Silvia
Fallarini
a,
Tiziana
Paoletti
a,
Carolina Orsi
Battaglini
a,
Paolo
Ronchi
b,
Luigi
Lay
b,
Renato
Bonomi
c,
Satadru
Jha
c,
Fabrizio
Mancin
c,
Paolo
Scrimin
*c and
Grazia
Lombardi
*c
aDepartment of Pharmaceutical Sciences, University of “Piemonte Orientale Amedeo Avogadro”, Via Bovio 6, 28100 Novara, Italy. E-mail: lombardi@pharm.unipmn.it; Fax: +39 0321 375821; Tel: +39 0321 375824
bDepartment of Organic and Industrial Chemistry, CISI, ISTM-CNR, University of Milano, Via Venezian 21, 20133 Milano, Italy
cDepartment of Chemical Sciences and ITM-CNR, University of Padova, Via Marzolo 1, 35131 Padova, Italy. E-mail: paolo.scrimin@unipd.it; Fax: +39 049 8275829; Tel: +39 049 8275276
First published on 8th November 2012
We have synthesized and characterized nearly monodisperse and highly pure gold nanoparticles (2 and 5 nm) coated with non-immunoactive mono- and disaccharides, modelled after the capsular polysaccharide of serogroup A of the Neisseria meningitidis bacterium. We have used them to test their ability to induce immune cell responses as a consequence of their multivalency. The results indicate that they are indeed immunoactive and that immunoactivity is strongly dependent on size, and larger, 5 nm nanoparticles perform far better than smaller, 2 nm ones. Immune response (activation of macrophages) initiates with the whole nanoparticle recognition by the surface of antigen-presenting cells, independent of the saccharide oligomerization (or charge) on the nanoparticle surface. The induction of T cell proliferation and the increase of IL-2 levels, a consequence of the expression of MHC II involved in antigen presentation, require the presence of a disaccharide on the nanoparticle, not just a monosaccharide. A possible explanation is that, at this stage, the saccharides are detached from the gold surface. These results may provide leads for designing new saccharide-based, nanoparticle-conjugate vaccines.
In addition to their primary role in pathogen clearance, blood components like the complement system also promote humoral and cell-mediated immunity. Local activation of complement by nanoparticles administered via subcutaneous and intradermal routes may indeed benefit vaccine efficacy. In this paper we address the question of the interaction of saccharide-functionalized Au-NPs in vitro with blood components like monocytes with the aim to evidence their ability to induce immune responses and the factors (size, saccharide oligomerization) influencing it. Successful systems may find applications as synthetic vaccines. The design of new vaccines requires the mimicry of key pathogen features like size, shape and surface molecule organization without, of course, the ability to cause diseases.22 For these reasons nanosystems like dendrimers and polymers have been used for this purpose. Properly functionalized gold nanoparticles23,24 appear to be suitable choices for antigens because antigen processing is facilitated if antigens are particulate and have a repetitive surface organization, which increases phagocytosis and the ability, as said above, to activate complement and recruit other molecules of the innate humoral immune system. Peptide-functionalized Au-NPs have shown the ability to enhance immune responses in cells,25,26 and gold nanoparticles bearing tumor-associated glycopeptide antigens have recently been reported as promising potential cancer vaccines.27
We have recently shown28 that Au-NPs functionalized with oligosaccharides (Glyco-Au-NPs) designed to mimic the polysaccharide capsule that coats serogroup A of the Neisseria meningitidis bacterium29 (MenA) bind very strongly to polyclonal human antibodies against MenA. At the same nominal concentration of saccharides the nanoparticles showed a more than three orders of magnitude higher binding affinity than their counterparts not bound to the gold cluster: a remarkable result, fully consistent with the multivalent nature of the system. Our data showed also that the strength of the interaction with the antibodies was not dependent on the oligomerization of the saccharide used for the passivation of the gold cluster as mono-, di- and tri-saccharide-functionalized Au-NPs performed quite similarly. In contrast, the affinity constants of nanoparticle-unbound saccharides were oligomerization-dependent with the trisaccharide performing best. This suggests that the antibody when interacting with the Au-NPs can hardly differentiate a surface made up by a mono-, di- or tri-saccharide. Synthetically this is quite relevant because a monosaccharide is much more accessible than an oligomer, even short as a trisaccharide.
A complex cascade of events is required for inducing immune responses. These events include adaptive events that take place on the surface of antigen-presenting cells (APCs), which display foreign antigens coupled with MHC to a T cell receptor complex for effective T cell priming and B/T cell activation. APCs collaborate also with the innate system by cytokines, which steers the differentiation of T helper (Th) cells into Th1 or Th2 subsets.30 Accordingly, in addressing the ability of our Glyco-Au-NPs to elicit immune cell responses, we have evaluated: (a) the activation of APCs; (b) the induction of effector functions in the same cells; and (c) the ability to stimulate T cells. The role of the size and of the oligomerization of the saccharide present on the surface of the nanoparticles in the different processes studied has been addressed by considering Glyco-Au-NPs of two different sizes (2 and 5 nm core diameter) passivated with thiols functionalized with a mono- and a disaccharide. Liposome-, polymer- or dendrimer-based vaccines are typically of a size of at least 10 nm.22 We used Glyco-Au-NPs with a maximum overall diameter of ca. 9 nm corresponding to a gold core of 5 nm because a 5.5 nm diameter of the gold core is considered as the threshold limit to allow renal clearance in gold-based nanoparticles31 and, hence, to avoid accumulation of the metal in the organism: a critical issue for possible in vivo applications. Thus our size limit was the result of considering both renal clearance and maximization of APC interactions for possible future vaccine development. In spite of the fact that the two sizes studied are not much different, the results indicate that the behavior of the Glyco-Au-NP is quite diverse. Our selected pathogen has been the Neisseria meningitidis bacterium to compare our results with the previous ones28 concerning polyclonal antibody affinities but also for the high relevance of this bacterium that causes the highest incidence of epidemics in Saharan and sub-Saharan countries of Africa (the so-called “African meningitis belt”).32 Furthermore, bacterial meningitis remains a global problem worldwide, accounting for an estimated annual number of 1.2 million cases with at least 5–10% case fatality in industrialized countries and 20% in the developing world.33 It is thus not surprising that the scientific interest in new approaches for effective vaccine development remains very high.34–36
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Fig. 1 Gold nanoparticles and thiolated saccharides described in this work. |
Au-NP | Size, nm | Thiols/particlec | Z potential, mV | |
---|---|---|---|---|
TEMa | DLSb | |||
a Diameter of the gold core. b Hydrodynamic diameter of the entire nanoparticle. c Mean value estimated from the thermogravimetric analysis and the size of the gold core (see ref. 39 for details). | ||||
1 | 1.8 ± 0.5 | 6.2 ± 1.8 | 80 | +3 ± 4 |
2 | 4.9 ± 0.9 | 9.3 ± 2.2 | 480 | +4 ± 4 |
3 | 1.8 ± 0.4 | 6.5 ± 2.0 | 70 | −29 ± 3 |
4 | 5.0 ± 0.8 | 9.6 ± 2.1 | 450 | −30 ± 4 |
5 | 1.9 ± 0.4 | n.d. | n.d. | n.d. |
6 | 4.8 ± 1.0 | n.d. | n.d. | n.d. |
Macrophages are potent immune cells that provide an immediate response against pathogens and may act as APCs to activate adaptive immune responses. Exposure to pathogens can induce a rapid activation of macrophages, which stop proliferation and acquire effector cell functions.43
We, thus, analyzed in vitro the effects of nanoparticles 1–6 and saccharides 8 and 9 on macrophage proliferation using RAW 264.7 cells, a widely used cellular model that accurately replicates APC biology, such as antigen uptake, processing, and presentation.44 Cells were rendered quiescent prior to each assay by 18 h serum deprivation. After 24 h exposure to increasing concentrations (1 × 10−2 to 1 × 102 μM)§ of each compound, cell proliferation was significantly inhibited (−55 ± 1% over compound-untreated cells as controls) only by 5 nm Glyco-Au-NPs 2 and 4 at a 1 × 102 μM concentration (Fig. 2). To demonstrate that the inhibition of macrophage proliferation is specific and not related to a reduction in cell viability, the Trypan blue exclusion test was performed at the end of cell exposure to each compound. The results indicate that the observed decrease in cell proliferation is not due to cytotoxicity as cell viability remains >95%. Apoptosis and necrosis were also analyzed under epifluorescence microscopy in cells treated with 1 × 102 μM Glyco-Au-NPs 1–4 for 24 h. Cells treated with the non-conjugated saccharides 8 and 9 or the TEG-functionalized Au-NPs 5 and 6 devoid of the saccharides were used as a comparison. Actinomicyn D, a cytotoxic inducer of apoptosis,45 was used as a positive control. None of the tested Glyco-Au-NPs significantly affected cell death, indicating that the inhibition of cell proliferation occurs through a specific blockage of the cell cycle progression (ESI, Fig. S6†).
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Fig. 2 Concentration–response curves of the tested compounds on macrophage proliferation (RAW 264.7 cells) expressed as the percentage over compound-untreated cells (CTRL). Compound identification number as in Fig. 1. The data represent means ± SEM of five experiments run in triplicate. *P < 0.05; **P < 0.01 versus compound-untreated cells (CTRL). |
This result suggests that the conjugation to Au-NPs confers to the saccharides the ability to activate macrophages and that this property is dependent on the Au-NP size, with 5 nm nanoparticles giving comparable results to those obtained when the polysaccharide bacterium capsule (MenA) is used as a natural antigen. Moreover, there is little difference in the activity of 5 nm Glyco-Au-NPs, regardless of whether they are functionalized with a monomeric or a dimeric saccharide (compare 2vs.4). Thus, macrophage activation is dependent on size, but very little on oligomerization (or charge) of the saccharide on the Au-NP surface.
Since the blockage of macrophage cycle progression correlates with a cell phenotype differentiation from macrophage- to dendritic-like cells, we then studied the effects of the nanoparticles on RAW 264.7 cell morphology. As shown in Fig. 3, native cells (CTRL) had a macrophage-like morphology with small nuclei and finely granulated cytoplasm. Cells appeared elongated with two short cytoplasmic processes. A morphological transformation of RAW 264.7 cells from macrophage-like cells into dendritic-like cells was clearly observed after cell treatment with Glyco-Au-NPs (1 × 102 μM). Dendritic morphology was characterized by multiple prominent cytoplasmic processes. Glyco-Au-NP-treated cells acquired larger nuclei, prominent nucleoli, and increased cytoplasmic granularities. This morphological transformation is particularly evident in cells treated with 5 nm Glyco-Au-NPs, as the percentage of dendritic-like cells was almost twice that observed with the smaller (2 nm) Glyco-Au-NPs (Table 2).
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Fig. 3 Glyco-Au-NPs induced macrophage phenotype differentiation. The pictures show the effects of the tested compounds (1 × 102 μM, in the case of the nanoparticles it refers to the organic component) on macrophage (RAW 264.7 cells) morphology after 24 h exposure (scale bar = 30 nm). The inset for 4 represents a 2.5-fold magnification. |
Sample | Dendritic-like cells, % | MHC II expression, % |
---|---|---|
CTRL | 6 ± 0.5 | 5.3 |
MenA | 73 ± 3 | 29.8 |
1 | 37 ± 2 | 18.4 |
2 | 70 ± 2 | 35.5 |
3 | 32 ± 1.5 | 9.0 |
4 | 68 ± 2 | 29.3 |
5 | 6 ± 0.8 | 5.9 |
6 | 4 ± 0.3 | 6.8 |
8 | 10 ± 1.1 | 5.7 |
9 | 9 ± 1.5 | 6.8 |
At the same concentration (1 × 102 μM) Glyco-Au-NPs elicited similar responses to that observed with MenA. No significant effects were observed in the cells treated either with the non-conjugated saccharides 8 and 9 or the TEG-functionalized Au-NPs 5 and 6. This result indicates that the functionalization, and not just the Au-NPs per se, is at the origin of the observed effects.
The blockage of macrophage proliferation, together with the acquisition of a dendritic-like phenotype, clearly indicates that the Glyco-Au-NPs are immunoactive.
The next step was to investigate whether Glyco-Au-NPs activate effector functions in the same cells. Fig. 4 and 5 show the effects induced by each compound on the production of typical pro-inflammatory mediators (e.g. ROS and TNF-α). The data demonstrate that, after processing Glyco-Au-NPs 1–4 as antigenic molecules, macrophages become active APCs (although to different extents) that attract responder cells to the site of the inflammation and start adaptive immune cell responses.
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Fig. 4 Effects of the different compounds on intracellular reactive oxygen species (ROS) production: (a) monosaccharide-functionalized Glyco-Au-NPs 1 and 2 and unbound monosaccharide 8; (b) disaccharide-functionalized Glyco-Au-NPs 3 and 4 and unbound disaccharide 9. The percentage of ROS was measured by incubating the cells with the fluorescent probe DCFH-DA. RAW 264.7 cells were seeded (0.5 × 105 cells per well) in 24-well plates and treated with increasing concentrations (10−2 to 102 μM) of each compound for 1 h. TEG-functionalized Au-NPs 5 and 6 were used as Au-NP controls while compound-untreated cells (CTRL) as negative controls. *P < 0.05; **P < 0.01 vs. CTRL. |
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Fig. 5 Effects of the different compounds on production of pro-inflammatory mediator tumor necrosis factor (TNF)-α: (a) monosaccharide-functionalized Glyco-Au-NPs 1 and 2 and unbound monosaccharide 8; (b) disaccharide-functionalized Glyco-Au-NPs 3 and 4 and unbound disaccharide 9. RAW 264.7 cells were seeded at a density of 0.6 × 105 cells per well in 24-well plates and treated with increasing concentrations (10−2 to 102 μM) of each compound for 24 h. TEG-functionalized Au-NPs 5 and 6 were used as Au-NP controls while compound-untreated cells (CTRL) as negative controls. *P < 0.05; **P < 0.01 vs. CTRL. |
The membrane expression of class II major histocompatibility complex molecules (MHC II), which represents the first marker of a mature APC, was then examined by flow cytometry in RAW 264.7 cells treated with the different systems (1 × 102 μM). No change in the expression levels of MHC II was observed in cells treated with non-conjugated saccharides 8 and 9 or TEG-functionalized Au-NPs 5 and 6, while a 3- and a 6-fold increase in the MHC II expression was measured in cells treated with 2 or 5 nm Glyco-Au-NPs, respectively (Table 2 and Fig. S7†). It is noteworthy that 5 nm Glyco-Au-NPs exert identical (or even larger) MHC II expression levels to MenA CPS. Once again, nanoparticles are differentiated by their size and not by the presence of a monomeric or dimeric saccharide (or charge) on their surface.
Cellular uptake of 5 nm Glyco-Au-NPs 7 by RAW 264.7 cells was next determined by immunofluorescence and confocal microscopy analysis. As shown in Fig. 6, fluorescein-functionalized Glyco-Au-NPs 7 are internalized (green signal) by APC with no absorption onto the cell surface (red signal). The overall data confirm that the Glyco-Au-NPs enter the cells and start expressing molecules (MHC II) involved in antigen presentation.
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Fig. 6 Laser confocal fluorescence microscopy showing the intracellular localization of 5 nm fluorescent Glyco-Au-NPs 7 (green) after cell treatment (3 h, panel a). In (b) Alexa Fluor 647-conjugate anti-CD14 monoclonal antibodies (red staining) were used as surface cellular markers. Images are representative of six different cell preparations with similar results. |
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Fig. 7 Effects of the different compounds on T cell proliferation: (a) monosaccharide-functionalized Glyco-Au-NPs 1 and 2 and unbound monosaccharide 8; (b) disaccharide-functionalized Glyco-Au-NPs 3 and 4 and unbound disaccharide 9. T-cell proliferation was analyzed by FACS, and expressed as mean percentages ± SEM of proliferated T cells. Cells treated with 1 mg ml−1 phytohaemagglutinin (PHA), a widely used mitogen able to trigger cell division in T-lymphocytes, were considered as positive controls, while TEG-functionalized Au-NPs 5 and 6 were used as Au-NPs controls, and compound-untreated cells (CTRL) as negative controls. *P < 0.05; **P < 0.01 vs. CTRL. |
The picture that emerges from our results is the following (see Fig. 8a): (i) Glyco-Au-NPs activate macrophages leading to the blockage of their cycle progression and inducing their differentiation into dendritic-like cells; (ii) they induce on macrophages the expression of MHC II involved in antigen presentation to T lymphocytes; (iii) following their internalization and degradation, the constituent saccharides are loaded onto MHC II and are transported to the APC surface for presentation; (iv) 5 nm Glyco-Au-NPs, functionalized with disaccharide, significantly induce T cell proliferation and IL-2 release. Processes (i) and (ii) require intact nanoparticles taking advantage of their multivalency and proceed via Glyco-Au-NPs surface recognition. Processes (iii) and (iv) involve very likely Glyco-Au-NP degradation into APCs, a process that implies chemical modifications of the nanoparticles.
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Fig. 8 (a) Cartoon representation of the effect of the Glyco-Au-NPs on macrophages and consequent T cell activation (see text for description of steps i–iv); (b) monosaccharide- (circles) and disaccharide- (squares) functionalized nanoparticle effects on APC proliferation (blue) and MHC II expression (red) as a function of size; the lines were drawn for facilitating the connection of the data points; (c) monosaccharide- (circles) and disaccharide- (squares) functionalized nanoparticle effects on T cell proliferation (red) and IL-2 expression (blue) as a function of size; the lines were drawn for facilitating the connection of the data points. |
As in the case of the interaction with the antibodies,28 the efficiency of the nanosystems is dependent on their size (5 nm are better than 2 nm) but very little on the oligomerization (and charge) of the saccharide on the surface (the effect is very similar for mono- and di-saccharide-functionalized nanoparticles, which are neutral and anionic, respectively), see Fig. 8b. The occurrence of a surface-recognition process controlling steps (i) and (ii) requires a packed surface, a situation more easily obtained with a less curved surface such as that of the larger, 5 nm, nanoparticles as compared to the smaller, 2 nm, ones. It is interesting to point out that, in contrast, when a substrate needs to penetrate into the organic monolayer, the opposite situation occurs, i.e. smaller Au-NPs perform better than larger ones, as we have recently shown.46 Processes (iii) and (iv) require nanoparticle degradation and, consistently, disaccharide-functionalized nanoparticles are required in this case, see Fig. 8c. Likely, within the cell, the saccharide-functionalized thiols are detached from the surface and, at this stage, being monomeric or dimeric becomes relevant for T cell activation. It has been shown that the thiolic units can be displaced from the gold surface by glutathione.15,47 This mode of release utilizes the dramatic differential between extra- and intracellular glutathione levels. It is possible that this is what happens in this case, too. This is supported by the increased fluorescence intensity of internalized nanoparticles 7 (see Fig. 6), reasonably a consequence of the release of the fluorophore from the Au-NP surface.14 The fluorescence intensity of fluorescein when bound to the gold surface is very small due to its quenching14 by the gold nanoparticle core while it increases when released into the solution. In any case, T cells appear to recognize dimeric, but not monomeric saccharide-functionalized gold nanoparticles: whether this is due to differences in their intracellular processing, as we suggest, or antigenic determinants is a matter of plausible speculation and this point should be clarified in future work.
The present results may provide significant leads for the design of nanoparticles for developing nanoparticle-based vaccines. The next obvious step will be to test Glyco-Au-NPs in vivo to determine their ability to induce immunization,22 a feasible development in view of the claimed non-toxicity of gold nanoparticles of the size discussed here.50–53
Monosaccharide 8: the aminopropyl glycoside (29 mg, 0.104 mmol) was dissolved in dry pyridine (1.0 ml) under Ar atmosphere, and acetic anhydride (0.1 ml, 1.05 mmol); thereafter, a catalytic amount of N,N-dimethylamino pyridine was added. The reaction mixture was stirred at room temperature for 3 h, and then concentrated in vacuum. The crude residue was dissolved in dry MeOH (3.0 ml) under Ar atmosphere, and then a 0.1 M solution of MeONa in dry MeOH (0.2 ml) was added dropwise. The reaction mixture was stirred at room temperature for 1 h, then neutralised with Dowex 50W X8 resin (H+ form), filtered, and concentrated in vacuum. Flash chromatography (CHCl3/MeOH 8/2) afforded compound 8 (26 mg, 78%).
Disaccharide 9: the aminopropyl glycoside (20 mg, 0.034 mmol) was treated with acetic anhydride (0.038 ml, 0.34 mmol) and N,N-dimethylamino pyridine, as described for 8. The crude residue was purified by flash chromatography (CHCl3/MeOH from 9/1 to 7/3) providing the fully O- and N-acetylated derivative (22 mg, 77%). This compound was dissolved in dry MeOH (1.0 ml) under Ar atmosphere, and then a 0.1 M solution of MeONa in dry MeOH (0.026 ml) was added. After stirring at room temperature for 3 h, the reaction mixture was neutralised with aq. HCl 5% and the solution concentrated in vacuum. The residue was dissolved in H2O, first eluted through a column filled with Dowex 50W X8 resin (H+ form), and then through a column filled with the same resin in Na+ form. The eluate was lyophilized to afford 9 (15 mg, 91%).
Fluorescein-tagged GlycoNPs 7: the nanoparticles used for cell internalization studies were prepared following the same procedure, but using a mixture of two thiols, the disaccharide-functionalized thiol and the fluorescein-tagged thiol. The scheme for the preparation of the Fluorescein-tagged thiol (iv, see ESI) is reported in the ESI.† To a solution of TOABr (94 mg, 0.171 mmol) in 68 ml toluene, an aqueous solution of HAuCl4·H2O (27 mg, 0.0685 mmol) in 1.0 ml Milli-Q water was added and shaken vigorously until the aqueous layer became transparent. The reddish-orange organic layer was carefully separated from the aqueous solution and transferred in a flask with a magnetic bar. Dioctylamine (21 mg, 0.0856 mmol) was added into the solution under vigorous stirring at room temperature for 3 h. A solution of NaBH4 (26 mg, 0.685 mmol) in 1.0 ml Milli-Q H2O was added drop by drop to the organic layer under vigorous stirring (1 h). The color of the solution immediately changed to purple. The organic layer was again carefully separated and transferred into a flask with a magnetic bar. The freshly prepared mixture of disaccharide-functionalized thiol (12 mg, 0.0162 mmol) and iv (0.70 mg, 0.0010 mmol) in DMF (1 ml) was added and allowed to stir until the toluene layer became colorless. A red precipitate was obtained after centrifugation followed by decantation of the organic layer. After washing with Et2O (3 × 30 ml) and EtOAc (2 × 30 ml) the solid residue was dissolved with the minimum amount of water. On slow addition of THF a red material precipitated from the aqueous layer and the precipitate was collected after centrifugation followed by removal of solvents. The same procedure was repeated to afford pure 7 (17 mg).
The amounts of TNF-α in cell culture medium were assayed using enzyme-linked immunosorbent assay (ELISA). The concentrations of the cytokine in the samples were determined by extrapolation from specific reference standard curves.
Footnotes |
† Electronic supplementary information (ESI) available: Fig. S1–S10 mentioned in the text related to the syntheses of nanosystems, nanoparticle characterization, and biological tests. See DOI: 10.1039/c2nr32338a |
‡ For the sake of clarity we refer to the gold core to identify the size of the nanoparticles throughout the paper. |
§ The concentrations indicated in the case of the nanoparticles refer to the organic component. The Au-NP concentration can be derived by dividing these numbers by the number of ligands present on the monolayer as reported in Table 1. |
This journal is © The Royal Society of Chemistry 2013 |