Hangbo
Zhou
,
Yongqing
Cai
,
Gang
Zhang
* and
Yong-Wei
Zhang
Institute of High Performance Computing, A*STAR, Singapore 138632. E-mail: zhangg@ihpc.a-star.edu.sg
First published on 29th November 2017
Monolayer indium selenide (InSe) possesses numerous fascinating properties, such as high electron mobility, quantum Hall effect and anomalous optical response. However, its phonon properties, thermal transport properties and the origin of its structural stability remain unexplored. Using first-principles calculations, we show that the atoms in InSe are highly polarized and such polarization causes strong long-range dipole–dipole interaction (DDI). For acoustic modes, DDI is essential for maintaining its structural stability. For optical modes, DDI causes a significant frequency shift of its out-of-phase vibrations. Surprisingly, we observed that there were two isolated frequency regimes, which were completely separated from other frequency regimes with large frequency gaps. Within each frequency regime, only a single phonon mode exists. We further reveal that InSe possesses the lowest thermal conductance among the known two-dimensional materials due to the low cut-off frequency, low phonon group velocities and the presence of large frequency gaps. These unique behaviors of monolayer InSe can enable the fabrication of novel devices, such as thermoelectric module, single-mode phonon channel and phononic laser.
Unlike unary 2D materials such as graphene or phosphorene, InSe is a polar material due to the substantial charge transfer between indium and selenium atoms, leading to the formation of dipoles. Recently it has been shown that these dipoles cause an unusual interaction with external molecules.9 In principle, the relative motion of dipoles generates a macroscopic electric field, which creates the interaction between dipoles. Such dipole–dipole interaction (DDI) is mediated via an electric field and hence, it decays slowly with distance, signifying a long-range interaction. Due to the weak dielectric screening effect, such long-range interaction is expected to be more pronounced in an atomic thin sheet than in its bulk counterpart.10 For example, long-range interaction due to DDI has been demonstrated to be responsible for the anomalous frequency shift of the optical E2g1 mode observed in few-layer MoS2 and WS2.10,11
For bulk InSe, the phonon properties have been examined both experimentally12–14 and theoretically.13,15 The long-range interaction causes LO–TO splitting near the Γ point.13,15 Such long-range interaction is expected to be much stronger in monolayer InSe due to its weaker dielectric permittivity.16 Therefore, it would be interesting to understand the effects of DDI on its structural stability, phonon and thermal transport properties.
In this study, by using first-principles calculations and phonon dispersion analysis, we show that the long-range DDI in monolayer InSe not only affects the optical modes of vibrations, but also plays a critical role in stabilizing the acoustic vibrations. Furthermore, we found that there exist two isolated frequency regimes in monolayer InSe that are completely separated from other regimes with frequency gaps. For each of these regimes, only a single phonon mode exists. This behavior is unique and absent in all other known 2D materials. We further show that the lattice thermal conductance of InSe is extremely low, only 10% of that of graphene, implying that it has potential for thermoelectric application.
The linear response method provides an efficient alternative to evaluate phonons for polar materials.19–22 It evaluates the dynamic matrix at a finite grid of reciprocal (wave-vector, q) space, and then uses Fourier transformation to get real-space IFCs. In principle, the IFCs obtained from a smooth dynamic matrix through Fourier transformation decay exponentially with distance. This is acceptable for materials with only short-range interaction, but insufficient for DDI because the IFCs of DDI decay follow an inverse power law with distance. In fact, due to the long-range interaction, dynamic matrix exhibits non-analytical behavior near the Γ point (q → 0). This non-analytical term cannot be directly treated by Fourier transformation. Fortunately, the non-analytical term caused by DDI can be explicitly evaluated using the Born effective charge tensor and dielectric constants.20 Therefore, a commonly-adopted strategy is to subtract the non-analytical term from the dynamic matrix before performing Fourier transformation. Then, we can obtain the real-space IFCs based solely on the short-range interaction. In order to consider the long-range interaction, the IFCs caused due to DDI should be explicitly added back to the short-range IFCs in real space.
The DDI-induced IFCs between two atoms at distance d in anisotropic materials are given by20
![]() | (1) |
, where ε is the dielectric constant. From this expression, we can observe that the DDI-induced IFCs obey a 1/D3 decay. This DDI interaction is the long-range interaction. In contrast, the short-range interaction, which decays at least exponentially, refers to the chemical bonding between the atoms. A complete description of these interactions can be found in ref. 17 and 22.
In a lattice, the contribution of DDI to the dynamic matrix can be evaluated using the Ewald summation technique.20 By setting the Ewald parameter to infinity, the Ewald summation is simplified to contain only the reciprocal summation term, described as22
![]() | (2) |
is multiplied to each term on the right hand side of eqn (2) in order to introduce a cut-off.22 The Ewald parameter Λ should be large enough, so that the result is independent of it. In the limit q → 0, we can find that![]() | (3) |
The above expression exhibits a non-analytical feature near the Γ point (q → 0). This expression is commonly employed to evaluate the frequency splitting between the longitude-optical (LO) modes and the transverse-optical (TO) modes caused by DDI.17,22
In this study, we use Quantum ESPRESSO23 to calculate the phonon properties, in which the linear response method is implemented. The functional of local density approximation and the electron–ion interaction with a norm-conserving pseudopotential parametrized with the Martins–Troullier method are used with a cut-off energy of 70 Ry. The Brillouin zone is sampled with 15 × 15 × 1 for the conventional cell of monolayer, and a vacuum slab with a thickness of 16 Å is adopted. All the atomic structures are fully relaxed until the forces are smaller than 1 × 10−5 eV Å−1. The convergent test is described in ESI.† From the first-principles calculation, we obtained the dynamic matrix.20,22 Starting from the dynamic matrix, we performed our analysis through the following three procedures:
Procedure (1): Only considering short-range interaction
We subtracted the long-range contribution (eqn (2)) from the dynamic matrix in the reciprocal space, which left only the short-range contribution.22 We then performed Fourier transformation to obtain the short-range IFCs in real space. This step was carried out using the Quantum ESPRESSO package. We further calculated the phonon dispersion by only considering the short-range interaction.
Procedure (2): Including long-range interaction in the reciprocal space
We interpolated the short-range contribution of dynamic matrix in the reciprocal space, and then added back the long-range contribution using eqn (2) to obtain the dispersion relation. This method was routinely carried out to calculate the phonon dispersion relation using the Quantum ESPRESSO package.
Procedure (3): Including long-range interaction in the real space
By using eqn (1), we added the long-range IFCs (real space) to the short-range IFCs in a much longer range (up to a 100 × 100 supercell) to obtain full IFCs in real space.22 Next, we performed Fourier transformation to obtain the dispersion relation.
The full IFCs, calculated from procedure (3) by taking the long-range interaction into account, allowed us to calculate the thermal transport properties of InSe using the non-equilibrium Green's function (NEGF) technique as illustrated in ref. 24. In the NEGF frame, we partitioned the material into blocks along the transport direction. The blocks further fit into left, central and right regions as shown in Fig. 1. In the transverse direction of each block, the material remains periodic and thus, we can transform it to the reciprocal space to obtain Cll′κα,κ′β(q), where l,l′ are block indices. Here, we neglected the inelastic scattering, and then the central retarded Green's function was obtained via Gr(ω,q) = [(ω + iη)2M − C(q) − ΣrL(ω,q) − ΣrR(ω,q)]−1, where M is the mass matrix, C(q) is the IFCs written in matrix form and ΣrL(R) is the retarded self-energy of the left (right) region. The self-energies can be evaluated from the IFCs of the left (right) region.25 The mode-dependent transmission function can be obtained as Ξ[ω,q] = Tr[Gr(ω,q)ΓL(ω,q)Ga(ω,q)ΓR(ω,q)], where ΓL(R) = i(ΣrL(R) − [ΣL(R)]†) and Ga(ω,q) = [Gr(ω,q)]†. The frequency dependent transmission function per unit area was obtained from the mode-dependent transmission function after integrating over the Brillouin zone,
, where d is the thickness of the material and S is the cross section area for a unit cell. Once the transmission function was known, the thermal conductance per area was calculated as
, where kB is the Boltzmann constant, β = 1/(kBT) is the inverse temperature and ωm is the cut-off frequency.
![]() | ||
| Fig. 2 Atomic structure of (a) α-InSe and (b) β-InSe from side view and top view. The inset shows its Brillouin zone and the high symmetry points. | ||
Considering the similarities between the two phases of InSe, we choose to present the phonon and thermal properties of α-InSe in the main text, while the similar properties of β-InSe are provided in ESI† for comparison. Hence, in the following, the abbreviation InSe refers to monolayer α-InSe unless otherwise indicated.
Through DFPT calculation, we obtain the Born effective charge and dielectric constant. The results are summarized in Table 1. We found that the relative dielectric constant is isotropic within the InSe plane, but apparently weaker in the perpendicular direction (εxx = εyy = 3.88 and εzz = 1.55). Here, z refers to the direction perpendicular to the plane of the InSe sheet. As expected, the dielectric constant is much smaller than those of bulk γ-InSe (εxx = εyy = 6.2 and εzz = 4.9
26) due to quantum confinement effects. The calculated Born effective charge is
,
and
, where e (positive) is elementary charge. The charge transfer in the z direction is almost 10 times smaller than that in the xy plane. As all the 2D layered materials are highly anisotropic in the in-plane and out-of-plane directions, the dipole–dipole interactions should also be highly anisotropic. A thorough understanding of this issue requires the proper treatment of the dispersive interactions between the layers and an accurate treatment of the long-range correlation energy beyond the semi-local treatment used in the normal DFPT method. Indeed, a recent attempt has been made on this issue to separate the correlation energy into short-range and long-range terms.27 This method would allow a better description of many-body contributions to the correlation energy.
| Atom | ε xx | ε zz | C xx (≈Cyy) | C zz | |||||
|---|---|---|---|---|---|---|---|---|---|
| Short range | Long range | Short range | Long range | ||||||
| InSe | Se | 2.33 | 0.27 | 3.88 | 1.55 | 0.12435 | 0.04191 (25%) | 0.13694 | −0.00274 (2%) |
| In | −2.33 | −0.27 | 0.11421 | 0.04113 (27%) | 0.22758 | −0.00269 (1%) | |||
| MoS2 | Mo | 1.34 | 0.14 | 5.35 | 1.38 | 0.58493 | 0.03591 (6%) | 0.64287 | −0.00294 (<1%) |
| S | −0.67 | −0.07 | 0.26426 | 0.00890 (3%) | 0.33810 | −0.00073 (<1%) | |||
To make a parallel comparison, we calculated the corresponding parameters of monolayer molybdenum disulfide (MoS2) using the same procedures. We selected MoS2 because the charge transfer between Mo and S atoms also results in the formation of dipoles. The values are also shown in Table 1. It turns out that the dielectric constant of InSe is smaller than that of MoS2 in the in-plane direction (εxx = εyy = 5.35 in MoS2), while it is comparable in the perpendicular direction (εzz = 1.38 in MoS2). Moreover, the Born effective charge of InSe is much larger than that of MoS2 (
and
). The values of the parameters of MoS2 are close to those in the literature.28,29 Both features indicate that InSe possesses a much stronger in-plane dipole–dipole interaction than MoS2, according to eqn (1).
To quantitatively describe the effects of DDI on the crystal structure, we calculated the long-range self-interaction. The self-interaction is the net restoring force constant applied to an atom upon a small displacement of itself at each direction (Cxx, Cyy and Czz). It measures the strength of the interatomic interaction at each direction. To investigate the DDI effect, we separated the self-interaction into a short-range part due to the covalent bond and a long-range part due to the DDI. As shown in Table 1, for monolayer InSe, the strength of the long-range interaction in the in-plane direction accounts for 25–27% of the total self-interaction, while this ratio is only 3–6% for monolayer MoS2. This demonstrates that DDI plays a significant role in the in-plane interatomic interactions in monolayer InSe.
![]() | ||
| Fig. 3 (a) and (d) The dispersion relation of InSe evaluated from the short-range interaction. The dipole–dipole interaction is not considered. (b) and (e) The dispersion relation of InSe evaluated by considering both short-range and long-range interatomic force constants due to dipole–dipole interaction in the reciprocal space, according to eqn (2). (c) and (f) The dispersion relation of InSe evaluated by considering both short-range and long-range interatomic force constants due to dipole–dipole interaction in the real space, according to eqn (1). The dipole–dipole interaction up to the 100th nearest neighbor unit cell at each direction is taken into account. (g) Illustration of atomic displacements for each optical vibration mode in the long-wavelength limit. (h) Phonon density of states corresponding to the phonon dispersion in (b). | ||
DDI has strong effects on the in-plane modes E′′(O2) and E′(O1), even at the Γ point (Fig. 3d and e). An important feature of these two vibration modes is that they change the In–Se bond length within each Se–In plane. Such reconfiguration of atomic positions tends towards a pairwise form. In the pairwise system, DDI is able to reduce the total energy. This explains the observation that the energy of the E′′(O2) mode decreases from 197 cm−1 (without DDI) to 184 cm−1 (with DDI) at the Γ point. In addition to the significant effect on the absolute value of the E′′(O2) mode at the Γ point, DDI also induces LO–TO splitting in the E′(O1) mode. LO–TO splitting is a phenomenon where the energies of LO and TO modes become different at the Γ point due to the presence of an electric field generated by the relative motion of atoms in the dipoles. This causes the band splitting in the dispersion relation diagram. In panel (e), we observe that the energies of the E′(O1) modes at different vibrational polarizations have a gap of 27 cm−1 (3.3 meV). This strong LO–TO splitting is about ten times that observed in monolayer MoS2 (Table 1, ref. 9). Such splitting is absent in panel (d) where only the short-range interaction is considered.
The phonon dispersion predicted from procedure (2) is performed by adding DDI in reciprocal space. This result can be reproduced by adding DDI in real space (procedure 3). As shown in Fig. 3(c), dispersion of all the phonon modes is the same as that shown in Fig. 3(b) except for the E′(O1) mode near the Γ point. By comparing panel (e) and panel (f), we observe that the only difference between them is the E′(O1) modes near the Γ point. It shows the degeneracy at the zone center and a finite slope at each side of the LO dispersion. These features agree with the theoretical prediction of optical dispersion for 2D materials.33
Fig. 3(h) presents the phonon density of states (DOS) of InSe. Interestingly, the A′1(O1) and A′1(O2) modes themselves occupy an individual peak in the DOS in the frequency ranges of 110–130 cm−1 and 230–240 cm−1, respectively. Such phenomenon is peculiar in the family of 2D materials. In other 2D materials, although there could exist a frequency gap between acoustic and optical modes (such as stanene24 and phosphorene34), at each frequency regime, the contribution to DOS always comes from a mixture of various vibration modes. However, InSe exhibits a distinct characteristic, such that once the phonons are in these two isolated frequency regimes, their vibration modes are specified and unique. In other words, in these two regimes, only a single phonon mode can be occupied. Hence, it can be possible to fine-tune the atomic vibration by using frequency control. Such unusual behavior can render possible applications in phononic laser, single-mode phonon channel or nanomechanical oscillator.
. It is a quantity to measure the contribution to the thermal conductance from phonons within the frequency regime of 0 ∼ ω. From Fig. 4(b), we can observe that at room temperature, the low frequency modes contribute significantly to the thermal transport. Quantitatively, the inset shows that Branch-1 (consisting of acoustic and E′′(O1) modes) contributes 65.3% of the total thermal conductance, while Branch-4 (the highest frequency A′1(O2) mode) only contributes 2.6%. The step-like feature in the cumulative thermal conductance diagram reflects the presence of three frequency gaps. The temperature-dependent thermal conductance is shown in Fig. 4(c). At room temperature, the thermal conductance already saturates. The thermal conductance at room temperature is 0.29 nW K−1 nm−2, which is remarkably smaller than that of graphene36 (4.1 nW K−1 nm−2), MoS2 (1.28 nW K−1 nm−2),37 phosphorene (0.76–1.08 nW K−1 nm−2)34 and stanene (0.39 nW K−1 nm−2).24 One reason for such small thermal conductance is the heavy atomic mass, resulting in a low cut-off frequency. Moreover, the presence of multiple and wide frequency gaps and the small group velocity of the optical modes are the other factors that further suppress the thermal conductance. Therefore, InSe exhibits great potential to achieve high thermoelectric performance by taking advantage of its high electron mobility7 and the low phonon thermal conductance revealed in this study.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/c7nr07779c |
| This journal is © The Royal Society of Chemistry 2018 |