Huabing
Shu
*a,
Yunhai
Li
b,
Xianghong
Niu
b and
JiYuan
Guo
a
aCollege of Science, Jiangsu University of Science and Technology, Zhenjiang 212001, China. E-mail: shb1122@outlook.com
bSchool of Physics, Southeast University, Nanjing 211189, China
First published on 27th November 2017
Using density functional and many-body perturbation theories, we explore the strain and electric field effects on the electronic structures and optical properties of hexagonal arsenene (β-As) and antimonene (β-Sb). The calculations show that they can transform from indirect into direct bandgap semiconductors, and even semimetals under biaxial tensile strain and an electric field perpendicular to the layer. In particular, under a stronger electric field, their bandgaps gradually close owing to the field-induced motion of nearly free electron states. More interestingly, increasing the strain can significantly red-shift the optical absorption spectra and even enhance the optical absorption in the energy region of 1.2–2.2 eV (including infrared and partial visible light). Under a stronger electric field, their optical absorptions are enhanced and a large exciton binding energy can be retained. Such dramatic characteristics in the electronic structures and optical properties suggest great potential of β-As and β-Sb for novel electronic and optoelectronic devices.
Strain and an electric field, as an effective means of tuning material properties, have been widely used to attain controllable bandgaps in various 2D materials, like graphene, silicene, MoS2, phosphorene, etc. For example, graphene can exhibit a bandgap of about 100 meV under a tensile strain.19 The bandgap of silicene with semimetallic characteristics could be tuned in the order of tens of meV under an external electric field.20,21 An increasing vertical electric field in a rippled MoS2 monolayer would decrease the bandgap significantly.22 The application of a vertical electric field to blue phosphorene can even induce a semiconductor–metal transition when the electric field is as large as about 0.7 V Å−1.23 Moreover, experimental observations demonstrate that strain and an external electric field also have a great influence on the optical properties of 2D materials.24–26 A tensile strain induces lower excitation energy for the same excitation in GaN epitaxial layers on SiC substrates in comparison to strain-free bulk GaN.27 An increased gate voltage in monolayer MoS2 can lead to an enhancement in optical absorption near about 660 nm.24,25 Such electronic band structure and optical absorption engineering in 2D materials are essential to promote their application in various nanoelectronic and nanophotonic devices. Therefore, it is highly desirable to study the electronic and optical properties of β-As (β-Sb) and their response to strain and an electric field.
In this work, by employing density functional theory (DFT) combined with G0W0 approximation and Bethe–Salpeter equation (BSE) calculations, we provide a systematic study on the electronic structures and optical properties of β-As (β-Sb) and their response to tensile strain and a perpendicular electric field. Our calculations show that the nature of the indirect bandgap of β-As and β-Sb monolayers can be converted by strain and an electric field. Their band structures and optical absorptions are very sensitive to tensile strain, while they are insensitive to a perpendicular electric field in the range of 0–0.5 V Å−1.
Then, the G0W0 approximation33 was treated to obtain quasi-particle (QP) energies of β-As and β-Sb monolayers. The convergence of the quasi-particle band gap with respect to the number of empty bands, the size of the dielectric matrix and the Monkhosrt–Pack grid were carefully examined and a convergence within 0.1 eV was assured. Finally, the coupled electron–hole excitation energies and exciton wave functions were obtained by solving the Bethe–Salpeter equation (BSE).34,35 The involved unoccupied band number (960) was used to attain the converged dielectric function within the random phase approximation (RPA).36 A fine k-grid (54 × 54 × 1), 5 valence bands and 15 conduction bands were included to obtain the converged optical spectra. The G0W0 and BSE calculations were performed with the YAMBO code.37
Name | a | l | Δ | θ | E g-PBE | E g-G0W0 |
---|---|---|---|---|---|---|
β-As | 3.635 | 2.5216 | 1.4053 | 91.951 | 1.61 (i) | 2.70 (i) |
β-Sb | 3.982 | 2.8047 | 1.6110 | 90.295 | 1.10 (i) | 2.25 (i) |
Fig. 2(a) and (b) show the band structures of β-As and β-Sb from the DFT-PBE results. They are predicted to be semiconductors with indirect bandgaps of 1.61 eV (β-As) and 1.10 eV (β-Sb), respectively, which agree well with those reported in the literature.39–41 However, the Kohn–Sham states of standard DFT seriously underestimate the bandgap of semiconductors. To obtain accurate band structures of β-As and β-Sb, we further utilize the G0W0 method to gain their quasi-particle band structures, as plotted in Fig. 2(c and d). Compared with the DFT-PBE results, the corrected conduction (valence) band edge is shifted up (down), resulting in increased bandgaps of 2.70 eV (β-As) and 2.25 eV (β-Sb). The quasi-particle bandgap of β-As agrees well with the reported result of 2.64 eV.17 Such a significant quasi-particle correction to the DFT-PBE energy gap is the result of reduced electronic screening in the low-dimensional system, which can significantly enhance Coulomb interactions in β-As and β-Sb. Similar significant QP corrections in the atomically thin systems have also been observed in MoS2 and phosphorene.42,43
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Fig. 2 Band structures of β-As and β-Sb: the DFT-PBE results (a and b), and the G0W0 results (c and d). The VBMs of the two structures are shifted to zero. |
The moderate band gaps of β-As and β-Sb can be utilized in optoelectronic devices. However, they will suffer from poorly efficient light emission due to the nature of indirect band gaps. Strain and electric field have been proved to be an effective means of tuning the electronic properties in 2D layered materials. Encouragingly, we firstly checked the gap variation of β-As and β-Sb under biaxial tensile strain (δ), as shown in Fig. 3(a). They will undergo an indirect to direct bandgap transition under a relatively large critical strain δc (δc = 0.08 for β-As and δc = 0.09 for β-Sb). The critical strain of 0.08 in β-As is slightly larger than the recently reported result,44 and different from the reported critical strains of 0.0239 and 0.04.15 The difference of critical strain should be attributed to the lattice constant obtained from different methods and computational details. The band structures of β-As under tensile strains of 0.02 and 0.04 are presented in Fig. S1 (ESI†). There is about a 10 meV energy difference between the functional gap and the energy gap at the Γ point under a tensile strain of 0.02, while it will increase to 60 meV under a tensile strain of 0.04. In Fig. 3(b), we present the changes in the two band edges of β-As under a tensile strain of 0–0.12. Under 0–0.02 tensile strain, the conduction band minimum (CBM) of β-As remains in the middle of the Γ–M pathway and the valence band maximum (VBM) occupies the Γ point (for details, see Fig. S1, ESI†). However, upon further increasing the strain up to 0.08, the CBM and the VBM shift to the Γ point and a certain point along the Γ–K pathway, respectively. And the band gap linearly decreases in the tensile strain range from 0.02 to 0.08, which is attributed to the persistent downward shift of the CBM at the Γ point. Under a critical strain of 0.08, β-As becomes a direct band-gap semiconductor at the Γ point and the semiconductor characteristics persisted under a tensile strain of 0.08 to 0.12. Under a tensile strain of 12%, we examine the stability of β-As by calculating its phonon dispersion spectrum and carrying out first-principle molecular dynamics (MD) simulations. The results are shown in Fig. S2(a) and S3 (ESI†), suggesting that β-As with a strain of 12% exhibits dynamical and thermal stability. Moreover, other theoretical studies have also shown that β-As is dynamically stable when the biaxial tensile strain is smaller than 0.184,44 suggesting that it can endure a great tensile strain. Experimentally, a great tensile strain in 2D materials can also be realized by epitaxy on a substrate or by mechanical loading.45,46 The overall trends in the changes of the band gap and band edge of β-Sb in response to biaxial tensile strain (Fig. 3(a) and (c)) are very similar to those of β-As. And the phonon dispersion spectrum and high-temperature MD simulation of β-Sb under a strain of 12% also indicate that it is stable dynamically and thermally, as shown in Fig. S2(b) and S3 (ESI†).
As we know, applying a perpendicular electric field to silicene (a buckled structure similar to β-As and β-Sb) can obtain a controllable bandgap and the opened bandgap is 80 meV under an electric field of 0.51 V Å−1.47,48 The tunable bandgap in silicene is attributed to a significant separation between two non-equivalent Si-sublattices under the perpendicular electric field.20 It is also an interesting problem to investigate how the band structures of β-As and β-Sb are modified under a perpendicular electric field. For this purpose, a perpendicular electric field (see the inset in Fig. 3(d)) is applied to β-As and β-Sb, respectively, ranging from 0 to 0.70 V Å−1 for β-As and 0 to 0.63 V Å−1 for β-Sb. Unlike that of silicene,20 the buckled height (Δ) between two As (Sb) sublattices shown in Fig. 1(d) is insensitive to the perpendicular electric field. For example, for β-As, the buckled height only changes by about 0.35% upon increasing the strength of the electric field from 0 to 0.70 V Å−1. Other structural parameters like the bond length (l) and the bond angle (θ) only have a slight difference, as summarized in Table S1 (ESI†). On the other hand, their bandgaps only have a difference of 10 meV below the electric field of 0.5 V Å−1 (see Fig. 3(d)). However, their electronic band structures undergo a substantial change, particularly under a stronger applied electric field (Fig. 4). When the electric field is larger than 0.5 V Å−1, the CBMs of β-As and β-Sb shift to the Γ point, converting them to semiconductors with a direct bandgap. In fact, an indirect-to-direct gap transition occurs at 0.51 V Å−1 and 0.50 V Å−1 for β-As and β-Sb, respectively. And the bandgap decreases linearly until it closes at a critical electric field of 0.70 V Å−1 for β-As and 0.63 V Å−1 for β-Sb, respectively. The significant decrease of the bandgap originates from the rapid drop of the nearly free electron band, which directly results in a semiconductor–semimetal transition occurring at 0.70 (β-As) and 0.63 (β-Sb) V Å−1. The phenomenon that the bandgap of a system significantly decreases due to the emergence of the nearly free electron band has also been observed in other low-dimensional systems, such as BN nanoribbons49 and monolayer blue phosphorene.50 In addition, the VBM retained in the Γ point does not change significantly even under a stronger electric field, which shows that the VBM is very insensitive to the electric field compared to that of the biaxial tensile strain.
Fig. 5 shows the optical absorption spectra of β-As and β-Sb with electron–hole interactions included (G0W0 + BSE) for incident light polarized along lattice vector a and c directions. For light polarized along the a direction, their optical absorption spectra are dominated by enhanced excitonic states, which are attributed to the weakened electronic screening in low-dimensional systems. And the excitation energy corresponding to the first absorption peak has a significant difference between them, 2.44 eV for β-As and 2.25 eV for β-Sb. The first absorption peak corresponds to a bound excitonic state, which mainly originates from the inter-band transition between the VBM and CBM at the high symmetry Γ point. The binding energy of the bound exciton is as large as 0.81 eV for β-As and 0.73 eV for β-Sb, respectively. The exciton binding energy is defined as the difference between the excitation energy and the QP energy difference. The large exciton binding energy in β-As and β-Sb can effectively confine both electrons and holes, and thus prevent the rapid recombination of photogenerated electrons and holes. This suggests that β-As and β-Sb have potential to be used in optoelectronics devices. More importantly, there is a wide optical absorption in the energy range of 2–4 eV (including the main part of visible and ultraviolet light) in β-As and β-Sb, which may make them potential candidates for photovoltaic devices. On the other hand, compared with that of β-As, the absorption onset of β-Sb has a significant red shift, and thus a global red shift of the whole spectrum is seen. This phenomenon should be attributed to the smaller bandgap of β-Sb. For light polarization perpendicular to the surface (along the c direction), their optical absorptions are inactive around the bandgap due to the forbidden transition, leading to a negligible absorbance in the observed optical spectral range, indicating that the β-As and β-Sb are directionally optically transparent materials.
The optical absorptions of the β-As and β-Sb under biaxial tensile strain are also investigated, as illustrated in Fig. 6(a) and (b). A significant red-shift with increasing strain is observed in the optical spectra of β-As and β-Sb, suggesting that their optical properties are sensitive to the biaxial tensile strain. For example, the first absorption peaks are dependent on the tensile strain. They follow the order of (2.44 eV, δ = 0) > (2.07 eV, δ = 0.04) > (1.73 eV, δ = 0.08) > (1.62 eV, δ = 0.10) for β-As and similar results are also observed in β-Sb, as listed in Table 2. The position of the first absorption (Ee) does not follow the same trend of the bandgap, which possibly originates from the nature of the indirect bandgap under strain. Although the position of the first absorption has an evident difference, the exciton binding energy (Eb) corresponding to the first absorption peak is not very sensitive to the biaxial tensile strain, and only changes 0.09 (0.05) eV from δ = 0 to δ = 0.10 for β-As (β-Sb), as shown in Table 2. Additionally, applying tensile strains on β-As and β-Sb can significantly enhance the optical absorption in the 1.2–2.2 eV region, which indicates that strain on β-As and β-Sb is an effective way to enhance the absorption properties in the infrared and partial visible light regions.
β-As | β-Sb | |||||||
---|---|---|---|---|---|---|---|---|
δ = 0 | δ = 0.04 | δ = 0.08 | δ = 0.10 | δ = 0 | δ = 0.04 | δ = 0.08 | δ = 0.10 | |
E e | 2.44 | 2.06 | 1.74 | 1.62 | 2.25 | 1.98 | 1.72 | 1.60 |
E b | 0.81 | 0.79 | 0.75 | 0.72 | 0.73 | 0.71 | 0.70 | 0.68 |
Next, we consider the effects of a perpendicular electric field on the optical absorption of β-As and β-Sb. Here, electric field strengths of 0.51 and 0.6 V Å−1 (0.50 and 0.6 V Å−1) are applied on β-As (β-Sb), respectively. Fig. 6(c) and (d) display the optical absorption spectra of β-As and β-Sb under these electric fields. As depicted in Fig. 6(c) and (d), the positions of the characteristic peaks in the absorption spectra are almost independent of the strength of the electric field. Compared to those of zero electric field, their optical absorptions are almost unchanged at 0.51 V Å−1 (β-As) and 0.50 V Å−1 (β-Sb) due to their unchanged bandgaps. The fixed bandgap results in the slight change of the oscillator strength and the number of excited states in β-As and β-Sb, as shown in Fig. S4(b) and (e) (ESI†). This indicates that the optical absorptions of β-As and β-Sb are insensitive to the external electric field. Interestingly, when a large electric field of 0.6 V Å−1 is applied, the absorption for the photon between 1.0 and 2.5 eV is strengthened in β-As and β-Sb, suggesting that the external electric field can tune the optical excitations of β-As and β-Sb. To clearly see the case of the optical excitation, the relative oscillator strengths of excited states in β-As and β-Sb are depicted in Fig. S4(c) and (f) (ESI†). From the figures, it is found that the number of excited states in the energy range of 1.0–2.5 eV is increased by the applied electric field. The increased number of excited states will induce enhanced optical absorption in β-As and β-Sb. Moreover, under an electric field of 0.6 V Å−1, the position of the first absorption peak slightly decreases to 2.35 eV for β-As and 2.18 eV for β-Sb, respectively. Although the position of the first absorption peak has a shift of about 100 meV compared to those of zero electric field, the corresponding exciton binding energy can be as large as 0.86 eV for β-As and 0.74 eV for β-Sb, respectively. These exciton binding energies are almost the same as those of β-As and β-Sb under zero electric field. Under a stronger electric field, the first bound exciton in β-As and β-Sb is of particular interest due to the large binding energy and oscillator strength, which make β-As and β-Sb hold promise for possible important applications in optoelectronics.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c7tc04072e |
This journal is © The Royal Society of Chemistry 2018 |