Lin
Zhou
a,
Li
Yang
a,
Songshan
Dai
a,
Yuanyuan
Gao
a,
Ran
Fang
*ab,
Alexander M.
Kirillov
cd and
Lizi
Yang
*ab
aState Key Laboratory of Applied Organic Chemistry and Key Laboratory of Nonferrous Metals Chemistry and Resources Utilization of Gansu Province, College of Chemistry and Chemical Engineering, Lanzhou University, Lanzhou 730000, P. R. China. E-mail: fangr@lzu.edu.cn; yanglz@lzu.edu.cn
bCollege of Chemistry and Chemical Engineering, Shaanxi University of Science and Technology, Xi'an 710021, P. R. China
cCentro de Química Estrutural, Instituto Superior Técnico, Universidade de Lisboa, Av. Rovisco Pais, 1049-001, Lisbon, Portugal
dPeoples' Friendship University of Russia (RUDN University), 6 Miklukho-Maklaya st., Moscow, 117198, Russia
First published on 27th November 2019
The mechanism and chemoselectivity in the cycloaddition of ynamides and isoxazoles have been explored by the density functional theory (DFT) in model systems composed of a Brønsted acid (HNTf2), gold(I) [IPrAuNTf2] or platinum(II) (PtCl2/CO) catalyst, either with or without the presence of H2O. The DFT calculations reveal that all these catalysts entail similar nucleophilic attack of isoxazole on the catalyst-ligated ynamide forming a vinyl intermediate, which can isomerize to an α-imino intermediate upon cleavage of the isoxazole N–O bond. The completely distinct reaction pathways are observed after the formation of the α-imino intermediate. For the Brønsted acid catalyst, [5 + 2 + 1] cycloaddition with H2O is the favorable way to generate O-bridged tetrahydro-1,4-oxazepines. If the Brønsted acid is replaced by a gold(I) catalyst, a [3 + 2] cycloaddition product is produced, either in the absence or in the presence of H2O. Regarding the Pt(II) catalyst, 1,3-oxazepines are formed through [5 + 2] annulation. Furthermore, the [5 + 2] annulation product in this Pt(II)-catalyzed system can also be predicted upon addition of H2O. The unique properties of the three selected catalysts were explored in detail through distortion/interaction analysis. The obtained theoretical data account for an observed disparate product formation when using three catalytic systems and provide a theoretical foundation to choose the optimal catalyst for the title reaction. These results can be of particular significance for synthetic chemists toward the design of catalytic systems and cycloaddition transformations involving ynamides, isoxazoles and related derivatives.
In the past decades, the metal-catalyzed reactions of ynamides with different unsaturated N- or O-containing compounds such as reactive isoxazoles4 have been explored, especially using gold containing catalytic systems. For instance, Liu's group has discovered that ynamides can annulate with alkenes, nitriles, azidoalkenes, and isoxazoles in the presence of a gold(I) catalyst to furnish different heterocycles.5 Hashmi's group has reported a series of interesting Au(I)- or Au(III)-catalyzed annulation reactions of ynamides to generate heterocyclic scaffolds in high efficiency.6 Ye's group has also been active in the field,7 including a summary on a recent progress in the gold-catalyzed synthesis of N-containing tricyclic compounds from ynamides.8 In particular, they have developed remarkable Au-catalyzed formal [3 + 2] cycloaddition between ynamides and isoxazoles, leading to polysubstituted 2-aminopyrroles. Besides, they have performed a simple computation to explore the annulation mechanism,7a followed by replacement of the Au(I) catalyst by a Pt(II)-containing system.7c However, the reactivity of the same substrates has been dramatically different from that observed under the Au catalysis, which generated formal [5 + 2] annulation and 1,3-oxazepine derivatives (Scheme 1(b-2)).7c Simple DFT calculations indicate that [5 + 2] annulation is favorable under the Pt(II)-catalyzed conditions, while [3 + 2] cyclization occurs in the presence of an Au(I) catalyst. It should be noted that both processes have been carried out under anhydrous conditions. Recently, the compelling formal [5 + 2 + 1] cycloaddition of ynamides and isoxazoles with water catalysed by a Brønsted acid has been developed by Wan's group (Scheme 1(c-1)).9 According to this inspiring study,9 ynamides and isoxazoles would give access to O-bridged tetrahydro-1,4-oxazepines through another cyclization after the [5 + 2] annulation catalyzed by the Brønsted acid. Furthermore, the O-bridged product could never be afforded if a gold(I) catalyst was used, despite attempts to add water; only [3 + 2] cycloaddition derivatives have been generated (Scheme 1(c-2)). Based on these very captivating experimental data, Wan and Ye have also proposed a mechanism with several pathways (Scheme 2).
Scheme 1 Different selective cycloaddition pathways between ynamides and isoxazoles catalysed by the three distinct catalytic systems according to studies by the groups of Wan9 and Ye.7 |
Scheme 2 Proposed mechanism for selective cycloaddition between ynamides and isoxazoles (paths a, b, and c). |
Initially, the Brønsted acid or the metal would react with ynamide, most likely involving a nucleophilic attack by the N atom of isoxazole to induce the formation of intermediate 1. After that, the cleavage of the isoxazole N–O bond leads to α-imino intermediate 2 due to the catalyst effect (Scheme 2). After the formation of 2, there are at least three feasible pathways to generate final products from ynamides and isoxazoles in the presence of water and using different catalytic systems. For path a, the intramolecular [5 + 2] cycloaddition of 2 furnishes seven-membered heterocycle 5. Subsequently, the electrocyclization and ring rearrangement of 5 would generate final product P1. Alternatively, the addition of H2O to seven-membered heterocycle 5 and subsequent acid-catalyzed ketalization or acid-catalyzed O,O-acetal formation afford O-bridged tetrahydron-1,4-oxazepine P2. Apart from the [5 + 2] cycloaddition, the [3 + 2] cycloaddition between the acyl substituted carbon and α-C atom would also take place to generate pyridine derivative P3 or P4 (path b). For path c, the addition of water followed by the rupture of the N–O bond prior to the [5 + 2] cycloaddition would also produce the [5 + 2 + 1] cycloaddition product, O-bridged tetrahydron-1,4-oxazepine. In Ye's work, plausible mechanisms to rationalize the formation of pyrrole (Au-catalyzed) or oxazepane (Pt-catalyzed) derivatives have been reported, using experimental data and theoretical calculations.7a,c However, some key issues in the catalytic activity and selectivity for the three pathways with the three catalysts still remain open with a number of interesting questions that can be made. For example: (1) the mechanism of this reaction catalyzed by the Brønsted acid has not been evaluated. How does the Brønsted acid affect the reaction? (2) The detailed mechanism to support the O-bridged 1,4-oxazepine derivative in the presence of water has not been found. What can be the effect of the three different catalysts? (3) Which is the favorable pathway for each catalyst when water is added? (4) What is the role of water in the reaction process and how this role can be rationalized?
With an aim to address all these questions and obtain an additional insight into this type of intriguing organic transformations, we have performed exhaustive DFT calculations. The principal objective of this study was to investigate and rationalize the experimentally observed and unique selectivity in the presence of different catalysts, either in the absence or in the presence of water. We thus believe that this study will allow a deep understanding of the reaction mechanisms, answer the above-mentioned questions, and supply valuable information toward catalyst design in this type of important cycloaddition reaction between ynamides and isoxazoles.
Fig. 1 Free energy profile for the competing pathways to generate [5 + 2] & [3 + 2] cycloaddition intermediates for series A (HNTf2-catalyzed). The values are given in kcal mol−1. |
Fig. 2 Free energy profiles for the competing pathways to oxygen-bridged tetrahydro-1,4-oxazepines in series A (HNTf2-catalyzed). The values are given in kcal mol−1. |
After that, three alternative paths are possible to explain the experimentally observed results. For path a, the attack between the O atom and the C1 site of carbocation A-3 would furnish seven-membered heterocycle A-a4. It should be noted that there is no transition state between A-3 and A-a4 based on our PES (potential energy surface) scan calculations (Fig. S1, ESI†). There is also another option wherein the α-carbon of the carbonyl group would attack carbocation A-3 to form five-membered aminopyrrole A-b4 with an activation energy of 5.3 kcal mol−1 (path b). Alternatively, the reaction between water and A-3 would give intermediate A-c4 through A-TSc4 (path c). This step requires an activation energy of 3.4 kcal mol−1, whereas the free energy for A-c4 formation is −21.1 kcal mol−1 with respect to A-3. Comparison of the three pathways suggests that path a is energetically more favorable than paths b and c. On the basis of the experimental observations and the 18O-labeling experiment of Wan and co-workers, the HNTf2-catalyzed formal [5 + 2 + 1] cycloaddition of ynamides and isoxazoles with water provides an atom-efficient access to O-bridged tetrahydro-1,4-oxazepines, wherein the bridging oxygen atom originates from water thus supporting path a. Our calculation results are fully consistent with the experimental data. A more favorable character of path a over b can be attributed to the following reasons. First, the C1–O bond distance (2.183 Å) is smaller than that of C1–C4 (3.266 Å); hence, it is more difficult for the C4 site to attack the C1 atom than the O atom (Fig. 3). Secondly, compared with A-3, the C4–C3–C1–C2 dihedral angle of intermediate A-a4 is −46.5°, which is only rotating 58.3°. The C4–C3–C1–C2 dihedral angle of intermediate A-c4 is −10.2°, which indicates that the formation of A-c4 demands more energy to rotate than in the case of A-a4. From the above, path a is the favorable way to generate the seven-membered heterocycle under the catalysis by HNTf2.
Subsequently, the following discussion will be based on A-a4, while the less plausible processes in paths b and c are described in the ESI† (Fig. S2 and S3). At the beginning, the NTf2− counteranion coming from the catalyst (HNTf2) can assist in the proton migration from thienyl substituted carbon to regenerate the catalyst through A-TSa5-C; this transformation requires an activation energy of 22.3 kcal mol−1. Then, an intramolecular ring rearrangement through three transition states A-TSa6-C, A-TSa7-C, and A-TSa8-C would consume elusive activation energy that reaches 22.9 kcal mol−1. From the above discussion, the formation of a plausible A-P1 product is apparently difficult to occur under the experimental conditions, requiring an activation energy of 26.3 kcal mol−1 (the barrier between A-TSa7-C and A-a4). As for the experimental product A-P2, there are two alternative paths wherein H2O adds to the iminium ion (C2) or the acyl group (C5). The addition of H2O to the acyl group (C5) is shown as the black potential energy surface in Fig. 2. Analysis of this figure indicates that the OH group of water attacks the C5 site through transition state A-TSa5-B, consuming an energy of 10.1 kcal mol−1 to support the neutral intermediate A-a5-B and a hydrated proton. Then, the hydrated proton would add to the β-carbon (C5) consuming an energy of 13.0 kcal mol−1, yielding seven-membered heterocycle carbocation A-a6-B. The intramolecular cyclization between the hydroxyl oxygen and carbocation would absorb an energy of 8.3 kcal mol−1 to form the bridge ring, while the hydroxyl proton migrates from the hydroxyl group to H2O at the same time. In contrast, the activation energy for the addition of H2O to the iminium ion (C2) at the beginning of the transformation is higher than that of the water hydroxyl attack to the C5 site. H2O would attack the C5 site preferably than the C2 one, which can be explained by the following reasons. First, the NBO charge of C5 is 0.573 a.u., which is more positive than that of C2 (0.531 a.u.). The NBO charge of the C2 site in A-TSa5-A is slightly negative than the charge of the C5 atom in A-TSa5-B. Also, the charge of the O1 site in A-TSa5-B is more negative than that in A-TSa5-A. In addition, we can also find that the C2–O1 and C4–O1 bond distances in A-TSa5-A and A-TSa5-B are 1.864 and 1.932 Å, respectively. These data indicate that the attack of H2O to the C2 site has more steric hindrance than to the C4 atom, which is also supported by our calculation results.
Fig. 4 Free energy profiles for the competing pathways to generate [5 + 2] & [3 + 2] cycloaddition intermediates in series B ([IPrAuNTf2]-catalyzed). The values are given in kcal mol−1. |
Fig. 5 Free energy profiles for the competing pathways of the 1,3-H-shift or 1,3-acyl-shift in series B ([IPrAuNTf2]-catalyzed). The values are given in kcal mol−1. |
DFT calculations show that the intramolecular [3 + 2] cyclization readily occurs to afford pyrrole intermediate B-b4 (B-TSb4), which overcomes a lower energy barrier (4.8 kcal mol−1) than the one in the [5 + 2] cyclization (B-TSa4). These calculation results are not only consistent with the experimental reports of Wan and co-workers,9 but also with the experimental and computational data of Ye et al.7 Contrary to series A, the C1–O bond in B-TSa4 (2.114 Å) is shorter than the C1–C4 bond in B-TSb4, while the C4–C3–C2–C1 dihedral angle of the former is larger than that of the latter; this means that the [5 + 2] cycloaddition is an unfavorable pathway. The antipodal calculation result of the selectivity between the gold(I)- and Brønsted acid-catalyzed processes provides a strong theoretical support for the experimental data. Namely, the [3 + 2] cycloaddition product is formed under the conditions of gold(I) catalysis, while the [5 + 2] cycloaddition product is generated in the Brønsted acid-catalyzed reaction. Compared with Ye's work, a possibility of water addition was also calculated in our study. However, a high barrier of this process makes it hardly possible.
Thus, the sequential processes based on B-a4 to generate the [5 + 2] and [5 + 2 + 1] cycloaddition products are described in the ESI† (Fig. S4 and S5). Next, the formation of the final B-P3 and B-P4 products through the 1,3-H-shift and 1,3-acyl-shift was studied. In the absence of water, the acyl would migrate from the C4 to C3 site through B-TSb5-B to yield 1,2-acyl-shift intermediate B-b6-B (this requires 20.7 kcal mol−1 energy). Then, 2,3-acyl migration would require to overcome an activation energy barrier of 24.4 kcal mol−1 to finalize the total reaction and form B-P3. There is also another possible pathway wherein the 1,3-H-shift occurs through two steps to furnish B-P4, the activation energies of which are 6.6 and 8.0 kcal mol−1 higher than the two-step 1,3-acyl-shift. Comparison of the above two pathways suggests that the favorable product would be B-P3 rather than B-P4, which is inconsistent with the experimental result. Considering the presence of water in the system, we employed two H2O molecules to assist the H-shift in one step. To our satisfaction, the activation free energy of the 1,3-H-shift decreases from 32.5 to 11.5 kcal mol−1 through B-TSa5-A. The calculation results show that the presence of trace amounts of water has a very important acceleration effect on proton migration. Hence, an experimentally observed chemoselectivity can be rationalized for the formation of a kinetic product. Taking the panoramic view of all the three pathways into account, path a-A is the most favourable way to obtain the final product B-P4. Hence, the calculation results well rationalize the experimental data and the proposed mechanism.
Fig. 7 Free energy profiles for the competing pathways in series C (PtCl2/CO-catalyzed). The values are given in kcal mol−1. |
One of the differences between ours and Ye's work is that we predicted the [5 + 2 + 1] bridge cycloaddition product by DFT calculations. Like in series A, the addition of water OH group to the C5 site of the seven-membered heterocycle is more favorable than to the C2 atom, with an activation free energy of 13.7 kcal mol−1. Then, the hydrated proton attacks the C4 site to yield C-a6-B. The activation energy of this process is the rate-determining barrier (18.5 kcal mol−1). Finally, the nucleophilic attack of the hydroxyl group to the C2 site furnishes O-bridged tetrahydro-1,4-oxazepine product C-P2. However, the analysis of the total potential energy surface manifests that ynamides react with isoxazoles only to obtain the [5 + 2] cycloaddition products rather than the [5 + 2 + 1] bridge cycloaddition products. The calculation results thus predict that the [5 + 2] cycloaddition can occur whether water is added or not.
Transition state | ΔE‡b | ΔEdist-1c | ΔEdist-2d | ΔEdiste | ΔEintf |
---|---|---|---|---|---|
a The values are given in kcal mol−1. b ΔE‡, the activation energy. c ΔEdist-1, the distortion energy of TS-1. d ΔEdist-2, the distortion energy of TS-2, e ΔEdist = ΔEdist-1 + ΔEdist-2, the total distortion energy. f ΔEint = ΔE‡ − ΔEdist, the interaction energy. | |||||
B-TSa4 | 7.5 | 25.0 | 12.4 | 37.3 | −29.9 |
C-TSa4 | 5.4 | 24.3 | 11.0 | 35.3 | −29.9 |
A-TSb4 | 2.3 | 14.6 | 15.1 | 29.7 | −26.7 |
B-TSb4 | 5.9 | 15.3 | 20.4 | 35.7 | −29.9 |
C-TSb4 | 11.0 | 19.8 | 23.2 | 42.9 | −31.9 |
In series A, a proton acts as a catalytically active species representing the smallest catalyst structure. There is no doubt that the minimum activation energy should be observed in series A. In fact, our calculations also show that this step of series A is a barrier-free process. For the [3 + 2] cycloaddition, the ΔEint values for A-TSb4, B-TSb4, and C-TSb4 are −26.7, −29.9, and −31.9 kcal mol−1, respectively, while the corresponding ΔEdist values are 25.7, 35.7, and 42.9 kcal mol−1. The obtained results clearly indicate that for series B, the distortion of the [3 + 2] ring formation is significantly smaller than that of [5 + 2], while in series C, the opposite trend is observed. Hence, the difference in distortion energy determines the chemoselectivity. This is also consistent with the results obtained by analyzing the distortion effect of dihedral angles.
1) The calculations demonstrate that the ynamide protonated by the Brønsted acid is attacked by isoxazole and then undergoes intramolecular N–O bond breakage and subsequent H2O-assisted [5 + 2 + 1] cycloaddition to generate O-bridged tetrahydro-1,4-oxazepine. [5 + 2] cycloaddition would happen if the reaction environment is anhydrous.
2) The [3 + 2] cycloaddition of ynamides and isoxazoles is the favorable path when the substrates react in the presence of the gold(I) catalyst, whether water is present or not.
3) Although the Pt(II)-catalyzed reaction in the presence of water has not been explored experimentally, the DFT calculations illustrate that the [5 + 2] cycloaddition product would be the only outcome either with or without water in the system.
4) Comparison of the three different catalytic systems was performed. A strongly Lewis acidic Au(I)-based catalyst facilitates the [3 + 2] cycloaddition. The Pt-based catalyst that features a more Brønsted acid-like character would trigger the [5 + 2] cycloaddition reaction, which is similar to the Brønsted acid-catalyzed system (HNTf2). The addition of water to yield the bridged ring compounds is only catalyzed by the Brønsted acid. The chemoselectivity of the three different catalysts was well rationalized by the analysis of dihedral angles and distortion/interaction analysis.
In summary, this study provided us with a deep understanding of the cycloaddition reaction between ynamides and isoxazoles and offered precious information toward the future design of efficient and chemoselective catalytic systems in this type of important organic transformation. The work also highlighted the significance of water as a selectivity-guiding component of such transformation. We believe that the obtained results would be of particular importance for synthetic chemists when selecting an appropriate catalytic system in various cycloaddition reactions involving ynamides, isoxazoles or related derivatives.
Footnote |
† Electronic supplementary information (ESI) available: Additional calculated energy profiles and optimized Cartesian coordinates with the self-consistent field (SCF) energies and the imaginary frequencies of transition states, as described in the text (PDF). See DOI: 10.1039/c9cy01964b |
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