN buffer on the morphology of the GaN nanostructures. The nanowires and nanofins are characterized by a very high selectivity and controllable dimensions. Low temperature photoluminescence measurements are used to evaluate their structural quality. The growth of two GaN crystal domains, which are in-plane rotated against each other by 30°, is observed. The favoring of a certain domain is determined by the off-cut direction of the diamond substrates. By X-ray diffraction we show that the GaN nanostructures grow perpendicular to the diamond surface on off-cut diamond (001) substrates, which is in contrast to the growth on diamond (111), where the nanostructures are aligned with the substrate lattice. Polarity-selective wet chemical etching and Kelvin probe force microscopy reveal that the GaN nanostructures grow solely in the Ga-polar direction. This is a major advantage compared to the growth on diamond (111) and enables the application of GaN nanostructures on cost-efficient diamond for high-power/high-frequency applications.
Here, we present the optimization of SAG of GaN NSs by plasma-assisted molecular beam epitaxy (MBE) on cost-efficient, large-scale available HD (001) with and without AlN buffer layers. X-ray diffraction (XRD) measurements of the group III-nitride/diamond heterojunctions were used to determine their epitaxial relationship, while low temperature photoluminescence (PL) measurements were conducted to analyze the structural quality of the GaN NSs. In addition, by selective wet-chemical etching and Kelvin probe force microscopy (KPFM) of the GaN NSs, information about their polarity was obtained. As a result, we demonstrate high quality SAG of unipolar GaN NSs on scalable HD (001), which offers a unique advantage for their application in high-power electronics.
0]GaN‖[01
]diamond.35
GaN NWs on HD (001) (Fig. 2b) show single semi-polar top facets and homogeneous diameters with some sporadic outgrowths. These outgrowths, which might be triggered by multiple nucleation and undesirable coalescence of GaN crystal-seeds, are noticeable in the NFs as distortions of the otherwise smooth NF side walls. The top facets of the NFs are mostly flat (c-plane) but show more irregularities compared to the NFs grown on SCD (111). Some of the NWs are tilted, but they do not have a preferred tilt direction. The NFs on HD (001) do not show a visible tilt.
GaN NWs grown on AlN-buffered HD (001) (Fig. 2c) have the most uniform appearance in terms of NW diameter, height and shape. While the NWs on both bare diamond substrates have mostly smooth, single-plane top facets pointing in different directions, the semi-polar top facets of the NWs on the AlN buffer taper towards one point above the middle of the wire with an angle of approx. 35° (cf.Fig. 6c). A similar morphology is observed for homoepitaxial GaN NWs grown on Ga-polar GaN templates. The almost hexagonal footprint with blunt edges of the NWs indicates that they are in a transition during the growth process from a dodecagonal shape with m- and a-plane side walls to their final, purely m-plane hexagonal shape with a pyramidal NW top.36–39 Compared to the NWs on the bare (111) and (001) diamond substrates, the NWs grown on an AlN buffer seem to be in a later state of this transition as they already show more defined m-plane side facets. This might be due to the more designated epitaxy of GaN on AlN as both have the wurtzite crystal structure. On the cubic diamond surfaces, the hexagonal formation of the NWs seems to be delayed or a complete formation might not even take place. This could also explain the different NW top facets as the tapered NW top evolves during the last phase of the hexagonal side facet formation due to minimization of surface energy. In contrast, NW tops are more flat in earlier facet formation states.38 A future nucleation study and an investigation of the influence of the growth duration on the NW morphology might help to better understand the growth kinetics. The NFs on AlN-buffered HD (001) have a uniform thickness with slightly ribbed side walls and semi-polar top facets. Neither the NWs nor the NFs show any tilt with respect to the substrate surface when grown on an AlN buffer. The SEM images indicate that the GaN NSs on SCD (111) grow in alignment with the diamond lattice and, thus, are tilted by approximately the off-cut angle as depicted in Fig. 2d. The NSs on HD (001), whether with or without AlN buffer, grow rather perpendicular to the polished diamond surface, which will be discussed in more detail in the XRD section below.
By changing the hole diameter (slit width) of the nano-patterns in the Ti mask, the NW (NF) thicknesses can be tuned. GaN NSs grown on AlN-buffered HD (001) with varying widths are shown in Fig. 3. The diameter of the GaN NWs can be tuned from approx. 210 nm up to 290 nm. The width of the NFs can be varied from 215 nm to 270 nm, which is a smaller range than reported for GaN NFs on sapphire (175 nm to 300 nm).34 At smaller nominal fin widths, the NF is not continuous (Fig. S4a, ESI†). The lower limit of the NF thickness is not limited by MBE, but by the e-beam lithography process, as for the smallest doses minimal fluctuations of the e-beam current lead to residual undeveloped resist. This hinders a complete and undisturbed etching of the mask and consequently leads to non-regular nucleation. Further optimization of the lithography process might push the limit towards even thinner NFs. Nominal thicker fins result in a split-up of one NF into a “double/hollow fin” with no nucleation in the middle of the nano-slit itself due to an overexposure of the electron beam resist (Fig. S4b, ESI†) as thicker nano-slits have been gained by a higher dose of the line-exposure. A change in the e-beam procedure from a line- to an area-exposure might help to overcome this issue.
0]GaN‖[110]diamond) and 23% to the second one (marked in red, [1
00]GaN‖[110]diamond). Nevertheless, as is shown by the XRD measurements below, the almost equal distribution of the crystal domains is deceiving, i.e., the green-marked domain prevails. This might be due to the indistinct shape or tilting of the other NWs, where an attribution was not possible. In contrast, when grown on an AlN buffer the NWs preferentially show a certain orientation: 45% of the NWs can be attributed to the green domain and only 7% to the red one (Fig. 4c). 48% of the NWs tend to have an indistinct shape. Note that the SEM images are aligned with the crystallographic orientation depicted in Fig. 4a with the off-cut direction pointing to the top of the images and the polishing grooves of the diamond surface parallel to [100]diamond.
In order to quantify the large-area crystal domain distribution, XRD measurements were performed. Fig. 5a shows a 360° ϕ-scan of the (
103) reflex of GaN NWs grown on bare HD (001). A clear preference for the [11
0]GaN‖[110]diamond domain (marked in green in accordance with the color code used in Fig. 4a can be found with an average peak height ratio of 2.1
:
1. Similar results were obtained for GaN NWs grown on an AlN buffer with an average peak height ratio of 1.7
:
1. The thin AlN buffer does not significantly influence the domain distribution of the GaN NWs.
As the polishing grooves are along [100]diamond they cannot break the symmetry of the diamond surface, which would lead to a preferential growth of a certain crystal domain. Thus, only the off-cut direction is the decisive factor for the in-plane orientation the GaN NWs. A favoring of the [11
0]GaN‖[11
0]AlN‖[110]diamond domain with a surface off-cut in [110] is in accordance with epitaxial GaN41 and AlN30 layers on diamond (001) reported in the literature. Furthermore, it is in agreement with studies investigating the growth of group-III nitrides on Si (001).42–44 For both substrate materials it was observed that large off-cut angles lead to single domain growth of GaN (AlN). While an off-cut in the 〈100〉 direction did not influence the domain formation of wurtzite group-III nitrides, an off-cut parallel to 〈110〉 enhanced the formation of one domain. Nominally (001) surfaces with very small off-cut angles consist of single-atomic-step terraces where the orientation of the C–C (Si–Si) dimers at the steps alternate for adjacent terraces, resulting in no favorable wurtzite domain formation. High off-cut angles increase the possibility of double-height-atomic step formation, resulting in a preferred orientation of the C–C (Si–Si) dimers favoring single domain growth.
It has to be noted that for Si (001) substrates off-cut angles > 4° are sufficient to suppress double domain growth42–44 while on diamond (001) substrates either extremely large (>11°) off-cut angles41 or a post-deposition annealing at 1700 °C (off-cut angle of approx. 3°)30 was necessary to stabilize a single crystal domain, respectively. The more complicated epitaxy on diamond (001) might be due to its surface roughness. In the discussed literature no information about the roughness of the substrate surfaces can be found. Deep polishing grooves of the diamond surfaces like in Fig. 1a might disturb the formation of double-height-atomic steps and, thus, counteract single domain formation. Nevertheless, polishing grooves parallel to 〈110〉 could enhance the highly oriented AlN (GaN) growth acting as an “artificially patterned” substrate like in pseudoepitaxy.41,45 A study investigating the interplay of polishing direction, surface smoothness and off-cut angle/direction is needed to fully understand the nucleation mechanisms. Furthermore, pre-treatments like high temperature annealing might stabilize a certain wurtzite domain on diamond (001) like already shown for the growth on Si (001).42
In order to investigate the epitaxial relationship of GaN NWs on HD (001) in more detail, reciprocal space maps (RSMs) were recorded. The RSM of GaN NWs with an AlN buffer is shown in Fig. 5c. The symmetric (0002) and (0004) reflexes of GaN can be clearly seen and the asymmetric (
101), (
102) and (
103) reflexes are identifiable as expected. In addition, the (
112) reflex is visible. This verifies the double domain growth of GaN on HD (001) as this peak would be otherwise forbidden for ϕ = 0°. The symmetric (004) reflex of diamond can be seen as well as its asymmetric (
13) and (
11) reflexes. Moreover, the forbidden (
22) reflex of diamond was detectable with a significantly lower intensity compared to all other diamond peaks. The large broadening of the peaks in angular direction is caused by the non-monochromatic X-ray source used. In particular, the satellite peaks at lower 2θ angles of the (004) and the (
13) reflexes are a consequence of the CuKβ-radiation of the X-ray tube. Most importantly, the diamond lattice is rotated by 5° around the χ-axis with respect to the GaN lattice. This can be explained by the off-cut of the HD (001) substrates. The NWs do not align with the diamond lattice but grow perpendicular to the polished surface. This also applies to GaN NWs on bare HD (001) (not shown). This tilt between the substrate and the epitaxial group-III nitride layers due to the off-cut was also reported for the growth on Si and diamond (001) in the literature. The tilting may reduce the interface energy of the heterostructure due to a reduction of the lattice mismatch.28,42–44 This behavior is in contrast to the growth on SCD (111) where the group-III nitride layers and NWs are aligned along the diamond lattice.28,35 Additionally, this can be seen in Fig. 2a, where all GaN NWs are tilted with respect to the SCD (111) surface in the same direction.
Fig. 6a and b show the height and corresponding surface potential map of a GaN NW array on AlN-buffered HD (001). The individual NWs can be resolved and they have an equal height and diameter. All top facets of the NWs have about the same surface potential, confirming their area-wide uni-polar growth in contrast to GaN NWs on bare SCD (111) where potential differences of up to 700 mV have been observed for NWs of different polarities.33 Nevertheless, from this top scan it cannot be extracted which polarity the NWs have as the absolute surface potential values vary significantly in the literature, even in their sign.47,48 Thus, a KPFM measurement of a single NW lying on the substrate was performed. The growth direction of the NW can be taken from the height scan (Fig. 6c, indicated by the white arrow) where the pyramidal top facet is identified on the right side of the image. The angle of the semi-polar facet relative to the c-plane can be determined to be approx. 35°. The corresponding KPFM map (Fig. 6d) shows a relatively low surface potential at the NW bottom, which increases towards the NW top. This becomes more evident in the plot of a section along the NW, the direction of which is marked by the arrow in Fig. 6d. The blue graph in Fig. 6e depicts the height information and yields the NW dimensions (marked in gray). The surface potential depicted in red drops from approx. 350 mV on the substrate to −120 mV at the NW bottom. At the NW top the potential increases to over 500 mV. A higher surface potential at the NW top corresponds to a Ga-polar NW in this study as discussed for the same setup and measurement technique in earlier work.33
An aqueous potassium hydroxide (KOH) solution selectively etches the N-polar facets of GaN NWs, while the Ga-polar planes remain unaffected.33,49,50 This provides the possibility to investigate the polarity of GaN NSs by selective etching as a complementary, less time consuming method than KPFM, which probes a large area of GaN NSs. Images of the GaN NSs before and after the KOH treatment for comparison are shown in the ESI.†
Fig. 7a shows GaN NWs on AlN-buffered HD (001) after the etching process. The height of the NSs decreased by approx. 40 nm and the average NS width by almost 100 nm. The etched NWs have a stepped cone-like shape with increasing NW diameter from the top to the bottom. This is ascribed to etching of the semi-polar NW top facets down to stable Ga-polar c-planes, and non-polar a-/m-planes form as illustrated in Fig. 7b. A comparable etching mechanism has been reported for pencil-like Ga-polar NWs.50 In the case of GaN NFs, the etching leads to a c-plane top facet (cf. Fig. S5, ESI†). The etching mechanism becomes most obvious in Fig. 7c. Here, a single lying NW is shown, which lies flat on the substrate before the KOH treatment. Consequently, the top and bottom of the NW were exposed to the etchant. While at the NW bottom pyramidal structures evolve, which is a clear sign of N-polarity of this facet,50–52 the NW top shows a staircase-like structure.
Fig. 7d and e show GaN NWs on HD (001) without the AlN buffer layer after KOH etching. The etched NWs are thinner but not significantly shorter. A lateral etch rate of approx. 40 nm min−1 was determined. Moreover, all NWs show signs of etching at the bottom. This can be explained by a lateral growth over the Ti mask with no direct contact to it. Thus, the facets at the NW bottom are exposed to the KOH solution as observed for GaN NWs on bare SCD (111).33 The same effect can be observed for etched GaN NFs on bare HD (001) (Fig. 7f), which creates the impression of NFs hovering over their Ti mask openings.
Thus, we conclude that independently of the presence of an AlN buffer layer, GaN NSs on HD (001) nucleate exclusively Ga-polar in contrast to their counterparts on SCD (111), where pure Ga-polar growth is only achieved with an AlN buffer. The uni-polar growth of GaN NSs on HD (001) is an important advantage over the growth on SCD (111) when it comes to applications in, e.g., optoelectronics and high-power electronics.
eV is most likely attributed to polarity inversion domain boundaries (IDBs),24,54,55 which are present in all investigated NWs. The luminescence in the 3.40–3.43 eV region is attributed to basal plane stacking faults (BSFs).24,36,55–57 While almost no indications of BSFs are visible for GaN NWs on SCD (111) and AlN-buffered HD (001), a distinct peak, which is centered around 3.41 eV can be seen for GaN NWs on bare HD (001). The NWs on SCD (111) show an additional luminescence at 3.35 eV in accordance to previously reported results.32 This emission can possibly be attributed to m-plane stacking faults (MSFs) and is a consequence of a distinct lateral growth of the NSs.32,37,54 An emission from donor–acceptor pairs (DAPs) is visible in the region around 3.27 eV with weak LO phonon replica at lower energies shifted by 92 meV. The exact DAP emission energy depends on the ionization energies of the involved donors and acceptors. Oxygen seems to be a likely donor in the GaN NWs. Carbon impurities arising from the substrate as well as point defects like Ga-vacancies might act as acceptors.54 The GaN NWs on the AlN buffer exhibit the lowest defect emission of all investigated samples.
Fig. 8b shows the PL spectra of the GaN NFs. On HD (001), the NFs show their most pronounced emission at 3.47 eV (D0X). In contrast, for NFs on SCD (111) mainly an emission related to IDBs is observed. This might be explained by the nucleation of GaN NSs on SCD (111). On this diamond surface, NSs can nucleate with both polarities.33 As these seeds nucleate to approx. 45% N-polar,33 a lot of IDBs emerge during the NF coalescence. In contrast, when grown on HD (001), the NSs nucleate exclusively Ga-polar. Consequently, fewer IDBs are present in NFs on this substrate. A possible origin of these residual IDBs is contaminations arising from the Ti mask fabrication process triggering N-polar nucleation. Blanchard et al. showed that even in homo-epitaxy of GaN NWs monolayer contaminations can lead to the formation of IDBs.58 However, the number of IDBs must be very limited as no signs of them were observed by polarity-selective etching. Future transmission electron microscopy studies combined with energy-dispersive X-ray spectroscopy of the GaN/HD and GaN/AlN/HD interfaces might shed more light on this issue. Nevertheless, due to the rough surface of the HD investigated in this article an extensive TEM study might be premature. Similar to the GaN NW spectra, only NFs on bare HD (001) show a pronounced emission attributable to BSFs. It has to be noted that the position of the peak is shifted to 3.42 eV instead of 3.41 eV in the case of NWs. The exact emission energy from BSFs, which are ideal crystal phase quantum wells,57,59 is influenced by polarization fields and strain, and, additionally, by the size of the stacking faults.36 As the D0X emissions of GaN NWs and NFs on bare HD (001) are exactly at the same position, strain can be excluded. Thus, the 0.01 eV blue shift of the NFs can be explained by a larger extension of the stacking faults due to the 2D architecture of the fins compared to the more laterally confined NWs. In contrast to the NW spectra, MSFs are only visible for NFs on AlN-buffered HD (001). The appearance of MSFs might be caused by imperfections of the Ti mask influencing the extent of the lateral growth rather than the actual substrate. Finally, the NFs on SCD (111) and AlN-buffered HD (001) show a DAP emission similar to their NW counterparts.
The back of all diamonds was coated with 200 nm Ti followed by 70 nm Pt in order to enhance the heat absorption from the radiative heater during MBE growth. Note that the given substrate temperatures in this work refer to thermocouple values of the substrate heater, which overestimate the real temperatures at the diamond surface.
Planar AlN buffer layers were grown via MBE on HD (001). To this end, the diamond substrates were exposed to an oxygen plasma at 200 W for 5 min prior to mounting them into the MBE system in order to guarantee a reproducible and uniform surface termination. This step is followed by a nitridation of the diamond surface in the MBE chamber via exposure to a nitrogen plasma with a N2 flux of 0.600 sccm and a radio frequency (RF) power of 300 W for 15 min at 400 °C. The AlN growth was conducted at a substrate temperature of 770 °C and an Al flux of 2.8 × 10−7 mbar beam equivalent pressure (BEP) at constant nitrogen supply. After MBE, the samples were etched in hydrochloric acid (36%) for 5 min and cleaned in an acetone ultrasonic bath for 5 min and with isopropyl alcohol in order to remove potential Al clusters on the surface.
The GaN NSs investigated in this work were grown via MBE in a SAG mode. To this end, 7–10 nm of Ti were evaporated onto the sample surface as a mask material. In order to enhance the sticking of the Ti, the bare diamonds were exposed to an oxygen plasma (200 W, 5 min) beforehand. By means of electron beam lithography, the Ti mask was patterned with arrays of holes and lines, which serve as nucleation spots for the NW and NF growth, respectively. Prior to the MBE growth, the bare diamond substrates were again exposed to oxygen plasma in order to get a well-defined surface. When growing the NSs on an AlN buffer, this plasma treatment was replaced by an etching of the sample with hydrochloric acid to remove the native surface oxide. The MBE growth was initiated with a nitridation of the samples by exposure to a nitrogen plasma with a flux of 0.363 sccm and a power of 425 W at 400 °C and 800 °C for 10 and 5 min, respectively. This leads to the conversion of the Ti mask into a more stable TiN layer. The actual GaN NS growth under equal plasma conditions and a Ga flux of 1.0 × 10−6 mbar BEP was performed at a substrate temperature of 880 °C (900 °C, 940 °C) for the bare HD (AlN-buffered HD, SCD). A detailed description of the NS fabrication process can be found in previous publications.31,32,34 The background pressure of the MBE system was in the 10−10 mbar range.
(High resolution) XRD measurements were performed with a Rigaku SmartLab X-ray diffractometer using a Cu cathode operating at 40 kV. A Ge double-bounce monochromator to select the CuKα1 emission line (λ = 1.54059 Å) and a HyPix3000 CCD detector in point (0D) mode were used for the high resolution XRD measurements of the diamond substrates. ϕ-scans of the GaN NSs on diamond and X-ray reflectivity measurements of the AlN buffer layer were carried out without a monochromator. RSMs of the samples were recorded without a monochromator in 1D detector mode, which enables the measurement of the diffraction intensities with an angular range of 2θ (χ-step).
For the PL measurements a quadrupled Nd:YAG laser with a wavelength of 266 nm in continuous wave operation was used for the above-band gap excitation of the GaN NSs. The light was guided by a convergent lens with a focal length of 70 mm into an Oxford Instruments He flow cryostat, resulting in a spot size of approx. 50 μm on the sample surface. The excitation power was set to 50 W cm−2. The PL signal was spectrally filtered using a DILOR double spectrometer with a focal length of 800 mm and detected using a Peltier-cooled photo-multiplier tube with a dark count rate of 15 counts per second (cps).
Polarity-selective wet chemical etching was performed with 0.5 M KOH in deionized water at 85 °C. The surface contact potential difference of the GaN NSs was measured with a Bruker MultiMode 8 AFM using a PeakForce frequency-modulated KPFM technique in a dual pass mode. The AFM probes (Bruker “PFQNE-AL”) used had a Si tip with a triangular shape. All KPFM measurements were performed in the dark under ambient conditions. A detailed description of the setup is described in an earlier publication.33
0]GaN‖[11
0]AlN‖[110]diamond domain, which is caused by the substrate off-cut in the [110] direction. In contrast to the growth on SCD, the NWs grow perpendicular to the off-cut diamond surface, i.e., the c-axis of GaN is tilted by approx. 5° with respect to [001]diamond. By polarity-selective wet chemical etching and Kelvin probe force microscopy (KPFM) measurements we showed that GaN NSs nucleate solely Ga-polar on HD (001) with and without AlN buffer. Low temperature photoluminescence (PL) measurements indicate good quality of the NSs grown on different diamond substrates, with GaN NSs on AlN-buffered HD (001) being most promising in terms of a low defect luminescence.
Footnote |
| † Electronic supplementary information (ESI) available: High resolution XRD measurements and AFM images of the diamond substrates, X-ray reflectivity measurements of the AlN buffer layer on HD (001), and SEM images of non-coalescent GaN NFs at the lithographic limits, and GaN NSs on AlN-buffered and bare HD (001) before and after polarity-selective etching. See DOI: 10.1039/d1na00221j |
| This journal is © The Royal Society of Chemistry 2021 |