Andrew J.
Archer
a,
Benjamin D.
Goddard
b,
David N.
Sibley
a,
James T.
Rawlings
c,
Ross
Broadhurst
c,
Fouzia F.
Ouali
c and
David J.
Fairhurst
*cd
aDepartment of Mathematical Sciences and Interdisciplinary Centre for Mathematical Modelling, Loughborough University, Loughborough LE11 3TU, UK
bSchool of Mathematics and the Maxwell Institute for Mathematical Sciences, University of Edinburgh, Edinburgh EH9 3FD, UK
cDepartment of Physics and Mathematics, Nottingham Trent University, Clifton Lane, Nottingham NG11 8NS, UK
dSchool of Physics and Astronomy, University of Edinburgh, Edinburgh EH9 3FD, UK. E-mail: david.fairhurst@ed.ac.uk
First published on 26th April 2024
Ouzo is a well-known drink in Mediterranean countries, with ingredients water, alcohol and trans-anethole oil. The oil is insoluble in water, but completely soluble in alcohol, so when water is added to the spirit, the available alcohol is depleted and the mixture exhibits spontaneous emulsification. This process is commonly known as the louche or ouzo effect. Although the phase boundaries of this archetypal ternary mixture are well known, the properties of coexisting phases have not previously been studied. Here, we present a detailed experimental investigation into the phase behaviour, including tie-lines connecting coexisting phases, determination of the critical point (also called the plait point in ternary systems) and measurements of the surface tension and density for varying alcohol concentrations. Additionally, we present a theory for the thermodynamics and phase diagram of the system. With suitable selection of the interaction parameters, the theory captures nearly all features of the experimental work. This simple model can be used to determine both bulk and non-uniform (e.g. interfacial) properties, paving the way for a wide range of future applications of the model to ternary mixtures in general. We show how our accurate equilibrium phase diagram can be used to provide improved understanding of non-equilibrium phenomena.
In very specific situations, a system will undergo spontaneous emulsification, immediately separating without the addition of external energy. Spontaneous emulsification was first reported by Johanne Gads in 18785 while investigating the reactions of bile salts: ‘regardless of any external shock, the mere mutual contact of certain liquids is sufficient to produce an emulsion which surpasses any type of milk in terms of fineness and uniformity’ (translated from German). The most well-known modern demonstration is the ouzo effect, named (somewhat arbitrarily) by Vitale and Katz6 after a Greek alcoholic drink; many Mediterranean countries have their own version including Raki in Turkey, Pastis in France, Sambuca in Italy, Mastika in Bulgaria, Arak in Lebanon and notoriously Absinthe7 which could all have lent their name to the phenomenon. In all versions, the pure spirit is a clear, single phase liquid comprising around 60% water, 40% ethanol (referred to henceforth as ‘alcohol’) and a small amount of anethole, an aromatic ester (referred to as ‘oil’), which (along with other botanicals), gives the drink its distinctive aniseed taste. Water and anethole are almost completely immiscible but both are fully soluble in alcohol. Moreover, given the choice between the two, alcohol has a much greater preference for water. In pure ouzo, there is sufficient alcohol to solubilise the oil. However, when even a small amount of water is added, the alcohol partitions with the water, reducing the solubility of the oil, leading to immediate precipitation of an oil rich phase. The spontaneous emulsification creates oil droplets of roughly a micron in size.6,8 A thorough review of spontaneous emulsification was published by Solans et al. in 2016.9 We highlight some of the key concepts below. The thermodynamics of bulk phase separation is well understood, but why the droplets remain so long-lived is not fully understood.10 The process is analogous to reducing the temperature of a water rich vapour leading to the formation of stable water droplets within clouds.6
Despite this rich history, the first scientific report into spontaneous emulsification was by Vitale and Katz6 in 2003. Using divinyl benzene (DVB), an oil very similar to anethole, dissolved in water–alcohol mixtures they identified an ‘ouzo region’ in which a stable emulsion forms spontaneously. This region was defined by samples with an oil to alcohol ratio greater than 1:20. They plotted the phase diagram on logarithmic axes to highlight the very low oil concentration region. The diameter of the spontaneously formed droplets ranged from 1 to 3 μm and were described by a logarithmic function of ‘excess’ oil concentration above the 1:20 ratio, normalised by the alcohol concentration. They attempted to make theoretical predictions, using two thermodynamic models, but noted that ‘unfortunately, lack of measured thermodynamic data on DVB, combined with the strong nonidealities of this three-component liquid system, made it impossible to calculate…’.
In 2003, Grillo11 performed neutron scattering measurements on anethole–water–alcohol emulsions, measuring the droplet diameter to be around 1 μm immediately after formation, and increasing by 10% after 12 hours with faster growth rates at higher temperatures. Like Vitale and Katz, she also reported that the droplet size depends on the ratio of oil to alcohol.
In 2005 Sitnikova and co-workers8 also investigated the phase behaviour and droplet stability of the anethole–water–alcohol system, producing a detailed phase diagram exploring the stable ouzo region. They used dynamic light scattering to track droplet diameters, finding a slow increase from 1 μm to 3 μm over 16 hours. The droplet volume increased linearly over time, indicating growth via diffusion of dissolved oil across the continuous phase (Ostwaldt ripening) rather than through droplet coalescence (which exhibits exponential growth). Interestingly, they observed the droplets undergoing Brownian motion, and frequently colliding without merging. The measured growth rates allowed the authors to estimate the interfacial tension of the emulsion droplets to be between 0.1 and 100 mN m−1, depending strongly on composition. We compare their deduced surface tension values with our direct measurements below in Fig. 8. Following the growth stage (around 60 hours), the emulsion was stable for several months, showing a very slow reduction in droplet size, attributed to sedimentation or creaming of the droplets. They ascribed the long-term stability of these emulsions to the low interfacial tension but note that the behaviour is strongly dependent on the mixing process, claiming that adding water to a single phase system is the only way to create a stable emulsion. They also suggest that ‘the presence of small amounts of a residual charge on the droplet may in principle prevent the droplets from merging’. They also propose that ethanol has a stabilising effect on the emulsion by accumulating at the interface, much like a surfactant.
In 2009 Scholten et al.4 performed stability experiments using anethole–water–ethanol and commercial Pernod. They identified the impossibility of directly measuring the interfacial tension between oil droplets and arbitrary water/ethanol mixtures due to the constraints of coexistence. They mitigated this problem to some extent by pre-saturating oil droplets in the mixtures before performing pendant drop measurements, but by doing so, sacrificed knowledge of the exact compositions of both phases. They report interfacial tension values of 11 mN m−1 for 30% ethanol samples and 1.4 mN m−1 for 70% ethanol samples and use these values to estimate the ripening rate (the reverse of the calculation in ref. 8). Using their measurements for various ternary mixtures, they predict sedimentation/creaming rates to be between 5 and 35 nm s−1. However, their incomplete knowledge of coexisting phases limits further discussions: in particular, they incorrectly invoke critical behaviour to explain their observations, without identifying the location of the critical point in the phase diagram.
All previous works have reduced ethanol concentration to trigger spontaneous emulsification by dilution with water; however the same result can also be achieved by allowing ethanol to evaporate. Tan et al.12 explore this effect in micro-litre droplets. They report compositional data for the cloud–point curve where precipitation first occurs. We compare their data to ours in Fig. 2. In his 2018 PhD thesis13 Tan calculates the compositions of coexisting phases in the ouzo system and plots them as tie-lines on the phase diagram. Tan uses this to predict the location of the critical point to be at weight fractions of alcohol wa = 35%, water ww = 8% and oil wo = 57%. He uses diffusion path theory (see below) to predict the time evolution of dilution and evaporation.
On the theoretical front, in 1972, Ruschak and Miller produced the landmark paper explaining spontaneous emulsification.14 They consider generic phase diagrams and highlight how ‘diffusion paths’ linking the two phases that are brought into contact can be used to predict emulsion formation, either with or without bulk phase separation. Provided the diffusion path crosses through the two phase region, producing a region of supersaturation, then an emulsion will form. They use three toluene–water–solute ternary systems to illustrate their predictions. Krishna15 extends the theoretical framework work with ‘serpentine’ trajectories, by allowing for concentration-dependent diffusion coefficients. However, this additional consideration is not necessary to explain the ouzo effect.
For over 40 years the formation of transparent (non-scattering) micro-emulsions with dimensions around 2 nm, in a region close to the ouzo region has been a curious mystery. However in 2016 Zemb et al.16 proposed a model for the behaviour in this ‘pre-ouzo region’ and using neutron-scattering data from the ethanol–water–octanol ternary system, and molecular dynamics simulations they demonstrate how small clusters of octanol are stabilised by a coating of ethanol. From their model, they argue that this can be predicted by considering effects of hydration and entropy.
Very recently Roger et al.10 show how the mixing method affects the size of emulsion droplets and that particularly rapid mixing can remove the ouzo region altogether. They consider a ternary hexadecane–acetone–water system, but their findings should be universal. They use Raman spectroscopy to measure the compositions of coexisting samples, allowing experimentally-determined tielines to be plotted.
In contrast, in our lattice DFT introduced below in Section 4, the natural quantities are dimensionless number densities of each species in the system, defined as np = Np/V, where Np is the number of molecules of species p in the system and V is a dimensionless total volume. Note that the reason that we put the species label p as a superscript is that the local density can be a spatially varying quantity: in our lattice DFT, we denote position in our system via a discrete lattice vector i = (i,j,k), where i, j and k are integers. With this, the spatially varying local density distribution of species p is denoted as npi. Note also that in our dimensionless units, the volume V is also the total number of lattice sites in the system, where we use the lattice spacing σ as the length scale (unit of length) in our model.
Closely related to these are the mass densities of the three species, defined as ρa = nama, ρo = nomo and ρw = nwmw, respectively, where ma, mo and mw are the corresponding masses per unit volume of the three liquids. The total mass density is then of course ρ = ρa + ρo + ρw. In order to compare with the experiments, we convert from our dimensionless number densities np to mass densities using the following values for the densities of the three pure liquids: ma = 0.79 g cm−3, mo = 0.99 g cm−3 and mw = 1.00 g cm−3. Converting in this way does not take into account the fact that when you mix two liquids, e.g. alcohol and water, the final volume is not the sum of the two separate volumes. But, given all the other approximations in our model (see Section 4), for present purposes converting in this way is satisfactory.
In any mixture, the mass fractions wp are not independent, but must add to 100%. The usual way to plot the phase diagram of three-component systems such as the ouzo mixture of interest here is to use the following coordinate transform to map the individual mass fractions onto a triangular ternary phase diagram:
(1) |
Note that the above formulae also apply if the mass fractions are replaced by the mass densities (i.e. multiply both top and bottom of the above by M/V).
In Fig. 1 we present our measured ternary phase diagram for the water, alcohol and oil mixture and use this figure to introduce the key features of the phase diagram. We postpone discussion of the experimental details of the materials used and the approach used to obtain this diagram until later. The benefit of this triangular representation of a ternary mixture phase diagram is that every point on it shows the overall composition of the mixture, with the three corners representing the three pure phases.39 Here, alcohol is at the top, pure water on the left and pure oil on the right.
Fig. 1 Measured ouzo phase diagram. The thick black curve is the binodal given by the fit in eqn (4). Individual density measurements are shown by coloured circles, and the coloured background shading is a smooth extrapolation between the points. The thin black lines are tie-lines between coexisting states. These are generated using the origin identified from the fit discussed in Section 3.3 (see also Fig. 2 and 3) and indicated by the light grey circle and dashed lines in the lower right. The varying slope of the tie-lines clearly highlights the alcohol preferentially partitioning into the water-rich phase. Diamonds indicate the initial samples prepared for density and surface tension measurements, and are shaded according to the measured surface tension. The critical point is identified with a red star. |
The solid black line in Fig. 1 is the binodal curve, separating stable mixtures (above) from those that phase-separate (below). The binodal is also referred to by some as the cloud curve, as samples just below the line often become cloudy due to precipitation of the second phase. Of course, other phase separation phenomena also occur in this region of the phase diagram, such as spinodal decomposition leading to macroscopic phase separation. For our ouzo system, essentially all of the horizontal water–oil axis lies beneath the binodal, indicating that water and oil are completely immiscible. Conversely, both left and right hand sides of the triangle are above the binodal, since alcohol is completely miscible in both water and oil.
Samples inside the binodal separate into two distinct phases, with defined compositions located on the binodal. This equilibrium does not depend on the amount of either phase, so by varying the relative fractions of each of the coexisting phases, we are able to trace out the tie-line of all initial compositions that phase-separate to give the two end-points of the specific tie-line. The so-called lever rule states that the amount of each coexisting phase depends on the distance between the point representing the overall composition and the two end-points. An initial sample with composition very close to one end separates primarily into the phase at the near endpoint, with only a small amount of the further endpoint phase. Initial samples in the middle of a tie-line separate into equal amounts (mass or volume depending on the representation used) of the two phases.
On many (but not all) ternary phase diagrams, there is a critical point, or plait point, at which the composition of the two phases becomes identical.39 Consequently, on approaching the critical point, the tie-lines become very short. Our experimentally-determined critical point is denoted in Fig. 1 by a red star.
Immediately within the binodal curve, samples are metastable, and can only fully phase separate after nucleation of a droplet of the minority phase occurs. This nucleation process has an associated free energy barrier to surmount, whereby a droplet of the minority phase larger than a certain critical nucleus size must occur.40 Once the minority phase is nucleated, it can grow without restriction. However, further into the two phase region, beyond the spinodal boundary, the sample becomes thermodynamically unstable to even the smallest fluctuation in density and the sample immediately phase separates.
In a two-component system in which temperature controls the phase behaviour, the vertical axis in a phase diagram is naturally temperature, with horizontal tie-lines illustrating thermal equilibrium. In ternary systems, the tie-lines represent equal chemical potentials between the coexisting phases. In our case, alcohol chemical potential (or equivalently alcohol concentration) plays an analogous role to temperature. However, it is not possible to measure chemical potentials directly. The tie-lines are slanted, indicating partitioning of alcohol between the water-rich and oil-rich phases. The composition of the coexisting phases can be determined through repeated chemical analysis of samples extracted from each phase. We implement a simpler method using knowledge of the position of the binodal along with the lever rule.41
Fig. 2 Experimentally measured cloud point samples (blue triangles) together with data taken from Tan et al.12 (black circles) and the boundary provided by Vitale and Katz6 Fits to the three expressions in eqn (2)–(4) are also shown. The inset shows the same data points and curves subtracted from the simple exponential fit in eqn (2). |
Fig. 3 Determining experimental tie-lines. Left: The blue triangles show the cloud-point samples (as in Fig. 2), the dashed red line is the exponential fit (2) and the thick black line the fit using eqn (4). The black crosses show initial samples used for tie-line determination, which are connected to the two coexisting phases by thin black tie-lines. The hollow circle is the one sample for which coexisting phases could not be determined. Red dots indicate the midpoints of each tie-line and the thin red line a linear fit to these points. This line crosses the binodal at the critical point. The properties of these coexisting samples are presented in Table 2. Right: A plot of the reciprocal slope of the (black) tie-lines against their extrapolated intercept on the horizontal ww axis. The slope and intercept of the red linear fit surprisingly allows determination of a single point which acts as the origin for the tie-lines. |
Fig. 4 Density of coexisting phases, as a function of the water mass fraction difference (w1w − w2w) between the two phases. The density difference between the oil-rich and water-rich phases initially increases roughly linearly (fits added), but becomes zero at the critical point, the location of which we estimate by extrapolating the density data (white star). The water-rich data compares well with density data of water–alcohol mixtures taken from ref. 4. The dotted lines show the predictions from the model presented in Section 4, with the blue star indicating the critical point from the model. These show good qualitative agreement, with better agreement for the water-rich phase. The critical point determined from the tie-line midpoints, with density determined by extrapolating between nearby measurements, is plotted as a red star. |
We find that the following simple exponential analytic expression can be used to fit the data for the mass fraction of oil wo as a function of water mass fraction ww along the binodal
wo = aexp(bww). | (2) |
The fit parameters a and b depend on the regression method used, with average values a = 0.97 ± 0.05, b = −8.8 ± 0.6 and R2 = 0.98. Others41–43 regularly use an alternative of the form
wo = aexp(bw0.5w − cw3w) | (3) |
wo = aexp(bww + csinπww + dsin2πww + esin3πww), | (4) |
For samples close to the binodal, the lever rule predicts more of the ‘nearby’ phase and less of the ‘distant’ phase, in a ratio given by the reciprocal of the distances to the boundaries. Mathematically this can be written as
M1(w1w − wiw) = M2(w2w − wiw) | (5) |
(6) |
These two equations have four unknowns, the water and oil concentrations in each of the two coexisting phases. We then use eqn (4) to write the oil concentrations as a function of the water concentration, reducing the number of unknown quantities to two. The equations are then solved numerically.
Fig. 3 shows the initial samples and the calculated properties of the two coexisting phases. The tie-lines all have gradient greater than 1, indicating that alcohol is preferentially dissolved in the water phase; a gradient of 1 corresponds to equal alcohol in both phases. A few of the tie-lines can be seen to cross each other: physically, this is not allowed and is due to uncertainties in the experimental determination of the phase boundary, sample preparation, physical separation and mass measurement of each phase. There are also some endpoints (e.g. the bottom right point on Fig. 1 and the top two tielines in Fig. 3) which have concentrations of water slightly below 0% or above 100%, which is of course also unphysical. Finally, for one sample, indicated by a hollow circle, it was not possible to mathematically find a solution to the coexistence equations. Despite these minor inconsistencies reflecting experimental uncertainties, the tie-lines show a clear picture of alcohol partitioning.
We indicate the midpoint of each calculated tie-line with a red dot on Fig. 3. The critical point is identified by fitting these points with a straight line and finding where it intersects the binodal. We find the critical point to have composition of ww = 7.33%, wo = 47.42% and wa = 45.25%. For comparison, Tan13 predicted, ww = 8% oil wo = 57%, wa = 35%, which agrees with our water value but has more oil and less alcohol than our measurement.
Visual inspection of the tie-lines suggests that they are all emanating from a single point in the upper left hand region of the plot. To test whether this is a meaningful observation, we plot in Fig. 3 the reciprocal of the slope of each tie-line against where, if extrapolated, it would intercept on the x-axis. The slope and intercept of this good straight line fit allow us to calculate the ‘origin’ point of all the tie-lines to have composition of ww = −15.49%, wo = 116.56% and wa = −1.07%. This purely empirical observation of an ‘origin’ point does not carry any physical significance, but is a useful method to predict the slope of tie-lines. The line from this origin is tangent to the binodal at the critical point, as expected. It would be interesting to see if other ternary systems have a similar behaviour. We note that our lattice DFT calculations presented later do not find such an origin point.
In agreement with literature values, for the binary system with no added alcohol, we measure the almost pure water sample to have a slightly higher density than the almost pure coexisting oil sample: on the figure, the left-most blue triangle is above the coexisting black square, both at water mass fraction difference equal to −100%. Of particular interest is the observation that, owing to the preferential interaction between water and alcohol (which has a significantly lower density), the water rich phase is less dense for all other coexisting samples. Interpolating the data, we estimate that coexisting phases have the same density at around 3% initial alcohol concentration.
The density difference continues to increase with alcohol concentration (increasing water mass fraction difference) as the water preferentially dissolves a larger fraction of the alcohol. However, we know that this increasing density difference cannot continue indefinitely and must decrease again to zero on reaching the critical point. The final data points at water mass fraction differences of around 10% indeed show this. Verifying this prediction experimentally is difficult due to the expected20,44,45 slow phase separation dynamics close to a critical point: both the surface tension and the density difference go to zero so the driving force for macroscopic phase separation is reduced. Without a sharp interface, it is experimentally difficult to cleanly extract the two coexisting phases. We extrapolate the experimental data points to find another estimate for the critical point indicated by the white star. For comparison, we add a blue star for the model critical point and a red star for the critical point from Fig. 1, with density value calculated by interpolating between the three closest experimental measurements. Our values compare qualitatively well with density values for binary and ternary mixtures provided in ref. 4. A quantitative comparison is not possible as the exact compositions of their coexisting samples are not determined.
Fig. 5 Interfacial tension measured between coexisting phases using drop shape analysis as a function of the water mass fraction difference between the two coexisting phases. The symbols are the experimental results. The solid black line shows the prediction from our model at a temperature of 20 °C, using only one fitting parameter, the size of the lattice sites σ, which is found to be 0.47 nm. The additional curves show the predicted interfacial tension using instead for σ the literature values for the size of molecules of water (blue dash-dots, 0.275 nm), alcohol (red dash, 0.44 nm) and anethole oil (black dots, 0.63 nm). Similar surface tension data was presented in ref. 4, showing qualitatively similar behaviour, but it is not possible to determine appropriate values to plot on our axes and compare directly. |
In Fig. 5 we also present results for the surface tension calculated using the lattice model described in the following section. The model has a single free parameter σ, the lattice spacing. A diagram of the set-up of the model is shown in Fig. 6, which illustrates how σ is most naturally interpreted as the typical size of the space occupied by one of the molecules in the mixture. Choosing σ = 0.47 nm, we find (see Fig. 5) that our lattice model is able to very accurately match the experimental results. Although this value of σ is chosen by treating it somewhat arbitrarily as fit parameter that can be chosen to give best agreement with the experiments, it is gratifying to see that this value is physically appropriate. Recall the literature values for the size of water molecules (0.28 nm), alcohol (0.44 nm) and oil (0.63 nm). Thus, our best-fit value falls right in the middle of the physically-reasonable range. Indeed, using any one of these three other values instead still produces good agreement, as shown in Fig. 5.
Our surface tension results are also presented in Fig. 1, where we shade the diamond symbols on the tie-lines according to the measured surface tension. This again illustrates the decrease in the surface tension on approaching the critical point. Having now presented all our experimental results for the ouzo system phase behaviour and also comparing in Fig. 4 and 5 for the coexisting density values and surface tension obtained from our lattice DFT, we now move on to present the model used to obtain these results.
We denote the location of each lattice site by the index i. In three dimensions, we have i = (i,j,k), where i, j and k are integers. We introduce three occupation numbers for each lattice site, wi, ai and oi, for the water, alcohol and oil, respectively. If a lattice site is empty, then all three wi = ai = oi = 0. If lattice site i is occupied by water, then wi = 1, while ai = oi = 0. If instead lattice site i contains alcohol, then ai = 1 and wi = oi = 0. The final possibility is that site i contains oil, then oi = 1 and wi = ai = 0. We assume it is impossible for wi + ai + oi > 1, i.e. any given lattice site can only contain at any given moment one of the three species. The potential energy of the system can then be expressed as
(7) |
nwi = 〈wi〉, nai = 〈ai〉 and noi = 〈oi〉, | (8) |
(9) |
(10) |
For our discretized pair potential εpqij, we follow ref. 30 and 37, by setting it to have the form εpqij = εpqcij, where the interaction tensor between species-p and species-q particles has the form
(11) |
(12) |
P = −f + μwnw + μana + μona. | (13) |
To satisfy the five coexistence conditions, the first (T1 = T2) is trivially easy to satisfy, since T is just a parameter in eqn (10). To satisfy the remaining four conditions, we then need to find three density values {nw1,na1,no1} in phase 1 and simultaneously the densities {nw2,na2,no2} in phase 2. In other words, this at first appears to be trying to solve four equations for six unknowns. However, two of the conditions on the chemical potentials can be split, giving the following six equations
P1 = P2, μw1 = μw1, |
μa1 = a, μa2 = a, |
μo1 = o, μo2 = o, | (14) |
In experiments on ouzo, the vapour phase is often not of interest and the liquid phase behaviour is the quantity of interest. In this case, the above approach can be simplified somewhat by making the assumption that the liquid is incompressible and that the particle number densities satisfy the condition
nw + na + no = 1. | (15) |
We then introduce two concentration variables
ϕ = nw − na + no, η = nw + na−no, | (16) |
(17) |
P = −f + μϕϕ + μηη | (18) |
P1 = P2, μϕ1 = μϕ2, |
μη1 = η, μη2 = η, | (19) |
For the pair potential parameter values used here (given below), the phase diagram calculated for the compressible system [i.e. by solving eqn (14)] is almost indistinguishable from the phase diagram calculated for the incompressible model [i.e. solving eqn (19)] over a broad range of values of the oil chemical potential, specifically for −5 < βμo < 2. Thus, we solely present here the results for the phase diagram from the incompressible model. However, for our surface tension calculations, we use the compressible model and set βμo = − 2, which is a value roughly in the middle of the range where the differences between the phase diagrams are almost invisible.
The experimental phase diagram of ouzo in Fig. 1 is somewhat unusual and the main challenge in selecting appropriate values of the six interaction strength parameters εpq, in order for the theory to best match the experiments, is to correctly locate the critical point, far down on the right hand side of the binodal. It is trivial to select parameters which lead to the critical point being around the maximum on the binodal curve (point on the binodal where the alcohol concentration is highest), but to find it located on one side is much more difficult to achieve within our model. Another feature of the experimental phase diagram is the fact that the gap between the edge of the phase diagram and the binodal is much smaller on the left hand side than on the right hand side. This feature is discussed further below. With much trial and error and also drawing experience from previous work18,21,30,31,37,48 we find the following values give surprisingly good agreement with the experimental phase diagram:
βεww = 0.96, βεwa = 0.84, |
βεaa = 0.78, βεao = 0.63, |
βεoo = 0.78, βεwo = 0.30. | (20) |
The resulting phase diagram is plotted in Fig. 7, showing the comparison with the experimental binodal. To understand the values selected for the εpq, first consider the water–oil mixture. Oil and water phase separate, therefore the energy for water to be adjacent to oil must be much less than the water–water or oil–oil energy. Thus, we choose εwo to be a small value (less than half the value of εww and εoo). Since water has hydrogen bonding, we expect εww > εoo, hence the choice above. We choose for simplicity εaa = εoo. Water and alcohol happily mix, therefore a value εwa ≳ (εww + εaa)/2 is appropriate.20 Finally, we varied the value of the parameter εao to locate the critical point in roughly the right place, compared to the experimental phase diagram. Of course, application of an optimisation algorithm to fit these parameters would surely give an even better agreement. However, we found the learning experience of doing it by hand to be valuable!
Fig. 7 Ouzo phase diagram with ε3 = 0. Black lines indicate the results of the model binodal (solid) spinodal (dotted), tie-lines (thin) and critical point (blue star). The experimental results are in green (with the full set of results displayed in Fig. 1). |
The phase diagram displayed in Fig. 7 is plotted in the same way as Fig. 1, using the coordinate transforms in eqn (1), so that each of the three pure liquids correspond to the three corners, while the distance from a given corner yields the local mass density of that species. Recall also our discussion just above eqn (1) relating to how we convert from the number densities in our model to mass densities that can be compared with the experimental results.
The main feature in the experimental phase diagram that our simple model fails to capture is the distance between the left hand binodal and the edge of the diagram, i.e. when there is plenty of water present, our model over-predicts the amount of oil in the system. We believe this is related to the strength and directionality of the hydrogen bonding in water. Details like this are not present in our simple model. One of the signatures of hydrogen bonding is the tetrahedral ordering of the water molecules. In other words, three-body interactions are important.20 We have assumed just pair interactions. To test this hypothesis, we ad-hoc added a term −ε3(nw)3/3 to the free energy in eqn (10). With a value βε3 = 1.6, we are able to obtain a phase diagram (not displayed) having better agreement with the experimental result. However, given that other cubic terms such as e.g. −ε3wwa(nw)2na must surely also be included if the term in ε3 is also included, we prefer to not go down this route.
To improve the present theory, we would instead suggest going back to the Hamiltonian (7) and seeking to incorporate aspects of the desired ordering at that level; for example, by replacing the Hamiltonian with one having terms like those in the Hamiltonian of ref. 49, which presents a lattice model for water–methanol mixtures incorporating orientational aspects of the molecular ordering. Then, a lattice DFT could be derived by building on the work of ref. 50; see also ref. 51. Further improvement of our theory could also be made by (as mentioned above) using optimisation theory to fit model parameters giving greater weight to the portions of the phase diagram of interest.
The surface tension results from our model presented in Fig. 5 are calculated using the approach described in ref. 18, here generalised to a ternary mixture. To calculate the surface tension and the corresponding equilibrium fluid interfacial density profiles, we assume a planar interface between the two coexisting phases that is perpendicular to one of the coordinate directions and then use Picard iteration to solve the Euler–Lagrange equations from minimising the grand potential
(21) |
Thus, we solve the set of coupled equations
(22) |
In parallel, we have also developed a simple lattice DFT for both the bulk fluid phase behaviour and inhomogeneous fluid properties. The DFT captures the main features of the mixture thermodynamics and captures most of the key features of the phase diagram. It also faithfully reproduces the variations in the surface tension as the amount of alcohol in the system is varied.
The results presented here not only deepen our understanding of the bulk mixture phase behaviour, but by developing a theory for the inhomogeneous fluid, this paves the way for future studies of the nonequilibrium dynamics. This is because the free energy we have developed here can straightforwardly be input into dynamical density functional theory (DDFT)20,38,52,53 and specifically the lattice-DDFT developed in ref. 37. This has already been done for the case of aqueous colloidal suspensions in contact with a range of different surfaces to describe the evaporative drying dynamics.32
An advantage of the modelling approach taken here, i.e. by developing a simple lattice DFT that captures the main features of the system, is that it can be adapted fairly simply to other multiphase mixtures. To apply our lattice DFT to other mixtures is largely a matter of choosing appropriate values of the interaction parameters εpq. There are previous studies showing how the bulk fluid phase diagram changes as these are varied39 and now by following the path laid out here, the homogeneous fluid properties and also dynamics can be investigated.
The behaviour of liquids in contact with surfaces is a particularly important aspect worth investigating, due to its every-day relevance. As mentioned in the introduction, lattice DFTs of the type used here have already been used successfully in studies of the wetting behaviour of one-component liquids on surfaces18,21,22 adsorption studies,23–25 binary liquid mixtures on surfaces,26–32 and various other applications.33–36 The work presented here now paves the way e.g. to investigate the behaviour of ternary mixtures on planar surfaces,54 or in any other situations where the fluid is in contact with surfaces.
We can use information from our measurements to compare with Ostwald ripening rates as measured by Sitnikova et al.8 By measuring the growth rates of oil droplets they were able to deduce a value for the interfacial tension of the droplets. In Fig. 8 we compare their values to our directly-measured interfacial tensions. The scatter in their data for each value of ethanol/water ratio is due to different oil concentrations used, between 0.01% and 0.6%. Knowledge of the phase diagram suggests that such a small change in oil concentration is insufficient to significantly vary the coexisting compositions and so should not change the interfacial tension. However, samples with more oil will contain more droplets, so their observed dependence could instead be due to increased coalescence or a higher concentration of dissolved molecular oil. Notwithstanding this minor discrepancy, their inferred data is the same order of magnitude as our measurements, and also decreases with increasing ethanol. We also compare with direct measurements from ref. 4 which, although the phases are characterised slightly differently, are in good agreement.
Fig. 8 Comparison of our surface tension measurements (black circles) with those of Scholten et al.4 (red squares) showing good agreement. The blue data points are values deduced from the measured growth rates of spontaneous emulsions formed within the ouzo region,8 hence the narrow range of x-values. The vertical scatter in the individual measurements (small crosses) reflects variation with oil content, but averages (triangles) are the same order of magnitude as the values measured directly. |
We also use our measurements to reconsider sedimentation and creaming rates of the emulsion droplets. In Fig. 4 of ref. 6, Vitale and Katz show that droplet radius is predicted by oil (DVB not anethole) supersaturation and is independent of absolute ethanol concentration. We calculate a Stokes sedimentation velocity using a logarithmic fit to their data for droplet radius and a linear fit to our density data, assuming a constant viscosity for the continuous phase. Fig. 9 plots this velocity throughout the ouzo regime, bounded on the upper left side by the cloud curve. The right-hand side of the region is less clearly defined. For the DVB system Vitale and Katz suggested using the 1:20 oil to alcohol composition line. Our independent measurements show that for the anethole system, the ouzo region terminates between the 1:50 and 1:60 composition lines which is what is plotted as the blue dashed line. We mirror their use of a logarithmic horizontal axis to magnify the low-oil region of the phase diagram. We predict speeds between 140 nm s−1 (1 cm per day sedimentation) to −50 nm s−1 (4 mm per day creaming). However for much of the region, in particular for drinks diluted with water from the ouzo spirit, as indicated by the green dot-dashed line, the speeds are around 100 times slower, which may well explain the long-term stability over weeks and even months.
Fig. 9 Phase diagram of ethanol concentration against logarithm of oil concentration to expand the low oil corner. Colouring shows the ouzo region where a stable emulsion has been previously reported,6 located beneath the (solid black) cloud curve and above the (dashed blue) 1:55 oil to alcohol composition line. Blue shading represents sedimentation (positive speeds) and red indicates creaming (negative speeds) calculated for the spontaneously formed emulsion droplets, calculated using droplet radius data from ref. 6 and density data from this study. There is a significant region (pale colouring) in which the droplets are close to being density matched (Δρ≈0) and would sediment only a few mm in a week. The green circle marks the commercial ouzo drink, the green dash-dot line shows the compositional change on diluting with water, and the open green circle is the serving suggestion, diluted with 4 parts water to 1 part spirit. This point is in the very slow sedimentation region. The red dashed line is the phase boundary from ref. 6 for a system using DVB in place of trans-anethole. |
With the DFT developed here, we are now ready as future work to consider an alternative explanation for the stability of such droplets, using an approach somewhat similar to that used recently to study the stability of airborne aerosol droplets.36 We speculate that the small amount of alcohol in such droplets acts like a surfactant and stablises the water–oil interface. The present lattice DFT has been shown capable of describing such density enhancements at interfaces in other systems,31,36 so we believe the present model will be useful to address such questions.
w w | w o | w a | w w | w o | w a | w w | w o | w a | w w | w o | w a | w w | w o | w a |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1.36 | 89.29 | 9.35 | 8.51 | 41.49 | 50.00 | 19.78 | 16.17 | 64.05 | 39.72 | 3.05 | 57.23 | 66.49 | 0.10 | 33.41 |
2.26 | 80.50 | 17.24 | 9.17 | 36.85 | 53.98 | 21.09 | 15.78 | 63.12 | 39.84 | 4.24 | 55.92 | 66.72 | 0.36 | 32.92 |
2.50 | 80.88 | 16.62 | 9.75 | 39.35 | 50.89 | 21.25 | 15.99 | 62.76 | 40.50 | 5.54 | 53.96 | 67.08 | 0.20 | 32.72 |
2.82 | 64.92 | 32.26 | 10.26 | 33.29 | 56.45 | 21.27 | 15.86 | 62.87 | 41.48 | 3.77 | 54.75 | 67.28 | 0.21 | 32.51 |
3.13 | 79.95 | 16.92 | 10.50 | 36.30 | 53.20 | 22.45 | 14.76 | 62.79 | 43.09 | 3.38 | 53.53 | 69.30 | 0.11 | 30.60 |
3.43 | 71.17 | 25.40 | 11.03 | 33.31 | 55.66 | 22.94 | 15.57 | 61.48 | 44.48 | 3.02 | 52.50 | 69.44 | 0.11 | 30.45 |
3.99 | 71.35 | 24.66 | 11.24 | 33.56 | 55.20 | 23.11 | 13.62 | 63.27 | 44.72 | 3.04 | 52.24 | 70.13 | 0.06 | 29.81 |
4.03 | 62.36 | 33.61 | 11.44 | 30.96 | 57.59 | 25.76 | 11.72 | 62.53 | 46.28 | 2.66 | 51.06 | 70.67 | 0.09 | 29.24 |
4.39 | 66.97 | 28.64 | 11.74 | 29.06 | 59.19 | 27.35 | 10.46 | 62.20 | 48.00 | 2.41 | 49.59 | 71.14 | 0.09 | 28.77 |
4.44 | 63.97 | 31.58 | 11.75 | 30.86 | 57.39 | 27.55 | 10.08 | 62.37 | 48.87 | 2.23 | 48.90 | 75.91 | 0.05 | 24.04 |
4.72 | 62.04 | 33.24 | 12.17 | 26.77 | 61.05 | 28.22 | 9.68 | 62.10 | 49.44 | 1.91 | 48.65 | 82.65 | 0.03 | 17.32 |
5.34 | 51.57 | 43.09 | 12.48 | 28.56 | 58.96 | 29.55 | 8.98 | 61.47 | 52.51 | 1.38 | 46.10 | 83.42 | 0.02 | 16.56 |
5.84 | 59.02 | 35.15 | 12.57 | 31.92 | 55.51 | 31.16 | 8.03 | 60.81 | 54.88 | 0.62 | 44.50 | 85.95 | 0.02 | 14.03 |
6.10 | 53.70 | 40.20 | 13.30 | 26.53 | 60.17 | 33.50 | 6.88 | 59.62 | 56.60 | 1.10 | 42.30 | 88.85 | 0.02 | 11.13 |
6.10 | 54.04 | 39.86 | 13.71 | 26.16 | 60.13 | 35.05 | 5.86 | 59.09 | 58.59 | 0.71 | 40.70 | 89.14 | 0.02 | 10.84 |
6.22 | 51.46 | 42.31 | 14.95 | 28.29 | 56.76 | 36.42 | 5.95 | 57.63 | 59.67 | 0.32 | 40.01 | 95.91 | 0.02 | 4.07 |
7.47 | 47.60 | 44.93 | 15.45 | 23.41 | 61.13 | 36.86 | 5.23 | 57.92 | 62.72 | 0.59 | 36.69 | 97.62 | 0.01 | 2.37 |
7.61 | 47.65 | 44.75 | 17.98 | 22.12 | 59.90 | 37.34 | 6.06 | 56.60 | 63.41 | 0.37 | 36.22 | 99.98 | 0.02 | 0.00 |
8.28 | 34.80 | 56.92 | 18.17 | 18.82 | 63.01 | 38.54 | 4.61 | 56.85 | 66.00 | 0.19 | 33.81 | |||
8.40 | 43.51 | 48.09 | 19.22 | 17.34 | 63.44 | 38.91 | 5.54 | 55.55 | 66.46 | 0.24 | 33.30 |
Oil rich | Water rich | Interfacial tension (mN m−1) | ||||||
---|---|---|---|---|---|---|---|---|
Water (%) | Oil (%) | Alcohol (%) | Density (g cm−3) | Water (%) | Oil (%) | Alcohol (%) | Density (g cm−3) | |
0.15 | 99.85 | 0.00 | 0.986 | 99.98 | 0.02 | 0.00 | 0.997 | 24.35 |
0.42 | 97.77 | 1.81 | 0.983 | 83.21 | 0.03 | 16.76 | 0.972 | 13.62 |
0.59 | 96.04 | 3.37 | 0.981 | 75.84 | 0.05 | 24.11 | 0.957 | |
0.86 | 93.31 | 5.83 | 0.980 | 66.34 | 0.18 | 33.48 | 0.943 | 6.45 |
1.10 | 90.89 | 8.01 | 0.978 | 59.52 | 0.50 | 39.97 | 0.930 | 4.70 |
1.44 | 87.69 | 10.87 | 0.976 | 52.04 | 1.40 | 46.57 | 0.915 | 3.31 |
2.12 | 81.51 | 16.37 | 0.974 | 40.86 | 4.37 | 54.77 | 0.894 | 2.35 |
2.71 | 76.57 | 20.73 | 0.971 | 34.42 | 6.84 | 58.74 | 0.883 | 1.65 |
3.78 | 68.31 | 27.91 | 0.971 | 26.82 | 10.62 | 62.56 | 0.875 | |
4.37 | 64.20 | 31.43 | 0.965 | 23.95 | 12.57 | 63.48 | 0.871 | 1.26 |
5.13 | 59.32 | 35.55 | 0.967 | 21.06 | 15.08 | 63.85 | 0.871 | |
5.70 | 55.93 | 38.37 | 0.963 | 19.30 | 17.00 | 63.70 | 0.871 | |
6.89 | 49.51 | 43.59 | 16.38 | 21.08 | 62.54 | 0.887 | ||
7.07 | 48.64 | 44.29 | 0.938 | 16.02 | 21.68 | 62.30 | 0.886 | |
7.26 | 47.71 | 45.03 | 0.927 | 15.65 | 22.34 | 62.02 | 0.883 |
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