Andrea F.
Kardos
*ab,
Judit
Tóth
ab,
László
Trif
a,
János
Gyenis
b and
Tivadar
Feczkó
ab
aInstitute of Materials and Environmental Chemistry, Research Centre for Natural Sciences, Hungarian Academy of Sciences, Magyar Tudósok Körútja 2., H-1117, Budapest, Hungary. E-mail: kardos@mukki.richem.hu; Fax: +36-88-624038; Tel: +36-88-623509
bResearch Institute of Chemical and Process Engineering, Faculty of Information Technology, University of Pannonia, Egyetem u. 10, H-8200 Veszprém, Hungary
First published on 15th January 2016
Salt hydrates are low-cost, readily available PCMs (phase change materials). As a core material for encapsulation the salt agglomerates can be prepared by spherical agglomeration, a well-known method to produce drug loaded microspheres in the pharmaceutical industry, but not used for PCM formulation. The two basic mechanisms in spherical crystallization are spherical agglomeration (SA) and the quasi emulsion solvent diffusion (QESD) processes. The spherical agglomerates of aluminium potassium sulfate dodecahydrate (potash alum dodecahydrate), a highly water soluble material, were produced by spherical crystallization technique in four different solvent systems. In water (good solvent)–ethanol–dichloromethane (poor solvent) ternary solvent system the agglomeration takes place by the SA mechanism. In water–ethanol–n-hexane, water–ethanol and water–isopropyl alcohol solvent systems spherical particles were produced by the QESD method. Both procedures were proved to be feasible for the preparation of spherical salt hydrate particles as core material for microencapsulation. This method gives important basis to produce phase change materials from suitable salt hydrates. The potash alum content in the spherical agglomerates was analysed by conductivity and thermogravimetric measurements and their composition by XRD. Volume weighted mean diameters (D(4,3)) of the microparticles were 66 μm, 79 μm, 89 μm, and 684 μm formed in water–ethanol–n-hexane, water–ethanol, water–isopropyl alcohol, and water–ethanol–dichloromethane solvent system, respectively. Potash alum dodecahydrate is a double salt. Due to its different solubility in the four different solvent systems it crystallized out not only as potash alum, but also in other salt forms. The enthalpy changes of spherical agglomerates produced from different solvent systems were increased proportionally with potash alum contents.
Later the method was adapted to produce microcapsules in the development of controlled release systems, since it is also applicable for co-precipitation of the drug and the encapsulating polymer in the form of a spherical particle. By involving the polymer in the anti-solvent of the drug, microencapsulation can take place,3 while by adding the polymer to the solution of the drug different spherical composite particles can be formed, such as spherical nanomatrix4 and spherical or hollow microspheres.5–8 In our previous work composite CS–HSA–PSS (CS: chitosan, HSA: human serum albumin, PSS: poly(sodium-4-styrene-sulfonate)) microparticles were prepared in ethyl acetate–ethanol–water ternary solvent system by combined chemical and anti-solvent precipitation, accompanied with spherical agglomeration.9
Spherical agglomeration has been primarily used for improving the solubility of non-water soluble synthetic drugs.10–12 The researchers discovered spherical agglomeration in the presence of the hydrophilic polymers enhances the solubility of the poorly soluble drug. It is supposed that the deposition of the polymer onto the crystal surface causes an increase in the wettability and thus in the solubility of the drug powder. Only a few examples of the spherical agglomeration of water-soluble drugs can be found in literature.13–15
In the simplest way of carrying out the SA process the suspended solid particles can be agglomerated by the addition of a small amount of bridging liquid, which preferentially wets the surface of the solid. Thus surface properties of the crystals and nature of the bridging liquid play an important role in the agglomeration process.14 Chow et al. submitted some general guidelines for the spherical agglomeration of drugs based on their own experimental observations.13 In the case of water-soluble compounds, a water-immiscible organic solvent is used as the suspending liquid and salt solutions of high concentration without common ions can be applied as the bridging liquid. This method can be used for the agglomeration of the salt crystals after its crystallization. However, literature is lacking examples for agglomeration of highly water-soluble inorganic salts from its aqueous solution as one step procedure.
Kawashima et al. studied the SA and the QESD mechanisms in detail for the agglomeration of ascorbic acid16 and bucillamine.17 The solvent systems were composed in two different ways for the agglomeration. Using the water and ethyl-acetate solvents in miscible volume ratio for ascorbic acid, the agglomeration takes place by the QESD mechanism, but using those ones in immiscible volume ratio the agglomeration occurs by the SA mechanism. Agglomeration of the bucillamine is going on in ethanol–water solvent system by the QESD mechanism, while in ethanol–water–dichloromethane non-miscible solvent system by the SA mechanism.
It is a fact that energetics is a very important research area. Besides several research areas, the investigation of heat storage systems plays a leading role.18,19 The possibility of the phase change materials preparation in particulate form and its microencapsulation is often explored.20 According to a study of Fraunhofer Institute the price of the microencapsulated phase change materials mainly arises from the cost of the pure PCM core materials besides the charge of the microencapsulation procedure steps.21
The numerous inorganic phase change materials like salt hydrates are low-cost, readily available PCMs. Salt hydrates have several advantages compared to organic PCMs such as paraffin.22 They have higher volumetric heat storage capacity, high thermal conductivity, and they are non-flammable materials.
To ensure high heat transfer surface area, the salt hydrates should be used in particulate and spherical form, encapsulated in water-insoluble polymer shell. Spherical particles have minimal surface/volume ratio, which can be uniformly covered with relatively small amount of polymer. Yet, the most easily coatable shape is the sphere. The specific heat transfer area per unit volume is generally increased by decreasing the mean diameters of spherical particles. A suitable preparation method for obtaining spherical salt particles is spherical agglomeration.
The objective was to study production of salt hydrate core particles by different type of spherical agglomeration methods and to characterize the products extensively. Potash alum dodecahydrate was chosen as a model salt hydrate because of data concerning its solubility in different organic solvents. Based on the experiences in the formation of the pharmaceutical drugs by spherical agglomeration, the preparation of spherical salt hydrate particles can be solved by this low cost method.
Precipitation of the salt agglomerates was accomplished by a quick addition of the warm (at 40 °C saturated) salt solution in one portion to the organic solvent mixture. The saturated salt solution was prepared by dissolving 3.87 g reference salt in 14.67 g distilled water. This solution was then thermostated at 40 °C for a few hours. Given volume of this salt solution was added to the organic solvents mixtures with different compositions at 25 °C. Table 1 shows the different compositions of the starting organic solvent mixture and the added amounts of the saturated salt solutions. The formed suspension was stirred for 20 minutes at 500 rpm. Particles were filtered by a 3 μm cut-off filter paper (Macherey-Nagel 640 d) or fritted glass funnels (G4) with vacuum filtration for the further analysis.
Sample | Volume of salt solution, mL | Volume of EtOH, mL | Volume of Hx, mL | Volume of DCM, mL | Volume of IPA, mL |
---|---|---|---|---|---|
Sample 1 | 4.8 | 19.5 | 0.00 | 31.5 | 0.00 |
Sample 2 | 6.0 | 54.6 | 22.8 | 0.00 | 0.00 |
Sample 3 | 4.0 | 36.0 | 0.00 | 0.00 | 0.00 |
Sample 4 | 2.5 | 0.00 | 0.00 | 0.00 | 47.5 |
From the concentration data, the salt (S%) and water content (W%) of the agglomerates were calculated by the eqn (1) and (2), respectively:
S% = y/(m × 10) | (1) |
W% = 100 − S%, | (2) |
L = K·λ/(B·cosθ), | (3) |
The precipitation of water-soluble salts generally takes place from their aqueous solution by adding different alcohols or acetone. The solubility of the model salt hydrate was examined in different alcohol–water (e.g. ethanol–water) systems by Mullin et al.24 and Mydlarz et al.25 as well. Utilizing their experiences, ethanol was used as poor solvent in our experiments. In previous work9 to produce spherical agglomerates of water soluble polymer, a ternary solvent system was used. For potash alum the equilibrium phase data are known for ethanol–water–dichloromethane26 and ethanol–water–hexane27 systems that were used as basic data for the ternary solvent system. The dichloromethane and the hexane act also as bad solvents, and thus, as a medium they can cause the flocculation of the salt crystals to reduce its surface or can help to form the required composition for the quasi emulsion. On the basis of the ternary solvent mixture experiments various alcohol–water mixtures were tested in order to simplify the solvent composition.
Fig. 1 Studied spherical agglomeration processes on the ternary phase diagram of the water–ethanol–dichloromethane (a)26 and water–ethanol–hexane system (b).27 |
The initial composition of the organic solvent mixture was the following: dichloromethane: 61.8% (v/v), ethanol: 38.2% (v/v) (denoted by A on Fig. 1a). After addition of the aqueous salt solution the final ratio of the solvent was 56.5% (v/v) of dichloromethane, 34.9% (v/v) of ethanol, and 8.6% (v/v) of water (point B on Fig. 1a.). The change of the composition of the solvent mixture can be represented by an arrow, which starts from the cross, located on the side of the triangle and moves to the direction to the water vertex of the triangle. The final mixture composition is situated in the miscible region in the ternary phase diagram.
The salt agglomerates were precipitated due to the high initial supersaturation induced by the rapid reduction of the solubility of the salt after adding the salt solution in one portion (‘one-shot’) to the organic solvent mixture. The decrease in solubility was achieved by the anti-solvent effect of the organic solvents and the cooling of the 40 °C saturated aqueous salt solution down to 25 °C.
Under the preparation conditions the interaction between water and ethanol was stronger than the interaction between the salt and water. It means that the main part of the introduced water dissolved in the solvent mixture, leaving the salt in less hydrated state. Due to the decreased water content in the formed droplets and the very low solubility of the salt in the organic solvent mixture, the salt precipitates immediately. Because of the bad wettability of the precipitated salt crystals with the solvent medium (dichloromethane), they formed spherical agglomerates with the non-precipitated, though saturated salt solution serving as binding liquid.
The initial composition of the organic solvent mixture (Hx: 29.5%, EtOH: 70.5%) and the final solvent concentrations of the mixture (Hx: 27.3%, EtOH: 65.5%, H2O: 7.2%) after addition of the aqueous salt solution can be seen in the ternary diagram showed by point C and D, respectively. The final mixture composition is situated in the miscible region in the ternary phase diagram.
In this case the interaction between the water and the salt was higher than the interaction between the n-hexane and the water, which led to the formation of quasi emulsion droplets. The crystallization took place inside the droplets, resulted in almost perfectly spherical crystal agglomerates.
Preliminary experiments showed that in a water–ethanol mixture at 50% (v/v) ethanol concentration potash alum crystallized in the regular potash alum dodecahydrate form, but at 90% (v/v) ethanol concentration the dodecahydrate form was replaced by perfect spheres. Sample 3 (S3) and sample 4 (S4) were prepared in water–ethanol and water–isopropyl-alcohol solvent systems, respectively. The solubility of the potash alum dodecahydrate in these water–alcohol solvent systems is very similar at 26.302% (m/m) alcohol concentration 0.573 g and at 24.140% (m/m) 0.771 g salt hydrate/100 g solution at 25 °C for ethanol and isopropyl alcohol, respectively.25 The solubility decreases to a sufficiently low level at the 90% ethanol and 95% isopropyl alcohol concentrations, at the generated high supersaturation the nucleation rate is so high, that there is enough time to be complete the solidification before the water could mix with alcohols.28 This precipitation also resulted in almost perfect spheres like in the above water–n-hexane–ethanol solvent system.
Fig. 2 Typical particle size distributions of the samples produced by various crystallization solvent systems. S1 (solid line), S2 (dashed line), S3 (dash-dot line), S4 (dotted line). |
Scanning electron micrographs (Fig. 3a and b) showed that the agglomerates prepared by SA method (S1) are built up from lots of little octahedrons and these crystals were self-organized along the crystal edges. Based on the crystal structure these agglomerates were assumed to be potash alum dodecahydrate.23
Fig. 3 Typical SEM pictures of agglomerates obtained by SA (a and b) (S1) and QESD (c and d) (S2) method. |
Scanning electron microscopy also confirmed that using ESD method (S2) almost spherical potash alum particles could be prepared with smooth surface (Fig. 3c and d).
y = 7.6362 × 10−07·x2 + 4.1445 × 10−04·x − 9.7531 × 10−04 | (4) |
The water content (W%) of the S1–S4 were calculating using eqn (1) and (2). The obtained data are summarized in Table 2. The theoretical water content in potash alum dodecahydrate is 45.53%. The water content of reference and S1 are slightly higher than the theoretical (by 3.2% and 5.3%, respectively). For the sample 2–4 significant differences could be noticed in a negative direction concerning the water content. The conductivity measurements suggested that S1 could be identified as potash alum dodecahydrate. The other three samples were expected as not pure potash alum dodecahydrate. To prove these assumptions thermogravimetric and XRD analyses were carried out.
Sample | W%, w/w% | TG% (50–300 °C) | n w |
---|---|---|---|
Reference | 46.98% | 46% | 12.2 |
S1 | 47.96% | 46.13% | 12.3 |
S4 | 44.71% | 39.02% | 9.2 |
S2 | 37.82% | 33.59% | 7.3 |
S3 | 38.79% | 31.77% | 6.7 |
The difference from the dodecahydrate form suggests that the agglomerated samples (except sample 1) are not pure potash alum dodecahydrate, hence for the determination of composition of the other agglomerated samples XRD analysis was carried out.
On the basis of the XRD pattern besides the potash alum these samples contain further four different salts such as rostite (Al(SO4)(OH)·5H2O), alunogen (Al2(SO4)3·17H2O), anhydrous KAl(SO4)2 and K2SO4. An evaluation of the results of the X-ray diffraction studies showed, that in the crystalline phase all the three samples contained the five different salts but in different ratios. Table 3 shows the approximate calculation of the mass fractions of the different components in these agglomerated samples.
Components | S2 | S3 | S4 |
---|---|---|---|
Mass fractions, % | |||
KAl(SO4)2·12H2O | 74 | 59 | 74 |
Al(SO4)(OH)·5H2O | 13 | 26 | 9 |
KAl(SO4)2 | 4 | 5 | 10 |
K2SO4 | 7 | 5 | 5 |
Al2(SO4)3·17H2O | 3 | 6 | 2 |
Line broadening of the peaks can also be noticed in the case of the samples 2–4. This line broadening indicates the differences of the microstructures of the different crystalline phases. To describe these microstructures on the basis of the famous Scherrer equation32 the mean crystallite (coherently scattering domain) sizes were calculated for the different crystalline phases. The calculated data are shown in the Table 4.
Sample | Considered line of potash alum: 5.45 Å (210) | Considered line of rostite: 4.26 Å (220) | Considered line of alunogen: 3.97 Å (1–31) | Considered line of KAl(SO4)2: 3.63 Å (011) | Considered line of (K2SO4): 3.17 Å (102) |
---|---|---|---|---|---|
Mean crystallite size, Å | |||||
S2 | 3489 | 530 | 69 | 124 | 83 |
S3 | 441 | 63 | 121 | 41 | |
S4 | 2360 | 505 | 66 | 136 | 133 |
Analysing the relationship between the water of hydration content of the samples and the measured heat (heat effect), a linear correlation can be observed. Using the water of hydration content data from Table 2 for the calculation of a ratio between the water content of the samples and the reference, a proportionality factor can be calculated (Table 5). By the aid of this proportionality factor, expected heat can be estimated for the samples. The correlation of the measured and the calculated sample heats are quite good. At the DSC measurements, the sample amount is much lower and the heating rate is much slower than at the TG measurements. These differences in the measurement conditions can cause the deviation of the calculated heats from the measured.
Samples | Heat, J g−1 | Sample heat to reference heat, % | Water of hydration proportionality to the reference | Calculated sample heat from water of hydration ratio, J g−1 |
---|---|---|---|---|
Reference (48–260 °C) | 999.6 | |||
S1 (44–235 °C) | 947.8 | 95% | 1.0049 | 1004.5 |
S4 (42–280 °C) | 727.3 | 73% | 0.7522 | 752.0 |
S2 (41–215 °C) | 522.7 | 52% | 0.5969 | 596.7 |
S3 (44–215 °C) | 478.4 | 48% | 0.5478 | 547.6 |
Investigating the correlation between the measured heat and the potash alum dodecahydrate content of the samples, simple proportionality can be observed. The calculated ratio of the measured heat of the reference and that of the samples 1–4 (Table 5) shows that the enthalpy changes of spherical agglomerates produced from different solvent systems were increased proportionally with potash alum dodecahydrate contents (compare with the data in Table 3). In case of the sample 4 the difference between the calculated heat ratio and the potash alum percentage from the XRD analysis is negligible. For sample 3 this difference is a little bit higher and for sample 2 it is the highest. The possible reason of these variations is that from these XRD measurements the crystalline and the amorphous phase ratio cannot be established quantitatively, therefore, the extent of changes in the absorbed heat caused by the presence of amorphous phase cannot be calculated either. Although it can be stated that the sample 4 showed an almost totally crystalline structure, while the sample 2 represented a slightly noisy XRD curve which denotes the sign of some amorphous phase.
Spherical crystallization was verified to be a feasible method for the production of agglomerates of suitable salt hydrates that are intended to use as PCM core material in microencapsulation. For the successful preparation of the spherical agglomerates, the composition of the solvent mixture has to ensure a very high generated supersaturation, i.e. very low solubility of the salt hydrate in the bad solvent and the nucleation rate need to be so high that there is enough time for the complete solidification before the water mixes with the bad solvents. Optimizing the salt hydrate solubility in the solvent mixture salt hydrate agglomerates can be prepared with sufficiently high enthalpy to use these agglomerates as cores of encapsulated PCM materials.
According to DSC measurements the enthalpy changes of spherical agglomerates produced from different solvent systems were increased proportionally with potash alum dodecahydrate and average water of hydration contents confirmed by XRD and TG analysis.
CS | Chitosan |
HSA | Human serum albumin |
PSS | Poly(sodium-4-styrene-sulfonate) |
DCM | Dichloromethane |
EtOH | Ethanol |
H2O | Water |
IPA | Isopropyl alcohol |
TG% | Water content of the agglomerated samples from the TG measurements |
S% | The salt content in w/w% of the salt agglomerates |
W% | The water content in w/w% of the salt agglomerates from the conductivity measurements |
n w | Average water of hydration content in the salt agglomerates from TG measurements |
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