Open Access Article
Simon
Keßler
*a,
Friederike
Schmid
b and
Klaus
Drese
a
aFraunhofer ICT-IMM, Carl-Zeiss-Str. 18-20, 55129 Mainz, Germany
bInstitut für Physik, Johannes Gutenberg-Universität Mainz, D55099 Mainz, Germany
First published on 1st August 2016
The co-solvency method is a method for the size controlled preparation of nanoparticles like polymersomes, where a poor co-solvent is mixed into a homogeneous copolymer solution to trigger precipitation of the polymer. The size of the resulting particles is determined by the rate of co-solvent addition. We use the Cahn–Hilliard equation with a Flory–Huggins free energy model to describe the precipitation of a polymer under changing solvent quality by applying a time dependent Flory–Huggins interaction parameter. The analysis focuses on the characteristic size R of polymer aggregates that form during the initial spinodal decomposition stage, and especially on how R depends on the rate s of solvent quality change. Both numerical results and a perturbation analysis predict a power law dependence R ∼ s−⅙, which is in agreement with power laws for the final particle sizes that have been reported from experiments and molecular dynamics simulations. Hence, our model results suggest that the nanoparticle size in size-controlled precipitation is essentially determined during the spinodal decomposition stage.
A method to prepare polymersomes of a particular size is the co-solvency method or flash nanoprecipitation: a poor co-solvent is mixed into an initially homogeneous solution of a good solvent and a block copolymer to induce particle formation via self-assembly of the polymer.6,7 The co-solvency method can be implemented in different ways. A straightforward approach is to add co-solvent by drop injection to a polymer solution. In this method the size of the produced nanoparticles depends on the rate of co-solvent addition.8 Thiermann et al. fed the co-solvent and the copolymer solution into continuous flow multilamination micro mixers and observed that the size of the synthesized particles decreases with an increasing flow rate, which connects nanoparticle size to an easily adjustable parameter of the experimental setup.9 The micro mixer approach has several advantages as it yields narrower size distributions and can be done without additional steps like membrane extrusion to achieve acceptably low polydispersities.
A superficial comparison between the two realizations of the co-solvency method suggests that the size of the produced nanoparticles depends on a completely different quantity in both cases: the rate of co-solvent addition on the one hand and the flow rate on the other. However, due to the special design of multilamination micro mixers, an increase in flow rate decreases the mixing time of liquids that are fed into its inputs.10 Changing the flow rate indirectly changes the mixing rate. Hence, in both cases particle sizes are found to depend on the mixing rates of the co-solvent and the copolymer solution.
To gain a deeper understanding of the size controlled preparation of polymeric nanoparticles with the co-solvency method, one must analyze how different rates of co-solvent addition affect the particle formation and how the particle size depends on the rate of co-solvent addition. In this article we consider the earliest stage of particle formation, the spinodal decomposition of an oversaturated polymer solution. We present a simple phase field model that can be used to determine the size of aggregates in that stage. The model is an extension of the popular Cahn–Hilliard model for the dynamics of phase separation, where we represent the effect of mixing solvent and co-solvent in an effective manner by using time dependent interaction parameters. Using numerical simulations of an idealized mixing process, we show that the model can reproduce the dependence of particle size on mixing speed observed experimentally.
Our article is organized as follows: we present the model in Section 2 and describe the simulation method in Section 3. In Section 4, we explain the evaluation method, show our simulation results, compare them to a perturbation theory, and discuss scaling laws both have in common. These scaling laws are then compared to experimentally observed power laws in Section 5. We summarize and conclude in Section 6.
Close to a homogeneous ground state isothermal phase separation of incompressible binary mixtures in a fixed volume can be modeled by the Cahn–Hilliard equation. It describes the local evolution of a globally conserved dimensionless composition field u, for example the volume fraction of one component. The Cahn–Hilliard equation is a special case of the generalized diffusion equation
![]() | (1) |
![]() | (2) |
![]() | (3) |
![]() | (4) |
![]() | (5) |
To describe phase separation during solvent mixing, we assume that χ in eqn (5) explicitly depends on time, i.e. χ = χ(t), and increases from χ(0) = χ0 to χmax. We choose χ0 to be the spinodal interaction parameter, which is the value of χ where a homogeneous system becomes unstable. It depends on the mean polymer volume fraction in the system,
, which yields![]() | (6) |
![]() | (7) |
In the following, all lengths will be given in units of
, all times in units of t0 = l02/(ζkBT) = Rg2/D, and all energies in units of kBT(Rdg/v). Eqn (4) can then be rewritten as
![]() | (8) |
![]() | (9) |
In this article we restrict our investigations to the very early stages of phase separation, where the first patterns in the concentration profile form and where the gradients in the composition field are still small, which motivates the application of eqn (4) with our choice of λ. In the context of different possible mechanisms that lead to the formation of structured copolymer–nanoparticles,17,18 we focus on the spinodal decomposition before the first micelles appear. In these very early stages, the self-assembly should be driven mainly by the energetically unfavorable interaction between the co-solvent and the co-solvent-phobic block of the polymer, which leads to typical ‘Cahn–Hilliard-type’ spinodal decomposition patterns in the concentration profiles.19 The solvent-philic block of the polymer, which is often incompatible with the other one, is mainly responsible for internal structure formation in aggregates once they have formed. So if the internal structuring does not significantly change the size of an aggregate, the substitution of the copolymer by a homopolymer of its hydrophobic block might still yield approximate results for its size. We shall see below that eqn (5) is indeed sufficient to describe the relation between particle sizes and mixing rates in the early stages of mixing.
A very recent publication also shows that it is possible to produce homopolymer particles stabilized by surface charges.20 Besides an experimental part it also contains molecular dynamics simulations, where solvent mixing is modeled by a time dependent strength of the repulsive force. They observe very similar scaling laws as we do. Another work from the same group applied time dependent repulsive forces to dissipative particle dynamics simulations for copolymers.21 Although they only slightly touched the issue of particle size dependence on mixing time their curves look also similar to ours and the ones from.20 Thus, the model presented in this article reproduces important features observed in much more complex particle models. Its simple structure allows a perturbation treatment and we will see that typical scaling laws observed in our simulations, the molecular dynamics simulations and the experiments are already inherent in the perturbation theory, which might pave the way for semi analytical approaches. In addition, the phase field model allows to study slow mixing processes with characteristic mixing times in the range of milliseconds or more, whereas molecular dynamics simulations are limited to microseconds.20
There also exists a pinning effect of structures,22 which is caused by viscoelasticity in systems with asymmetric molecular dynamics, i.e. polymer solutions. It might also affect particle sizes and there are models that incorporate this effect.23 However, the present model does not, because pinning did not occur in the experiments9 we aim to describe.
Since we focus on situations where the particle formation is a thermodynamically driven process (initiated by spinodal decomposition), which does not involve a thermally activated crossing of free energy barriers as in nucleation theory, we do not include thermal noise in our theoretical model, eqn (1). This corresponds to the limit v → 0 in eqn (1) and (2) (thermal noise would scale with
) and is also motivated by the fact that the relative thermal fluctuations are generally small in polymeric systems.
For simplicity, we call the first aggregates of well-defined shape that emerge during spinodal decomposition ‘particles’. How we exactly define these particles and how we determine their size is described in the discussion in Section 4.
0+ with d = 2, 3 and periodic boundary conditions. As initial conditions we use uniformly distributed random perturbations in the interval [
− 0.001,
+ 0.001] generated by the Mersenne twister.26 All numerical results are averages over 5 simulation runs with different initial perturbations and we performed simulations in both 2 and 3 dimensions to check the influence of dimensionality. As it will turn out, the particular dimension plays only a minor role, which allows investigations of main dependencies in 2D to speed up computation times.
The adjustable physical parameters in the model are N, s, χmax and
. The slope s in eqn (7) parameterizes the rate of solvent quality change. It is varied to investigate the effect of different solvent mixing rates on phase separation, while the three remaining parameters are kept constant. In this article, we will mostly study a model with parameters set to
= 0.1, N = 14, and χmax = 2. Simulations for more realistic parameters are shown in Section 5. In 2D we used 400 × 400 grid points with a lattice constant 0.25, and set the time step to 0.005.
Using that lattice constant assures that the spatial resolution does not limit the smallest particles we encounter in our simulations (which is the particle size at χmax). For constant interaction this problem could also be approached by a rescaling of the spatial coordinate that involves the quench depth Δχ.27 However, this might introduce numerical artifacts that lead to unphysical pinning close to the spinodal. Even though these artifacts can be avoided by proper normalization,28,29 we did not scale the spatial coordinate by Δχ because in our case it depends on time, meaning the system size would exhibit a temporal change if we kept our lattice size and number of grid points constant as is customary in simulations. We should also note that we did not encounter any pinning artifact in our simulations either. In 3D we used 64 × 64 × 64 grid points and a lattice constant of 1.
In the following, we first discuss exemplarily the effect of a time dependent interaction parameter on spinodal decomposition by comparing the results from s = 5 × 10−5 and s = 5 × 10−3. Fig. 1 shows the corresponding time series of C. The transition time obviously depends on s. Hence, spinodal decomposition happens faster for large values of s. Fig. 2 illustrates how different values of s affect the morphology of the polymer volume fraction profiles during spinodal decomposition. The upper panel (Fig. 2(a), (c) and (e)) and the lower panel (Fig. 2(b), (d) and (f)) show temporal evolutions of the same initial polymer volume fraction profile for different growth rates s. At t = 10 the volume fraction profiles look very similar (Fig. 2(a) and (b)). At t = 200, however, they deviate significantly from each other (Fig. 2(c) and (d)) and at the end of the spinodal decomposition there are significantly smaller droplets for the larger quench rate (Fig. 2(e) and (f)). Hence, we see that the time dependence in the interaction parameter does not only affect transition times but also the length scales of structures during spinodal decomposition. We can rationalize this observation as follows: with incasing χ, one reaches deeper into the miscibility gap and the characteristic wavelength of the most unstable mode decreases. If χ(t) increases very slowly, the initially unstable modes have time to grow and dominate also the later stages of demixing. If χ(t) increases more rapidly, modes with smaller wavelengths take over and determine the final structure. Indeed, Fig. 2 demonstrates that the characteristic length scale of patterns in the initial stage of demixing (Fig. 2(c) and (d)) is larger than the characteristic length scale of the final droplet pattern (Fig. 2(e) and (f)). We will analyze this effect at a more quantitative level further below in Section 4.3.
In general, bicontinuous patterns are favored for a larger range of composition variables
in 3D than in 2D, but for our set of parameters we observed droplets in both dimensions.
and the summation is carried out over all grid points
,
′. n is the number of grid points per site. The quantity Sc(k,t) is calculated by averaging S(
,t) over the discs {
:|
| ∈ [k,k + 2π/Lb]}, and 〈·〉 denotes the mean over the grid. The maximum and the first moment of the structure factor,![]() | (10) |
| l1 := γ2π/k1(ttr) | (11) |
| lmax := γ2π/kmax(ttr) | (12) |
maxkS(k,ttr) and γ := 1/4. We use two estimators since both k1 and kmax are reasonable choices to quantify a characteristic inverse length scale and we want to assess the difference between the two. The particle radius is thus taken to be one fourth of the characteristic wave length 2π/k1(ttr) or 2π/kmax(ttr), respectively.
In addition, we used a standard image labeling algorithm to determine the total particle number np and for each particle we calculate its sphere equivalent radius by
![]() | (13) |
We begin with discussing the asymptotic behavior. Since eqn (7) indicates that the value of the time dependent interaction parameter in the limit of infinitely fast solvent mixing is given by
![]() | (14) |
The numerical results for particle size in Fig. 3 show a remarkable similarity to the behavior of structure sizes that occur during continuous cooling of an alloy, which was investigated with a perturbation theory long time ago, including a typical scaling law with an exponent −1/6.32 This similarity does not come as a surprise due to the formal relation of the underlying models. We are going to verify the scaling laws in a semi analytical manner and check if the actual values of the data points agree with this theory and not only their qualitative progression. To this end, we first expand eqn (8) in u about the homogeneous ground state with a mean polymer volume fraction ū. After a Fourier transformation in space, we obtain the ordinary differential equations
![]() | (15) |
are the Fourier coefficients of the perturbation (u(
,t) − ū), and a(k,t) is given by
and mj ∈
. The solution to eqn (15) reads
and we define![]() | (16) |
![]() | (17) |
because
while ttr has a lower bound greater than zero (cf.Fig. 3(d) and (h)). Fig. 4 shows that the prediction for the particle size from the linearized theory, l*, approximates the numerical results with a relative deviation of less than 20%. Regarding our interpretation of l*, lmax should be the best approximation and it can be seen from Fig. 4(b) that its deviation is even less than 10%. Hence, we conclude that the perturbation theory yields a good approximation to the numerical results at transition time. The scaling l* ∝ Δχ*−0.5 also reminds of the relation between particle size and quench depth for constant interaction parameters,33,34 which gives Δχ* the interpretation of an effective constant quench depth.
![]() | ||
| Fig. 4 (a) Characteristic particle size vs. parameter Δχ*. The symbols correspond to simulation data shown in Fig. 3(a)–(c), the line represents the prediction of the linear approximation l*. (b) Relative deviation between simulation data and l*. The data for 3D is not shown but looks very similar. | ||
To establish a relation between k* and s we plot ttr against Δχ* in Fig. 5 and observe that ttr ∝ Δχ*−2, which is also reminiscent of a scaling behavior for constant quench depths. The proportionality can be used to formulate approximate scaling laws for the non-asymptotic regime in Fig. 3. Inserting ttr ∝ Δχ*−2 = k*−4 into the case for ttr < tmax from eqn (16) yields
| ttr ∝ s−⅔ | (18) |
| l* ∝ s−⅙ | (19) |
![]() | ||
| Fig. 5 Transition times ttr from Fig. 3(d) plotted vs. Δχ*. The solid line is a regression line. The simulation results for 3D show a very similar scaling. | ||
To make a more quantitative comparison we calculate mixing times τ for different flow rates in the Cater Pillar Micro Mixer with an analytical approach35 and assume s = (χmax − χ0)t0/τ, with the time scale t0 = Rg2/D defined in the beginning. This leads to
![]() | (20) |
Simulations were performed with ū = 0.004, N = 190 and χmax = 16. It should be noted that we Taylor expanded ln(u) in eqn (9) up to 10th order around ū/10 to avoid numerical difficulties caused by large N. Using Rg and D as mentioned above we converted R to the nanometer scale and calculated flow rates with eqn (20). The results are shown in Fig. 6. The open symbols are data from the experiments for symmetric flow conditions and the black dots represent our simulation results. CPMM, SIMM, SFIMM denote specific types of micro mixers and A and B refer to different end groups attached to the polymer. The SFIMM and SIMM37–39 are pictured for the sake of completeness – strictly speaking ν is the corresponding flow rate in the CPMM. It can be seen that the model is able to reproduce both the scaling law and typical length and time scales of the experiments but it predicts roughly two times smaller particles. This could either be due to the rather rough approximations for D and Rg, the application of an implicit solvent model,40 or the restriction to homopolymers. The final particle size is also influenced by ‘technical’ issues like the choice of uth, so strict quantitative comparisons should be taken with care. It also should be emphasized that Fig. 6 shows simulation results for homopolymers and experimental data for copolymers, i.e. components of very different composition. Comparing the experimental data for PB130PEO66–H (sample A) and PB130PEO66–CO–CH2–CH2–COOH (sample B) in the CPMM it can be seen that the composition of the polymer chain significantly shifts the data.
![]() | ||
| Fig. 6 Comparison between our model and experiments from Thiermann et al.9 CPMM, SIMM, SFIMM denote mixer types and A and B refer to different end groups of the polymer (see text for details). | ||
The simulations reproduce power laws as well as typical length scales for the size of vesicles and micelles from experiments.8,9 These scaling laws are also in par with analytical investigations of spinodal decomposition during continuous cooling32 and our results also agree with more complex particle models for homopolymer precipitation,20 where similar exponents were observed (≈−0.17). Thus, the main result of the present article is that the thermodynamic notion of spinodal decomposition is a promising frame to study size controlled flash nanoprecipitation. Compared to particle models, field theories and especially phase field models require less computation time and grant access to time scales corresponding to mixing times in experiments. Computation time also benefits from the fact that the scaling laws can be investigated in 2D, since 2D and 3D simulations show the same behavior, which allows relatively efficient explorations of parameter spaces. Due to their simple structure even an analytical treatment in the frame of a perturbation theory might be possible.
Scaling laws l ∝ α−⅙ were also found in a recent publication, which considered the structuring of polymer solutions in the spinodal area upon solvent evaporation,41 where l is a typical structure size and α a constant evaporation rate. The authors added α as a source term in a Cahn–Hilliard–Cook equation. Within a typical “Flory–Huggins”-phase diagram with axes ū and χ, they advance into the spinodal area in the ū-direction, while we move in the χ-direction. The fact that both processes yield the same scaling behavior suggests that the scaling should just depend on the distance to the spinodal line independent of the direction in the ū–χ-plane.
As far as the comparison between homopolymers and copolymers in Fig. 6 is concerned, a possible interpretation of the similar particle size behavior could be that the co-solvent addition controls the size of the vesicles mainly by determining the size of their micellar predecessors (cf. mechanisms I and II17,18) and that ‘population balance effects’ like flow induced collision-coagulation and break-up of aggregates in the micro channels might play a minor role, if any. Thus we have also identified one possible mechanism that determines the nanoparticle size in micromixers.
The similar behavior of homopolymer and copolymer particle size might also imply that the principal effect behind size controlled nanoparticle precipitation could be independent of the actual polymer architecture.
In the future, we plan to couple solvent mixing to more sophisticated free energy models,19,42 which are able to describe copolymers and the vesicle formation process, in order to capture the nanoparticle self-assembly also in the later stages of the aggregation process. Furthermore, it would be interesting to compare simulations for three component systems to our effective two component system and to analyze explicitly how the phase separation process depends on the time-dependent solvent composition. In our study, we have focused on liquid–liquid phase separation, where crystallization and solidification effects can be neglected. Recent experiments on semi-crystalline copolymers43 have shown that the effect of solvent exchange (in this case, solvent evaporation) on the dynamics is very different if demixing interferes with solidification. For example, the characteristic length scales of the resulting structures no longer depend on the solvent evaporation rate, and the experiments can be described within a model based on homogeneous nucleation theory. In the future, it will also be interesting to consider the competition of liquid–liquid phase separation and solidification in more detail.
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