Sara R. Labafzadeh*,
Jari S. Kavakka,
Kashmira Vyavaharkar,
Katja Sievänen and
Ilkka Kilpeläinen
Laboratory of Organic Chemistry, Department of Chemistry, University of Helsinki, P.O. Box 55, FIN-00014, Helsinki, Finland. E-mail: sara.labaf@helsinki.fi; Tel: +358453290199
First published on 12th May 2014
Carbamoylation of various cellulosic materials was systematically studied, using a reactive dissolution approach. Reactions with cellulose, or pulp and aromatic isocyanates, were initiated as heterogeneous mixtures in hot pyridine. As the reaction proceeded, homogeneous solutions were obtained. However, attempts to synthesize highly substituted cellulose carbamates, with aliphatic isocyanates in pyridine, failed as homogeneous solutions were not achieved, even after long reaction times. Consequently, aliphatic cellulose carbamates were prepared via reactive dissolution in dimethylacetamide (DMA), with dibutyltin dilaurate (DBTL) as catalyst. Reactions of cellulose with aliphatic isocyanates in DMA/DBTL at elevated temperature also ended up as homogeneous solutions. The success of the carbamoylation reaction was assessed by means of FTIR, 1H, 13C, 31P and diffusion-ordered spectroscopy (DOSY) NMR. Carbamoylation of pre-hydrolysis hardwood kraft pulp (PHK), hardwood kraft pulp (HKP) and hemicellulose-poor hardwood kraft pulp (HPHKP) were also studied under similar conditions. Highly soluble carbamates were also obtained with the pulp derivatives. Thermogravimetric analysis (TGA) and differential scanning calorimetry (DSC) of the derivatives showed no significant improvement in the thermal properties compared with the untreated cellulose. However, DSC thermograms of some samples showed a phase change, which is attributed to a glass transition temperature (Tg). Also, a two-step decomposition process was observed in the TGA curves for the derivatives, which is attributed to the cleavage of carbamate substituents through a retro-carbamoylation and degradation of the cellulose backbone. Aromatic carbamates of cellulose showed similar molecular weight distributions compared to intact cellulose. However, for aliphatic cellulose carbamates the derivatization led to products with lower molecular weight.
Throughout the years, there has been extensive research to design, synthesize and characterize carbamate derivatives of cellulose, with various properties.1–4 In these reports the products were found to be applicable as regenerated cellulose fibres via the CarbaCell process, where isocyanates are generated in situ from urea.5–8 Other applications were as membrane materials,9–11 chiral stationary phases for liquid chromatography,12–15 derivatives used for the characterization of the molar mass distribution of cellulose, by size exclusion chromatography,16–19 carpet cleaners, sponges and in the formation of lyotropic liquid crystals.20 Cellulose carbamates can be produced from the reaction of cellulose with isocyanates either homogenously or in heterogeneous phase. The homogenously modified derivatives show possible regioselectivity and more even distribution in the substitution pattern, compared to the derivatives created under heterogeneous conditions.21,22 A limited number of solvents are known for the carbamoylation of cellulose including N-methylmorpholine-N-oxide–water (NMMO–H2O), NaOH–urea, N,N-dimethylacetamide (DMA)/LiCl and pyridine- or imidazolium-based ionic liquids.14,15,23–26 However, despite considerable efforts concerning homogenous carbamoylation of cellulose, there is still the challenge to find non-toxic, easily handled, recyclable and economically feasible solvents for the dissolution and chemical processing of cellulose. Most of the above-mentioned solvents have not yet been utilized in commercial applications. Up to now, conventional and commercial processes for cellulose functionalization are heterogeneous.27 Heterogeneous reactions allow a number of advantages including the ease of workup procedure, limited depolymerization and most importantly avoidance of the use expensive and toxic solvents. Cellulose can be functionalized with isocyanates in organic solvents such as pyridine and DMA at elevated temperatures (Scheme 1). The reaction can be initiated heterogeneously in pyridine without the use of any additional catalyst and terminated as a homogenous solution after a few hours, depending on the reagent used. However, when DMA is used it is essential to utilize a catalyst in order to expedite the reaction. Dibutyltin dilaurate (DBTL) has been reported as an efficient catalyst for isocyanate-alcohol–water reactions.28–30 These reactions yield highly substituted and highly soluble products. Many papers have been published dealing with the preparation of cellulose carbamates via an isocyanate-pyridine procedure, with different aromatic and aliphatic isocyanates. In these reports polysaccharide substrates such as cellulose, amylase, chitosan and xylan are studied and they are mostly focusing on the chiral and membrane properties of the resulting products.10,31–34 However, the isocyanate-pyridine method has not been systematically screened to obtain high DS cellulose carbamates, using various pulp samples as starting material and different isocyanates as reagent. In addition, the DMA/DBTL medium has been developed by Mormann and coworkers for carbamoylation of various cellulose sources, without the formation of by-products.35 Mormann et al. illustrated that this medium is more efficient than the pyridine method for production of cellulose phenyl- and butylcarbamates. To the best of our knowledge, no more studies have been systematically investigated using this method for the production of technical pulp-derived carbamates, with different isocyanates.
One of the major problems in the synthesis of cellulose carbamates is the formation of undesired low molecular weight (MW) by-products, along with the main product. Isocyanates react with water, present in both cellulose and in the solvent, yielding a symmetrical urea from the isocyanate; through decarboxylation of the carbamic acid and subsequent carbamoylation of the primary amine.35 However, the formation of these ureas can be minimized by a careful drying of both the cellulose sample and the solvent. Moreover, low MW carbamates are formed when alcohols are used as non-solvents, for the precipitation of cellulose carbamate, through reaction with excess isocyanate. These carbamates are often insoluble in alcohols and precipitate along with the desired product. A few attempts have been made to limit or eliminate these by-products.19 Wood et al. found that the undesired carbamates can be isolated from cellulose carbamate when methanol is used as precipitation solvent but only 80% of the carbamates are recovered.36 In continuation of Wood's study, Evans et al. stated that optimum precipitation was achieved with 7
:
3 methanol–water solution, as the non-solvent.19 In this ratio the formation of low MW by-products is minimized while the recovery of cellulose carbamate is maximized.
In the current study, preparation of cellulose carbamates with various aromatic and aliphatic isocyanates, through reactive dissolution, was systematically investigated. Carbamoylation of cellulose with aromatic isocyanates was conducted in pyridine, while DMA/DBTL was utilized for modification of cellulose with aliphatic isocyanates. This work also provided conditions for optimum precipitation of carbamates without co-precipitation of low MW by-products. Additionally, different types of pulp including pre-hydrolysis hardwood kraft pulp (PHK), hardwood kraft pulp (HKP) and hemicellulose-poor hardwood kraft pulp (HPHKP) were used as raw materials, with microcrystalline cellulose (MCC) as a reference.
:
3) and rapid stirring. The precipitate was filtered off and washed with 100 ml of methanol–water (v/v = 9
:
1). The precipitate was then triturated in 100 ml of methanol–water (7/3, v/v) for 1 h, filtered off and then dried under vacuum. Entries 1 and 2 in Table 1 were pure after this stage, while entries 3, 4 and 5 needed further purification. Therefore, they were dissolved in dry dioxane (25 ml), precipitated by addition of methanol (100 ml), were filtered and then dried. The final white products were obtained with weight percent gains (WPGs) of 116 to 200%, depending on the isocyanate.
| No. | Substrate | Isocyanate | Solvent | Reaction time (h) | Yield (%) | DS (% functionalized OH)e | Td(onset) (°C) |
|---|---|---|---|---|---|---|---|
| a Pre-hydrolysis hardwood kraft pulp.b Hardwood kraft pulp.c Hemicellulose-poor hardwood kraft pulp.d Addition of isocyanate was repeated two and four times in intervals of 24 h for MCC and pulps, respectively.e The percentage of the functionalized hydroxyls in the sample, given as % and not as a fraction of 3 (3 OH groups per AGU). | |||||||
| 1 | MCC | 3-(Trifluoromethyl)phenyl | Pyridine | 3 | 50 | 2.9 (99) | 278 |
| 2 | MCC | 4-(Trifluoromethyl)phenyl | Pyridine | 3 | 50 | 3 (100) | 300 |
| 3 | MCC | 2,4-Dimethylphenyl | Pyridine | 24 | 65 | 3 (100) | 243 |
| 4 | MCC | 3,5-Dichlorophenyl | Pyridine | 3 | 54 | 2.9 (99.6) | 325 |
| 5 | MCC | 4-Methoxyphenyl | Pyridine | 24 | 80 | 3 (100) | 289 |
| 6 | MCC | Phenyl isocyanate | Pyridine | 24 | 95 | 2.9 (99.4) | 304 |
| 7 | PHKa | Phenyl isocyanate | Pyridine | 24 | 87 | −(99.4)e | 277 |
| 8 | HPHKPc | Phenyl isocyanate | Pyridine | 24 | 88 | −(99.6)e | 302 |
| 9 | HKPb | Phenyl isocyanate | Pyridine | 24 | 93 | −(99.2)e | 263 |
| 10 | MCC | Cyclohexyl isocyanate | DMA/DBTL | 72d | 71 | 2.6 (96.1) | 256 |
| 11 | PHK | Cyclohexyl isocyanate | DMA/DBTL | 144d | 68 | −(95.4)e | 253 |
| 12 | MCC | Hexyl isocyanate | DMA/DBTL | 24 | 67 | 3 (100) | 233 |
| 13 | MCC | Octyl isocyanate | DMA/DBTL | 24 | 96 | 3 (100) | 240 |
| 14 | MCC | Undecyl isocyanate | DMA/DBTL | 24 | 84 | 3 (100) | 258 |
:
1) and rapid stirring. After filtration, the crude solid product was further purified by dissolution into chloroform (25 ml) and precipitation by addition of methanol (100 ml), with rapid stirring. After filtration and drying the products were obtained as white powders with WPGs of 104–292%, depending on the isocyanate used.
1H and 13C NMR spectra were collected using a Varian Unity INOVA 600 spectrometer (600 MHz proton frequency) equipped with a 5 mm direct detection broadband probe head at 27 °C. Diffusion ordered spectroscopy (DOSY) were collected on a Varian Unity INOVA 500 NMR spectrometer (500 MHz proton frequency) equipped with 5 mm triple resonance (1H, 13C and 15N) gradient probe head.
Degrees of substitution (DS) were determined using a 31P NMR method, according to a procedure described previously for chloroform soluble samples.37 For those samples which were insoluble in chloroform, hot pyridine (500 μl) was used for the dissolution of the carbamates: cellulose carbamate (25 mg) was placed in a 10 ml screw-top vial and pyridine (500 μl) was added. The mixture was heated to 80 °C until the sample was fully dissolved. Chloroform-d (1 ml), 2-chloro-4,4,5,5-tetramethyl-1,3,2-dioxaphospholane (2-Cl-TMDP, 200 μl, 1.26 mmol), internal standard solution (e-HNDI, 121.5 mM in pyridine–chloroform-d (3
:
2 v/v, 125 μl, 0.0152 mmol)) and Cr(acac)3 (1 ml, 0.08 M in chloroform-d) were also added to the solution and agitated until homogeneous. 31P NMR spectra were recorded and DS values were calculated according to previously described equation.37
Gel permeation chromatography (GPC) was used to determine molecular weight distributions (MWDs) of derivatives, with respect to pullulan standards. GPC measurements were performed using an Agilent system including degasser, pump, autosampler, column oven (1100 series), diode array UV detector (1050 series) and refractive index detector (1200 series). The gel permeation column was Agilent PLgel Organic 10 μm MIXED-B (7.5 × 300 mm). LiCl–DMA (0.5% w/v) was used as the mobile phase at a flow rate of 0.5 ml min−1. The Agilent Chemstation (rev. A. 10.02) with Agilent GPC addon (rev. A 02.02) was used to calculate the MWDs.
Thermal properties of cellulose carbamates were analysed by means of TGA and DSC. TGA was recorded using a Mettler-Toledo TGA/SDTA 851e using a temperature range of 50 to 600 °C and a heating rate of 10 °C min−1 in 50 ml min−1 N2. The thermal decomposition temperature (Td) was taken as the onset of significant (≥0.5%) weight loss. Differential scanning calorimetry (DSC) was carried out by DSC Q200. All the experiments were conducted at a heating rate of 10 °C min−1 and cooling rate of 5 °C min−1 in an atmosphere of nitrogen. A heating–cooling–heating cycle was used and after cooling the data from the second heating cycle was analysed. The maximum heating temperature was chosen to be below the thermal decomposition temperature of the carbamate.
Scanning electron microscopy (SEM) imaging of unmodified and modified derivatives were obtained with a Hitachi S-4800 FESEM.
When a homogenous solution was achieved, the resulting products were regenerated with a mixture of methanol–water (v/v= 7
:
3 for aromatic and 5
:
1 for aliphatic). Some samples required further purification with a dissolution/precipitation process, using dioxane–methanol for aromatic samples and chloroform/methanol for aliphatic samples. The additional purification method subsequently led to reduced yields (Table 1). No by-products with low MW were present using these purification methods.
Further studies were performed on carbamoylation of various pulp samples, with different hemicellulose contents, in order to investigate both the suitability of cheaper pulp samples as starting materials and whether the reactivity is significantly influenced by the pulp. For this purpose, reactions were performed in pyridine with phenyl isocyanate as reactant. Furthermore, carbamoylation of PHK with cyclohexyl isocyanates were carried out in DMA/DBTL and the results were compared to similar derivatives obtained from MCC (Table 1). In short, highly substituted carbamates were obtained with all pulp samples.
O) of the carbamate group. Another typical absorption band for the carbamoylated cellulose appeared at 3322 cm−1 which is assigned to the (NH) of the carbamate group. In addition, extra peaks at around 1443 cm−1 and 1600 cm−1 correspond to the aryl ring of phenyl isocyanate and at around 2880 cm−1, corresponding to the alkyl chains of cyclohexyl isocyanate. Appearance of the above-mentioned absorptions, along with the elimination of hydroxyl group peak at 3300 cm−1, represent strong evidence for reaction of isocyanates with the pulp samples. The IR spectrum of the resulting HKP and HPHKP, treated with phenyl isocyanate, showed similar peaks and the data is presented in the ESI.†
![]() | ||
| Fig. 1 ATR-IR spectra of unmodified PHK (solid), PHK phenyl carbamate 7 (dots) and PHK cyclohexyl carbamate 11 (dashes). | ||
Low MW by-products such as methyl cyclohexylcarbamate are formed when methanol is used to quench the reaction and precipitate the products. These impurities are often impossible to distinguish from functionalized biopolymer using conventional 1H and 13C NMR spectroscopy. Therefore, diffusion-ordered spectroscopy (DOSY) NMR was used to resolve any small molecules formed during the reaction or precipitation. DOSY measures molecular mobilities i.e. diffusion rates in an NMR tube. The diffusion coefficient (D) of a molecule is proportional to its hydrodynamic radius. Therefore, DOSY offers a way to resolve different compounds in a mixture based on differences in the size and shape of the molecule. The DOSY spectrum of PHK cyclohexylcarbamate (Fig. 4) shows a small peak at 2.4 ppm which might correspond to impurities, although diffusion is slower than for methanol (signal appearing at 3.5 ppm) indicating the absence of further low MW species.
![]() | ||
| Fig. 6 MWDs of MCC (solid), MCC hexylcarbamate (dots), MCC cyclohexyl carbamate (dashes) and MCC octylcarbamate (dash-dot-dot). | ||
The presence of low MW by-products could also be observed by appearance of an additional sharp peak in the MWD of derivatives. Observations from GPC confirm the absence of by-products for all derivatives, in agreement with the results from the 1H, 13C and DOSY NMR spectra.
![]() | ||
| Fig. 7 TGA curves of unmodified PHK (solid), PHK cyclohexylcarbamate 11 (dots) and PHK phenylcarbamate 7 (dashes). | ||
![]() | ||
| Fig. 8 SDTA curves of MCC phenylcarbamate 6 (solid), PHK phenylcarbamate 7 (dots), HPHKP phenylcarbamate 8 (dashes) and HKP phenyl carbamate 9 (dash-dot-dot). | ||
![]() | ||
| Fig. 9 ATR-IR spectra of unmodified MCC (solid) and MCC phenyl carbamate after thermal treatment with TGA up to 346 °C (Fig. 8, solid thermogram, at point designated by *) (dots). | ||
Phenyl isocyanate treated PHK shows two steps in the TGA (Fig. 7) and STDA (Fig. 8) curves. This might be due to differences in the thermal stability of the carbamate functionalities derived from primary and secondary hydroxyl groups. Furthermore, the additional step in the TGA traces have no developed plateau, due to the low thermal stability of the residual cellulose after elimination of the isocyanates. Cyclohexylcarbamoylated PHK showed similar trends (Fig. 7 and 8). Its decomposition, nevertheless, was found to be more gentle than cellulose treated with phenyl isocyanate.
DSC analysis was used to investigate phase changes in the materials. No notable transitions were observed for the derivatives (data shown in ESI†). Therefore, it can be concluded that the treatment of cellulose with the inexpensive phenyl and cyclohexyl isocyanates has no considerable effect on the thermal properties of the products. There are, however, some exceptions. DSC thermograms of samples 1, 3 & 4 showed phase changes at 199 °C, 192 °C and 172 °C, respectively, which may be attributed to the glass transition temperature (Tg) (Fig. 10).
![]() | ||
| Fig. 10 DSC analysis of MCC 3-(trifluoromethyl)phenylcarbamate 1 (solid), MCC 2,4-dimethylphenylcarbamate 3 (dots) and MCC 3,5-dichlorophenylcarbamate 4 (dashes). | ||
![]() | ||
| Fig. 11 SEM images of unmodified PHK (left), PHK phenyl carbamate 7 (middle) and PHK cyclohexyl carbamate 11 (right). | ||
It was demonstrated that there was no improvement in thermal properties of the carbamate derivatives except for samples 1, 3 & 4, which showed glass transition temperatures at 170–200 °C. During thermal decomposition, isocyanates can be eliminated from the carbamate functionalities to give the starting cellulose. The treatment of pulps with aromatic isocyanates in pyridine did not influence the molar mass distribution significantly. However, derivatization with aliphatic isocyanates in DMA/DBTL caused a pronounced degradation of the polymer chains. Cellulose hexylcarbamate was the exception with no significant degradation of cellulose backbone observed.
Footnote |
| † Electronic supplementary information (ESI) available: Spectroscopic data and thermal analysis results of the prepared cellulose and pulp derivatives are presented. See DOI: 10.1039/c4ra02316a |
| This journal is © The Royal Society of Chemistry 2014 |