Open Access Article
Debashis
Adhikari
ab,
Aaron W.
Miller‡
a,
Mu-Hyun
Baik
*bc and
SonBinh T.
Nguyen
*a
aDepartment of Chemistry and the International Institute for Nanotechnology, Northwestern University, 2145 Sheridan Road, Evanston, IL 60208-3113, USA. E-mail: stn@northwestern.edu
bDepartment of Chemistry, Indiana University, 800 East Kirkwood Avenue, Bloomington, IN 47405, USA. E-mail: mbaik@indiana.edu
cDepartment of Materials Chemistry, Korea University, Jochiwon-eup, Sejong-si, 339-700, South Korea
First published on 21st November 2014
The (salen)Cr-catalyzed [aziridine + CO2] coupling to form oxazolidinone was found to exhibit excellent selectivity for the 5-substituted oxazolidinone product in the absence of any cocatalyst. Quantum mechanical calculations suggest that the preferential opening of the substituted C–N bond of the aziridine over the unsubstituted C–N bond is a key factor for this selectivity, a result that is supported by experiment with several phenyl-substituted aziridines. In the presence of external nucleophile such as dimethyl aminopyridine (DMAP), the reaction changes pathway and the ring-opening process is regulated by the steric demand of the nucleophile.
During the past decade, a handful of catalysts—including DMAP,25 alkali metal halide,26,27 tetraalkylammonium halide,26,28 and iodine29—have been utilized to couple aziridines and CO2 into 4-substituted oxazolidinone or an unselective mixture of 5- and 4-substituted oxazolidinones. We also reported the use of [(salen)CrIIICl + DMAP] catalyst in the facile conversion of a range of aziridines into 5-substituted and 4-substituted oxazolidinones with selectivity up to 20
:
1 favoring the 5-substituted isomer (eqn (1)).30 While there are several reports of selective oxazolidinone formation from aziridine and CO2, the observed selectivity was only moderately in favor of 4-substituted oxazolidinone, consistent with the opening of the aziridine ring at the less substituted position.31,32 From this perspective, the high selectivity favoring 5-substituted oxazolidinone for the [(salen)CrIIICl + DMAP] catalyst system is quite unique and we proposed that this is a consequence of a Lewis-acid activation that favored ring-opening at the carbon stabilized by the aryl substituent.30
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Interestingly, (salen)CrIIICl was even more selective for reaction 1 in the absence of DMAP cocatalyst: the conversion of N-propyl-2-phenylaziridine to the corresponding 5-substituted oxazolidinone proceeds with a selectivity of 40
:
1, albeit with a slightly slower rate than that for the DMAP-cocatalyzed reaction.30 This selectivity is increased to 80
:
1 when the substrate is the electron-rich N-propyl-2-(p-methoxyphenyl)aziridine (see below). These data are in stark contrast to the analogous [epoxide + CO2] coupling33,34 where the Lewis-basic DMAP cocatalyst is crucial for the successful completion of the reaction. Intrigued by this observation, we set out to investigate the mechanism of reaction 1 using a comprehensive array of theoretical calculations to corroborate with experimental results and pinpoint the key parameters that dictate the observed selectivity and reactivity. Herein, we propose a novel mechanism for reaction 1 that features an initial binding of CO2 to the (salen)CrIII center (Fig. 1). This activation allows for the aziridine substrate to attack the CO2 carbon to form a (salen)CrIII(aziridiniumcarbamate) intermediate (3). The CO2-derived oxygen nucleophile of the carbamate moiety can then intramolecularly ring-open the tethered aziridine substrate. The uniqueness of this mechanism lies in the key presence of the CO2-coordinated intermediate 2 and the ability of the carbamate oxygen nucleophile to regulate the oxazolidinone selectivity by preferentially opening one of the two available C–N bonds in an intramolecular fashion, depending on the ability of the substituents at the aziridine C2 to stabilize the developing cationic charges.
O bond. This results in an increase in the electrophilicity of the CO2 carbon and renders it susceptible to a nucleophilic attack by the phenyl aziridine substrate to form intermediate 3 (Fig. 1). The desired oxazolidinone product is then formed through a combination of synchronous, concerted three-membered aziridine ring-opening and five-membered ring-closing processes. Key to the observed high selectivity for the 5-substituted oxazolidinone 5 is an increase in the carbocationic character of the carbon bearing the phenyl substituent, leading to an N–C2 bond cleavage on the phenyl-substituted side of the aziridine ring and resulting in the major product after ring closure. The alternative N–C3 bond cleavage at the unsubstituted carbon is kinetically unfavorable and affords the minor product 6 in a very small amount.
As mentioned above, the binding of CO2 to the Lewis-acidic (salen)CrIIICl center results in a polarization of the coordinated C
O bond, which slightly elongates (1.17 Å) over the other C
O bond (1.16 Å).37 This electronic perturbation causes a slight increase in the electrophilicity of the CO2 carbon (its electrostatic-potential (ESP)-fitted charge increases to 0.73 from 0.69), rendering it easier to undergo attack by the phenyl aziridine substrate. Our quantum mechanical calculations suggest that this event is favored enthalpically by 7.5 kcal mol−1, but is canceled out by the translational entropic penalty to afford a solvation-corrected Gibbs free energy of −0.1 kcal mol−1, measured from the initial lowest-energy reference state of the system (catalyst and substrates being at infinite distance).
While the activation of CO2 by (salen)CrIIICl, as shown in Fig. 1, is favored by the high pressure of CO2 employed in our experiments, it can be inhibited by the direct binding of the Lewis-basic aziridine substrate to the Cr center. Such coordination can competitively retard the rate of the catalytic cycle, especially in the absence of a cocatalyst that can ring-open the coordinated substrate. Indeed, our calculations reveal that while the Lewis acid–Lewis base interaction between (salen)CrIIICl and the aziridine substrate does significantly activate the aziridine ring (see ESI, section S4†), it is not strong enough to induce its spontaneous opening. We note in passing that in the presence of DMAP, a similar Lewis acid–Lewis base competitive binding can also occur between the Cr center and DMAP. However, in this case DMAP can also serve as the cocatalyst to ring-open the coordinated substrate and lead to the products through another pathway (see “The Effect of DMAP on isomer selectivity” below).
The nucleophilic attack of the aziridine substrate on the activated CO2 carbon generates a (salen)CrIIICl-coordinated alkoxide intermediate 3 (Fig. 2), where CO2 is effectively complexed between the metal center and the aziridine. A transition state (2-TS) for this process can be located at an energy of 14.6 kcal mol−1. Consistent with such a nucleophilic attack, the linear CO2 becomes significantly bent to 157.8°, with noticeable elongations of both “C
O” bonds (∼0.03 Å). The formation of intermediate 3 is energetically uphill by 8.7 kcal mol−1 from the initial lowest-energy state. (As expected, such a process is highly dependent on the nucleophilicity of the nitrogen lone pair: N-tosyl-2-methylaziridine, whose nitrogen lone pair is strongly delocalized into the tosyl group, is unreactive under our experimental coupling condition.) At this intermediate stage, the coordinated aziridine retains its three-membered ring structure despite significant elongations of both substituted and unsubstituted C–N bonds (Fig. 2). Notably, the phenyl-substituted N–C2 bond in 3 is substantially more elongated (to 1.52 Å from 1.45 Å) compared to the unsubstituted N–C3 bond (to 1.48 Å from 1.45 Å). This differential elongation is larger than the bond lengths change when aziridine binds directly to the CrIII center (see ESI, section S4†) and can be considered as the first step to activate the aziridine ring, allowing for subsequent electronic polarization and charge development to occur. The result is a preferential ring-opening on the more elongated N–C2 bond. We note that our proposed mode for CO2 complexation, between the (salen)CrIIICl center and the aziridine substrate, does not require the opening of a new coordination site from distorting the salen ligand, as proposed by Luinstra and coworkers for the coupling of CO2 and epoxide.38 In our hands, the free-energy calculations for such a ligand framework distortion process only resulted in sizable energy penalties.
As indicated in Fig. 1, intermediate 3 contains two different CO2-derived nucleophilic sites, namely the alkoxide and carbonyl oxygens, either of which can ring-open the aziridine to form the 5- and 4-substituted oxazolidinones (via attacking at the substituted and unsubstituted carbon centers, respectively). Since this process is completely intramolecular, the carbon with higher partial positive character is more likely to undergo nucleophilic attack. Thus, the presence of electron-donating (or -withdrawing) p-substituents on the aziridine phenyl rings can be expected to greatly influence this process via stabilization (or destabilization) of the developing carbocationic charge at the C2 center. To verify this, we evaluated the differences in charges between C2 and C3 centers for five different analogs of 3 where the phenyl groups of the coordinated aziridine rings possess p-substituents ranging from electron-donating to -withdrawing (Table 1). When these charge differences are plotted against the corresponding Hammett σp+ values, a strong linear relationship can be observed (Fig. 4). Together with the excellent correlation observed when the experimentally obtained product selectivity is plotted against σp+ (see Fig. 8 below), this data offer strong evidence for the significant influence of substrate electronic effect on charge polarization and consequent product selectivity.
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| Fig. 4 A plot of the differences in charge between C2 and C3 of the coordinated aziridine in intermediate 3 against the Hammett σp+ values39 showing a strong correlation (R2 = 0.94 for the best fit line), suggesting a significant influence of the p-substituent on the developing carbocationic charges on C2. This trend agrees with the experimentally observed selectivity for reaction 1 in the absence of DMAP cocatalyst (see Fig. 9 below), where electron-donating substituents exhibit higher selectivity. | ||
Interestingly, both the alkoxide and carbonyl oxygen in intermediate 3 (O1 and O4, respectively) are equally efficient for the subsequent nucleophilic aziridine ring-opening. The alternative ring-opening transition state 3-TS′major, where O4 is the nucleophile, is electronically only 1.45 kcal mol−1 higher in energy than 3-TSmajor and has essentially the same solvation-corrected free energy (see ESI, Fig. S3†).
It is important to note that the “unimolecular” aziridine ring-opening by a CO2-derived nucleophile is a unique feature in our proposed mechanism for reaction 1. In the reaction media that we employed (CH2Cl2 solvent) for this reaction, the amount of free chloride ion (or other alternative nucleophiles from the (salen)CrIIICl catalyst) that can promote the ring-opening of any activated aziridine through a “bimolecular” mechanism would be negligible. The low level of chloride can be attributed to a combination of low catalyst loading (≤1 mol%) and the strong bond between the anionic chloride ligand and the cationic (salen)Cr(III) center: our calculations suggest that the dissociation of chloride ion from (salen)CrIIICl would cost a sizable energy penalty of 26.5 kcal mol−1. The catalyst, (salen)CrIIICl itself, being a very poor nucleophile, also cannot open the activated aziridine ring in a bimetallic reaction mode (see details in ESI, section S6†).
Interestingly, transition-state searches for the path that leads to the 4-substituted oxazolidinone minor product revealed an asynchronous, concerted pathway to the 3-TSminor transition state that is strictly based on the opening of the aziridine ring by the carbonyl functionality of 3 (Fig. 7, right structure). In contrast to 3-TSmajor, the elongated C⋯N and C⋯O distances (2.36 Å and 2.31 Å, respectively) in this asynchronous TS are quite similar. In the gas phase, the electronic energy of 3-TSminor was ∼7.3 kcal mol−1 higher than that of 3-TSmajor, consistent with the disfavored formation for the 4-substituted oxazolidinone that was experimentally observed.30 Although the difference in solvation-corrected free energies between these two transition states (9.1 kcal mol−1) is higher than our expectation, it reproduces well the trend in favor of the major product.
It is noteworthy that the pathway leading to 3-TSminor starts with 3rot, a rotamer of intermediate 3 where proper alignment of the respective interacting groups have been attained (Fig. 7). The required geometry is essentially isoenergetic to 3. A closer scrutiny of 3-TSminor discloses that the C
O bond is elongated considerably (from 1.21 to 1.24 Å), a direct consequence of its rehybridization into a nucleophilic C–O moiety. This change can be quantified by the change in the Mayer–Mulliken BO for the C
O group, which is reduced to 1.56 in 3-TSminor from an initial value of 1.81 in 3rot. Upon closer inspection, it becomes evident that the unstabilized incipient carbocation at C3 is so electron-deficient that the phenyl group on the adjacent C2 carbon is taking part in anchimeric assistance. As in the case of 3-TSmajor, 3-TSminor also adopts an envelope structure that is characteristic of five membered rings. Given the high energy of 3-TSminor, we surmise that the small amount of 4-substituted oxazolidinone minor product observed under our experimental condition does not arise from the intramolecular opening of the aziridine ring by the carbonyl functionality of 3. Instead, an alternative pathway may be operative where a (salen)CrIII-bound aziridine is opened by another aziridine molecule, in a manner similar to DMAP in the mechanism shown in Fig. 10. This intermediate then inserts CO2 and the minor product forms via ring-closing (see discussion below).
:
1 for N-propyl-2-(p-methoxyphenyl)aziridine and as low as 12
:
1 for N-propyl-2-(p-bromophenyl)aziridine.![]() | (2) |
When plotted against the Hammett σp+ values, the ratio of oxazolidinone products (5-substituted/4-substituted) obtained from the corresponding aziridines in reaction 2 afford an excellent linear correlation (R2 = 0.98), signifying a clear influence of substrate electronic effects on product selectivity. In addition, the moderate magnitude of this negative ρ (−1.28) is consistent with the presence of an incipient cationic character40 at the aryl-bearing C2 in the aziridine ring-opening step. This fits well with our computational results that the aziridine N–C2 bond becomes polarized upon attacking the coordinated CO2 moiety on the [(salen)CrIIICl center. That the trend of experimentally observed selectivity closely mirrors the computationally evaluated charge-separation correlation (Fig. 4) greatly strengthens our proposed mechanism (Fig. 1). We note that plotting the experimental selectivity ratio vs. Hammett σp and σp− gave only poor correlations, further confirming the cationic nature of the aryl-bearing C2 carbon.
That the two carbons in the complexed 2-aryl-substituted aziridine in 3 are differently activated suggests that the rate of the oxazolidinone formation in reaction 1 will also be influenced by the presence of electron-donating and -withdrawing groups at the p-position of the aryl ring in the aziridine substrate. Stabilization of the incipient carbocation by electron-donating groups will accelerate the rate of oxazolidinone formation while the presence of electron-withdrawing group will retard this rate. Indeed, a plot of the relative rate constants for reaction 2 against Hammett σp+ values clearly shows a linear relationship with more electron-withdrawing groups affording lower reaction rates (Fig. 9). These data further substantiate our mechanistic proposal that the (salen)CrIIICl-catalyzed [aziridine + CO2] coupling proceeds through intermediates bearing incipient cationic charges.
:
1 for the N-propyl-2-(p-methoxyphenyl)aziridine substrate. Adding a Lewis-basic cocatalyst enhances the rate but compromises selectivity, suggesting the presence of another mechanistic pathway. Such a decrease in selectivity can be explained if the aziridine coordinates to the (salen)Cr center first and is then activated for ring-opening by DMAP (Fig. 10). In this case, the sterically driven preference for ring-opening will be the opposite of that shown in Fig. 1: DMAP would prefer to attack the coordinated aziridine at the less-substituted C3. CO2 insertion into the Cr–N bond followed by ring-closing to displace the DMAP leaving group will yield intermediates 4, but with opposite preference from that shown in Fig. 1, thus eroding the excellent selectivity (favoring the 5-substituted isomer) observed for the DMAP-free reaction. Such a process would have linear dependences on the concentrations of both DMAP and aziridine. This is indeed the case: the rate for reaction 3 exhibits single-order rate dependence on the concentration of DMAP (Fig. 11), consistent with its role as a ring-opening nucleophile. In addition, it exhibits single-order rate dependence on the concentration of the aziridine substrate, both in the absence and presence of the DMAP cocatalyst (Fig. 12).![]() | (3) |
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| Fig. 10 A plausible mechanism through which the erosion of selectivity in the presence of DMAP can be explained. | ||
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| Fig. 11 The variation in rate for the coupling reaction between N-propyl-2-phenylaziridine and CO2 catalyzed by (salen)CrIIICl in the presence of varying amounts of DMAP cocatalyst (eqn (3)). Reaction conditions: N-propyl-2-phenylaziridine (0.322 g, 2 mmol), (salen)CrIIICl catalyst (12.6 mg, 0.02 mmol), DMAP cocatalyst (varying amounts: 0.45 to 1.70 equiv. with respect to catalyst), 400 psig CO2, CH2Cl2 (3.7 mL), rt, 24 h. | ||
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Notably, we showed through a detailed Hammett study that while there is not a significant formal charge development in the aforementioned ring-opening process, its intramolecular nature and the incipient cationic nature of the aziridine C2 allows for the substituents of the aziridine substrates to have a substantial influence on both their reactivities with CO2 and the selectivities for the final product. Indeed, the broad range of selectivity for 5- vs. 4-substituted oxazolidinone varies almost over an order of magnitude for different aziridines (80
:
1 for N-propyl-2-(p-methoxyphenyl)aziridine to 12
:
1 for N-propyl-2-(p-bromophenyl)aziridine).
Footnotes |
| † Electronic supplementary information (ESI) available: Detailed descriptions of the computational investigations; experimental procedures for the catalytic reactions; characterization data for the oxazolidinone products; computational evaluations of selected alternative mechanisms; coordinates and vibrational frequencies of investigated structures. See DOI: 10.1039/c4sc02785j |
| ‡ Current address: Biomedical Informatics Research Center, Marshfield Clinic Research Foundation, 1000 North Oak Avenue, Marshfield, WI, 54449, USA. |
| This journal is © The Royal Society of Chemistry 2015 |