Lukas Naimovičiusabc,
Manvydas Dapkevičiusb,
Edvinas Radiunas
b,
Mila Miroshnichenkoa,
Gediminas Kreizab,
Carles Alcaide
d,
Paulius Baronas
e,
Yoichi Sasakif,
Nobuhiro Yanai
f,
Nobuo Kimizukaf,
Andrew B. Pun
c,
Miquel Solà
d,
Pankaj Bharmoria*a,
Karolis Kazlauskas
b and
Kasper Moth-Poulsen
*aegh
aInstitute of Materials Science of Barcelona (ICMAB-CSIC), Universitat Autònoma de Barcelona, Bellaterra, Barcelona, 08193, Spain. E-mail: kasper.moth-poulsen@upc.edu; pbharmoria@icmab.es
bInstitute of Photonics and Nanotechnology, Vilnius University, Saulėtekio av. 3, LT-10257 Vilnius, Lithuania
cDepartment of Chemistry and Biochemistry, University of California San Diego, 92093 La Jolla, CA, USA
dInstitute of Computational Chemistry and Catalysis (IQCC) and Department of Chemistry, Universitat de Girona, M. Aurèlia Capmany 69, 17003 Girona, Spain
eDepartment of Chemical Engineering, Universitat Politècnica de Catalunya EEBE Eduard Maristany 10–14, 08019 Barcelona, Spain
fDepartment of Applied Chemistry, Graduate School of Engineering Kyushu University 744 Moto-oka, Nishi-ku, Fukuoka 819-0395, Japan
gCatalan Institution for Research & Advanced Studies (ICREA), Pg. Lluís Companys 23, Barcelona, Spain
hDepartment of Chemistry and Chemical Engineering, Chalmers University of Technology, Kemivagen 4, Gothenburg 412 96, Sweden
First published on 7th October 2025
We investigated the influence of triisopropylsilyl (TIPS) functionalization on annihilators in triplet–triplet annihilation photon upconversion, specifically focusing on their spin statistical probability factor. A new green-emitting annihilator 3,9-bis((triisopropylsilyl)ethynyl)perylene (TIPS-PY) displaying a record red-to-green TTA-UC quantum yield of 13.7% (50% theoretical maximum) was synthesized. This remarkable efficiency was achieved due to the following features of the TIPS functionalization of PY: (1) retaining a high fluorescence quantum yield of 95%, (2) reduced triplet energy to 1.29 eV enabling efficient triplet energy transfer (∼100%) from the sensitizer PdTPBP (T1 = 1.55 eV), and (3) a high efficiency of singlet generation after triplet coupling, indicated by the statistical probability factor, f = 39.2% ± 2.4%. Notably, the f value of TIPS-PY surpasses other annihilators in the 470–570 nm emission range. Excited state computational analysis using TheoDORE revealed a higher percentage of charge transfer character in S0S1 in TIPS-PY compared to PY, indicative of higher singlet-like character in their triplet-pair state 1(T1T1), which can enhance the coupling of the triplet-pair state with the excited singlet-state, thereby increasing the efficiency of singlet generation, a phenomenon undisclosed before. Furthermore, the suitable T1 of TIPS-PY enables upconversion of 730 nm light when sensitized with Os(m-peptpy)2(TFSI)2 (T1 = 1.63 eV), demonstrating the broad upconversion range of TIPS-PY in the phototherapeutic window desired for biological applications.
![]() | (1) |
The f plays an essential role in TTA-UC by defining the maximum achievable ϕ∞UC as f/2 when all other processes approach unity. As follows, the f allows us to assess the intrinsic potential of the annihilator triplets to generate an emissive singlet state (Scheme 1b). It can be altered by suitable molecular engineering of annihilator chromophores to control the triplet coupling strength, which has been investigated in this work. The TTA results in the formation of a triplet-pair (T1⋯T1) whose net spin can be S = 0, 1, or 2, hence possessing singlet, triplet, or quintet character. According to the adapted Merrifield model including exchange interactions (J), under zero-field splitting, coupling results in the formation of 9 spin eigenstates of T1T1 pairs with an overall fraction of 1/9, 3/9, and 5/9 of singlet, triplet, and quintet pair states (Scheme 1b). Triplet coupling can be expressed simply by Heisenberg's spin-only Hamiltonian (Ĥ) using eqn 2
Ĥ = −2JŜ1·Ŝ2 | (2) |
SF → S0S1 ⇌ T1T1 ⇌ T1 + T1 ← TTA-UC | (3) |
It is according to the Merrifield model that the singlet character of the T1T1 pair determines its coupling to the singlet state.18 Hence, annihilators with a triplet-pair state exhibiting a significant singlet character can have a high probability of singlet formation and consequently, a higher f factor19 which has been investigated in this work by calculating the percentage of charge resonance/transfer character in the S0S1 dimer.
Another way to increase the f factor is to avoid secondary loss channels such as 2T1 to Tn non-radiative decay (Scheme 1b). This can be achieved via the molecular engineering of an annihilator with 2T1 ≈ S1 and Qn and Tn states higher in energy than the 2T1 state. This prevents 2T1 decay to Qn or Tn states due to the energy gap law relation5 (eqn (3)). This results in preferential decay of 2T1 to the S1 state, leading to more efficient singlet generation.
![]() | (4) |
Several derivatives of naphthalene,14,20 anthracene,21–23 perylene,24,25 rubrene,26–30 and diketopyrrolopyrrole31,32 based compounds have been investigated to achieve high f values to boost the overall ϕUC.5 The UC emission of these compounds spans across the majority of the UV-visible spectrum. However, the lack of an efficient annihilator emitting within the 470–540 nm range impedes important biological applications which can be photoactivated with upconverted green light upon excitation within or close to the phototherapeutic window (650–850 nm,33 These applications include targeted drug delivery,34 light–gated ion channel control,35 light-activated CRISPR,36 photo-pharmacology,37 and photosynthesis.38 While 9,10-bis(phenylethynyl)anthracene (BPEA) is a well-known commercially available green annihilator, its low UC quantum yield due to the small f = 5.6 to 6.3% is an issue.21 Therefore, an efficient annihilator within the 470–540 emission range could serve as a powerful photoactivation tool in biological applications upon low-density red or NIR excitation via TTA-UC for embracing higher penetration into biological tissue.
Herein, we report the synthesis of a new perylene (PY) based annihilator functionalized with triisopropylsilyl (TIPS) groups, TIPS-PY (Fig. 1a). TIPS-PY demonstrates highly efficient TTA-UC, with experimental ϕUC of 13.7% (out of 50%), with f = 39.2% upon combining with Pd(II) meso-tetraphenyl tetrabenzoporphine (PdTPBP) as sensitizer (λex = 640 nm CW laser). The ϕUC is shown to be greater compared to unfunctionalized PY due to the increase in f value implying enhanced triplet-pair-singlet coupling, which may be governed by the singlet-like character of the triplet-pair state of TIPS-PY, revealed from the higher percentage charge resonance or charge transfer character of the S0S1 excitations of the TIPS-PY compared to PY using TheoDORE program.19,39 To our knowledge, an efficient annihilator in 470–540 nm emission range with a high f value of 39.2% ± 2.4% and ϕ∞UC up to 19.6% (theoretical limit) has not been reported before.40 This study demonstrates the value of TIPS-functionalization in engineering the triplet energy, singlet-triplet character, and T1T1 coupling of annihilator triplets to yield a high statistical probability factor for upconverted singlet-state generation, which is a key limiting factor in TTA-UC. When combined with Os(m-peptpy)2(TFSI)2 as a sensitizer, TIPS-PY upconverted the 730 nm light into yellow-green light, thus reaching deep into the phototherapeutic window33 that is highly sought after for various biological applications.34–38
TIPS-PY demonstrated absorption and emission peaks at 483 nm (ε ∼73000 M−1 cm−1, Fig. S6) and 489 nm (ϕFL = 95% and τFL = 5.5 ns), respectively (Fig. 1b, S7, and S8). Compared to PY, the emission spectrum of TIPS-PY is red-shifted by 0.29 eV due to the extension of conjugation upon introduction of TIPS-acetylene moieties (Fig. 1b). However, the ΦFL remained almost the same (96% and 95%). This red shift in the emission spectrum of TIPS-PY overcame the secondary inner filter issue caused by reabsorption of UC light by the PdTPBP Soret band to boost the ϕUC (Fig. S9). When compared to BPEA, the emission spectrum of TIPS-PY is red-shifted by just 0.1 eV (Fig. 1b). However, the lower ϕFL = 85%21 of BPEA implies a negative effect on the overall ϕUC according to eqn (1). Besides ϕFL, our previous time-dependent density functional theory (TD-DFT) investigations (Gray et al.21) found that the difference in geometry of singlet and triplet surfaces of BPEA makes the triplet-state energetically inefficient to generate the first excited singlet-state to yield low ϕUC.21 Hence, prior to TTA-UC experiments, molecular geometry optimization, and excited state modeling studies of TIPS-PY in comparison to PY were conducted (Fig. 1 and S10).
The calculated energy level distributions (Fig. S10) demonstrate that TIPS-PY complies with the 2T1 > S1 energetic condition for TTA-UC to occur.5 However, the proximity of 2T1 to higher energy triplet-states (Tn = T2, T3) plays a crucial role in the probability of singlet generation due to the energy gap law relation (eqn (4)), imposing a non-radiative decay channel if 2T1 is in the vicinity of T2 and further from S1.45,46 We investigated the implication of the energy gap law in affecting the f factor of TIPS-PY and found a 2ET1-ET2 energy gap of +70 meV. The gap is significant enough to substantially reduce the non-radiative decay.45–47 Hence, it could be one of the key contributors to the high f factor of TIPS-PY. However, when compared with the 2ET1–ET2 = −140 meV of PY having f value of 17.9%42 this parameter does not seem enough to explain the high f factor observed of TIPS-PY. Hence, we explored another possible channel to understand the high f factor of TIPS-PY. One key argument of the Merrifield model of triplet–triplet coupling is that the efficiency of singlet generation depends on the triplet pair-singlet coupling.18,29,48 Hence, a higher singlet character of the triplet-state can increase the singlet-triplet coupling post triplet–triplet annihilation to generate a high singlet population.18 Therefore, we calculated the charge resonance or charge transfer character of S1S0, commonly shared by 1(T1T1), of TIPS-PY compared to that of PY to assess the singlet character using TheoDORE program (Fig. 2).39 Fig. 2a shows the change in electron density from the ground state to the excited state, resulting from a linear combination of orbital replacement involving charge transfer (blue arrows) and local excitations (black arrows). The HOMO-1 to LUMO+1 transition in TIPS-PY, which contributes the strongest (92.39%), has charge transfer (CT) character, moving one electron each from left to right and from right to left. Contrary to this, the HOMO−1 to LUMO+1 transition in PY, which contributes the strongest (88.24%), has a charge resonance (CR) character. The percentage of CT or CR character is indicative of the singlet character of the dimer.39 These results indicate that TIPS-functionalization increases the singlet character of the TIPS-PY dimer, which is likely to have a positive effect on f value (Scheme 1b)16,49–51 and UC quantum yield.
To substantiate these results, we also investigated biphenyl (BP) and bis-TIPS-biphenyl (TIPS-BP), having a similar transition dipole axis as that of PY (Fig. S11a and b)52,53 using the TheoDORE program (Fig. S12). Similar to PY, the CT character of BP increased upon TIPS-functionalization (Fig. S12d), thus supporting the proposed argument. Recently, TIPS-BP was shown to demonstrate superior UC performance compared to BP, confirming our prediction experimentally.54 Seeking further generalization of this argument, we also calculated the CT or CR character for highly efficient TIPS-functionalized annihilators such as TIPS-anthracene (TIPS-An) (ref. 23) and TIPS-naphthalene (TIPS-Naph).55 However, the CT or CR character decreased for these molecules upon TIPS-functionalization (Fig. S13a–d). This could be due to the difference in the main transition dipole axis of Naph and An (1Lα), which unlike BP and PY is along the horizontal axis (Fig. S11b). It is to mention that the transition dipole axis plays a key role in the electronic interactions of the molecules in the excited state.56 Nevertheless, it shows that the singlet character of the triplet pair may not be the sole criterion to evaluate the high TTA-UC quantum yields in molecules with different transition dipole axes. Therefore, we also investigated the role of energy gap law5 in TIPS-An and TIPS-Naph and found 2ET1–ET2 of −103 meV, and +186 meV, respectively (Table S2), which is in synergy with results obtained upon application of the energy gap law in the case of PY and TIPS-PY. Therefore, the energy gap law could be the common factor contributing to high ϕUC (27%)23 of TIPS-An and high f value (54%)55 of TIPS-Naph chromophores, as well as TIPS-PY. Seeking further insights, we also computed the S0S0 and T1T1 states for PY and TIPS-PY and found a smaller dimerization energy for TIPS-PY (−31.6 kcal mol−1) compared to that of PY (−20.43 kcal mol−1) (see Fig. S14).57 In both cases, the potential energy surface is relatively flat, allowing for easy rotation and translation of the dimers. In the particular case of PY, we have also computed the S0S1, S0T1, S0T2, and T1T2 states (Fig. S15). As the emission of TIPS-PY is red-shifted due to the presence of TIPS moieties, the extended conjugation leads to a decrease of excited state energies (Fig. 1a) as well as the polarization of the CC bond in the opposite direction by the triplet spin compared to PY (Fig. S16). The higher stability of the T1 state in TIPS-PY can be attributed to the reduction of the HOMO–LUMO gap by 0.37 eV in TIPS-PY compared to PY.57 Given the extension of conjugation, the T1 energy of TIPS-PY (1.29 eV) decreased by 0.24 eV compared to PY (1.53 eV) making it suitable for exothermic triplet-energy transfer.
TIPS-PY | ϕFLa, % | ϕUCb, % | ϕ∞UCc, % | ϕTETd, % | Ithe, W cm−2 | τTf, μs | fg, % |
---|---|---|---|---|---|---|---|
a FL quantum yield of annihilator in UC solution.b Reabsorption corrected maximum measured UC quantum yield values.c Maximum attainable UC quantum yield values.d TET quantum yield.e UC threshold at 38.2% of ϕ∞UC.f Triplet lifetime (=2 × τUC).g Statistical probability of singlet generation from two triplets via TTA, calculated according to eqn (1). τUC values in Table 1 were determined from the tail fit of the UC emission decay profiles in Fig. S21. | |||||||
0.1 mM | 73.5 | 11.1 | 14.4 | 96 | 0.19 | 1250 | 40.8 |
1 mM | 75.5 | 13.7 | 14.9 | 99 | 0.29 | 914 | 39.8 |
10 mM | 73.7 | 13.0 | 13.6 | 100 | 0.43 | 741 | 36.9 |
100 mM | 65.5 | 7.0 | 8.0 | 100 | 4.94 | 30–80 | 24.4 |
The Ith values for TIPS-PY: PdTPBP vary from 0.19 W cm−2 to 0.43 W cm−2, a low threshold barrier desired for most applications. The difference in ϕ∞UC at varying TIPS-PY concentrations can be explained by concentration effects on ϕFL and ϕTET according to eqn (1). While the ϕFL (75.5–73.5%) for 0.1 mM to 10 mM concentrations are similar, the 100 mM concentration sample demonstrates a decrease in ϕFL to 65.5% owing to the aggregation of the annihilator species (Fig. 3a and S19). This suggests an enhanced non-radiative decay channel, potentially due to the aggregation. It was also reflected in the anti-Stokes shifts, which varied from 0.56 to 0.21 eV between 0.1 to 100 mM TIPS-PY (Table S3).59 No significant aggregation is observed up to a concentration of 10 mM, as evidenced by the absence of changes in the low-energy shoulder of the absorption spectra (Fig. S20). The growth of ϕTET from 96% to 100% is explained by the higher concentration of acceptor chromophores surrounding sensitizer molecules. The longest triplet-lifetime, τT = 1250 μs was observed at the lowest TIPS-PY concentration (0.1 mM), and decreased further upon increasing the concentration (Table 1 and Fig. S21).
This decreases the average distance between PdTPBP and TIPS-PY, inferring higher TET probability. ϕTET was evaluated via rise time (τr) of TTA-UC transients (Fig. S22 and Table S4) according to the following relation:
![]() | (5) |
To further understand the higher TTA-UC quantum yields obtained with TIPS-PY, the f value of 39.2% ± 2.4% was evaluated according to eqn (1) as the average of 3 measurements at 0.1 mM, 1 mM, and 10 mM annihilator concentrations (Fig. 3b and Table 1). The results obtained at 0.1 mM, 1 mM, and 10 mM support that f value is an intrinsic property of a molecule that does not experience a change due to the change in concentration. The f value of 24.4% recorded at 100 mM was omitted from the calculation due to the presence of TIPS-PY aggregates (Fig. 3a and S19) in the UC solution enabling non-radiative decay channels.
For a reliable comparison of f values between studied PY,42 TIPS-PY, and BPEA, we conducted additional measurements at identical conditions with BPEA:PdTPBP UC system to determine the f value resulting in 6.3% (Fig. S23, S24, and Table S6). The reported f value of 39.2% ± 2.4% for TIPS-PY outperforms all previously studied annihilators within the 470–570 nm emission region and is among the top values in the entire spectrum (Fig. 4).5,40,54,60–62 This leads to a high experimental ϕUC of 13.7% with a possibility to approach the intrinsic limit ϕ∞UC ∼19.6% if all energy transfer processes approach unity. The main reason for the high f value of TIPS-PY is the TIPS functional groups, which increase the stability of the triplet state as well as form a singlet-like character of the triplet dimer (T1T1) species, as revealed from the charge resonance or charge transfer studies. This may exhibit a positive impact on T1⋯T1 pair state and S1 coupling to generate the singlet-state with high efficiency according to the Merrifield model.18,29,48 Additionally, the favourable energy distribution prevents 2T1-to-T2 non-radiative decay from favouring the S1 formation.
We also investigated the rate of TTA (kTTA) as a possible reason for higher UC performance in TIPS-PY compared to PY in THF. To determine kTTA of TIPS-PY, UC intensity decay profiles of TIPS-PY: PdTPBP and PY: PdTPBP solutions containing 0.1 mM of annihilator were measured at increasing excitation power densities (Fig. 5) and fitted using the following relation.63
![]() | (6) |
![]() | (7) |
The obtained β values, which describe TTA efficiency at particular excitation densities, are listed in Table S5, along with τT values. Since pulsed nanosecond excitation with a pulse duration much shorter than triplet lifetime was used, quasi-steady-state conditions could not be achieved, preventing direct determination of [3A*]0 from these measurements. However, given that the τT is known and remains invariant with excitation density, [3A*]0 at each pump level was estimated utilizing the reported kTTA value for PY (19 × 108 M−1 s−1 (ref. 64) according to the eqn (7). Considering the similar TET efficiencies for PY: PdTPBP (ϕTET = 92%)42 and TIPS-PY: PdTPBP (ϕTET = 96%; this work) at equivalent annihilator and sensitizer concentrations, the [3A*]0 values derived for PY: PdTPBP were also employed to estimate kTTA in TIPS-PY. The estimated kTTA for TIPS-PY is approximately 5 × 108 M−1 s−1, which is 4-fold lower than that of PY. Hence, kTTA may not be the reason for higher UC performance in TIPS-PY compared to PY. This observation is different from what has been reported by Han et al.40 where the higher normalized triplet–triplet annihilation efficiency of 3,10-di-o-tolylperylene (mB-PY) triplets, due to the restricted motion of o-tolyl rings was cited as the key reason for enhanced UC quantum yield.40 Nevertheless, the enhancement of UC performance by TIPS groups provides a novel strategy for molecular design for future annihilators as well as demonstrates the potential of TIPS-PY as another suitable compound to be implemented in numerous applications, especially in biology requiring 470–540 nm emission upon excitation with deep tissue penetrative red/far-red light.
To further demonstrate the potential of the TIPS-PY for long-wavelength far-red light upconversion, we performed TTA-UC study by combining TIPS-PY with Os(m-peptpy)2(TFSI)2 as sensitizer in deaerated DMF (Fig. 6a). The absorption spectrum of Os(m-peptpy)2(TFSI)2 shows vibronic peaks at 291, 318, 422, 447 nm due to ligand centred, at 494 nm due to singlet metal-to-ligand charge transfer (1MLCT), and at 648 nm and 673 nm due to triplet MLCT (3MLCT) (Fig. 6b).65 Furthermore, Os(m-peptpy)2(TFSI)2 shows 3MLCT emission at 759 nm (1.63 eV) and phosphorescence emission due to meta-substituted perylene units at 827 nm (1.5 eV), respectively.65 Unlike other Os-complexes, it shows a long phosphorescence lifetime (τPo) of 98 μs (Fig. S25), which is among the key requirements for an efficient sensitizer in TTA-UC.5 Upon excitation with a 730 nm CW laser, the TIPS-PY:Os(m-peptpy)2(TFSI)2 (1 mM:0.01 mM) system demonstrated bright yellow-green UC emission (Fig. 6c and d), thus expanding the upconversion range into the phototherapeutic window to the far-red region.33 The phosphorescence transients (Fig. S25) were used to determine the ϕTET = 99.7%, indicating almost complete quenching of TIPS-PY:Os(m-peptpy)2(TFSI)2 phosphorescence by TIPS-PY. Despite the high ϕTET, long triplet lifetime, τT = 846 μs (Fig. S26) and high ϕFL = 71% of TIPS-PY in this system, a low absolute ϕUC = 0.62%was observed. This could be due to 1) the secondary inner filter effect caused by fast reabsorption of the upconverted light by Os(m-peptpy)2(TFSI)2 due to the high spectral overlap of its absorption spectrum with the emission spectrum of TIPS-PY (Fig. 6b and Fig. S27), or 2) aggregated UC emission due to complexation of TIPS-PY with Os(m-peptpy)2(TFSI)2 confirmed from the distorted UC emission spectrum showing shift in emission maxima to 572 nm in the yellow emission range (Fig. 6c). Comparatively low solubility of TIPS-PY in DMF also support the possible aggregated UC emission. A better far-red absorbing sensitizer with higher transparency window in the TIPS-PY emission range may yield higher ϕUC.
Supplementary information: synthesis, NMR, MALDI-TOF, and X-Ray diffraction analysis of TIPS-PY together with photophysical and upconversion measurements and DFT calculations. The authors have cited additional references within the SI.66–84 Cartesian coordinates of the species studied for computational calculations. See DOI: https://doi.org/10.1039/d5sc05248c.
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