Sean C.
Andrews‡
ab,
Melissa A.
Fardy‡
ab,
Michael C.
Moore‡
ab,
Shaul
Aloni
b,
Minjuan
Zhang
c,
Velimir
Radmilovic
bd and
Peidong
Yang
*ab
aDepartment of Chemistry, University of California, Berkeley, California 94720, USA
bMaterials Science Division, Lawrence Berkeley National Laboratory, Berkeley, California 94720, USA
cMaterials Research Department, Toyota Research Institute of North America, Toyota Motor Engineering & Manufacturing North America (TEMA) Inc., 1555 Woodridge Avenue, Ann Arbor, Michigan 48105, USA
dNational Center for Electron Microscopy, Lawrence Berkeley National Laboratory, Berkeley, California 94720, USA
First published on 17th January 2011
Thermoelectric materials have generated interest as a means of increasing the efficiency of power generation through the scavenging of waste heat. Materials containing nanometer-sized structural and compositional features can exhibit enhanced thermoelectric performance due to the decoupling of certain electrical and thermal properties, but the extent to which these features can be controlled is often limited. Here we report a simple synthesis of M2O3(ZnO)n (M = In, Ga, Fe) nanowires with controllable polytypoid structures, where the nanostructured features are tuned by adjusting the amount of metal precursor. After the introduction of nanometer-scale features (individual atomic layers and alloying), thermal and electrical measurements on single In2-xGaxO3(ZnO)n nanowires reveal a simultaneous improvement in all contributing factors to the thermoelectric figure of merit, indicating successful modification of the nanowire transport properties.
Superlattices contain periodic compositional and structural features, typically on the nanometer scale,14 making them promising candidates for thermoelectric applications. Early work discovered that bulk In2O3(ZnO)n superlattice structures arise when ZnO is alloyed with high amounts of In, forming layers of InO2− octahedra interspersed between layers of ZnO (002) with near-perfect periodicity.15,16 Later work found that the superlattice-forming materials could be generalized to M2O3(ZnO)n, where M is In, Ga, Fe, and other tri-valent metals, or mixtures such as InGa or InFe.17,18 The increased electrical conductivity from n-type doping and decreased thermal conductivity as a result of interface phonon scattering in the superlattices resulted in a zT of 0.1 across a temperature range of 500–900 K for bulk indium zinc oxide (IZO, In2O3(ZnO)9).19 Previous work on nanowire thermoelectrics suggests that the phononic contribution to thermal transport can be significantly reduced through size reduction and surface engineering.13,20 Therefore, the combination of a superlattice structure and a single-crystalline nanowire could lead to a better phonon-scattering and charge-transporting structure, and hence a better thermoelectric material.21 In this work, we demonstrate a novel method for the rational design and control of nanometer-sized features in the polytypoid M2O3(ZnO)n nanowire system and show an enhancement in zT for indium gallium zinc oxide (IGZO, In2-xGaxO3(ZnO)n) nanowires as a result of these features. Furthermore, we report the first simultaneous improvement in the Seebeck coefficient, electrical conductivity, and thermal resistivity for a nanowire system.
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| Fig. 1 Materials synthesis. (a) Schematic illustration of the synthetic method. (b and c) Scanning electron microscope images of arrays of the as-grown ZnO nanowires (b) and IGZO nanowires prepared with 5/5 nm In/Ga deposition (c). (d) XRD patterns (Cu-Kα irradiation) of ZnO nanowires (bottom) and IGZO nanowires prepared with 10/10 (middle) and 40/40 nm (top) of In and Ga metals. The y-axis was enlarged 5× to highlight low-intensity peaks in the 12–30° region. Longer acquisition times were required below 12° for better signal to noise and thus were normalized separately from the rest of the pattern. | ||
:
Ga atomic ratio of approximately 1
:
1. The relative amounts of In and Ga compared to Zn varies depending on the diameter of the starting ZnO nanowire.
Transmission electron microscope (TEM) images of 10/10 IGZO nanowires (Fig. 2a) show a modulation in contrast along their longitudinal axis, which can be attributed to a superlattice structure. According to previous reports, the superlattice structure consists of planes of InO2−octahedra separated by slabs of wurtzite MZnnO(n+1)+ (M = In, Ga).16 To confirm the structure of our nanowires, Z-contrast scanning transmission electron microscopy (STEM) imaging was done using a 300 kV double-Cs-corrected STEM capable of 50 pm resolution. In Z-contrast images, the intensity is approximately proportional to the mean square of the atomic number of the constituent atoms. Thus, using Z-contrast imaging, the position of In (Z = 49) can be unambiguously determined, but Ga (Z = 31) and Zn (Z = 30) cannot be distinguished from one another since their atomic numbers differ by only one. Oxygen cannot be imaged due to its relatively small atomic number. Fig. 2b is a Z-contrast image of a 10/10 IGZO nanowire clearly showing the presence of In-enriched layers (brightest lines) oriented perpendicular to the [002] direction. As observed in the high-resolution (HR)-STEM image in Fig. 2c, the In atoms sit on individual planes and are separated by wurtzite MZnnO(n+1)+ slabs of varying thickness (Fig. 2c). Only single layers of In atoms were observed in the 10/10 IGZO nanowires, consistent with the layers being composed of octahedrally-coordinated InO2−, which has been shown to be the most stable configuration for In within the superlattice structure.26EDS mapping suggests that Ga may also be present in the octahedral layers, indicating that their true composition is In1−xGaxO2− (Figure S5†).
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| Fig. 2 Transmission electron microscopy. (a) TEM image of multiple IGZO nanowires. (b) Z-contrast STEM image of a 10/10 IGZO nanowire. The Z contrast in the image clearly shows that In atoms are preferentially located within layers oriented perpendicularly to the nanowire growth direction. (c) HRSTEM image of an IGZO nanowire showing individual MO2− layers sandwiched between multiple MZnnO(n+1)+ layers. (d) HRSTEM image highlighting the change in stacking sequence across a MO2− layer. (e) Intensity line profile and d spacing across a MO2− layer taken from a HRSTEM image. On either side of the inclusion, the d spacing shows an expansion of ∼17% relative to that of pure ZnO. (f) Frequency of different n values of the MZnnO(n+1)+ layers measured from HRSTEM images of several 10/10 IGZO nanowires. The average n is 11 and the most frequent is 6. | ||
The O atoms on the edges of the MO2− octahedral layers are each bonded to three In/Ga atoms and one metal atom within the MZnnO(n+1)+ layer.26 This creates an inversion domain boundary (IDB) in the wurtzite lattice since the Zn–O bonds on either side of the octahedral layer point with the O atoms toward the In/Ga layer (tail-to-tail configuration). The MO2− inclusion layer is also associated with a stacking fault, which together with the IDB produces an AaBbAaBbAcCaAcCaA (capital and lowercase letters correspond to metal and oxygen atoms, respectively) stacking sequence in which the wurtzite lattice on one side of the In/Ga layer is translated by 1/3<100> (Fig. 2d). The location of the octahedral MO2− within the stacking sequence is denoted by the bold bAc.
The presence of the IDB at the octahedral layer means that the polarity of the ZnO must revert somewhere within the MZnnO(n+1)+ slab to produce the necessary tail-to-tail polarity at the adjacent MO2− layer. There are several proposed mechanisms by which the polarity can be reverted.15,26–28 Yan et al. reported the presence of mirror domain boundaries (MDB) within the ZnO slabs of their IZO films.15 However, no such boundaries could be seen in our IGZO nanowires. An additional layer of In atoms within the MZnnO(n+1)+ slabs may also act as an IDB. The M and Zn atoms within the MZnnO(n+1)+ layer occupy the tetrahedral or trigonal bipyramidal sites,16,29 and those with 5-fold coordination may be ordered in either flat layers or zigzag layers.26,28,30 Using density functional theory (DFT) calculations Yan et al. and Da Silva et al. compared the relative energies of these two structures and found that the zigzag modulated structure is more stable for a number of reasons. Firstly, in the zigzag layer, O has an energetically favourable tetrahedral coordination, while in the flat layer O has a coordination of three.28 Also, the occupation of the trigonal bipyramidal sites within the wurtzite lattice can cause local lattice distortions and strain within the MZnnO(n+1)+ slabs. This strain can be reduced by localizing the atoms with trigonal bipyramidal coordination to one boundary. The zigzag layer was found to most effectively reduce this strain.26,28 Zigzags were seen in all four types of alloys synthesized in this study (Figs. S1 to S4†), but were not apparent in those alloys with small n. Also, since the trigonal bipyramidal sites may be occupied by In, Ga, or Zn atoms in the IGZO nanowires, the zigzags appear faint in the Z-contrast images and in some cases are not discernable. A previous report observed that zigzags are only present in superlattices with n > 6.29 The lattice strain caused by a flat layer of trigonal bipyramidally coordinated In/Ga atoms decreases as the thickness of the MZnnO(n+1)+ slabs decreases, so the energy difference between the flat and zigzag configurations decreases with decreasing n.26 Therefore, it is conceivable that the polarity of the MZnnO(n+1)+ layers with small n may be reversed via a flat layer of trigonal bipyramidal atoms.
In agreement with XRD, the d spacings in the MZnnO(n+1)+ layers (Fig. 2e) are unchanged from (002) in pure ZnO (0.262 nm), but the octahedral MO2− planes force a local 17% increase in the d spacing (0.307 nm) on either side of the inclusion layers (subscripts denote numbers beyond the significant figures). The d spacings were determined by taking an intensity line profile across an In/Ga inclusion in a HRSTEM image and measuring the distance between peaks. This change in d spacing on either side of the In/Ga inclusions corresponds with that reported by Yan et al. and Jie et al. on IZO.15,22 This significant increase in d spacing around the inclusion layer is associated with a large amount of lattice strain.
To approximate an n value for the 10/10 IGZO nanowires, the number of atomic layers in each MZnnO(n+1)+ slab was counted for several nanowires (Fig. 2f). The average n is 11, but the most frequent is 6. Some n values, such as n = 8, are only represented by a small number of MZnnO(n+1)+ slabs. The reason for this is presently unknown and requires further study. n can be related to the spacing (
) between MO2− layers by the following equation:
(nm) = 0.614 + 0.262 n | (1) |
The amount of metal deposition was varied to determine its effect on MO2− layer density (Fig. 3, a to d). The surface of the 40/40 IGZO nanowire shown in Fig. 3d appears rough due to the presence of oxide particles left over after the solid-state diffusion process. However, most IGZO nanowires in the sample did not show surface particles. Line intensity profiles drawn perpendicular to the MO2− inclusions were used to generate power spectra (Fig. 3, e to h) from the nanowires shown in Fig. 3, a to d. The power spectra show the most common frequencies (1/
) within the nanowires, providing information regarding the MO2− layer spacings and the periodicity of the spacings. As the thickness of metal deposition is increased the most common frequencies shift to higher 1/
(smaller
) indicating that the distance between MO2− layers decreases with increased metal deposition. The periodicity also increases with metal deposition, which can be seen in the emergence of distinct peaks, such as in Fig. 3g and 3h. The frequencies obtained from the 10/10 power spectrum match the n values that were directly counted in Fig. 2d. As seen in Fig. 3h, the majority of MO2− layers in the 40/40 IGZO are separated by 2 or 3 layers of MZnnO(n+1)+, which is supported by the low-angle XRD pattern (Fig. 1d) and the HRSTEM image taken from same 40/40 IGZO nanowire sample (Figure S6†). It is evident from these power spectra that both n and the superlattice periodicity can be controllably tuned by adjusting the amount of metal deposition.
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Fig. 3 Atomic-level control. (a to d) Z-contrast STEM images of IGZO nanowires prepared with 10, 20, 40, and 80 nm of metal (1 : 1 of In : Ga by film thickness), respectively. (e to h) Power spectra generated using line intensity profiles drawn along the length of the nanowires showing the frequency of reciprocal distance between MO2− layers for (a to d). The distance between MO2− layers decreases with increasing thickness of metal deposition. The periodicity of the MO2− layer spacings also improves. | ||
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| Fig. 4 Partial octahedral layers. (a) Z-contrast STEM image of a 10/10 IGZO nanowire showing diameter fluctuations with inclusion density. The arrows indicate the presence of partial inclusions, all of which are connected to one side of the nanowire. (b) HRSTEM image of IGZO oriented on the [010] zone axis with two incomplete MO2−layers and the corresponding FFT (inset). (c and d) Moiré images takes along the 002 (b) and 102 (c) reflections clearly showing the presence of edge dislocations at the end of each incomplete MO2− layer. | ||
Once the In and Ga diffuse into the nanowire, they strain the wurtzite lattice of the pure ZnO, deforming the structure, and eventually relaxing the strain by creating octahedral In/Ga inclusions and trigonal bipyramidal layers. Defects such as edge dislocations, stacking faults, and inversion domain boundaries are known to attract impurities and can assist in the formation of impurity inclusions.36 In some of the nanowires synthesized in this study, especially those made with lower amounts of In and Ga, partial In/Ga inclusions were observed (Fig. 4b–d). The ends of these partial inclusions are usually associated with edge dislocations with the dislocation line lying at the leading edge of the MO2− plane.37 Edge dislocations can be seen in Fig. 4b in the HRSTEM image of two partial inclusions. Moiré images taken along the 002 and 102 reflections clearly show the presence of the edge dislocations. Another interesting observation is that the partial inclusions are always connected to one surface of the nanowire (Fig. 4a), indicating that the growth of the inclusion starts at the surface and proceeds across the diameter of the nanowire until it either reaches the opposite side or connects with an inclusion growing from the opposite side (Figure S7†).
If the inclusions are growing through a defect-assisted process and the inclusion formation begins at the nanowire surface, then the edge dislocation must somehow nucleate near the surface. One possible scenario is that the edge dislocations are formed on the nanowire surface via heterogeneous nucleation, which occurs with the help of defects such as impurity atoms. Since In has a larger ionic radius compared to Zn, the dissolution of In within the wurtzite lattice will create strain. The presence of dislocations within the lattice can relax some of this strain if the In atoms diffuse towards the dislocations and eventually occupy those lattice positions below the edge dislocations where the lattice is already expanded. The edge dislocation basically creates a “hole” in which the larger In atoms can sit. Due to the high diffusion rate of In within the ZnO lattice, the In atoms can rapidly concentrate at the sites of edge dislocations. Since the In atoms have a mutual attraction they can crystallize into another phase (octahedrally coordinated MO2−) which will flow in one direction towards the dislocation. The growth of the inclusion will continue along the dislocation until the concentration of In within the lattice decreases to the point at which equilibrium is reached. In the lower concentration samples, more partial inclusions can be observed, likely resulting from insufficient quantities of In atoms necessary to complete the inclusions. In 40/40 IGZO, no partial inclusions were observed.
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| Fig. 5 Single-wire electrical measurements. (a) Electrical conductivity as a function of temperature for a 120-nm diameter 5/5 IGZO nanowire (blue circles) and a 110-nm diameter ZnO nanowire (red squares). (b and c) Seebeck coefficient (b) and power factor (c) as a function of temperature measured for the same nanowires in (a). Inset shows a SEM of an individual nanowire in a four-point FET/Seebeck device. (d) Carrier concentration as a function of mobility, as measured from the FET geometry. No diameter dependence was observed for ZnO or IGZO nanowires in the range of 75–130 nm. | ||
The presence of the inclusion layers also has an effect on the induced Seebeck voltage, as seen in Fig. 5b. At 300 K, the Seebeck coefficient grew in magnitude from −188 μV K−1 in ZnO nanowires to −402 μV K−1 in IGZO nanowires. Similar Seebeck values were observed in each of the many ZnO and IGZO nanowire samples measured, respectively. The observed increase in Seebeck coefficient may be an effect of the potential barriers, which could act as low-energy electron filters.41 When a temperature gradient is applied, charges diffuse to states of lower chemical potential. While most of these states are on the colder side, unoccupied states on the hotter side allow for charge diffusion in the opposing direction, thereby limiting the overall potential that can develop for a given temperature gradient. Charges that participate in back diffusion are referred to as “cold electrons” (for n-type semiconductors) since they posses lower carrier energy. However, potential barriers with appropriate energy levels can act as low energy charge filters by preferentially affecting their mobility.42 By limiting the amount of back diffusion, a larger potential can develop, resulting in an increased Seebeck coefficient.
Aside from filtering, the possibility exists that electronic quantum confinement caused by closely spaced inclusion layers contributes to the rise in Seebeck values.3,43 Since
values of less than 2.34 nm (exciton Bohr radius of ZnO) were observed, thermopower enhancement might be due to slight changes in the density of states near the Fermi level.44 While difficult to quantify at this time, the random nature of the single crystalline, polytypoid nanowires perhaps plays a role in these and other transport phenomena. Further theoretical and experimental investigations are required in order to paint a clearer picture of this nanowire system.
Regardless of the source of enhancement, by converting the ZnO nanowires into IGZO, the resulting power factor (S2σ) changed by a factor of 58 to 0.6 mW m−1K−2. While this value is lower than the reported power factor of nominally Al-doped ZnO,45 it is ∼6 times larger than the power factor of bulk IZO materials (Fig. 5c).46 The complete thermoelectric properties for bulk IGZO have not been reported in a single study, so while the comparison of the IGZO nanowires with bulk IGZO is more relevant, the transport properties within this work are primarily given relative to the similarly structured bulk IZO.
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| Fig. 6 Thermoelectric measurements. (a) SEM of an individual IGZO nanowire bridging two suspended membranes on a prefabricated MEMS device used for thermal conductivity measurements. (b) Thermal conductivity as a function of temperature for both a 120-nm 5/5 IGZO nanowire and a 90-nm ZnO nanowire. (c) Figure of merit, zT, of IGZO nanowires compared with ZnO nanowires showing an enhancement of 2.5 orders of magnitude after alloying. | ||
As a direct result of the polytypoid structure, zT was increased from 1.7 × 10−4 for ZnO nanowires to 0.055 for the IGZO nanowires at 300 K, an enhancement of 2.5 orders of magnitude (Fig. 6c). Such zT values represent a factor of ∼10 enhancement when compared to the similarly structured bulk IZO superlattice samples.51,53 However, since oxide-based thermoelectric modules are typically employed at elevated temperatures (700–1000 K), further studies within the relevant temperature range are required.
IGZO nanowires were prepared using different thicknesses of In/Ga metal coatings over a range of 5/5 nm to 40/40 nm. For loadings greater than 10/10 nm, samples were prepared using successive coatings of In and Ga. Thermoelectric measurements focused on IGZO nanowires prepared from combined 5 nm In and 5 nm Ga coatings on ZnO nanowires.
Electrical devices were made by either drop-casting or micro-manipulating nanowires onto a Si chip with 200 nm of thermal oxide on the surface. The nanowires were top-contacted using metallic contacts defined by standard photolithography techniques. Ti/Au was used as the contact and Ohmic contact was achieved after rapid thermal annealing. Seebeck coefficients were determined by measuring the thermal voltage induced by passing current through a heating coil near the nanowire. The contacts where used as resistive thermometers to measure the temperature difference across the nanowire. Thermal transport in individual nanowires was accomplished using pre-fabricated MEMS devices, upon which single nanowires were physically manipulated using thin tungsten probe tips. Full descriptions of the measurement scheme can be found elsewhere.54
Footnotes |
| † Electronic supplementary information (ESI) available: See DOI: 10.1039/c0sc00537a |
| ‡ These authors contributed equally to this work. |
| This journal is © The Royal Society of Chemistry 2011 |