Mutsumi
Ogasawara
a,
Xu
Lin
a,
Hiroki
Kurata
a,
Hayato
Ouchi
a,
Mitsuaki
Yamauchi
a,
Tomonori
Ohba
b,
Takashi
Kajitani
cd,
Takanori
Fukushima
c,
Munenori
Numata
e,
Rie
Nogami
e,
Bimalendu
Adhikari
a and
Shiki
Yagai
*af
aDepartment of Applied Chemistry and Biotechnology, Graduate School of Engineering, Chiba University, 1-33 Yayoi-cho, Inage-ku, Chiba 263-8522, Japan. E-mail: yagai@faculty.chiba-u.jp
bDepartment of Chemistry, Graduate School of Science, Chiba University, 1-33 Yayoi-cho, Inage-ku, Chiba 263-8522, Japan
cLaboratory for Chemistry and Life Science, Institute of Innovative Research, Tokyo Institute of Technology, 4259 Nagatsuta, Midori-ku, Yokohama 226-8503, Japan
dRIKEN SPring-8 Center, 1-1-1 Kouto, Sayo, Hyogo 679-5148, Japan
eDepartment of Biomolecular Chemistry, Graduate School of Life and Environmental Sciences, Kyoto Prefectural University, Japan
fInstitute for Global Prominent Research (IGPR), Chiba University, 1-33 Yayoi-cho, Inage-ku, Chiba 263-8522, Japan
First published on 27th November 2017
Control over the self-assembly pathways of small functional molecules is a current trend in supramolecular chemistry, as a variety of metastable self-assemblies with nanostructures distinct from those of thermodynamically stable assemblies can be formed as kinetic products. If such kinetically formed assemblies can be trapped under non-equilibrium conditions, diverse self-organized structures beyond the immediate molecular design may be accessible. The self-assembly of specifically designed amphiphilic π-conjugated molecules in water represents a promising strategy to realize such conditions, wherein strong hydrophobic molecular interactions play an important role. Based on the alkyl-tethered covalent perylene bisimide (PBI) dyad scaffold that can potentially aggregate into one-dimensional supramolecular polymers, herein we demonstrate that an amphiphilic molecular design can open up new self-assembly pathways, which can potentially afford distinct nanostructures in aqueous media. We synthesized amphiphilic PBI dyads that contain one PBI unit functionalized with hydrophobic branched alkyl chains, and one PBI unit functionalized with hydrophilic branched alkyl chains. By changing the composition ratio of the THF/water mixtures, we obtained one-dimensional fibrous and vesicular aggregates as a result of increasing hydrophobic effects. Increasing the temperature of the THF/water mixtures in which fibrous aggregates are preferentially formed subdued the aggregation to entropy control and resulted in the formation of coil- and ring-shaped kinetic nanoaggregates.
One rational approach to such non-equilibrium conditions is the self-assembly of amphiphilic molecules in aqueous media,4 wherein strong solvophobic interactions between π-conjugated units and hydrophobic chains enthalpically drive molecular aggregation.5 In contrast, hydrophilic chains, e.g. oligo(ethylene glycol)s, which are frequently employed in the design of amphiphilic molecules,6 can entropically contribute to aggregation by releasing hydrogen-bonded water molecules upon the aggregation of amphiphilic molecules. In this situation, the noncovalent interaction that enthalpically drives aggregation does not necessarily dominate the assembly process, and hence unique opportunities arise in the design of specific aggregates, where molecular arrangements are not thermodynamically stabilized.
This approach to construct functional nanoaggregates has been applied to many π-conjugated systems,6 but has been rarely used to control the supramolecular structures of perylene bisimide (PBI) dyes,7 which are among the most frequently exploited supramolecular building blocks.8 Würthner and co-workers have recently demonstrated experimentally that the self-assembly of bolaamphiphilic PBI in pure water is entropically driven and that the enthalpic contribution braced by π–π interactions increases upon gradual addition of the organic co-solvent THF.9 However, examples of PBI aggregates whose nanostructures can be controlled by changing the entropic contribution in aqueous media remain scarce. As a compensation of their exceptionally strong and π–π stacking interactions in organic and aqueous media, most of the supramolecular structures in PBI dye aggregates are one-dimensional (1D).7 Several research groups have recently contributed to the self-assembly of amphiphilic PBI dyes into non-1D aggregates in aqueous systems.10–12 For example, Würthner and co-workers have reported the formation of vesicular aggregates upon co-aggregation of two amphiphilic PBI dyes with distinct configurations.10 Hirch et al. have prepared cylindrical micelles by hybridizing hydrophobic PBI and hydrophilic calixarene.11 Furthermore, Rybtchinski and co-workers have incorporated hydrophobic interactions between metal–ligand complexes to regulate the self-assembly of PBI, which resulted in the formation of spiral nanoaggregates.12
Previously reported PBI dyads 113 and 214 represent a simple but rational molecular design to enhance the capability of PBI dyes to aggregate one-dimensionally. In these systems, two PBI moieties with swallow-tailed alkyl (STalkyl) or oligo (ethylene glycol) chains (STOEG)15 are connected via a (CH2)7 spacer (Fig. 1). This simple covalent dimerization strongly enforces isodesmic aggregation of the PBI chromophores (Kiso = 1.0 × 106 M−1 in pure THF),14 while 3D agglomeration into insoluble precipitates is effectively avoided by a boat-like conformation of the dyad.13 As a result, this dyad stacks into 1D aggregates that eventually form a gel-like state in nonpolar organic solvents (1) or THF/water mixtures (2). After the successful enhancement of the 1D aggregation capability of PBI dyes, we were interested in how the self-assembly of this PBI dyad in aqueous media may be affected upon increasing its amphiphilic character. For this purpose, we synthesized amphiphilic PBI dyad 3, where one PBI unit was functionalized with a hydrophobic STalkyl moiety, while the other PBI unit contained a hydrophilic STOEG unit (Fig. 1). According to the previous studies,13,14 we chose the (CH2)7 chain as the spacer in order to avoid strong aggregation that induces precipitation (observed for (CH2)5) and to avoid intramolecular folding (observed for (CH2)9). We anticipated that increasing the entropic contribution by changing the aggregation conditions could deter the enthalpy-driven aggregation of the dyad, thus providing an opportunity to access different aggregate structures.
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| Fig. 1 Chemical structures of the hydrophobic (1), bolaamphiphilic (2), and amphiphilic (3) PBI dyads used in this study. | ||
To investigate how thermodynamic parameters in the aggregation of 3 change in the presence of water, temperature-dependent UV/vis absorption spectra were measured in pure THF and in THF/water mixtures (90
:
10, v/v) at concentrations ranging from 5.0 × 10−6 M to 1.2 × 10−5 M. Upon heating the solutions, spectral changes suggesting a transformation from the aggregated state to the monomeric state were observed for all solutions (Fig. S3, ESI†). The temperature dependence of αagg could be fitted using a thermal isodesmic aggregation model,16 from which aggregation constants (Kiso) were obtained (Fig. S4a and b and Table S1, ESI†). At each concentration, a more than two-fold increase of Kiso was noted in the presence of water. Plotting ln
Kiso as a function of T−1 (van’t Hoff plot) delivered standard enthalpy (ΔH°) and entropy (ΔS°) values of −44 kJ mol−1 and −51 J mol−1 K−1, respectively, for pure THF solutions, and −42 kJ mol−1 and −38 J mol−1 K−1 for THF/water mixtures (90
:
10, v/v) (Fig. S4c, d and Table S2, ESI†). The negative ΔH° and negative ΔS° values indicate that the aggregation is enthalpy-driven in both media. Interestingly, the presence of water did not influence the ΔH° values significantly, but substantially decreased the ΔS° values. This result indicates that the entropic penalty associated with the aggregation of the dyad molecules in aqueous medium is compensated by the release of water molecules that are confined in the STOEG unit.
:
50, v/v), the spectral transition was completed within 5 min (Fig. S5b, ESI†). The absorption intensity of the resulting red solution decreased upon increasing the amount of water added, suggesting the formation of more tightly π–π stacked aggregates and/or much more extended aggregates in the aqueous environment (Fig. 3b and c). Solutions containing 30–40 vol% water were stable for several hours, before eventually suffering from precipitation, while those containing 10–20 vol% water remained homogeneous for several months. In contrast, solutions containing 50–80 vol% water were very unstable, and precipitation occurred within 30 min (Fig. 3d). This observation suggests the initial formation of kinetic species (pink solution) upon the addition of water, and a subsequent transformation into red insoluble aggregates.
The pink kinetic aggregates were converted into stable species by adding an excess of water (THF/water = 10
:
90, v/v; path B in Fig. 3a). Dynamic light scattering (DLS) measurements showed that the resulting dispersion contained particles with hydrodynamic diameters (DH) of 130–470 nm (Fig. 4a), which were stable for at least one month. Interestingly, for these aggregates, an unexpected increase of the molar extinction coefficient of the PBI chromophore was observed as shown in Fig. 3b (εmax = 2.8 × 104 M−1 cm−1 in THF/water = 50
:
50, v/v; εmax = 4.5 × 104 M−1 cm−1 in THF/water = 10
:
90, v/v), which indicates the formation of other aggregates, wherein the chromophores are more loosely packed. These aggregates displayed an irreversible decrease in the ε value of the PBI chromophore upon increasing the temperature from 20–60 °C (Fig. S6, ESI†), while DLS measurements suggested a decrease in the aggregate size (Fig. S7, ESI†). This observation indicates that intermolecular interactions within the aggregates are enhanced at elevated temperatures, which is a characteristic of entropy-driven aggregation.
For the aforementioned aggregates that are stabilized in THF/water = 10
:
90 (v/v) mixtures, confocal laser scanning microscopy (CLSM), scanning electron microscopy (SEM), and atomic force microscopy (AFM) measurements implied a particulate morphology with sizes over hundreds of nanometers (Fig. S8, ESI†). Transmission electron microscopy (TEM) measurements revealed that these particulate aggregates consist of hollow vesicular nanostructures (Fig. 4b and c)9 with a wall thickness of 5.3–7.8 nm, which corresponds to one to two times the extended molecular length of 3 (4.2 nm). On the basis of these results, we propose a bilayered structure featuring interdigitated STalkyl units (Fig. 4d).18 X-ray diffraction (XRD) measurements of a dried sample of these vesicular aggregates showed merely two peaks at d = 2.49 and 0.34 nm (Fig. 4e), but not the multiple peaks that are typically associated with multilamellar structures. The former peak, which is broadened, may be attributed to a scattering peak from the monomeric units, while the latter should correspond to diffraction from the stacked PBI π-planes. It is worth noting that vesicular aggregates could not be prepared by direct dissolution of 3 in pure water due to their limited solubility, while those formed in THF/water = 10
:
90 (v/v) mixtures remained stable after removing the THF by dialysis (Fig. S10, ESI†). Hence, the formation of vesicles can improve the solubility in water similar to folded proteins under biological conditions.
The different aggregate structures of 3 in THF/water mixtures with varying contents of water prompted us to investigate the potential transformation of vesicular to fibrous aggregates. For this purpose, appropriate amounts of THF were added to the vesicular solution of 3, and the transition kinetics were examined by UV/vis absorption spectroscopy. When THF was added to a THF/water = 10
:
90 (v/v) solution of 3 to afford a final THF/water = 35
:
65 ratio (c = 5.6 × 10−5 M), the spectral transition proceeded with first-order kinetics and a rate constant of k = 4.2 × 10−4 s−1 at 20 °C (Fig. 6a and b). This transition was accompanied by an increase of the average DH from 300 nm to 630 nm, as evident from DLS measurements (Fig. 6b). The transition accelerated with increasing temperature (Fig. 6c) and the Arrhenius plot showed a linear relationship between ln
k and T−1, from which an activation energy (Ea) of 137 kJ mol−1 at 20 °C was estimated (Fig. 6d). Decreasing the amount of added THF resulted in an increase of the transition time (Fig. 6b and Fig. S11, ESI†).
The aforementioned transformation was also monitored by AFM. At t = 20 s after the addition of THF, short fibers (length ≈ 100 nm) were observed in addition to the ellipsoidal aggregates that presumably originated from the vesicular aggregates (Fig. 6e). These fibers elongated with time, and after t = 60 min, longer fibers (length ≈ 800 nm) were observed (Fig. 6f–h). The thickness of these fibers was relatively uniform (∼2.5 nm; cf. inset in Fig. 6h), suggesting that elementary stacks of 3 were observed by AFM. After t = 3 h, these fibers precipitated as micrometer-length fibers. The smaller thickness value of these fibers in comparison with the diameter of the helical columnar structure as shown Fig. 5d is most likely due to deformation upon interacting with the graphite surface.
:
50 (v/v) mixture over 90 °C led to phase separation, that is, into a homogeneous THF solution phase of 3 and an aqueous phase due to dehydration of the THF molecules (step i; Fig. 7a).21 This biphasic system was homogenized upon cooling to 80 °C and shaking (step ii), before becoming turbid below 60 °C and eventually affording a precipitate (step iii). The results of SEM (Fig. 7b and Fig. S12, ESI†), TEM (Fig. 7c), and CLSM (Fig. S13, ESI†) measurements revealed that the precipitates were composed mainly of agglomerated coil-shaped nanostructures (nanocoils) that exhibit outer diameters of 300–500 nm and inner diameters of 50–200 nm. In addition to these nanocoils, nanofibers were observed, which may possibly be ascribed to local gradients in the solvent composition and/or temperature (vide infra). AFM measurements indicated a height of ∼100 nm for these nanocoils (Fig. 7d–f), and TEM images suggest that they consist of several loops of tape-like fibers (Fig. 7c). The XRD analysis of the precipitates displayed a very broad diffusion halo centered at ∼1.3 nm, which covers sharp diffraction patterns derived from the coexisting nanofibers with a hexagonal lattice (Fig. 7g). The presence of the diffusion halo suggests that the nanocoils lack a well-defined internal molecular order (Fig. 7h). This is further supported by a microscopic UV/vis absorption analysis of nanocoils (Fig. S14, ESI†), which revealed a vibronically less-structured absorption band of the PBI chromophores.
To understand the mechanism of the formation of these nanocoils, we removed aliquots from the solution during step iii as shown in Fig. 7a at different temperatures, which were spin-coated onto a silicon substrate and examined by SEM. Interestingly, the sample taken at 80 °C contained vesicular aggregates similar to those found in THF/water = 10
:
90 (v/v) at room temperature (Fig. S15a, ESI†), which corroborates the notion that vesicular aggregates were predominantly formed under conditions with large entropic contributions. The sample taken at 60 °C already contained both nanocoils and nanofibers that grew from the vesicular aggregates (Fig. S15b, ESI†). It should be noted that when this homogeneous solution was kept at 60 °C overnight, only nanofibers were observed (Fig. S16, ESI†). Accordingly, nanocoils represent metastable aggregates at 60 °C, which can be converted into thermodynamically stable nanofibers over time at higher temperatures.
The formation of nanofibers in addition to nanocoils may reflect a local gradient in the solvent composition and/or temperature in step iii of Fig. 7a.1b This obstacle can be circumvented by carefully controlling the diffusion of the solvent and temperature by employing microfluidic conditions that mix the two phases in a laminar flow. One remarkable feature of the diffusion kinetics is that the diffusion time depends on the square of the diffusion length, which means in principle that mass and thermal diffusion in a typical microflow channel (diffusion length ≈ 100 μm) occurs 104 times faster than that in a typical vial (diffusion length ≈ 1 cm). Accordingly, we expected self-assembly events to start simultaneously during rapid solution mixing and temperature fluctuation under such microflow conditions.22
In our microflow experiments, THF solutions of 3 (c = 1.0 × 10−4 M) were injected from the central channel of a typical cross-type microchannel setup, while water was injected from the two inlets from a lateral flow (Fig. 8a; for details, see the Supporting Information). Prior to mixing with the central THF solution, the two lateral water streams were heated to 100 °C using Peltier devices. The resulting solution was directly cast onto a silicon substrate and dried under an N2 flow. SEM images of the thus obtained samples revealed that these solutions contained almost exclusively circular nanostructures with outer diameters of 180–240 nm and inner diameters of 50–80 nm (Fig. 8b and Fig. S17, ESI†), most of which seem to be closed (nanorings23) rather than open-ended structures (nanocoils). AFM measurements revealed a uniform thickness (∼20 nm) for these structures, thus corroborating the formation of nanorings (Fig. 8c, inset). In the present system, the simultaneous mixing of THF solutions with hot water (∼100 °C) induced an effective aggregation of 3 in moderately hot solutions. The resulting π–π stacked aggregates transformed spontaneously into nanorings in the down-stream region. It is therefore conceivable that all monomers initiate their self-assembly events at the same spatial point and that π–π stacked aggregates always experience the same chemical environment during the organization processes.
:
50 (v/v) mixture at 20 °C, STOEG units of 3 interact less with water molecules through hydrogen bonding, due to competing interactions between THF and the STOEG units (Fig. 9b). Under these conditions, π–π stacking interactions enthalpically drive aggregation, and an optimal stacking arrangement to maximize enthalpic release leads to a helical stacking of dyad molecules in columnar aggregates that bundle in a hexagonal fashion into extended nanofibers. In contrast, in THF/water = 10
:
90 (v/v) mixtures, i.e., a very water-rich environment, STOEG units are very well hydrated, which decreases the entropy of the water molecules (Fig. 9c). The aggregation of dyad molecules of 3 is thus accompanied by the release of a large amount of water molecules to decrease the steric demand around the STOEG units. Accordingly, this process should be an entropically favored process, and enthalpic contributions might not be required to drive the overall aggregation. This consideration does not contradict the non-optimal π–π stacking arrangement of the PBI units as evident from the absorption spectrum of the vesicular solution (Fig. 3b). Non-optimal, i.e., non-helical, stacking of PBI units in addition to solvophobic interactions of STalkyl units allows the dyad molecules to assemble into 2D lamellar structures, which leads to the formation of vesicular aggregates. The addition of THF to the vesicular solution diminishes the entropic advantage by interacting with water, thus disfavoring the entropy-driven assembly relative to an enthalpy-driven one, wherein strong solvophobic interactions between the PBI units become dominant. As an appreciable concentration dependence was not observed during this vesicle-to-fiber conversion experiment, we could not clearly distinguish whether this conversion proceeds through a monomeric state (off-pathway) or occurs directly without forming monomers (on-pathway).3c
When aggregation of 3 is initiated in a THF/water = 50
:
50 (v/v) mixture at a high temperature (∼80 °C), the entropy gain is large on account of the dehydration of the STOEG units. Accordingly, the self-assembly becomes entropy-driven again, and a concomitant decrease of the enthalpy contribution results in a loss of helical stacking of the dyad even in this medium, which allows the formation of vesicular aggregates. Decreasing the temperature gradually increases the enthalpy contribution to promote the 1D growth of aggregates by π–π stacking between the PBI units. However, this process competes with strong segregated, i.e., amphiphilic, interactions between the dehydrated hydrophilic STOEG and hydrophobic STalkyl units, and this interplay between solvophobic interactions may initiate the unique formation of different curved nanoaggregates, which leads to the predominant formation of nanocoils in the vial, and nanorings under microflow conditions. The generation of curvature due to macroscopic forces induced by shaking the vial is clearly excluded by the nanoring formation under microflow conditions. The formation of different nanostructures in the bulk solution and the microfluidic phase can be rationalized in terms of the difference in temperature gradient upon cooling. In bulk reactors (e.g. a vial), the temperature decreases from ∼80 °C to room temperature within minutes. Under such high-temperature conditions, kinetically formed closed nanostructures, i.e., nanorings, exist in equilibrium with monomeric species, so that they can further elongate to form nanocoils. In contrast, under microflow conditions, the solution temperature drops rapidly within seconds, which effectively traps the kinetically formed nanorings.
Footnote |
| † Electronic supplementary information (ESI) available: Synthesis and characterization of 3, experimental details, additional UV/vis spectra and AFM, SEM, and CLSM images. See DOI: 10.1039/c7qm00494j |
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