D.
Weaire‡
a,
M. F.
Vaz
a,
P. I. C.
Teixeira§
b and
M. A.
Fortes
a
aInstituto de Ciência e Engenharia de Materiais e Superfícies and Departamento de Engenharia de Materiais, Instituto Superior Técnico, Av. Rovisco Pais, 1049-001, Lisboa, Portugal
bFaculdade de Engenharia, Universidade Católica Portuguesa, Estrada de Talaíde, 2635-631, Rio de Mouro, Portugal
First published on 2nd November 2006
Instabilities play a central role in the physics of foams. Some that change the topology of a dry foam are indicated by the laws promulgated by Plateau in his 1873 book. Their occurrence is less clearly predictable in wet foams. Various other instabilities are related to gravitational loading and gas compressibility. We gather up many examples as a guide to future research and identify problems that remain, including what we call pre-emptive instabilities, which occur before they are expected on the basis of Plateau's laws.
![]() | Denis Weaire is Erasmus Smith Professor in the School of Physics of Trinity College Dublin. His research group has combined theory, simulation and experiment in helping to establish the modern development of the physics of foams, over two decades, as described in the books The Kelvin Problem, Physics of Foams and Pursuit of Perfect Packing. |
![]() | M. Fatima Vaz is an assistant professor in the Department of Materials Engineering of Instituto Superior Técnico in Lisbon. Her research work includes theory, experiments and simulations of liquid foams and of solid cellular materials, such as ceramic foams. |
![]() | Paulo Teixeira is a lecturer in the School of Engineering of Lisbon Polytechnic. He has done (mostly theoretical, and some simulation) research on a variety of soft matter systems, including dipolar fluids, liquid crystals, elastomers, polymers and foams. |
![]() | Manuel A. Fortes is a full professor in the Department of Materials Engineering of Instituto Superior Técnico (IST) in Lisbon. His interest in liquid foams arose from previous work on cellular materials, particularly on cork. Research in foams includes theory, experiments and simulations of foam structure and properties. He leads a research group on cellular materials (including liquid foams) at the Instituto de Ciência e Engenharia de Materiais e Superfícies in IST. |
E = Ebulk + Esurface | (1) |
From the mists of such debates, there gradually emerged the simple theory that we take for granted today. Young, Monge, Laplace and others showed how it could be used to explain the various effects subsumed under “capillarity”.2–4 A key result was the Young–Laplace Law, which relates the equilibrium pressure difference across a fluid interface to its surface tension σ and curvature,
![]() | (2) |
In arriving at this long-delayed insight, Young and Laplace used physical and mathematical (or British and French) perspectives, respectively. While the former talked directly of an isotropic surface tension with unprecedented clarity, the latter formally introduced a somewhat abstract quantity H, essentially representing the same thing. Mutual and acrimonious misunderstanding ensued.2 The subject's adherents still stretch between the two extremes, with contrasting styles.
It fell to Plateau1 to promulgate the general principle of minimisation of surface area (and hence surface energy), usually for a body of liquid considered incompressible and hence of fixed volume, or for a soap film in a frame. Hence, his name is still honoured by mathematicians in the “Plateau problem”,3 relating to existence theorems that address the mathematical solutions for such films. With the help of his wife and students he manifested some of the simpler consequences of the principle of minimisation of surface energy, and with some mathematical assistance from the geometer Lamarle5 showed that it was sufficient to explain them all. Plateau's achievement in surveying the static structure of films and foams remains unrivalled, but is inevitably surpassed in scope and sophistication today, with the aid of the computer.
From the very outset, he focused repeatedly on the instabilities that set bounds to the ranges over which particular structures can be maintained. They remain of great interest today, in relation to a number of fields. These include the study of capillary effects under microgravity (e.g. ref. 6), the description of foam flow in porous media,7 the formation of jets and droplets,8 and new developments in microfluidics, as well as the physics of foams.
We shall concentrate mainly on the core problems of foam physics, directly descended from those of the 19th century.9 We seek to bring Plateau's conclusions up to date. Most of them have stood the test of time. As the subject moves from problems of statics to those of dynamics, instabilities gain importance and often stand at the threshold of new research problems.
The topological instabilities of Plateau set outer bounds to critical points. In some cases they are pre-empted by an earlier transformation in practice. We shall argue that such pre-emptive instabilities are common in three dimensions. This does not seem to have been generally appreciated up to the present point.
As we shall see, straightforward experiments on foams identify a variety of well-defined instabilities, most of which result in rearrangements on a time-scale of less than a second, suitable for observation, for example by video.
Film rupture (and consequent collapse of foam) presents an important type of instability that will be entirely omitted here. It has its origins in the fluctuations of film thickness and the local influences of particles and immiscible droplets. Still poorly understood, it is addressed in a rich field of research, but this is of a different character to what is discussed here. While the cases that we cover may ultimately lead to consideration of microscopic properties of films, at the onset they have to do with the geometry of bubbles and the minimisation of their surface energy, within an elementary model.
Except where indicated, we shall deal only with static equilibrium structures. One that is in stable equilibrium remains essentially unchanged when subjected to small displacements (consistent with any constraints, such as volume conservation). A stable configuration minimises energy with respect to all displacements. Nevertheless, the term “minimal surface” is widely used in the weaker sense that the energy is stationary.
It often happens that, as some control parameter is varied (for example, the dimensions of a frame to which a soap film configuration is attached, or the prescribed volumes of bubbles in a foam) we reach a limiting point of stability. This means that continuing beyond this point, the system either
(a) develops an asymmetry without encountering any discontinuity in the configuration, or
(b) jumps away from this initial configuration to settle in another which is not close to it.
The consequences of the former type of instability (second order, in the language of phase transitions) may often be predicted by purely static modelling. The latter is more problematic and may require a dynamic model, because the system is out of equilibrium during the transition. Such models are under scrutiny in current research: they will not be covered in any detail here.
In practice, this desideratum is often disregarded and the system is assumed to settle in the “nearest” state of stable equilibrium, or that which is reached by some algorithm which seeks out the new equilibrium in a steepest-descent search. It may be obvious that this is its correct destination, if there are no other competing choices nearby.
In some cases (in which there is no change in connectivity at the instability), an analysis of the Hessian matrix, which describes the quadratic variation of energy (surface area) with respect to all possible modes of small distortion, serves to identify those that are least stable and those that lose stability at the threshold. The relevant analysis evaluates the lowest eigenvalues of the Hessian matrix, together with their eigenvectors. See the ESI for an explanation of the Hessian matrix method and its technical details.†
The eigenvalues of the Hessian matrix are the coefficients of the quadratic variation for those modes. One eigenvalue may go to zero at a point of instability, and is identified with the unstable mode that is our object of interest. These modes are essentially the “soft modes” of the solid state physicist. They can offer indications of the nature of the instability and suggest where it will take the system.
However, the kind of instability which Plateau's classic rules1,9 entail is not quite of this character. In his idealised model for a dry foam, films are infinitesimally thin, and represented in single surfaces meeting in lines, which in turn meet in vertices. In this case, the instabilities occur as a consequence of an abrupt topological change. This occurs because Plateau's necessary conditions for equilibrium are not satisfied, for example by a vertex of more than four lines. There is no hint of the instability until this point is reached. It is necessary to resolve the vertex into a new configuration of Plateau-allowed vertices before applying a stability analysis. This may contain linear as well as quadratic terms, in which case the linear ones have primary significance.
Plateau remarked that configurations in which bubbles have large aspect ratios tend to be unstable, quite generally. Indeed we shall see that a related instability is to be found in confined foams11 as in Fig. 1. Moreover, something akin to the Rayleigh–Plateau instability must be at the heart of most common processes of foam formation. Shaking a liquid/gas mixture is remarkably efficient in creating a foam of small bubbles, presumably by the elongation of larger ones to a point of instability, rather as in section (h) below. But here we consider the simplest case, that of a closed cylinder of uniform circular cross section, diameter D, and length L, which is formed, for example, by a soap film between two solid plates upon which the film is free to move. The enclosed volume is to be considered fixed. We shall frequently make such an assumption, so let us note here that a measure of the relative effect of the compressibility of the enclosed gas is the size variation between adjacent bubbles due to compressibility. For millimetre-sized bubbles, hence with film curvature radii of the order of 1 cm, eqn (2) with σ ∼ 10−1 N m−1 gives Δp ∼ 10 Pa = 10−4 atm for a typical variation of pressure between bubbles. If we now recall that the compressibility of an ideal gas is the inverse of its pressure p0 and this is typically of the order of 1 atm, then the typical bubble size variation will be ΔV ∼ Δp/p0 ∼ 10−4 which is usually negligibly small. In real foams of the usual kind, compressibility becomes important only for extremely small bubble sizes or pressures,12 and can provoke a special type of instability there. We will return to this point in section (k).
![]() | ||
Fig. 1 Sequence of surfaces in the numerical simulation of the Rayleigh–Plateau instability for a cylindrical surface, e.g. a soap film, between two plates (adapted from ref. 11). |
If the circular ends of the film are free to move on the surface of the plate, the Hessian modes of expansion and contraction are similar to standing waves.10 The mode of largest wavelength is the first to become unstable as L is slowly increased. The critical value1 is given by
![]() | (3) |
This instability is of the second type mentioned above and leads eventually to configurations such as that indicated in Fig. 1, consisting of one or more distinct bubbles, attached to the plates or free, depending on the liquid viscosity and other factors.
![]() | ||
Fig. 2 A cylindrical bubble between two open rings (adapted from ref. 13). |
The solution for the surface which connects these rings and conforms to the Laplace–Young law (with pressure difference zero) has as its generating curve (which is to be revolved around the axis) the same catenary curve (y = cosh(x/c)) that provides the solution for a cable suspended between two points. But such a solution for the generating curve, only exists for L/D ≤ 0.6627. If the ratio is continuously increased from a small value, the surface must become unstable at or before this point is reached. For L/D < 0.6627, there are two solutions of which the one with the smaller “neck” (relative to L or D) is unstable, and the other is stable up to the critical point.
This example is susceptible to standard variational calculus (see, e.g., ref. 14 and 15). Note that the transition from the continuous differentiable to the discontinuous solution, occurs when the catenoid still has a finite radius at x = 0, i.e., the static solution never pinches off to a point.
This is an instructive example in many ways, so we include a geometrical diagram to further explain its main features (Fig. 3). In particular, this may be regarded as a pre-emptive instability, using a term adopted for the purpose of this article, with the following meaning. With fixed D, the neck diameter decreases as the two rings are pulled apart. The naïve expectation is instability when the neck vanishes and the topology must change. However, the actual instability occurs much earlier. A similar analysis shows that when the diameter D1 of one ring is fixed and the other diameter D2 is reduced, we encounter the same kind of instability at a point which depends on the separation L.
![]() | ||
Fig. 3 The catenary curve y(x) provides the solution of the two-ring problem. Here we keep the neck radius R = 1 (also the radius of curvature of the profile) fixed, and explore solutions with a particular ratio D/L (ring diameter D and separation L). A straight line with slope D/L intersects the curve in two points for L/D < 0.6627. Each such point gives a solution (rescaled as necessary), for given D and L. |
Here we speak of an ideal dry foam, in the first instance. That is, it is considered to consist of films (lamellae) of infinitesimal thickness, meeting in lines. These lines meet at points (known as vertices, nodes or junctions). The energy is exclusively contributed by the films.
To begin with, consider a 2d foam, such as may be realised by trapping bubbles between two glass plates. This is idealised in terms of lines (which in this case represent films in the real system, spanning the two plates). The lines surround cells and meet at points. Only three lines can meet at such a 2d vertex (at 120 degrees). If conditions are varied in such a way that the length of one of the cell sides goes to zero, and forms a fourfold vertex, we necessarily encounter an instability and the system jumps to a different configuration that is in accord with Plateau's rules. This is the “T1 process” (Fig. 4),16 whose role in disordered 2d foams was underscored by C. S. Smith.17 It punctuates the otherwise smooth evolution of the structure under coarsening or shear.
![]() | ||
Fig. 4 T1 process in two dimensions.9 |
The proof of the instability of the fourfold vertex in 2d is quite elementary. It is considered to be dissociated into two threefold vertices connected by an edge of infinitesimal length. For at least one of the two possible configurations of this kind, the surface tension forces are unbalanced in such a way as to increase the length of the new edge.
Although sometimes compounded in avalanches, these T1 changes are indeed the essence of 2d foam relaxation and rheology and may be displayed in very simple demonstrations. In the case of an ordered 2d (honeycomb) structure, they provide the mechanism for simple defects (dislocations consisting of adjacent 5- and 7-sided cells) to migrate. The pioneering calculations of Kraynik18 are slightly misleading in this respect, in that he assumed simultaneous T1 changes throughout the honeycomb structure, whereas actual specimens are deformed by defect migration.19 This is reminiscent of the historic misapprehension of the nature of the plasticity of metals.
Reverting to three dimensions, we see that the same argument may be used to justify Plateau's rule that allows films to meet only three at a time. They do so at 120 degrees, to conform to the equilibrium of surface tensions at the point. But the problem of how many lines (Plateau borders) can meet at a vertex is not so simple. The most elementary vertex, in 3d, has four lines and six films, and the relevant Plateau rule stipulates that no other vertex is stable; anything with more lines must dissociate, just as in two dimensions. To our knowledge there is no straightforward proof of this, treating such vertices in a general way, and that remains an open problem. Lamarle5 achieved a long proof by exhaustion of cases, and this has been refined by modern mathematicians, but without condensation to anything more compact. He explicitly described unstable deformations for all of them, except the fourfold case that remains the sole stable vertex. Again we remark that Lamarle's theorem only sets bounds on stable structures. See in particular section (e).
![]() | ||
Fig. 5 Plateau's frames, with attached handles: (a) cubic, with the observed film configuration, (b) the unstable symmetric configuration for the cubic frame, (c) the tetrahedral vertex, and (d) the triangular prismatic frame. (adapted from ref. 1). |
In a foam, forbidden multiple vertices are commonly approached in the processes of deformation or coarsening, and topological changes result. Unlike the 2d case, here there are two elementary topological processes that are the inverse of one another but of different character (Fig. 6). Respectively, they are provoked when a line or a triangular face shrinks to the point of vanishing.20 One might suggest that the notation T1 and T1′ would be appropriate, to indicate that these two processes are not the same (as they are in 2d). These changes are indeed commonly observed in foams although they often occur together in a compound topological change that results in the rotation of a quadrilateral face.9,21 We might symbolically represent this as T3,
T3 = T1 + T1′ (rotation of quadrilateral face) | (4) |
![]() | ||
Fig. 6 T1′ and T1 rearrangements in a 3d dry foam.9 |
Very careful observation (or calculation) is required to conclude whether any of these changes is made pre-emptively. Kraynik has noted a pre-emptive T3 change in simulations of shear for the Kelvin structure.22 In the next section, we shall argue that this pre-emptive character is rather general, taking another special case as prototype.
At a certain critical value of c/a, the triangular face collapses spontaneously, shrinking to a point, and this provokes the T1′ change to the configuration shown in Fig. 5d.
In a 2d wet foam, there are finite Plateau borders and there can be stable multiple borders with more than three sides,25,26e.g. a fourfold border (Fig. 7). The T1 process occurs in two stages: border coalescence, and border separation as is illustrated in Fig. 7.
![]() | ||
Fig. 7 For a wet foam the intermediate configuration may be stable, as demonstrated here.26 A stable fourfold border is formed upon increasing the liquid fraction. |
There has been no general treatment by simulation of instabilities in 3d wet foam, along the lines of that of Bolton and Weaire25 for two dimensions. Qualitatively, it seems clear that the gradual relaxation of Plateau's rules should proceed in a similar way.
An interesting question (and one that occurred to Plateau himself) is as follows. How much liquid is required to stabilise the eightfold symmetric vertex in the cubic frame of Fig. 5b? Inspired by experiments in which this liquid was introduced in a continuous draining process (Fig. 8), it was suggested by in het Panhuis et al.27 that the answer might be paradoxical. It might be that any finite liquid fraction, however small, stabilises the vertex against small displacements, in the model that we have defined. (They were unaware that Plateau had performed rather better experiments with density-matched liquids, also finding a very close approach to the “dry” symmetric vertex.)
![]() | ||
Fig. 8 Increasing the liquid fraction by introducing steady drainage (by liquid input) at the top can restore a stable eightfold vertex27cf. Fig. 5. |
However, exhaustive calculations by K. Brakke28,29 countered this notion and resulted in an estimate of the critical liquid fraction for stability of the 8-connected vertex, ϕ = 0.000278. This seems extraordinarily small, and as yet inexplicably so.
A further complication for wet foams is the observed concatenation of many elementary T1 changes, in cascades or avalanches.19,30 The wetter the foam, the larger these avalanches become.
![]() | ||
Fig. 9 Kelvin (bcc) structure. |
Observing this in the surface layers of a draining foam, Weaire et al.31 interpreted it in terms of the instability of a bcc atomic structure when second-nearest neighbour interactions are absent. While this argument makes a connection with those made in metallurgy, it would be better in this case to make an analysis in terms more closely related to surface energy and bubble interactions. This instability is also related to the problem of the interface in the three-dimension honeycomb of the bee, or the analogous foam structure.32
Bulk Kelvin structures have been produced only to a limited extent,33,34 but remarkably so, since this is not the structure of lowest energy for monodisperse dry foam.35 The question of what bulk structure would emerge from the above instability, upon producing a wet Kelvin foam, remains unanswered.
As a convenient example, a 2d “flower” cluster of cells obtained by trapping bubbles between two glass plates or between one plate and a liquid surface, was used. A central bubble is surrounded by n petals, all of the same volume. As the spacing increases by changing the height of the cluster, the foam cells become elongated. One might naïvely expect this to continue indefinitely, at least in the ideal dry foam. However, instabilities enter and convert the foam into a double layer of bubbles, as soon as the spacing is of the order of the cell diameter. It is the cells with less than six sides that are susceptible to the initial change, which is essentially the Rayleigh–Plateau instability of section (a), here dubbed the “wine bottle instability”. As confirmed by Brakke and Morgan,36 when the central bubble is small and has fewer than six sides, it becomes unstable first. When the central cell is large or has six or more sides, it drives the Rayleigh–Plateau instability of a petal.
Several final different 3d configurations may be obtained in the 2d to 3d transition, depending on the volume ratio of the petals and the central cell. Fig. 10 shows some examples from the simulations of Cox et al.11
![]() | ||
Fig. 10 (a) 2d to 3d transition with petals suffering a wine bottle instability and (b) several possible configurations after the 2d to 3d transition (adapted from ref. 11). |
For cells of equal volume V, the estimated critical plate spacing dcrit for the central instability contains n, the number of cell sides
![]() | (5) |
A remarkable sequence of structures of increasing complexity is observed as the bubble diameter is varied. For any given sample, this may be effected by either introducing a flow of liquid at the top, producing a steady state that approximates equilibrium40 or by compressing the system with a piston.41 The most impressive demonstration of foam instability is thereby produced: at certain points the structure is rearranged by an elaborate sequence of topological changes, which proceeds along the tube in a periodic manner, reminiscent of Scottish country dancing.
The most elementary example (apart from the one in the following section, which is special) is the change from the staircase structure to the bamboo structure (Fig. 11). This is clearly necessary when the area of the horizontal faces of the staircase structure approaches zero. However, once again, a pre-emptive instability is found as first noted in calculations by Reinelt et al.38 One can again associate this with a “curvature crisis”. The horizontal interior Plateau border has a curvature which would tend to infinity in the limit considered, because of the boundary conditions that require it to be normal to the cylindrical tube surface, which it meets.
![]() | ||
Fig. 11 Transition from the staircase to the bamboo structure (reproduced by kind permission of the authors of ref. 38). |
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Fig. 12 2d-Flower clusters with 10 equal petals: (a) symmetrical, (b) asymmetrical and (c) ejected configurations (adapted from ref. 44). |
The simplest 2d flower cluster consists of a central cell surrounded by n equal petals. Exact solutions were easily provided, as clusters have n-fold symmetry.42 Simulations with the Surface Evolver were done to investigate the uniqueness of stable configurations for given topology.43 They revealed that, for a flower cluster of more than six petals, when the area of its central cell is reduced, there is a symmetry-breaking instability at a certain point. In a flower cluster with one shell of petals, the critical area corresponds to the energy minimum and to zero eigenvalues of the Hessian matrix. Beyond this point, the cluster becomes “floppy”, that is it may be given any configuration within the bounds that maintain its topology. Asymmetrical configurations arise with lower energy than the symmetrical arrangement. Asymmetrical configurations (Fig. 12b) were never observed experimentally.
A further type of instability which is observed in experiments for n > 6 is a change in topology due to the ejection of a bubble (Fig. 12c) which was initially in contact with the central cell.44,45
No instability occurs for flower clusters with n < 6. The decrease in the central cell area, gives rise only to the vanishing of the central cell.44,45
When two 2d bubbles are opposed and form an intervening film (Fig. 13) the effect is much the same but simpler to describe.47,48 When deforming two bubbles between two bars as in Fig. 13, instabilities occur for critical values of bar spacing. The compression of the two bubbles leads, at a critical point, to a buckling or slant configuration, where the inter-bubble film is inclined. Further compression induces T1 and provokes a topological transition into a bamboo arrangement.
![]() | ||
Fig. 13 Compression of two 2d bubbles between bars. Compression leads to a buckled or slant configuration.47 |
Another instability of this type is the tilting of the inter-bubble film for a compressed pair of 3d bubbles, was demonstrated by Bohn.49 In both 2d and 3d, this transition may be readily understood in terms of the “floppy” property of section (m).
In practice this has been observed in experiments of continuous drainage,27 but in foams it may be pre-empted by yet another instability, that of convection.51
![]() | ||
Fig. 14 Instability of a 3d bubble chain under elongation as observed by Bohn.49 The middle configuration is transient. (Reproduced by kind permission of the author of ref. 49). |
We may tentatively advance the generalisation that topological instabilities which entail any infinite curvature upon their approach are generally pre-empted, but as yet have no proof of this (even for special cases).
In the 2d case, detailed simulations54 have shown the relaxation after a T1 change, within a model in which (in addition to the usual idealisations for a dry foam) a viscous drag is exerted on moving lines (and is in reality attributed to the viscous drag exerted on the wall Plateau borders as they slide on the confining plates). In this model, the velocity of the dissociating vertices is initially infinite, varying with time as its inverse square root, and eventually decaying to zero exponentially. This “toy model” is probably quite unrealistic, and some experiments already point to that conclusion.55 The matter is best left there, in anticipation of much research in the coming years.
Furthermore, the stationary properties of foam structures must be intimately related to problems of existence and uniqueness of equilibrium structures and the fashionable topic of “energy landscapes”. A foam has a rich energy landscape if alternative topological arrangements are included. But for one fixed topological structure, is the stable minimum (if it exists) unique? This is the kind of question raised by Graner et al.56 and it provoked the studies described in section (m). It was a question largely disregarded by Weaire and Kermode57 in formulating the first full simulation of an ideal 2d dry foam. They used Plateau's laws, not energy minimisation, but were sufficiently aware of the problem to repeat simulations with added random initial perturbations, to confirm that they returned to the same configuration. Indeed it seems that for practical purposes the 2d case is rather straightforward, although Graner's conjecture would appear to be false.43
But this assertion should not be carried over casually into three dimensions, where there are stronger possibilities of complicated landscapes.
Even in the case of static structures, Plateau's research programme is clearly far from exhausted.
As ever, Ken Brakke provided helpful advice and special thanks are due to Simon Cox for advice and calculations.
Footnotes |
† Electronic supplementary information (ESI) available: The Hessian matrix and its eigenvalues. See DOI: 10.1039/b608466b |
‡ Permanent address—Department of Physics, Trinity College, Dublin 2, Ireland. |
§ Present address—Instituto Superior de Engenharia de Lisboa, Rua Conselheiro Emídio Navarro 1, 1950-062 Lisboa, and Centro de Física Teórica e Computacional, Universidade de Lisboa, Avenida Professor Gama Pinto 2, 1649-003 Lisboa, Portugal |
This journal is © The Royal Society of Chemistry 2007 |