Dumitru-Claudiu
Sergentu
and
Jochen
Autschbach
*
Department of Chemistry, University at Buffalo State University of New York, Buffalo, NY 14260-3000, USA. E-mail: jochena@buffalo.edu
First published on 9th February 2022
Chlorine K-edge X-ray absorption near edge structure (XANES) in actinideIV hexachlorides, [AnCl6]2− (An = Th–Pu), is calculated with relativistic multiconfiguration wavefunction theory (WFT). Of particular focus is a 3-peak feature emerging from U toward Pu, and its assignment in terms of donation bonding to the An 5f vs. 6d shells. With or without spin–orbit coupling, the calculated and previously measured XANES spectra are in excellent agreement with respect to relative peak positions, relative peak intensities, and peak assignments. Metal–ligand bonding analyses from WFT and Kohn–Sham theory (KST) predict comparable An 5f and 6d covalency from U to Np and Pu. Although some frontier molecular orbitals in the KST calculations display increasing An 5f–Cl 3p mixing from Th to Pu, because of energetic stabilization of 5f relative to the Cl 3p combinations of the matching symmetry, increasing hybridization is neither seen in the WFT natural orbitals, nor is it reflected in the calculated bond orders. The appearance of the pre-edge peaks from U to Pu and their relative intensities are rationalized simply by the energetic separation of transitions to 6d t2gversus transitions to weakly-bonded and strongly stabilized a2u, t2u and t1u orbitals with 5f character. The study highlights potential pitfalls when interpreting XANES spectra based on ground state Kohn–Sham molecular orbitals.
With the rapid development of synchrotron X-ray techniques and predictive theoretical approaches, X-ray absorption near edge structure (XANES) spectroscopy, combined with theoretical calculations, has become a preferred tool to explore the local electronic structure of Ln and An ions in different chemical environments. Metal L2,3- and M4,5-edge and ligand K-edge XANES experiments and calculations have produced a wealth of knowledge about the oxidation state and metal–ligand bonding in a number of Ln and An systems that have long been of interest, e.g., LnO2 (Ln = Ce, Pr, Tb),25–34 Ce(C8H8)2,34–38 An(C8H8)2 (An = Th, U),39,40 AnO22+ (An = U–Pu),41,42 AnO2,43–51 Cs2UO2Cl4,44,52,53 LnCl6x− (x = 2, 3),54 AnCl62− (An = Th–Pu),55,56 and others. A ligand K-edge measurement, for instance, probes bound core-excited states (ESs) arising from the ligand 1s core transition into unoccupied valence molecular orbitals (MOs) with varying degrees of metal atomic orbital (AO) contributions arising from hybridization, i.e., metal–ligand covalent bonding. These transitions generate the pre-edge features seen in XANES spectroscopy, with intensity patterns and energetic band splittings that report the ligand-field splitting of the metal AOs and their contributions to the relevant valence MOs that are involved in the transitions.57–61
Through the years, efficient computational approaches have been developed for a fast and accurate prediction of XANES spectra in inorganic complexes of transition metals and f-elements. Finite difference methods and multiple scattering approaches62–65 are comparably fast in calculating such spectra, and reliable results were already reported for a variety of An complexes such as PuO22+,41 PuO2,48,50 ThO2,49 and others.66–69 MO-based approaches for XANES calculations include the static-exchange approximation (STEX),70,71 time-dependent (TD) Kohn–Sham theory (KST, that is, KS density functional theory) with a restricted ‘excitation window’ (REW-TDKST),71,72 or simply ground state KST with the occupied and unoccupied MOs and their energies used in place of the many-electron states and their energies. These approaches were successfully employed in XANES calculations for the actinide systems UO22+, OUN+ and UN2,73 AnCl62− (An = Th–Pu),55,56 AmCl63−,61 U(C7H7)−2,74 and An(C8H8)2 (An = Th, U).39
Multiconfiguration (MC) self-consistent field approaches,75–77 often augmented with a treatment of the spin–orbit (SO) coupling via state-interaction, have become the preferred wave-function theory (WFT) tools for calculating XANES spectra of f-element complexes. An obvious reason is that MC-WFT with appropriately chosen active orbital spaces is capable of dealing with the (static) electron correlation generated by unpaired electrons distributed among near-degenerate orbitals. Another advantage over KST methods is that WFT calculations can be improved systematically, at least in principle. Unless it is necessary to distinguish, for example, between restricted or complete active space (RAS and CAS) types of calculations, we refer to these methods collectively as MC-WFT. Such calculations have been used during the past decade to treat core excitations in transition metal complexes.78–93 Inspired by these studies and ref. 94, in 2018 we started to explore the potential of MC-WFT with orbital optimization for the core-ESs for predicting accurate XANES spectra in f-element systems. So far, we have successfully calculated and analyzed the An M4,5 edges of AnO22+,42 the Cl K-edge of AmCl63−,42 the An N4,5 edges and C K-edge of An(C8H8)2 (An = Th, U),40 the C K-edge of U(C7H7)−2,74 and the Ce L2,3 edges of CeO2 and Ce(C8H8)2.34 In ref. 34, we were recently able to rationalize the notorious two-peak feature of the Ce L3 edge that puzzled the community for decades, in terms of metal oxidation states and multiconfigurational nature of the ground state (GS) vs. the core ESs as determined by ab initio calculations.
The measured spectra being what they are, their assignment and interpretation in terms of chemical bonding are always derived with the help of theoretical models based on calculations performed at varying levels of theory. The interpretation of the spectra may then depend implicitly or explicitly on the approximations made in these calculations. The observed intensities probe the GS and the core ESs simultaneously, by means of the transition moments. In MC-WFT, the ES wavefunctions are calculated explicitly, which offers the opportunity of being able to analyze chemical bonding in the GS and the ESs individually. A drawback is that the dynamic correlation in MC-WFT is typically treated as a correction to the state energies but not reflected in the wavefunctions themselves. Nonetheless, we found previously that even with minimal active spaces, calculations based on RAS wavefunctions with or without state energies corrected for the dynamic correlation can render the interpretation of XANES spectra very intuitive in chemical terms, because they inherit part of the differential correlation between the ESs and the GS in terms of orbital relaxation.34,42 In other words, these calculations are able to describe the transition not only in terms of changes in the MO occupations, but also in terms of changes in the MOs in cases where the chemical bonding in the GS and the ESs differs significantly. The interpretation of some XANES spectra may depend on the latter aspect,34 whereas for other spectra orbital relaxation may not be important.
In an effort to develop MC-WFT further for the prediction and analysis of An XANES spectra and the analysis of chemical bonding in the various electronic states, we decided to study the Cl K-edge XANES of AnCl62− with An = Th, U, Np, and Pu. Experimental spectra were reported by Su et al.,56 along with KST and TDKST calculations for analysis. For An = U–Pu, REW-TDKST calculations by Govind and de Jong55 reproduced/predicted the experimental spectra well. One of our aims is to show that MC-WFT likewise predicts the Cl K edges accurately. Another aim is to revise previous conclusions that were drawn regarding the extent of An(5f)–Cl(3p) covalency in relation to the XANES peak patterns and trends. Specifically, there is no need to draw a distinction between ‘covalency’ caused only by near-degeneracy of the participating fragment orbitals, versus both AO overlap and energetic match causing covalent bonding as it is traditionally explained in MO theory. We show that a previously assigned increased 5f covalency from Th and U to Pu is not required to rationalize the K-edge XANES spectrum peak intensities. It is demonstrated that these spectra reflect similar metal–ligand covalent bonding in the series. The actinide 5f shell stabilization with increasing actinide atomic number leads to the appearance of additional pre-edge features. The present study provides means of interpreting the chemistry of actinide 5f and 6d shells in the context of XANES spectroscopy, from the perspective of MO theory concepts that are familiar to chemists.
Accompanying scalar relativistic KST calculations were conducted with the Amsterdam Density Functional program (ADF, v2019),113 in the spin-restricted (RKS) and spin-unrestricted (UKS) fashion, using fractional occupations for degenerate orbitals. Unlike UKS, which produces separate sets of α- and β-spin orbitals, RKS generates a single set of orbitals that turned out to be similar to the set of orbitals generated from the MC-WFT calculations, thus enabling a straightforward comparison. The global hybrid PBE0 114,115 functional was used in conjunction with all-electron doubly polarized triple-ζ (TZ2P) Slater-type orbital (STO) basis sets,116 the scalar relativistic zeroth-order regular approximation (ZORA) Hamiltonian,117 and an ‘excellent’ setting for the numerical integrations with Becke grids.118 To maintain consistency with ref. 56, where KST calculations with ADF were reported as well, the most diffuse Cl 3s and the most diffuse An 6d basis functions were removed to avoid negative Mulliken AO populations.
The GS and various SF core ES wavefunctions representative of the Cl K-edge XANES were subjected to quantum theory of atoms in molecules (QTAIM)119,120 analyses to uncover trends in chemical bonding and differences between the GS and the core ESs. QTAIM analyses of RAS wavefunctions were carried out with Multiwfn,121 while QTAIM analyses of KST/PBE0 electronic structures were carried out with the ‘Bader’ module of ADF. Natural Bond Orbital (NBO) calculations and natural population analyses (NPA) were carried out with the NBO6 program.122,123 The Molden2AIM124 package was used to generate NBO inputs and extract Mayer bond orders (MBOs) from the CAS/RAS wavefunctions. Wiberg bond orders (WBOs) were obtained from the NBO calculations.
An | Aproach | GS cfg. | n f | n d | MBO/WBO |
---|---|---|---|---|---|
a Following ref. 125 and 126, nf counts 5f and 6f AO populations (see Table S2). b In addition to CAS(n, 7), core RAS includes the Cl 1s orbitals with at most one hole allowed, in RAS1, and the 6d t2g orbitals with at most one electron occupation allowed, in RAS3. CAS(n, 7) and core RAS are of identical quality w.r.t. the GS. c UKS/PBE0 data are provided in Table S3. | |||||
Th | CAS(12, 13) | 100 a02ut02ut01u | 0.80/0.69 | 1.35/1.12 | 0.66/0.73 |
HF | a02ut02ut01u | 0.78/0.66 | 1.35/1.13 | 0.66/0.73 | |
core-RASb | a02ut02ut01u | 0.78/0.66 | 1.35/1.13 | 0.66/0.73 | |
RKS/PBE0 | a02ut02ut01u | 1.03/0.91 | 1.70/1.55 | 0.99/0.89 | |
U | CAS(14, 13) | 60 t22u + 34 a12ut12u | 2.89/2.59 | 1.43/1.18 | 0.65/0.77 |
CAS(2, 7) | 60 t22u + 35 a12ut12u | 2.85/2.55 | 1.43/1.19 | 0.65/0.77 | |
core-RASb | 60 t22u + 35 a12ut12u | 2.85/2.55 | 1.43/1.19 | 0.65/0.77 | |
RKS/PBE0c | t22u | 3.35/3.05 | 1.78/1.60 | 1.04/0.98 | |
Np | CAS(15, 13) | 57 t22ut11u + 36 a12ut22u | 3.79/3.52 | 1.47/1.19 | 0.63/0.76 |
CAS(3, 7) | 59 t22ut11u + 34 a12ut22u | 3.76/3.49 | 1.48/1.19 | 0.63/0.76 | |
core-RASb | 59 t22ut11u + 34 a12ut22u | 3.76/3.49 | 1.48/1.19 | 0.63/0.76 | |
RKS/PBE0c | t32u | 4.36/4.09 | 1.79/1.58 | 1.04/0.95 | |
Pu | CAS(16, 13) | 44 a12ut12ut21u + 38 a12ut32u + 16 t22ut21u | 4.68/4.49 | 1.56/1.23 | 0.64/0.72 |
CAS(4, 7) | 44 a12ut12ut21u + 39 a12ut32u + 17 t22ut21u | 4.65/4.46 | 1.57/1.24 | 0.64/0.72 | |
core-RASb | 44 a12ut12ut21u + 39 a12ut32u + 17 t22ut21u | 4.65/4.46 | 1.57/1.24 | 0.64/0.72 | |
RKS/PBE0c | a12ut32u | 5.37/5.14 | 1.77/1.54 | 1.03/0.94 |
Approach | An | ρ bcp | ∇2ρbcp | |Vbcp|/Gbcp |
---|---|---|---|---|
a n = 0 (Th), 2 (U), 3 (Np), 4 (Pu). b Core RAS and CAS(n, 7) are of identical quality w.r.t. the GS wavefunctions. c Similar data are obtained with UKS/PBE0 (see Table S4). | ||||
CAS(12 + n, 13)a | Th | 0.061 | 0.151 | 1.244 |
U | 0.066 | 0.171 | 1.248 | |
Np | 0.069 | 0.181 | 1.252 | |
Pu | 0.072 | 0.192 | 1.253 | |
CAS(n, 7)a | Th | 0.027 | 0.039 | 1.428 |
U | 0.066 | 0.172 | 1.247 | |
Np | 0.068 | 0.183 | 1.243 | |
Pu | 0.072 | 0.193 | 1.252 | |
core RASb | Th | 0.027 | 0.039 | 1.428 |
U | 0.066 | 0.172 | 1.247 | |
Np | 0.068 | 0.183 | 1.243 | |
Pu | 0.072 | 0.193 | 1.252 | |
RKS/PBE0c | Th | 0.062 | 0.139 | 1.318 |
U | 0.067 | 0.161 | 1.312 | |
Np | 0.069 | 0.170 | 1.307 | |
Pu | 0.071 | 0.173 | 1.327 |
The [AnCl6]2− GS configurations originate from those of the An4+ ions, i.e. 5fn6d0 with n = 0, 2, 3, 4 for An = Th, U, Np, Pu, respectively, successively accommodating the increasing 5f occupation among the a2u nonbonding and t2u and t1u antibonding orbitals in the highest possible spin multiplicity (Fig. 1). With PBE0, the lowest energy configuration is 5f0 for [ThCl6]2−, 5f2[t22u] for [UCl6]2−, 5f3[t32u] for [NpCl6]2−, and 5f4[a12ut32u] for [PuCl6]2−. Only [UCl6]2− exhibits two low-lying configurations within less than 0.2 eV from the GS, namely 5f2[a12ut12u] and 5f2[a12ut11u]. The MO energy ordering for the GS configurations is depicted in Fig. 1. The 6d-based t2g and eg MOs occur around 7 and 10 eV respectively, and are destabilized slightly from Th to Pu. The 5f-based a2u, t2u and t1u orbitals are near-degenerate with 6d t2g in [ThCl6]2− but become strongly stabilized across the series. The stabilization is largest for a2u and t2u, i.e. for the MOs that become occupied towards Pu. The trend is preserved with UKS/PBE0, although these calculations predict much larger stabilization of the a2u and t2u α-spin MOs towards Pu (Fig. S1†), and much larger 5f–3p mixing in the t2u and t1u α-spin MOs.
With MC-WFT, the SF electronic GS is the closed-shell HF configuration for [ThCl6]2−. The GS becomes multiconfigurational from [UCl6]2− to [PuCl6]2− (Table 1). The GS results obtained with the minimal CAS(n, 7) and with core-RAS, which comprises additionally the Cl 1s combinations and 6d t2g, are identical for all studied complexes (see Tables 1 and 2), as they should be. These results are overall similar to those predicted by the better correlated CAS(12 + n, 13) approaches. This aspect is particularly important since it shows that the core-RAS wavefunctions capture the GS electronic structure details to a similar degree to calculations with larger active spaces and therefore they can safely be used for the calculations and interpretation of the Cl K-edge XANES. In other words, the GS electronic structures arising from the same calculations used to generate the XANES spectra are sufficiently accurate, as shown by comparison with the GS calculations that use larger active spaces.
In the following, we focus on the valence electronic structure of the U, Np, and Pu complexes as predicted by core-RAS. The SF GS of [UCl6]2− is threefold spatially degenerate, with 60% t22u and 35% a12ut22u contributions (Table 1). This wavefunction composition is similar to that obtained by Su et al.127 with a (2, 7) active space, but it apparently differs from the single-configuration a1.002ut1.001u GS wavefunction obtained by Beekmeyer and Kerridge with a very large active space.128 However, the isosurface plots of the bonding t2u and t1u MOs from our calculations (Fig. S3†) and those from ref. 128 are very similar, suggesting that the metal–ligand bonding interactions, which are ultimately important for rationalizing the chlorine K-edge spectra, are very similar in both sets of calculations. With SO coupling, an excited spin-singlet state mixes (10%) with the spin-triplet GS resulting in an orbitally nondegenerate SO GS with 90% contribution from the SF, spin-triplet GS.
Concerning [NpCl6]2−, the SF GS is spin-quartet A2u dominated by the t32u configuration (>90%), apparently in agreement with the GS predicted by KST/PBE0. However, there is a very low-lying excited state at 0.08 eV, 4T2u, with a multiconfigurational wavefunction involving 59% t22ut11u and 34% a12ut22u (the one shown in Table 1). With dynamic correlation corrections of the energies, this state becomes the GS,129 but it remains a very low-energy excited state with our XPT2//core-RAS (0.03 eV) because of the imaginary shift needed to produce reliable core-ESs from these calculations (see Section 2). With PBE0, the t22ut11u and a12ut22u configurations are very high in energy, 3.40 and 1.87 eV, respectively, above the t32u GS. The PBE0 failure to predict the correct GS of [NpCl6]2−, or at least one of the contributing dominant configurations, stems from the single-determinant Kohn–Sham approach in combination with an approximate functional. The t32u configuration is the only one described qualitatively correctly by a single determinant, which apparently leads to a too strong stabilization with KST, compared to the alternatives. The question of the T2uvs. A2u GS in the WFT calculations with and without dynamic correlation becomes irrelevant in the presence of SO coupling. No matter whether or not, and how, dynamic correlation is treated, the SO GS exhibits a strong admixture of different SF states, with largest contributions from the aforementioned 4T2u (33%) and 4A2u (20%).
The SF GS of [PuCl6]2−displays the largest multiconfigurational character by combining 44% a12ut12ut21u, 39% a12ut32u and 17% t22ut21u configurations. Among these, the configuration a12ut32u can be represented by a single determinant, and it represents the spin-free GS in the PBE0 calculations. A multitude of spin-quintet excited states occur below ca. 0.25 eV, which couple strongly with the GS quintet via the SO interaction. The SO GS is a pseudo-spin triplet, separated by only 0.13 eV from the next pseudo-triplet SO excited state, with only a minor contribution (15%) from the SF GS.
Differences between KST/PBE0 and core-RAS can be seen, visually, in the isosurface plots of the t2u and t1u MOs shown in Fig. 1 (RKS), S1 (UKS) and S4 (core RAS).† With PBE0, there is pronounced AO mixing that appears along with the strong stabilization of these MOs going from Th to Pu. These MOs are more localized and contracted towards Pu in the core-RAS calculations. This aspect, however, is reflected only in the excess nf from Mulliken population analysis, which decreases from Th to Pu in the CAS/RAS calculations but increases with KST/PBE0 (Tables 1 and S3†). In the NPA, the excess nf population increases from Th to U and then decreases towards Pu with CAS/RAS (pronounced) and UKS/PBE0 (slightly). With RKS/PBE0, the excess nf increases from Th to Pu, but the net increase from U to Pu (0.02) is negligible. The nd values increase from Th to Pu with the MC-WFT approaches, specifically by 0.14 from U to Pu with NPA, suggesting a slight increasing trend in An 6d covalency. With RKS/PBE0, however, nd increases only by 0.08 from Th to U in NPA, and then remains about the same toward Pu. The Mayer and Wiberg BOs are overall consistent regardless of the used approach, and differ only slightly, in particular from U to Pu. The WBO for instance, drops from U to Pu by 0.04 with RKS/PBE0, by 0.02 with UKS/PBE0, and by 0.05 with core-RAS. No clear variation is seen in the MBOs, which remain about the same from U to Pu (about 0.64 and 1.04 with MC-WFT and KST/PBE0 respectively). Additionally, we noted that the positive NPA metal charge is the lowest at U (Table S3†), in line with the NPA charge trend found in other complexes of the tetravalent actinides,125 underlining that there is likely more pronounced donation bonding in [UCl6]2− compared to the other hexachlorides. Thus, the take-away from the NPA and BO analyses is that the An–Cl covalency peaks at [UCl6]2− and remains about the same, perhaps slightly decreasing, towards [PuCl6]2−.
The pronounced An(5f)–Cl(3p) mixing in the t2u and t1u PBE0 MOs shown in Fig. 1 (RKS) and especially in Fig. S1 (UKS),† from [ThCl6]2− to [PuCl6]2−, is in apparent contradiction with the NPA and BO data and therefore the AO mixing in these MOs does not reflect an increasing trend in 5f covalency going from Th to Pu. In line with the familiar concepts of MO theory, the steady energy stabilization of the An 5f shell along the An row leads to better energy matching with the Cl 3p shells in the KST/PBE0 calculations, such that AO mixing in the canonical KS MOs becomes large despite the somewhat decreasing AO overlap from Th to Pu. However, canonical AO mixing alone should not be equated with covalent bonding.22,130–132 For instance, in ref. 132, Sadhu and Dolg showed that energy-degeneracy driven AO mixing in frontier MOs of lanthanide(III) and actinide(III) complexes does not lead to stabilization of the systems if AO overlap is negligible. In the supplementary file of ref. 133 it is demonstrated by using a two-AO model system that the solutions of the generalized eigenvalue equation can become difficult to interpret in the weak-overlap near-degeneracy regime that is presumably reflected in the 5f bonding of actinides. The overlap of 5f with valence ligand orbitals decreases along the actinide row, but especially in the first half of the row it is definitely not negligible.56,126 Canonical AO mixing may occur for reasons unrelated to chemical bonding, for example because of matching Fock matrix elements (‘energies’), or when AO linear combinations form symmetry-adapted MOs. In order to obtain covalent bonding information, it is therefore best to use well-established measures such as the bond orders that we discussed already, QTAIM analyses, or orbital localization schemes.
To capture the metal–ligand orbital mixing with contributions also from inactive orbitals, we subjected the spin-free CAS(12 + n, 13) GS densities to NBO calculations. For comparison, such calculations were also conducted with the KST/PBE0 GS densities. Natural localized molecular orbitals (NLMOs) are shown in Fig. 2. The key NLMOs obtained per An–Cl interaction describe a σ(An–Cl) bond and three Cl lone pairs, two of which display slight Cl → An π donation bonding character (Cl LPπ) and one is a pure σ lone pair (Cl LPσ) pointing in the opposite direction as the An–Cl bond (not shown). The CAS-level NLMOs in Fig. 2 show highly polarized An–Cl σ bonds with a small increase in metal participation from Th (10%) to Pu (12%) in the σ(An–Cl) bond and no change in delocalization of the Cl LPπ over the metal (5%). Overall, there is a minor increase in the 5f weight in the σ(An–Cl) NLMOs, from 2.4% (Th) to 3.1% (Pu), counter-acted by a weak decrease of the 5f weights in the Cl LPπ NLMOs, from 2% (Th) to 1.5% (Pu). From U to Pu in particular, the total 5f contribution per An–Cl interaction decreases very slightly from 4.9% to 4.5%. Both the σ(An–Cl) and LPπ NLMOs show a very small increase in metal 6d contribution, from Th to Pu, by 0.8 and 0.5% respectively. From U to Pu, the total 6d contribution per An–Cl interaction increases very slightly by 0.8%. From U to Pu, the net Cl 3p contribution in the σ(An–Cl) NLMOs increases by about 2%, from 43.2 to 45.4%. This increase occurs at the expense of the Cl 3s contribution, and therefore there is no overall larger metal–ligand hybridization towards Pu. The small variations in the 5f and 6d contributions per An–Cl interaction are reflected in the calculated NLMO/NPA BOs based on the NLMO shared densities and bonding vs. antibonding overlap (given in Fig. 2), which increase but only slightly from Th (0.41) to U (0.44) and then remain the same towards Pu. This aspect is perfectly in line with the only weak variation of the An–Cl WBOs shown in Table 1. Thus, the NLMO analyses of the CAS densities do not indicate an overall increasing trend in An–Cl covalency from [ThCl6]2− to [PuCl6]2−.
Fig. 2 Selected NLMOs (±0.03 au isosurfaces) and their metal and ligand AO weight-% compositions representative of the An–Cl bonding interactions in [AnCl6]2− (An = Th–Pu). Left panel: CAS(12 + n, 13) SF calculations. Right panel: RKS/PBE0 SF calculations (see Fig. S2† for UKS/PBE0 calculations). For the An = U–Pu complexes, the NLMOs shown are those of [PuCl6]2−. The weight-% data are given as averages over the six An–Cl bonds. |
With PBE0, there is slightly larger metal participation in the σ(An–Cl) NLMOs, which increases from Th (13%, vs. 10% in CAS) to Pu (16%, vs. 12% in CAS). The net 5f contribution in these NLMOs follows an increasing trend, from 3.3% (Th) to 4.7% (U) to 5.7% (Pu). However, the net increase in metal 5f contribution per σ(An–Cl) NLMO, is only 2.4% from Th to Pu and only 1% from U to Pu in particular. The Cl LPπ donation bonds remain similarly polarized towards the metal from Th to Pu (∼6%), and the 5f net contribution in these delocalized lone pairs decreases slightly from U (3.1%) to Pu (2.2%). For each An–Cl interaction, and particularly from U to Pu, the total 5f contribution increases by 0.1%, from 7.8 to 7.9%, whereas the total 6d contribution decreases by 0.2% from 11.2 to 11.0%. As with CAS, in the σ(An–Cl) NLMOs, the chlorine 3p contribution increases from U to Pu, from 47.7 to 52.4%, but again at the expense of 3s contributions. The calculated NLMO/NPA BOs (Fig. 2) [0.52 (Th), 0.59 (U), 0.61 (Np), and 0.57 (Pu)] follow a similar trend overall as the PBE0 Mayer and Wiberg BOs shown in Table 1, and do not show a clear increasing trend in An–Cl covalency from Th to Pu, in agreement with the NLMO/CAS data. Similar conclusions are drawn from NLMO analyses of the UKS/PBE0 electronic structures (see Fig. S2†).
For comparison with the orbital-based bonding analysis, the [AnCl6]2− GS densities obtained with PBE0 and CAS/RAS approaches were further subjected to QTAIM analyses. An assortment of bond metrics at the An–Cl bond critical points (BCPs) is shown in Table 2 (RKS/PBE0 vs. CAS/RAS) and Table S4† (UKS/PBE0). It has been pointed out that the presence of a BCP does not necessarily indicate a chemical bond, and there is a recommendation to use the term ‘line critical point’ (LCP) instead.134,135 We note this important detail but maintain the familiar BCP notation because in the [AnCl6]2− series there are undoubtedly An–Cl bonding interactions. The QTAIM metrics are very similar particularly between PBE0, regardless of the used formalism, and CAS(12 + n, 13). The data based on the small CAS(n, 7) and core RAS are consistent with the data from the larger CAS, although with some deviations in the absolute values of the metrics predicted for [ThCl6]2−. In the latter case, the HF calculations [CAS(0, 7)] and core RAS are equivalent and deliver a more ionic picture of the metal–ligand bonding than the other calculations, as a result of over-localization of the electronic structure from lack of dynamic correlation. Both CAS(12 + n, 13) and PBE0 capture an increasing trend in the density at the BCP (ρ) from Th (0.061) to Pu (0.072), i.e. in this order there is a larger tendency of charge distribution in the An–Cl bonding region, thus some increase in covalency according to this measure. However, the Laplacian of the density (∇2ρ) becomes increasingly positive from Th to Pu (Table 2), showing a tendency of charge depletion at the BCP and enhancement of ionic character in this order. In the Nakanishi and Hayashi classification of weak and strong interactions,136 the An–Cl bonds are regular ionic. However, the An–Cl bonds are not classified as fully ionic by QTAIM, because the ratio between the potential energy density and the kinetic energy density at the BCP (|V|/G) is larger than 1 and shows an increasing trend from Th to Pu, i.e. the potential energy density dominates and electrons tend to localize at the BCPs. Thus, the QTAIM analyses of both CAS and PBE0 densities classify the metal–ligand bonds in [AnCl6]2− as ‘mostly ionic with some covalency’. In other words, the dative bonds are strongly polarized toward Cl. QTAIM shows some inconsistency in that different metrics show ionicity or covalency to be increasing from Th to Pu. In agreement with the NPA and NLMO analyses, QTAIM does not identify a clear-cut trend of increasing donation bonding from [ThCl6]2− to [PuCl6]2−, and we proceed in the next section by understanding how this conclusion is reflected in the chlorine K-edge XANES calculated with multiconfigurational approaches. Note that AnIV covalency that is not genuinely increasing in complexes with An ranging from Th/Pa–Pu has been assigned in other complex series as well, e.g. An(C8H8)2,137,138 An(C5H5)4,139,140 An(salen)2,125 and An(Aracnac)4.141
We conclude this subsection by noting that the appearance of the core RAS t2u and t1u natural orbitals shown in Fig. S4,† becoming more localized and contracted towards Pu, reflect a slightly decreasing trend in 5f covalency. Large canonical mixing such as the one seen in the PBE0 Kohn–Sham MOs, can be reproduced in CAS calculations with sufficiently large active spaces, including both the bonding and antibonding t2u and t1u orbitals. Selected linear combinations among the two pairs of MOs will produce large AO mixing. However, by doing so the covalency in the system does not change because the configuration interaction coefficients will adapt to the change in the orbital basis and preserve the wavefunction of the system. The concept was illustrated initially by Mooßen and Dolg142 for the case of Ce(C8H8)2, and more recently by us34 for CeO2 and Ce(C8H8)2. Furthermore, it is important to note the following: in agreement with our ab initio data, the metal–ligand bonding extracted from the experimental XANES pre-edge intensities also shows that the total (5f + 6d) covalency per An–Cl interaction slightly increases from [ThCl6]2− to [UCl6]2− and then remains similar towards [PuCl6]2−.56 In ref. 56, Cl(3p) percentage contributions in the metal 5f-based and 6d t2g MOs of [AnCl6]2− were extracted based on a comparison with the intensity of the single pre-edge feature observed in D2d–Cs2CuCl4, following the lines of Solomon et al.59 The Cl 3p contributions to the 5f-based and 6d t2g MOs, from the combined experimental pre-edge peak intensities of [AnCl6]2−, were 18, 21, 21 and 20% for An = Th, U, Np and Pu, respectively. That is, the experimental data show that the metal–ligand covalency increases from Th to U, and then remains similar towards Pu, in perfect agreement with our calculations. Even if something specific about the actinide complexes would prevent the extraction of numerically accurate Cl 3p percentages by direct comparison with Cs2CuCl4, the relative contributions within the [AnCl6]2− series are reliable. For each An–Cl interaction, the experimental total Cl 3p contribution (8.1% (ref. 56)) in the 5f orbitals can be extracted only for the Pu complex according to our calculations (see Section 3.3), because only here are the transitions into 5f vs. 6d cleanly separated.
Fig. 3 Calculated vs. experimental Cl K-edge XANES data in [AnCl6]2− with An = U (panel a), Np (b), and Pu (c). Top row: Cl K-edge spectra. Center row: ‘stick’ spectra underlying the calculated Cl K edges are shown as oscillator strengths scaled by the population of An 5f (blue) vs. 6d (red) NOs in the excited state. For better visual separation, the 5f and 6d indicators are drawn in opposite directions. Bottom row: actinide nf Mulliken population in the GS vs. low-energy core ESs with oscillator strength f > 10−5. Experimental spectra were digitized from the graphical material published in ref. 56. |
The calculated pre-edges of the Cl K-edge XANES reproduce the experimental features very well, for all [AnCl6]2− complexes. The agreement is encouraging especially for [NpCl6]2− given that the spin-free GS of this system is incorrectly predicted by the XPT2/core RAS calculations (see Section 3.1). This outcome was expected, nevertheless, given that the 5f-based MOs and 6d t2g are practically unchanged in a quartet A2uvs. a T2u GS in [NpCl6]2−, and given that the Cl K-edge intensities are mainly sensitive to the 5f–3p mixing in the orbitals. There is a single peak A for [ThCl6]2−, a broader peak A with an emerging peak B at a lower energy for [UCl6]2−, and a broader peak A with two emerging peaks B and C at lower energies for [NpCl6]2− and [PuCl6]2−. Peak labeling is provided in Fig. 3. The emergence of three pre-edge peaks when going from Th toward Pu is consistent with the PBE0 MO diagram shown in Fig. 1 (see also Fig. S1†), which shows that the possible accepting MOs for the core electron, 6d t2g and 5f a2u, t2u, and t1u are near-degenerate for Th whereas the 5f MOs drop in energy relative to 6d t2g, and split, moving from U to Pu. We emphasize that our pre-edge peak assignments with respect to core transitions into 5f and 6d t2g valence MOs confirm the previous assignments.55,56 Note that in the WFT calculations for the U–Pu cases, both the GS and the intense core ESs are multiconfigurational, especially in the presence of SO coupling. This leads to the a2u, t2u and t1u MOs contributing to all relevant states such that their individual contributions to certain pre-edge peaks cannot be singled out. Thus, in the discussion of the spectra, we distinguish mainly between the overall contributions from 5f vs. 6d t2g.
For [UCl6]2−, the main pre-edge feature, peak A, is described by excitations between 2823 and 2825 eV. The lower energy group of excited states has primary configurations from transitions into 5f and secondary configurations from transitions into 6d t2g. The higher energy group of excited states has dominant contributions from transitions into 6d t2g, generating much of the peak intensity. The emergence of the new pre-edge peak B around 2822 eV is due to a grouping of core ESs derived almost exclusively from core transitions into the valence 5f-based MOs (blue sticks).
Beyond [UCl6]2−, the intense excitations under peak B and under the low-energy side of peak A move to lower energies and separate energetically to produce three peaks. Arriving at [PuCl6]2− the ESs under Peak C, B, and A are now almost perfectly cleanly assigned to transitions into 5f, 5f, and 6d t2g, respectively. It therefore becomes apparent that, in terms of identity, the newly emerging peak along series U–Pu is actually peak B because it is formed by transitions into 5f that are grouped with transitions into 6d under peak A for [UCl6]2−. Note that for [NpCl6]2−, the peak B separation from peak A is slightly underestimated in the calculations, such that it appears as a weakly developed shoulder with the chosen broadening, rather than a weakly developed peak as in the experimental spectrum. Compared to [NpCl6]2−, the B and C peaks of [PuCl6]2− are better separated from the main peak A, which follows the trend seen experimentally. Evidently, going from U to Pu, there is a clean separation of core transitions into the 5f-based MOs vs. 6d t2g as the former strongly drop in energy. Pronounced multiplet effects are present and affect the spectral shapes over the whole pre-edge ranges.
It is tempting to rationalize the appearance of peaks B and C with respect to peak A, and particularly the intensity rise in peak C towards [PuCl6]2−, by an increase in An(5f)–Cl(3p) AO mixing in the acceptor MOs for the core electron. However, based on our analysis of the GS metal–ligand bonding in the WFT calculations, there is neither increased AO mixing in these MOs from U to Pu, nor is there an increasing trend in covalent bonding indicators such as BOs, AO populations, or QTAIM metrics. Particularly the NPA indicators, extracted from both WFT and KST calculations, indicate that the bonding across the series is more or less similar if not decreasing slightly (Section 3.2), despite that canonical mixing increases from U to Pu in some of the KST MOs. The evolution of the XANES spectrum from Th to Pu can be explained simply by depletion of intensity in peaks A and B, associated with the valence 5f-based MOs. These transitions accumulate under peak C as the energies of 5f MOs decrease. Likewise, the intensity decrease of peak B from U to Pu, relative to peak A, can be rationalized simply by the energetic separation of core ESs associated with transitions into 5f vs. 6d t2g, which is consistent with the energetic lowering of the 5f vs. 6d MOs. In other words, with the finding that the GS 5f/6d–3p covalency is quite similar across the series, redistribution of oscillator strengths among the peaks as the 5f-based MOs stabilize relative to 6d t2g MOs which can fully explain the observed changes in relative pre-edge intensities moving from Th to Pu.
To address differences in the metal–ligand covalency in the GS vs. core ESs, we performed population analyses, and also tracked the QTAIM ρ metrics, for the most intense core ESs under peaks B and C. The core ES metal nf data are displayed in Fig. 3, bottom row. The corresponding metal nd, Cl 3p and ρ are shown in Fig. S6.† The nf data clearly highlight the one (U) vs. two (Np and Pu) groupings of transitions into 5f that form peaks B (U) and B & C (Np and Pu). Regardless of the complex, the metal nf in the core ESs increase relative to the GS, on an average by 0.68 for U and Np, and by 0.74 for Pu. Thus, these core ESs under peaks B and C are essentially charge transfer states localizing most of the added valence electron density that results from the core excitation in the metal 5f shell. Slight electron redistribution occurs between 6d and Cl 3p in these core ESs of peaks B and C: there is an average decrease in the metal nd population by 0.21 concomitant with an increase in the Cl 3p population by 0.13 relative to the GS (Fig. S6†). This apparent 6d–3p de-hybridization is captured by QTAIM analysis of the intense core ESs under peaks B and C, which show ρ at the BCP decreasing on an average by 0.005 au relative to the GS. In other words, in these excited states the metal–ligand covalency is weaker than that in the GS. Decreased covalency in the core ESs vs. the GS is an intuitive result, because the core ESs accommodate the core electron in MOs with antibonding character. The drop in ρ in the core ESs is rather small, however, and mostly associated with the decrease in 6d covalency. The reason for this is that the 5f covalency is not very strong in the GS, such that the population of the weakly antibonding 5f MOs in the core-ES does not trigger any notable orbital relaxation.
Finally, we note that inclusion of dynamic correlation is necessary to reach agreement with the experimental spectra particularly for the case of heavier [PuCl6]2−. With only core RAS-SF and core RAS-SO, i.e. without dynamic correlation, the Cl K-edge spectrum of [PuCl6]2− does not exhibit the three-peak pre-edge pattern (Fig. 4).
Fig. 4 Calculated Cl K-edge XANES in [AnCl6]2− (An = U–Pu) without including dynamic correlation effects. The experimental edges were digitized from ref. 56 and are given for comparison. |
We found similar ground-state An 5f and 6d covalency in the complexes, in particular for U, Np, and Pu, with KST/PBE0 and different flavors of CAS/RAS calculations. The 5f-based a2u, t2u and t1u orbitals are strongly stabilized relative to the Cl 3p orbitals of matching symmetry going from Th to Pu. In the KST/PBE0 calculations, this goes along with increasing An(5f)–Cl(3p) AO mixing in some of the canonical MOs. However, the canonical mixing does not correlate with stronger donation bonding. For instance, the An–Cl Mayer, Wiberg and NLMO/NPA BOs, and electron donation to the An 5f AOs generally decrease from U to Pu, although only slightly. Furthermore, neither NLMO nor QTAIM analyses predict increased levels of covalency in [AnCl6]2− for An = U, Np, Pu.
The Cl K-edge XANES of [AnCl6]2− calculated with multiconfiguration WFT approaches agree very well with the experiments and show the emergence of two pre-edge peaks B and C at energies below the dominant pre-edge peak A when going from U to Pu. Pre-edge features B and C arise from transitions into the valence MOs with dominant 5f character that separate energetically from transitions into MOs with dominant 6d t2g character along the series Th, U, Np, and Pu. For [PuCl6]2−, the spectrum is almost cleanly separated into intensity from the transitions into 5f (peaks C and B) versus transitions into 6d t2g (peak A). Localized MO, bond order, and QTAIM analyses provide a consistent picture showing comparable 5f and 6d covalency for the set of complexes, and especially among U, Np, and Pu. Given the comparable involvement of 5f in donation bonding in [AnCl6]2−, as indicated by the calculations, and a lack of excited state orbital relaxation, the additional pre-edge peaks in the Cl K-edge XANES spectra from An = U–Pu are simply rationalized by the strong stabilization of the actinide 5f relative to 6d t2g orbitals, which moves the intensity associated with transitions to 5f out of peak A and into peaks B and C. Multiplet effects are present too from [UCl6]2− to [PuCl6]2−, and they generally cause broadening of the pre-edge features.
In agreement with the conclusions from the original work,56 our study shows that the appearance of the pre-edge peaks in the Cl K-edge XANES is incontrovertible evidence for 5f and 6d covalency in the An–Cl bonds. Both the experimental data and our calculations show that An 5f covalency increases slightly from Th to U, and remains the same or decreases very slightly from U to Pu. This is contrary to what one would assume based solely on the AO mixing in the 5f-based antibonding KS orbitals. MO theory favors AO mixing when the diagonal Fock matrix elements (‘energies’) match well for the metal and ligand AOs, which explains the increased 5f–3p mixing in the ground state 5f-based KS canonical MOs toward Pu, along with complementary mixing in lower-energy occupied MOs.
There is clearly sufficient overlap of 5f and ligand AOs in the earlier actinides such that canonical 5f mixing in the complexes ultimately also translates into covalent 5f bonding. The present calculations for [AnCl6]2−, however, also show that energetic near-degeneracy driven metal–ligand AO mixing in the antibonding 5f-based canonical MOs is not necessarily a quantitative indicator for the degree of covalent 5f bonding. The trend in the sizable56 5f–3p overlap and the trend in the An(5f) and Cl(3p) Fock matrix element differences, which are both decreasing from Th to Pu, counterbalance each other, resulting in comparable 5f covalency that manifests itself in the localized MO analysis and other covalent bonding measures. The present calculations and the prior XANES experiments agree on the overall covalency trend. To rationalize the XANES spectra, there is no need to distinguish between the established concept of covalent bonding based on both AO overlap and AO mixing, versus an energy-degeneracy driven mixing mechanism without overlap.
Footnote |
† Electronic supplementary information (ESI) available: Complete computational details, additional Mulliken, NPA, bond orders and QTAIM data obtained with various KST and WFT approaches, isosurface plots of natural orbitals optimized with the core RAS approach, calculated Cl K-edge XANES for [ThCl6]2−, and Mulliken and QTAIM analyses of selected core ESs of the Cl K-edge XANES in all [AnCl6]2− (An = Th–Pu) systems. See DOI: 10.1039/d1sc06454a |
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