Open Access Article
Siby Thomasa,
K. M. Ajith
*b,
Sang Uck Lee
*ac and
M. C. Valsakumard
aDepartment of Bionano Technology, Hanyang University, Ansan 15588, Korea. E-mail: sulee@hanyang.ac.kr
bDepartment of Physics, National Institute of Technology Karnataka (NITK), PO: Srinivasnagar, Mangalore, India – 575025
cDepartment of Chemical & Molecular Engineering, Hanyang University, Ansan 15588, Korea
dDepartment of Physics, Indian Institute of Technology Palakkad (IIT Palakkad), Ahalia Campus, Kozhipara, Palakkad, Kerala, India – 678557
First published on 31st July 2018
Molecular statics and dynamics simulations were performed to investigate the mechanical properties of a monolayer graphene sheet using an efficient energy method and strain-fluctuation method. Using the energy method, we observed that the mechanical properties of an infinite graphene sheet are isotropic, whereas for a finite sheet, they are anisotropic. This work is the first to report the temperature-dependent elastic constants of graphene between 100 and 1000 K using the strain-fluctuation method. We found that the out-of-plane thermal excursions in a graphene membrane lead to strong anharmonic behavior, which allows large deviations from isotropic elasticity. The computed Young's modulus and Poisson's ratio of a sheet with an infinite spatial extent are 0.939 TPa and 0.223, respectively. We also found that graphene sheets with both finite and infinite spatial extent satisfy the Born elastic stability conditions. We extracted the variation in bending modulus with the system size at zero kelvin (0.83 eV) using a formula derived from the Foppl–von Karman approach. When the temperature increases, the Young's modulus of the sample decreases, which effectively reduces the longitudinal and shear wave velocities.
An understanding of the temperature-dependent physical properties of materials is a prerequisite for advanced device-fabrication technology. Several groups have performed atomistic simulations and experimental analyses to calculate the mechanical properties of monolayer graphene. Using the atomic force microscopy (AFM)-nanoindentation technique, Lee et al. measured the elastic modulus of graphene and reported that it is the hardest known material, with an extraordinary Young's modulus of 1.0 TPa.3 Mortazavi et al. reported that highly ordered defect-free graphene is one of the thinnest membranes, with a hardness a hundred times greater than steel.9 They also used AFM to calculate the intrinsic stress of a monolayer graphene sheets and found it to be 130 ± 10 GPa, which corresponds to a strain of 0.25. Min et al. studied the mechanical properties of graphene extensively using atomistic simulation methods and compared those results with experimental analyses.10 Even though the elastic moduli of a monolayer graphene sheet are comparable to those of a graphite crystal, significant changes have been reported in the Young's modulus and Poisson's ratio.11 The superior mechanical properties of graphene have also been explained in terms of bond energy,12,13 and the observed bond energy14 of sp2-hybridized graphene with C–C bonds is higher than that of diamond with sp3 hybridized bonds.15
In density functional theory studies, Kudin et al. reported the isotropy of the elastic moduli of graphene along the armchair (n, n) and zigzag (n, 0) directions, with an observed elastic modulus value of 1.150 TPa.16 Using ab initio calculations, Liu et al. determined the phonon-induced instability of graphene under tension and reported a zero-temperature Young's modulus of 1.050 TPa.17 Using molecular dynamics and the tight binding method, Zhao et al. reported a Young's modulus for graphene nanoribbons of 1.010 TPa and 0.910 TPa, respectively.18 In general, 2D materials produce strong anharmonic effects that become more notable at high temperatures due to the excitation of high-energy phonon modes. From the intrinsic thermal mean square vibration amplitude, Jiang et al. investigated the Young's modulus of graphene using molecular dynamics simulations.19 They observed a room temperature elastic modulus of 1.050 TPa using both experimental and theoretical studies. By combining the first principles calculation and a quasi-harmonic approximation, Shao et al. observed the temperature dependent elastic constants and Young's modulus of graphene at zero kelvin and reported a Young's modulus value of 1.208 TPa.20 Jian et al. performed molecular dynamics simulations to investigate graphene's mechanical properties and reported the non-linear elastic behavior of pristine and defective graphene sheets.21
In this paper, we use the energy and strain-fluctuation methods to report the elastic constants of a free-standing graphene sheet. We also computed the elastic moduli and acoustic wave velocities from the obtained elastic constants and investigated the system size-dependence of those properties. An attempt has also been made to gauge the temperature dependence of the elastic constants using a strain-fluctuation method derived from the fluctuation–dissipation theorem.22 To the best of our knowledge, this is the first independent analysis of the temperature-dependent elastic constants of graphene using a classical molecular dynamics simulation technique. We expect that our results will furnish ideas for new practical applications.
When the simulation cell size is very small, the movements of the atoms correlate with those of the neighboring atoms in the proximal edge of the same cell. As the size of the system increases, those correlations decrease. To simulate a system that mimics a sheet of finite size, we have added a large enough empty space to surround the entire sheet. The presence of this large empty space minimizes the atomic interactions during the simulation. We expected the computed elastic constants to be system-size dependent, so we varied the system size systematically from 900 atoms to 360
000 atoms. The finite size scaling method has also been carried out along with the molecular dynamics (MD) simulations, and the values are extrapolated to an infinite system-size limit.
It is also possible to deduce the elastic constants by studying the fluctuations in the stress or strain in the system at thermal equilibrium without applying any external constraint. To do that, we invoked the appropriate fluctuation–dissipation theorem, which is based on the assumption that in thermodynamic equilibrium, a system's response to a spontaneous fluctuation is the same as its response to a small applied force. We adopted that method22 to calculate the elastic constants at a finite temperature; the fundamental equation used in the strain-fluctuation26,27 method is given by:
![]() | (1) |
One advantage of using eqn (1) is that it includes only the fluctuations in the h matrix, which is derived from the three angles and sides of the simulation box and provides a technique for computing the elastic constants. We also used in-house codes to calculate the temperature dependent elastic constants from the derived MD data. We performed MD calculations with a time-dependent metric tensor to permit the volume and shape of the MD cell to change over time. We used the method detailed by Parrinello and Rahman to modulate the size and shape of the simulation cell for a system of N particles in a periodically repeating MD cell that varies in shape and volume over time.27,30 The symmetry-equivalent elastic constants are extracted from the statistical fluctuations of the simulation box lengths and the angle. Then the relationship between the instantaneous strain tensor ε and the h matrix can be expressed as,26
![]() | (2) |
![]() | (3) |
000 atoms). First, we considered a rectangular simulation cell of the honeycomb lattice in which we took one of the basis vectors to be the basis vector along the x-direction. We took the other basis vector along the y-direction and set its magnitude as
times the lattice parameter of the honeycomb lattice. All the calculations are done in the microcanonical ensemble (constant number of particles, volume and energy), with energy kept constant within one part in 107 for times in the order of 100 ps. Then, we extracted the change in energy upon different types of deformation of the simulation cell and calculated the respective elastic constants.
In the presence of small deformations, graphene is an isotropic and linear elastic material. During large deformations, graphene shows strain-softening behavior, and the relationship between stress and strain can be established on the basis of the second-order linear elastic modulus E and the third-order nonlinear elastic modulus D.3,48 Then σ = Eε + Dε2. Here, the second-order term leads to a decrease in stiffness at a larger tensile strain, and D becomes less than zero. The intrinsic stress of graphene is calculated from the maximum value of σ, obeying the condition
Then the intrinsic strength (maximum stress) and corresponding strain can be written as σintrinsic = −E2/4D and εintrinsic = −E2/2D, respectively. Guoxin Cao49 reported that graphene is a typical brittle-like material, and when εintrinsic becomes high, its lattice becomes unstable.
The elastic behavior of graphene is characterized by isotropic in-plane interactions, and the elastic matrix of the second-order elastic constants is denoted as:
.25 Now, the longitudinal strain along the x-direction can be represented as εxx, that along the y-direction is εyy, and the applied shear strain along the xy plane is εxy. In the Voigt notation, these applied strains are denoted using the symbols ε1, ε2, and ε6, respectively. Here, the x(y) axis is along the zigzag (armchair) direction, εij's are the infinitesimal strain tensors, and Cij's are the corresponding linear elastic constants.50 For the case of a 2D isotropic sheet, the linear elastic constants satisfy the conditions C11 = C22 and 2C66 = C11 − C12, which shows that the Born mechanical stability criterion of graphene becomes C11 > 0, C11 > C12, and C66 > 0.51,52
For small deformations, the in-plane stiffness matrix of a graphene sheet (generally, any 2D system) using elastic energy can be expressed as,
![]() | (4) |
We used the finite size-scaling method to analyze the effect of the simulation cell size on the calculated physical properties of graphene. Initially, we used simulation cells without any vacuum space at the boundaries, essentially mimicking an infinite system. We found that the calculations using an infinite sheet with 10
000 atoms in a simulation cell were quite adequate to obtain convergence with respect to the simulation cell size (or system size). Because all the atoms in the simulation cell are surrounded by atoms, no surface effects occur in the simulation. To calculate the finite size properties, we varied the size of the simulation cell from 900 atoms to 360
000 atoms, providing sufficient vacuum space at the boundaries. When the system size reached ∼122
500 atoms or more, the finite system produced a very good correlation with the infinite system.
The in-plane atomic arrangement of graphene in the x − y plane is expressed by the chirality angle θ: 0° ≤ θ ≤ 30°, where θ = 0° corresponds to the zigzag chirality and θ = 30° corresponds to the armchair chirality.49 Then, the Young's modulus and Poisson's ratio along an arbitrary orientation θ using the calculated elastic constants are,48,50
![]() | (5) |
![]() | (6) |
θ and s = sin
θ. If we consider the Cauchy relations in eqn (5) and (6), then C11 = C22 and 2C66 = C11 − C12 for an isotropic sheet. If we use θ = 0° (corresponding to the zigzag chirality), then
![]() | (7) |
![]() | (8) |
The elastic constants are extracted from the total energy by fitting it as a function of various specific strains. Our calculations show that the elastic constants of a graphene sheet with an infinite system size are C11 = C22 = 0.989 TPa, C12 = 0.221 TPa, and C66 = 0.380 TPa, which clearly depicts the isotropy of the material. We also made a direct comparison of the obtained C66 value with the theoretical value using the Cauchy relation for a hexagonal system and obtained
which is comparable to the result from the energy analysis method (C66 = 0.380 TPa). We continued the simulation using finite system sizes in which the simulation cells are surrounded on all sides by a vacuum of an appropriate thickness and calculated the system-size dependence of the Young's modulus and Poisson's ratio of graphene using eqn (5) and (6). The direction-dependent anisotropy in the elastic constants is observed and calculated using θ = 0° for the zigzag direction and θ = 30° for the armchair direction. The values of C11 and C12 for each system size are fitted to the equation P(N) = α − β/Nq, and the results are plotted as a function of 1/N. The variation of C11 and C12 is inverse to the system size, as shown in Fig. 2(a) and (b), respectively. We also found that both C11 and C12 increase with the system size in accordance with the power law, reaching a saturated value when the simulation cell size becomes very high.
Furthermore, we noticed that the graphene sheet shows considerable variation in the computed Young's modulus and Poisson's ratio at small system sizes. As the system size increases, the Young's modulus converges to a value of ∼1 TPa, which corresponds to an infinite sheet. When the simulation cell size increases, the anisotropy of the Young's modulus and Poisson's ratio progressively decrease, as shown in Fig. 2(c) and (d), respectively. A detailed comparison of our computed Young's modulus with that in earlier studies is presented in Table 1. A comparison of the calculated Young's modulus and Poisson's ratio of the graphene sheet with other atomistic analysis using LAMMPS code is tabulated in Table S1.† The relative energy–strain response graph for calculating the elastic constants is shown in Fig. S2 in the ESI.† A finite system of 900 atoms subject to periodic boundary conditions and a vacuum space of 20 Å is shown in Fig. S2(a).† The computed elastic constants with 40
000 atoms and 122
500 atoms differed significantly, as shown in Fig. S2(b) and (c),† respectively. As the system size increases, the finite system tends to mimic an infinite sheet (10
000 atoms), as shown in Fig. S2(d).† The obtained Young's moduli for systems with 900, 40
000, 122
500, and 360
000 atoms are 0.447, 0.827, 0.873, and 0.939 TPa, respectively. The obtained elastic constants are positive values that ensure the mechanical stability of a graphene sheet.
| Reference | Year | Method | Y (TPa) | ϑ |
|---|---|---|---|---|
| Present study | 2018 | MD (LCBOP) | 0.939 | 0.223 |
| Gao et al.55 | 2015 | Elastic shell model | 1.028 | 0.150 |
| Shao et al.20 | 2012 | DFT-QHA | 1.208 | — |
| Jian et al.21 | 2012 | MD | 1.090 | — |
| Hajgato et al.57 | 2012 | DFT | 1.050 | — |
| Shen et al.58 | 2012 | MD | 1.025 | — |
| Jing et al.59 | 2012 | MD (COMPASS) | 1.032 | — |
| Zhang et al.60 | 2012 | MD (AIREBO) | 0.995 | — |
| Terdalkar et al.61 | 2010 | MM (AIREBO) | 0.840 | — |
| Neek-Amal et al.62 | 2010 | MD | 0.800 | — |
| Neek-Amal et al.63 | 2010 | MD indentation | 0.501 | — |
| Jiang et al.19 | 2009 | MD | 0.950 | 0.220 |
| Zhao et al.18 | 2009 | MD (AIREBO) | 1.010 | 0.210 |
| TB | 0.910 | — | ||
| Wei et al.64 | 2009 | Ab initio | 1.037 | — |
| Cadelano et al.48 | 2009 | TB | 0.931 | 0.310 |
| Lu et al.65 | 2009 | MD (REBO) | 0.725 | 0.398 |
| Lee et al.3 | 2008 | Experiment | 1.020 | — |
| Hemmasizadeh et al.66 | 2008 | MM/CM | 0.939 | — |
| Liu et al.17 | 2007 | Ab initio | 1.050 | 0.186 |
| Konstantinova et al.67 | 2006 | DFT | 1.240 | — |
| Reddy et al.68 | 2006 | MM | 0.669 | 0.416 |
| Kudin et al.16 | 2001 | DFT | 1.150 | 0.149 |
| Van Lier et al.69 | 2000 | Ab initio | 1.110 | 0.149 |
The computed elastic constants also satisfy the necessary and sufficient conditions for elastic stability (Born-stability criterion), i.e., C11 > 0 and C11 > |C12|.51
and the bending rigidity of the graphene sheet can be computed from the obtained value of the thin shell thickness. The equation connecting the bending rigidity or bending stiffness of graphene to its Young's modulus, thin shell thickness (ts), and in-plane Poisson's ratio ϑ is:
![]() | (9) |
Using the atomistic Monte-Carlo technique, Fasolino et al. investigated the zero kelvin bending rigidity of a pristine graphene sheet (0.82 eV) and found that it increased with temperature.56 We computed the thin shell thickness (ts) value of graphene as 1.1871 Å, which is greater than that of the thickness value (0.89 Å) obtained using density functional theory calculations.55 The obtained thin shell thickness is much smaller than the inter-layer spacing (d = 3.4 Å), which is comparable to earlier reports.55 We extracted the bending rigidity of a graphene sheet of infinite spatial extent at zero kelvin using eqn (9) and found it to be 0.83 eV. We already reported that the zero temperature bending rigidity of an h-BN sheet with an infinite boundary is 0.62 eV, which is lower than the bending rigidity of a graphene sheet.25 Those observations reveal that graphene is both the hardest 2D material and highly flexible. We also observed that k, Y, and ϑ monotonically increase with system size. The variation in bending rigidity, calculated using the computed values of the Young's modulus and Poisson's ratio, is inverse to the system size, as shown in Fig. 3. The blue line in the figure corresponds to the value of the respective bending modulus extrapolated to an infinite system size limit.
The general belief from harmonic theory predicts that a 2D membrane or crystal is highly unstable in principle. This refutation is solved by including the anharmonic coupling between the bending and stretching modes in the calculation.43 In the harmonic approximation, the correlation function for the out of plane (flexural) displacements in graphene is denoted as h(r) (different from the h considered earlier) which, in Fourier space, is represented as
where kB is the Boltzmann constant, T is the temperature, the suffix u = 0 in the average explains the absence of any external strain, and the subscript 0 denotes that we neglect anharmonic coupling between the in-plane stretching and out-of-plane bending modes. The harmonic theory predicts divergence of the mean-square amplitude of the out-of-plane displacements, and it is given by h2harm ∝ L2 or h2harm = CL2, where L is the size of the sample, C is a temperature dependent constant, and h2 = |h(q)|2. This is the well-known result by which the harmonic theory of membranes predicts a crumpled membrane rather than a flat one.
Recent studies reported that Young's modulus is a scale-dependent parameter and that the effective Young's modulus of graphene can be defined by considering the anharmonicities, coupling the lowest order in the in-plane (u(r)) and out-of-plane (h(r)) displacements.43,70 The effect of temperature increases the ripple amplitude and effectively softens the elastic moduli of 2D systems due to the anharmonic coupling between the bending and stretching modes. The observed temperature-dependent, out-of-plane intrinsic buckling (ripples) in graphene is a highly nonlinear phenomenon that profoundly influences its elastic properties. A recent study by Ahmadpoor et al. reported the temperature dependency of the out-of-plane fluctuations in graphene sheet, and explained the variation of elastic stiffness with system size and also the associated nonlinearities.71 We observed that the ripples (Fig. S3†) can effectively soften the elastic moduli, in the sense that stretching a crumpled graphene sheet requires less force than stretching a flat one.72 In this way, we investigated the influence of temperature on the thermal rippling behavior of graphene, which effectively reduces the elastic constants and is completely absent from the zero kelvin molecular statics calculations. Our MD simulations predicted a nonlinear temperature dependence of the elastic constants with significant anharmonic effects. The elastic modulus changes considerably with temperature and also strongly depends on the thermal rippling of the material.
The temperature-dependent elastic constants are derived using the instantaneous strain fluctuations shown in eqn (1) and (2). The variation of the independent elastic constants (C11 and C12) with temperature is shown in Fig. 4. We calculated the Young's modulus and Poisson's ratio of the graphene sheet using eqn (7) and (8), and the analysis shows a decrease in those elastic physical quantities with an increase in temperature, as shown in Fig. 5(a) and (b), respectively. We also calculated the variation in the bulk and shear moduli with temperature using the computed elastic constants, Young's modulus, and Poisson's ratio in eqn (10) and (11), as shown in Fig. 6. The computed temperature-dependent elastic constants completely satisfy the Born mechanical stability criterion in the studied temperature range, which validates our efforts in this study. Even though the slow convergence of the strain-fluctuation method for calculating elastic constants has already been reported,73 this method is quite easy to implement compared with the stress-fluctuation method.
![]() | (10) |
![]() | (11) |
![]() | ||
| Fig. 4 Calculated independent elastic constants of graphene at various temperatures using the strain fluctuation method. | ||
![]() | ||
| Fig. 5 The computed values for the (a) Young's modulus and (b) Poisson's ratio of graphene at various temperatures using the strain fluctuation method. | ||
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| Fig. 6 The temperature-dependent variation in computed values for the bulk and shear modulus using the strain-fluctuation method. | ||
In our analysis, we noted a significant decrease in C11 with temperature compared with C12. We emphasize that the lack of proper computational and experimental study of the finite temperature elastic constants of graphene restrict direct comparisons with our results. However, our results are quantitatively in agreement with the general trend, and the significant decrease in computed elastic constants and associated moduli with an increase in temperature is the direct consequence of the ripples intrinsic in 2D materials.28 We suggest that fluctuations in temperature might need to be considered over a longer time, on the order of nanoseconds (ns), to reduce the error bar associated with our calculations.
we calculated the two-dimensional mass density of graphene74 as 7.6036 × 10−7 kg m−1,2 where a is the in-plane lattice parameter of graphene, and mc is the atomic mass of a carbon atom. Here, the observed mass density of graphene is almost half the mass density of h-BN, which we reported previously.25,28 The in-plane elastic modulus (Young's modulus), Y; two-dimensional mass density, ρm; Poisson's ratio, ϑ; and in-plane elastic constants, C11 and C12, are used in the following relations to obtain the longitudinal and shear wave velocities:75,76
![]() | (12) |
![]() | (13) |
Using eqn (12) and (13), we calculated the longitudinal (Vp) and shear wave (Vs) velocities of a system with an infinite boundary as 21.82 km s−1 and 9.88 km s−1, respectively. For a system with a finite spatial extent, the longitudinal (Vp) and shear wave (Vs) velocities increase as the system size increases. For example, as the system size increases from 900 atoms to 360
000 atoms, the Vp value varies from 15.07 km s−1 to 21.40 km s−1, with a corresponding change in Vs is 9.73 km s−1 from 6.84 km s−1. The variation in the Vp and Vs of a finite sheet is inverse to the system size, as shown in Fig. S4(a) and (b),† respectively. As the system size increases, the Young's modulus and Poisson's ratio also increase, and at higher system sizes, those values saturate and mimic an infinite sheet. Those changes lead to an increase in both longitudinal and shear wave velocities. We also noticed that the longitudinal wave possesses a higher velocity than the shear wave in the entire studied range of system size. The Vp/Vs value lies in the range of 2.19 to 2.20. When the temperature increases, the Young's modulus of the sample decreases, which effectively reduces the longitudinal and shear wave velocities, as shown in Fig. 7. Peng et al. reported the advantages of measuring sound velocities in h-BNC heterostructures and predicted that the longitudinal and shear wave velocities could be used to validate the elastic properties of materials. When they introduced the h-BN domains into graphene structures, they found that the sound velocity gradient could be used to form a sound frequency and ranging channel, which they treated as the fundamental functional mechanism in surface acoustic wave sensors and waveguides.76
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| Fig. 7 Variation in longitudinal (Vp) and shear wave (Vs) velocities in monolayer graphene using the strain-fluctuation method at different temperatures. | ||
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/c8ra02967a |
| This journal is © The Royal Society of Chemistry 2018 |