Haibo
Shu
*ab,
Dan
Cao
*c,
Pei
Liang
a,
Xiaofang
Wang
b,
Xiaoshuang
Chen
b and
Wei
Lu
b
aCollege of Optical and Electronic Technology, China Jiliang University, 310018 Hangzhou, China. E-mail: shu123hb@gmail.com
bNational Laboratory for Infrared Physics, Shanghai Institute of Technical Physics, Chinese Academy of Science, 200083 Shanghai, China
cCollege of Science, China Jiliang University, 310018 Hangzhou, China. E-mail: caodan@cjlu.edu.cn
First published on 21st October 2013
The structural evolution of planar Si clusters and the nucleation mechanism of silicene in the initial stages of silicene epitaxial growth on a Ag(111) surface are studied by using ab initio calculations and two-dimensional nucleation theory. The ground-state SiN clusters (1 ≤ N ≤ 25) on the Ag(111) surface are found to undergo a significant structural transition from non-hexagonal plane structures to fully-hexagonal ones at N = 22, which is a crucial step for growing a high-quality silicene nanosheet. Furthermore, important parameters for controlling silicene growth, including the diffusion barriers of Si clusters, nucleation barrier, nucleus size, and nucleation rate are explored. Compared to graphene nucleation on transition-metal (TM) surfaces, the low diffusion barrier of Si atoms and the low nucleation barrier are responsible for the rapid nucleation of silicene on a Ag(111) surface. Our calculations demonstrate that silicene should be synthesized at a relatively low growth temperature (∼500 K) in order to reduce the defect density. The results can be successfully applied to explain the broad experimental observations where the growth temperature of silicene is below 550 K.
Motivated by the outstanding electronic properties and potential applications, extensive effects have been devoted to the synthesis of a high-quality silicene nanosheet. Mechanical exfoliation is an important method to obtain single-layer (SL) graphene.1,2 Graphene can be exfoliated from graphite due to the layered structure of graphite with weak van der Waals interactions and the high-stability sp2 bonding among carbon atoms in graphene. However, this method cannot be applied in the fabrication of silicene because the sp3 hybridization of Si atoms is more stable than the sp2 one. Therefore, the synthesis of silicene is expected to be carried out via the epitaxial growth of silicon atoms on substrate surfaces. The synthesis of monolayer silicene was first reported by Lalmi et al.13 on a Ag(111) surface. However, the reported lattice parameter of silicene was about 17% smaller than that of bulk silicon based on their experimental measurements. Thus, such a structural model remains questionable. Vogt et al.14 have provided compelling evidence for 2D silicene on a Ag(111) surface, with a superstructure of (3 × 3) silicene on a (4 × 4) Ag(111) surface. In this structure, the Ag(111) substrate was found to induce symmetry breaking in silicene, which causes the lack of massless Dirac fermions in single-layer silicene.15,16 Feng et al.17 further observed that the structure of epitaxial silicene on a Ag(111) surface depends on the coverage of the deposited Si atoms and temperature. Various different structural phases have been identified by adjusting the growth conditions, including (4 × 4),14–19,17–19
,19,20
17,19 (with respect to the surface lattice of Ag(111)), and
17,21,22 (with respect to the (1 × 1) silicene). Apart from the Ag(111) substrate, recent experimental studies also demonstrated the growth of silicene on other substrates, such as (0001)-oriented ZrB223 and Ir(111)24 surfaces.
Despite these preliminary achievements, the detailed growth process is not still clearly known, especially in the initial nucleation stage of silicene. The complete epitaxial growth process of silicene can be divided into three stages: (i) the Si clustering stage, (ii) the silicene nucleation stage, and (iii) the continuous growth stage of silicene islands. In the first stage, the deposited Si atoms may aggregate into Si clusters by surface diffusion. Meanwhile, the formed Si clusters can also dissociate into Si atoms or smaller Si clusters. With an increase in deposited Si atoms, the concentration of surface Si atoms and clusters increases. Therefore, the Si cluster formations have the chance to become larger. Once the size of Si clusters goes beyond a critical value (or critical nucleus), stage (ii) will start. During this stage, the probability of growth of a silicene nucleus is larger than its probability of dissociation. Stage (iii) starts once the silicene nucleus becomes a matured nucleus that does not disappear. In this stage, the silicene nuclei will gradually grow into silicene islands by the continuous attachment of Si atoms. As the size of the silicene islands increases, neighboring islands will merge and coalesce. In this process, differently orientated silicene islands may induce the formation of grain boundaries.
Among the above three stages, previous studies14–26 mainly focused on the third stage, but very little work27 has been reported on the first and second stages. Two possible difficulties are responsible for the lack of investigations about stages (i) and (ii). One is that existing experimental techniques are difficult to use to identify the structural evolution and morphology of Si clusters in the initial nucleation stage, due to their short lifetime and small size (1–2 nm). The other is that there exist many potential Si isomers with different structures. To explore the ground-state structures of different-sized Si clusters on substrate surfaces by theoretical calculations would be very time-consuming. Although few studies have been carried out, stages (i) and (ii) are very important for synthesizing high-quality silicene. First of all, the Si clustering stage is the basic step to develop the small Si clusters into large silicene islands. Secondly, the nucleation barrier and nucleation size in stage (ii) determine the incubation time of silicene. Thirdly, the nucleation barrier and the diffusion barrier of Si atoms on the substrate surface determine the density of silicene islands, which strongly affects the quality of silicene. Therefore, an understanding of the initial growth process of silicene is important for improving the silicene quality in experiments. Recently, Gao and Zhao27 reported the formation of Si clusters on a Ag(111) surface and revealed the importance of Ag–Si interactions for stabilising the planar Si clusters and 2D silicene sheet. However, there are still many unsolved fundamental problems about silicene growth on a Ag(111) substrate, such as the configuration of the ground-state Si clusters, the role of surface diffusion in the nucleation of silicene, and the relationship between the parameters controlling the nucleation of silicene (e.g. nucleation barrier, nucleus size, and nucleation rate) and the growth conditions, such as temperature and the chemical potential of silicon.
In this work, we systematically investigate the structural evolution of SiN clusters (1 ≤ N ≤ 25) and the nucleation of silicene on the most studied surface, Ag(111), by combining density-functional theory calculations and the 2D crystal nucleation theory. Our results demonstrate that the Si clusters on Ag(111) undergo a significant transition for the ground-state (GS) Si clusters from non-hexagonal planar structures to fully-hexagonal ones at N = 22. This structural transition is important for producing high-quality silicene on the Ag(111) surface. Compared to graphene nucleation on transition-metal (TM) surfaces, silicene growth on a Ag(111) surface exhibits a very high nucleation rate due to the low diffusion barriers of Si clusters and the low nucleation barrier. The high nucleation rate will result in high-density nuclei on the Ag(111) surface, which causes a large number of grain boundaries among merged silicene islands. Therefore, silicene growth should be maintained at a relatively low temperature (∼500 K), which is in good agreement with the experimental observations17–24 in which the synthesis temperature of silicene is below 550 K.
The Ag(111) surface is created by using a slab geometry with three Ag atomic layers in which the bottom-layer atoms are fixed to mimic the bulk. For the geometry optimization, all atoms except for the fixed bottom-layer atoms have been fully relaxed and then SiN clusters (1 ≤ N ≤ 25) are put on the Ag(111) surface for further optimization. A (7 × 7) surface slab with dimensions of 19.95 Å × 19.95 Å is used to avoid interactions of adjacent Si clusters on the Ag(111) surface due to the periodic boundary conditions. To explore the stable configuration of Si clusters on the Ag(111) surface, three different types of SiN isomers are investigated, including chains, planar network structures, and polyhedral Si clusters. However, our calculations show that the polyhedral Si clusters on the Ag(111) surface are still energetically unfavorable in all considered size ranges, which is in agreement with the recent theoretical report.27 The relatively high stability of the Si chains and planar Si clusters originates from their strong Ag–Si interactions. Therefore, we will only consider Si clusters in the configurations of chains and 2D planar network structures in the following discussion. For each cluster of N ≥ 10, at least six different configurations are explored and the most stable structure is taken as the ground state. Taking Si10 as an example, we present eight possible stable configurations of Si10/Ag(111) in Fig. S1† and the corresponding formation energies have been listed. The stability of Si clusters on the Ag(111) surface is evaluated by calculating their formation energy, Ef, which is defined as follows,
Ef = ET − Esub − NSiESi | (1) |
When N is beyond 10, the size of the planar Si clusters gradually becomes larger, thus the number of possible isomers increases rapidly. Here only some important isomers of SiN (10 ≤ N ≤ 24) are presented in Fig. 1 and Fig. S4.† An interesting finding is that the ground-state structures of Si10–Si19 contain at least one pentagon (labelled as SiN-P) and the fully hexagonal network structures (labelled as SiN-H) are just metastable states, but the energy difference ΔEf between SiN-P and SiN-H becomes smaller and smaller as the cluster size increases. For instance, the ΔEf is 0.57 eV for Si10 and only 0.02 eV for Si19, as shown in Fig. 1. A structural transition of the GS from SiN-P to SiN-H occurs when the cluster size reaches N = 22. Moreover, the stability of SiN-H is enhanced as the cluster size increases (see Fig. S5†). In other words, SiN-P is the most stable structure for the smaller Si clusters (10 ≤ N ≤ 19) and SiN-H is energetically more favourable when the cluster size N is larger than 22. The structural transition of the ground state from SiN-P to SiN-H can be understood for the following reasons.
![]() | ||
Fig. 1 Geometries and formation energies of planar SiN clusters on the Ag(111) surface (10 ≤ N ≤ 24). For each sized cluster, the ground-state structure is highlighted by a red label. |
For the smaller and medium sized planar Si clusters (3 ≤ N ≤ 19), the edge atoms in the clusters are a relatively high proportion of the total. Because the inner atoms of Si clusters are very similar to the Si atoms in silicene, the formation energy of a planar Si cluster is mainly from the contribution of its edge atoms. A previous theoretical study27 has found that both the inner and edge atoms of Si clusters interact with the Ag(111) substrate. The Ag–Si interactions ensure that the energy of inner atoms in the Si clusters are very similar to that of Si atoms in bulk (see discussion below). The edge atoms of Si clusters are active relative to the inner atoms of Si clusters. So the strength of the Ag–Si interactions from the edge atoms of a Si cluster is larger than that from its inner atoms. This result can be proved by the binding energies of Si clusters on Ag(111). For instance, the calculated binding energies are 2.10, 1.53, 1.44 eV per atom for Si3, Si13, and Si24 clusters on the Ag(111) surface. The decreasing binding energies with the increasing cluster size originate from the increasing proportion of inner atoms in the Si clusters. The highly active edge atoms in a Si cluster have a high energy state. Thus, the reduction of edge atoms in Si clusters is energetically preferred. Incorporating pentagon rings into the planar Si network structures changes their shape to bowl-like ones, this results in a reduction of the number of edge atoms in Si clusters. For example, the numbers of edge atoms are 8, 9, 10, and 11 for the fully-hexagonal Si10, Si13, Si16, and Si19, respectively. In contrast, the numbers of edge atoms are 4, 7, 8, and 9 for the corresponding clusters with pentagons. Hence, the SiN-P structure is energetically preferred in the smaller Si clusters.
When the size of Si clusters is larger than 22 (N ≥ 22), the proportion of edge atoms becomes small. Although the incorporation of pentagon rings reduces the number of edge atoms in clusters, simultaneously it also increases the curvature of the Si clusters which results in an increase in strain energy. Moreover, increased curvature in the Si clusters reduces the interaction between inner atoms of the Si cluster and Ag(111), which also causes an increase in the formation energy of the Si cluster. Therefore, the stability of a planar Si cluster on Ag(111) can be attributed to a competition mechanism between the strain energy and the edge formation energy. For the large SiN-P clusters, the decreasing edge formation energy cannot compensate for the increasing strain energy. In contrast, the fully-hexagonal SiN-H structures are energetically preferred in the large Si clusters. A recent theoretical study41 has found that the core–shell structured C21 with three pentagons is a very stable magic cluster during the chemical vapor deposition (CVD) of graphene on Rh(111) and Ru(0001) surfaces. However, the Si21 version of the structure is found to be unstable on the Ag(111) surface (Fig. S4g†) and the ground-state structure of Si21 includes only one pentagon (Fig. S4h†). The low-curvature characteristic of Si21 clusters implies that the large Si clusters prefer to form fully-hexagonal structures. Such a structural evolution of Si clusters has a significant impact on the nucleation and growth of silicene on Ag(111). For instance, the coalescence of the fully-hexagonal SiN-H clusters can reduce the formation of defects (e.g. 5|7 defect pairs), which favors the production of high-quality silicene.
As shown in Fig. 2a, we consider four different adsorption sites, including the top (T), bridge (B), fcc hollow (F), and hcp hollow (H), to investigate the stability of a Si monomer on the Ag(111) surface. It is found that the F site is the most stable adsorption site. The H and B sites are also low-energy sites, their formation energies are only 0.03 eV and 0.01 eV higher than that of the F site (see Fig. 2b), respectively. In contrast, a Si atom at the T site is unstable and it will spontaneously move to the hollow sites after structural relaxation. The diffusion path of a Si atom on Ag(111) is thus set to F → B → H.
Fig. 3 shows the diffusion barriers and the atomic structures of the low-energy and transition states (TS) of a Si atom on a Ag(111) surface. The barrier for Si atom diffusion along the F → B path is 0.14 eV which is slightly lower than the activation barrier for Si diffusion along the B → H path (0.15 eV) on the Ag(111) surface. Therefore, the threshold barrier for the diffusion of a Si atom on a Ag(111) surface is 0.16 eV (see Fig. 3) which is far lower than that of C diffusion on TM surfaces during graphene CVD growth. The low diffusion barrier implies that the Si atoms can migrate rapidly to the edges of large Si clusters or silicene nuclei, which contributes to the fast nucleation and growth of silicene.
![]() | ||
Fig. 3 The diffusion barriers and atomic structures of low-energy and transition states of a Si atom on a Ag(111) surface. All energies have the unit eV. |
ΔG(N) = Ef(N) − ΔμN | (2) |
Ef(N) = aN1/2 + ΔE × N | (3) |
Our calculated result shows that the energy difference between the Si atoms in bulk and Ag(111)-supported silicene is very small (∼0.001 eV), thus eqn (3) can be simplified into Ef(N) = aN1/2. By fitting the DFT data points, we obtain the formation energies of Si clusters on a Ag(111) surface
Ef(N) = 0.8N1/2 | (4) |
Taking this expression into eqn (2), the ΔG as a function of cluster size N in a specified Δμ can be determined. The nucleus size (N*) and nucleation barrier (ΔG*) are defined as the maximum of the ΔG curve (Fig. 4b). According to the definition, we can easily determine the N* and ΔG* as a function of Δμ for silicene nucleation on Ag(111) from eqn (2) and (4).
![]() | ||
Fig. 4 (a) Formation energies of Si clusters on a Ag(111) surface as a function of cluster size N. The circles denote the calculated values and the solid curve is fitted by eqn (4). (b) The change of Gibbs free energy ΔG of Si clusters as a function of cluster size N at Δμ = 0, 0.05, 0.10, 0.15, and 0.20 eV, respectively. The nucleus size N* and nucleation barrier ΔG* of silicene under four different Δμ have been labeled by arrows. |
Fig. 5a indicates the nucleus size N* and nucleation barrier ΔG* of silicene as a function of Δμ. It can be found that both the N* and ΔG* of silicene decrease with increasing Δμ, suggesting that Δμ is an important parameter for controlling the nucleation of silicene on a Ag(111) surface. For the Δμ in the range from 0 to 0.05 eV, the ΔG* shows a nearly linear decrease but the nucleation barrier of silicene is still higher than 3.2 eV. Therefore, it needs a long incubation time to produce a silicene nucleus. As the Δμ increases from 0.05 eV to 0.15 eV, the ΔG* correspondingly decreases from 3.2 to 1.0 eV. In this regime of Δμ, the silicene nucleates readily due to the relatively low ΔG*. When the Δμ is beyond 0.15 eV, the nucleation barrier is lower than 1.0 eV and the nucleus size drops to N* < 6. The ultralow nucleation barrier will result in a rapid nucleation of silicene on the Ag(111) surface, thus the density of silicene nuclei will increase sharply.
To quantify the relationship between the nucleation of silicene and the temperature and Δμ, the 2D nucleation rate Rn of silicene on Ag(111) is estimated based on the classic nucleation theory,42
Rn = R0 exp(ΔG*/KBT) | (5) |
Hence, the high temperature (>500 K) and large Δμ (>0.1 eV) facilitate a high nucleation rate that results in the spontaneous formation of numerous silicene nuclei on the Ag(111) surface. Owing to the different crystal orientations and edge structures, the high-density nuclei produce large amounts of defects, such as grain boundaries and linear defects when these growing nuclei merge. To reduce the defects in silicene, the growth conditions should be chosen to favour a low nucleation rate, such as by reducing the growth temperature or the concentration of the Si source. This result elucidates why the synthesis temperature of silicene is generally maintained in the range of 450–500 K14–24 which is far lower than the nucleation temperature of CVD-grown graphene (900–1100 °C).43–45 From Fig. 5b, the temperature dependence of nucleation rate indicates that there exists the possibility to grow silicene on Ag(111) at a lower temperature (e.g. 300 K) by adjusting the Δμ. For instance, the nucleation rate of silicene is over 1 cm−2 s−1 at room temperature when the Δμ is larger than 0.12 eV.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c3cp53933d |
This journal is © the Owner Societies 2014 |