Fengxiu
Zhang‡
*a and
Guangxian
Zhang‡
b
aCollege of Chemistry and Chemical Engineering, Southwest University, 2 Tiansheng Street, Chongqing, 400715, P. R. China. E-mail: zhangfx656472@sina.com.cn; Fax: +86 023 68251228; Tel: +86 023 68251681
bCollege of Textile and Garment, Southwest University, 2 Tiansheng Street, Chongqing, 400715, P. R. China. Fax: +86 023 68251228; Tel: +86 023 68251681
First published on 22nd November 2010
A rapid, highly efficient and green synthetic approach to polyol esters for lubrication oils is proposed. Using sulfuric acid and p-toluene sulfonic acid as a composite catalyst and C5–C9 straight-chain monocarboxylic acids, with pentaerythritol (PE) and dipentaerythritol (di-PE) as starting materials, a series of lubrication oil polyol esters were synthesized in the absence of solvent under microwave irradiation. Compared with the conventional synthetic method, our proposed microwave method exhibits advantages, including higher yields, shorter reaction times and lower reaction temperatures. The viscosity coefficients of the products at 40 °C and their refractive indices at 25 °C were investigated. In addition, the thermal behavior of the starting materials under microwave irradiation was also investigated. The results reveal that the microwave absorbance of n-pentanoic acid is stronger than that of n-hexanoic acid and that of n-heptanoic acid is stronger than that of n-octanoic acid. The microwave absorbance of di-PE is also stronger than that of PE.
Two major synthetic methods have been adopted for the preparation of lubrication oil esters. One is direct esterification, where monobasic straight-chain fatty acids are reacted with a polyalcohol in the presence of acidic catalysts, and organic solvents with low boiling points (such as benzene, toluene and dimethylbenzene) are used as water-carrying reagents.5,6,7 However, a disadvantage of above method is that the products are commonly dark in color.7,8 The other involves a two-step reaction. Firstly, fatty acid methyl esters are obtained by the methanol alcoholysis of triglycerides. Secondly, they are transesterified with a polyhydric alcohol to produce polyol esters.9 Gryglewiecz and co-workers9 have employed the transesterification method to synthesize fatty acid polyol esters of neopentyl glycol (NPG) and trimethylol propane (TMP). They used vegetable and animal fats as sources of fatty acids and calcium methoxide as a catalyst. The second step yield was about 85–90%, with isooctane as an azeotropic solvent, but the first step was generally low-yielding. Thus, the total yield was not satisfactory. Furthermore, the reaction time was very long (20 h).
In the synthesis of lubrication oil esters, typically used catalysts include sulfuric acid, p-toluene sulfonic acid, phosphoric acid, phosphate, tributyl phosphate, sodium methoxide, sodium ethoxide, tetraoctyl zirconate, tetrabutyl titanate and sodium hydroxide.6,7,8,10 Recently, various lipases have also been employed as catalysts for the synthesis of lubrication oil esters. For example, Uosukainen et al.11 used TMP and rapeseed oil methyl ester as starting materials and various lipases as catalysts to synthesize trisubstituted TMP ester by a transesterification reaction. The highest yield of trisubstituted TMP ester was 85.05% and the lowest was 4.87% after 48 h at 50 °C. Linko et al.12 also applied the transesterification method to prepare the TMP triester of rapeseed oil fatty acids with lipase immobilized on Duolite ES-561; the highest yield of about 70% was reached after 78 h at 47 °C. With the commercial immobilized R. mieheilipase Lipozyme IM 20, the yield of TMP triester was about 75% in 24 h at 58 °C.13 Although lipase-catalyzed esterification may offer many significant advantages, such as milder reaction conditions, simplicity of product isolation, enzyme reuse and lower environmental pollution, the reaction efficiency is low in terms of long reaction time and unsatisfactory yield.
Microwave irradiation (MW) can enormously shorten reaction times and remarkably increase reaction yields in most cases compared to traditional synthesis.14 The combination of solvent-free reaction conditions and microwave irradiation is considered to be an eco-friendly approach.15 Here, we report a MW method for the direct synthesis of polyol esters in the absence of solvent, using C5–C9 straight-chain monocarboxylic acids and a series of polyols as starting materials in the presence of a composite catalyst. The synthetic regime is shown in Scheme 1:
![]() | ||
Scheme 1 Reaction of polyols and fatty acids. |
The properties of polyol esters are related to the structures of the fatty acids and alcohols, i.e. the length of the aliphatic chain, the number of hydroxyl groups in the alcohol and the presence or absence of a β-carbon–hydrogen (C–H) bond relative to the hydroxyl group (Fig. 1).16 The sensitivity to thermal oxidation of the C–H bonds at positions F, G, A and E of Fig. 1 is comparatively low. In contrast, the C–H bonds at positions B, C and D (Fig. 1) are easily oxidized to unsaturated compounds at high temperature (Fig. 2).9
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Fig. 1 The various carbon–hydrogen bonds (C–H) of an ester. |
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Fig. 2 Mechanism of the thermal destruction of esters with a β-hydrogen. |
Polyol esters without a β-H are more thermally stable than those with a β-H. Therefore, pentaerythritol (PE) and dipentaerythritol (di-PE) are commonly used as starting materials in industry.17
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Fig. 3 Changes of temperature with time: (◆) n-pentanoic acid, (■) n-hexanoic acid, (△) n-heptanoic acid, (◇) n-octanoic acid, (*) pentaerythritol and (○) dipentaerythritol. |
In the odd-numbered carbon fatty acids (n-pentanoic acid and n-heptanoic acid), the carboxyl and chain-end methyl groups in their structures are located on the same side of the carbon chain. These asymmetric molecular structures lead to greater intermolecular distances, and hence weaker intermolecular forces, than for the even-numbered carbon fatty acids (n-hexanoic and n-octanoic acid). This also implies that the dipoles in the odd-numbered carbon fatty acids align themselves more readily with the applied microwave field by rotation and re-orientation than the dipoles in the even-numbered carbon fatty acids. While the dipoles change their mutual orientation, the applied field is also changing, resulting in a phase difference between the orientation of the field and that of the dipole. This phase difference leads to energy loss from the dipole by molecular collisions and friction, thus giving rise to dielectric heating.15 Therefore, in odd-numbered carbon fatty acids, heat generation will be faster than in even-numbered carbon fatty acids. In the case of low odd-numbered carbon fatty acids, molecules with shorter carbon chains will also be more easily rotated and re-oriented, and hence produce more heat as a result of agitation and the intermolecular friction of molecules.15 Moreover, the abilities of molecules of different polarity to absorb microwave energy and to convert that absorbed energy are related to their dielectric constants (ε′) and their loss factors (ε′′). These factors are usually considered using the loss angle (δ), which is expressed as its tangent (eqn (1)): 15
tan δ = ε′′/ε′ | (1) |
For molecules of comparable dielectric constant, higher loss tangent values imply the better absorption of MW irradiation, resulting in a more rapid temperature increase. The dipole moments of n-pentanoic acid, n-hexanoic acid, n-heptanoic acid and n-octanoic acid reduce gradually over the small range 1.679–2.0,17c and their dielectric constants are similar. Hence, the above results for the temperature increase of different monocarboxylic acids (Fig. 3) indicate that the loss tangent value of n-pentanoic acid is higher than that of n-heptanoic acid, n-hexanoic and n-octanoic acid. Because the re-orientation of dipole moments in the applied field brings about a phase difference between the orientation of the field and the dipoles, the energy absorbed from the electric field is converted into heat as the dielectric loss, described here by the loss tangent values. Thus, it can be seen that the tangent values and dipole moments correspond. This is why n-pentanoic acid gives the highest microwave absorbance of the molecules studied.
PE and di-PE have melting points beyond 220 °C and thus remain solid for the irradiation times used. Fig. 3 shows that PE and di-PE have a very weak microwave absorbance compared with that of the liquid fatty acids. There are several possible reasons for the stronger microwave absorbance of di-PE relative to PE: the structure of di-PE is more asymmetric and its dipole moment is stronger than that of PE; in addition, PE is a granular solid, while di-PE is a powder.
Trial | Catalyst | T/°C | Yield (%) | Color |
---|---|---|---|---|
a Conventional heating. b Reaction for 10 min. c Reaction for 110 min. | ||||
1 | Phosphoric acid | 134 | 42.6 | Brown |
2 | p-Toluene sulfonic acid | 96 | 67.6 | Colorless |
3 | Sulfuric acid | 120 | 93.0 | Brown |
4 | Sulfuric acid and p-toluene sulfonic acid | 128 | 95.2 | Yellowish |
5a | Sulfuric acid and p-toluene sulfonic acid | 128 | 25.0b | Colorless |
83.5c | Sandy beige |
Because sulfuric acid has a stronger microwave absorbance than p-toluene sulfonic acid, different mass ratios of sulfuric acidvs. p-toluene sulfonic acid were expected to influence both the yield and the product color. The example synthesis of 4b under MW irradiation was used to investigate the effect of the ratio of sulfuric acid to p-toluene sulfonic acid, and the results are given in Table 2. The reaction time was the time taken at 320 W MW power for the esterification reaction to cease (as determined by no further emission of the water). Ratios of sulfuric acid to p-toluene sulfonic acid of 1:
2.0 or 1
:
2.4 gave lower yields (79.6 and 85.2%, respectively) and poor product colors. A ratio of 1
:
3.2 produced a colorless product. However, the yield was only 68.6%. Hence, a ratio of 1
:
2.8 for the composite catalyst was chosen to give a high yield with a satisfactory product color at 128 °C.
Sulfuric acid![]() ![]() |
Time/min | T/°C | Yield (%) | Color |
---|---|---|---|---|
a Reaction conditions: 0.73 g composite catalyst, 320 W MW power. | ||||
1![]() ![]() |
15.9 | 140 | 79.6 | Brown |
1![]() ![]() |
12 | 134 | 85.2 | Yellow |
1![]() ![]() |
8.5 | 128 | 97.0 | Yellowish |
1![]() ![]() |
6.0 | 108 | 68.6 | Colorless |
Trial | MW power/W | T/°C | Time/min | Color | Yield (%) |
---|---|---|---|---|---|
a Reaction conditions: sulfuric acid![]() ![]() ![]() ![]() |
|||||
1 | 230 | 75 | 6.5 | Colorless | 53.5 |
— | 110b | Yellowishb | 2.37b | ||
2 | 260 | 83 | 7.0 | Colorless | 64.3 |
— | 110b | Yellowishb | 8.9b | ||
3 | 290 | 98 | 7.5 | Colorless | 73.5 |
— | 110b | Buffb | 55.8b | ||
4 | 320 | 128 | 8.5 | Yellowish | 97.0 |
— | 110b | Yellowb | 83.5b | ||
5 | 340 | 136 | 10 | Yellow | 87.6 |
— | 110b | Brownb | 85.1b | ||
6 | 360 | 148 | 15 | Brown | 76.6 |
— | 110b | Brownb | 88.5b |
Compound | Mass ratio of composite catalyst/g | Time/min | T/°C | Yield (%) | Color |
---|---|---|---|---|---|
a Conventional heating. | |||||
5a | 1![]() ![]() |
9 | 103 | 97 | Colorless |
120a | 118a | 83a | Buffa | ||
5b | 1![]() ![]() |
9 | 105 | 96 | Colorless |
160a | 158a | 86a | Yellowisha | ||
5c | 1![]() ![]() |
10 | 110 | 93 | Colorless |
120a | 130a | 75a | Buff a | ||
5d | 1![]() ![]() |
10 | 114 | 95 | Colorless |
105a | 138a | 81a | Buff a | ||
5e | 1![]() ![]() |
10 | 118 | 88 | Colorless |
60a | 154a | 76a | Buffa |
Trial | Compound | Viscosity/mm2s−1![]() |
n 25 D | Color/Hazen | ||||
---|---|---|---|---|---|---|---|---|
MWc | Cd | MWc | Cd | MWc | Cd | |||
a Determined at 40 °C. b Literature data at 40 °C. c MW method. d Conventional heating. | ||||||||
1 | 4a | 45.2 | — | 1.4521 | — | 425 | — | |
2 | 4b | 49.4 | — | 1.4556 | — | 300 | — | |
3 | 4c | 54.5 | — | 1.4571 | — | 450 | — | |
4 | 4d | 60.1 | — | 1.4576 | — | >500 | — | |
5 | 5a | 14.3 | 13.51 | 1.4446 | 1.4445 | 150 | 200 | |
6 | 5b | 16.5 | 15.68 | 1.4491 | 1.4490 | 70 | 95 | |
7 | 5c | 23.46 | 22.35 | (b Lit.4 23.65) | 1.4521 | 1.4506 | 175 | 225 |
8 | 5d | 26.18 | 25.22 | (b Lit.4 26.45) | 1.4531 | 1.4516 | 125 | 200 |
9 | 5e | 27.60 | 26.33 | (b Lit.4 27.40) | 1.4577 | 1.4576 | 120 | 225 |
Refractive index is a widely used physical property for the classification of lubricating oils. In industry, compounds 4a–d and 5a–e are synthesized from PE or di-PE and the appropriate mole ratio of C5–C9straight-chain fatty acids. Thus far, there are only a few reported values of viscosity and refractive indices for these and similar compounds. Here, we present the refractive indices of 4a–d and 5a–e for the first time. The refractive indices of 5a, 5b and 5e produced using MW irradiation are almost the same as the corresponding products using conventional heating. For compounds 5c and 5d, the refractive indices of the MW products are higher than those from conventional heating, but the difference is not sufficient to affect the grade of lubricating oil. A possible reason for this difference is that the fraction of hydroxyl groups converted during the MW reaction is higher than during conventional heating.
The viscosity coefficients of polyol esters are important property parameters as a criterion of lubricating oil quality and are also the main parameters governing the choice of lubricating oil for various applications in equipment, engines and aviation.1,2 They also affect lubrication performance, including abrasion and surface rubbing prevention, rubbing power loss and the work efficiency of equipment.18 As can be seen from Table 6, the viscosity coefficients of 4a–d and 5a–e increase gradually with increasing carbon chain length of the fatty acid, and the trend in viscosity with chain length is as expected from theory.19 The results for products 5c–e from MW reactions are in agreement with the available literature data.4 The viscosity coefficients of the MW reaction products are significantly higher than those produced by conventional heating. These results show that the two different synthetic methods markedly affect the viscosity coefficient and color of polyol esters, and that the MW method produced materials with better viscosity coefficients than those from the conventional heating method.
C5–C8carboxylic acids 1 (20 ml) or solid samples of 2 or 3 (5.0 g) were added into a 50 ml beaker. Then, the beaker was placed into the MW oven. The samples were heated at 300 W for 1 or 320 W for 2 and 3 for 10, 20, 30, 40, 50, 60, 70 or 80 s, and the final temperatures were then measured. ΔT, the change in temperature, was defined as in eqn (2):
ΔT = T2 − T1 | (2) |
After cooling down to ambient temperature, the reaction mixture was filtered. The filtrate was washed with 15 ml distilled water, followed separately 2 or 3 times by 15 ml of a 10% sodium hydroxide solution. The final repeated washing was with distilled water until the organic layer was neutral. The organic layer was dried over anhydrous sodium sulfate. The crude product was purified by silica gel column chromatography using diethyl ether as the eluent. The product structures were characterized by IR, 1H NMR, 13C NMR and mass spectroscopy.
Due to the molecular weights of products 4a–d and 5a–e being higher, both their boiling points and viscosities are also higher.18 Therefore, the products cannot be measured on a gas chromatogram, and are also easily lost during separation and purification. Therefore, the yield (Y) was calculated from the ratio of the experimental (We) and theoretical (Wt) values of the water produced (eqn (3)): 21
Y(%) = 100 × We/Wt | (3) |
We = W2 − W1 | (4) |
Footnotes |
† Electronic supplementary information (ESI) available: IR, 1H NMR, 13C NMR and MS analyses of compounds 4a–d and 5a–e. See DOI: 10.1039/c0gc00351d |
‡ The authors contributed equally to the work. |
This journal is © The Royal Society of Chemistry 2011 |