Chol-Jin
Pak
,
Un-Gi
Jong
*,
Chung-Jin
Kang
,
Yun-Sim
Kim
,
Yun-Hyok
Kye
and
Chol-Jun
Yu
*
Chair of Computational Materials Design (CMD), Faculty of Materials Science, Kim Il Sung University, PO Box 76, Pyongyang, Democratic People's Republic of Korea. E-mail: ug.jong@ryongnamsan.edu.kp; cj.yu@ryongnamsan.edu.kp
First published on 1st September 2023
In spite of extensive studies on halide perovskites for advanced photovoltaic applications, little attention has been paid to fluoride perovskites so far. Here, we present a systematic investigation of not only the electronic and optical properties but also the mechanical and chemical stabilities of all-inorganic lead-free fluoride perovskites ABF3 (A = Na, K and B = Si, Ge) in the cubic phase using first-principles calculations. We provide a reliable prediction of their lattice constants, band gaps, effective masses and exciton binding energies, revealing variation tendencies according to the selection of A- and B-site cations. Between the two different B-site fluoride perovskites, the silicon-based compounds ASiF3 (A = Na, K) are highlighted as being more suitable for a light absorber of perovskite solar cells, due to their appropriate band gaps, remarkably low exciton binding energies, and ultrahigh spectroscopic limited maximum efficiency reaching ∼34% with a layer thickness over 1 μm. Through the calculations of elastic constants, phase decomposition energies and phonon dispersion curves, we further find that the all-inorganic lead-free fluoride perovskites ABF3 are mechanically stable but only KGeF3 is chemically stable against phase decomposition into its chemical reactants and is also thermodynamically stable. This work highlights that all-inorganic lead-free fluoride perovskites have high potentiality to be used as a promising light absorber in less toxic and high-performance perovskite solar cells.
In particular, all-inorganic halide perovskites have been proved to exhibit long-term stability of PSCs against dampness, ultraviolet light and heat, concurrently providing an efficient pathway for removing toxicity.19,20 As a typical example, all-inorganic cesium lead iodide CsPbI3 has been found to significantly improve the stability of PSCs compared with the organic–inorganic hybrid counterpart MAPbI3 while maintaining high PCE comparable to that of hybrid PSCs.21–25 In 2015, a CsPbI3-based PSC was fabricated for the first time with an efficiency of 2.9% by Eperon and co-workers,25 and soon after, a certified high efficiency of over 18% and excellent operational stability were achieved by using surface passivation and quantum dot engineering.24 Moreover, Chang et al.21 recently reported high-performance printable CsPbI3 solar cells with an efficiency of 19% via a scalable manufacturing technique under ambient conditions. They synthesized high quality CsPbI3 films by using a combination of air-flow-assisted drying and the addition of organic Lewis acid Zn(C6F5)2, demonstrating that the PSC degrades by only ∼2% after 700 h under air conditions without any encapsulation. However, perovskite CsPbI3 in the cubic phase has an intrinsic instability problem caused by phase transition, promoting the development of various methods such as nanostructuring,26–28 ion substitution29 and hybridization (e.g., (CsMA)PbI3)12,30.
On the other hand, to mitigate the toxicity of lead halide perovskites, great research efforts have been devoted to replacing Pb with Sn or Ge, which has resulted in the development all-inorganic Sn- or Ge-based perovskites CsSnI3 or CsGeI3 and their solid solutions with tunable band gaps of around 1.3 eV, which are suitable for single-junction solar cells.31–34 Promising progress has been reported with the solid-solution CsSn0.5Ge0.5I3 perovskite by Padture and co-workers.33 They demonstrated that a native-oxide layer with full coverage can encapsulate and passivate the CsSn0.5Ge0.5I3 perovskite surface leading to a promising efficiency of up to 7.1% and high stability with less than 10% decay in efficiency after 500 h of continuous operation under ambient conditions. Recently, Lanzetta et al.4 reported new mechanistic insights into the degradation of tin-based perovskites, proposing that dark hole withdrawal from the perovskite can delay the formation of SnI4 and its evolution to highly aggressive I2 and thus lead to improved stability of the tin perovskite film. In addition to the substitution of Pb with the same group elements of Sn and Ge, the replacement of Pb with monovalent and trivalent ions results in a double perovskite structure (e.g., Cs2AgBiBr6)35,36 which is a compositional variation within the perovskite lattice. So far, more than 350 all-inorganic lead-free double perovskites have been synthesized with good phase stabilities and a wide range of tunable optoelectronic properties, but they exhibited relatively lower PCEs below 5%.18
Despite extensive research on all-inorganic lead-free halide perovskites, little attention has been paid to fluoride perovskites. Berastegui et al.37 reported the relatively low temperature of cubic phase transition as 187 K for CsPbF3. Li et al.38 found that when X decreases from I to F in ABX3 the temperature of cubic phase transition decreases from 634 K to 187 K, indicating that the perovskites with lower halogen element need less thermal energy to lift the symmetry to the cubic phase. Using the first-principles calculation, Yang et al.39 confirmed the experimental finding that cubic CsBX3 perovskites (B = Sn, Pb) show improved stability with decreasing X. For all-inorganic fluoride perovskites, challenges may arise from the synthesis process and especially very large band gaps of over 4 eV,40 hindering their use as solar absorbers. In this work, we propose another lead-free all-inorganic fluoride perovskite ABF3 (A = Na, K and B = Si, Ge) in order to address the band gap issue. Houari et al.41 reported the theoretical work for the structural and optoelectronic properties of KGeF3 but not for electronic and dynamical properties. Here, we report a systematic investigation of the structural, electronic, and optical properties and mechanical and thermodynamic stabilities of fluoride perovskites ABF3 using first-principles calculations.
For the calculations of electronic density of states (DOS), a denser k-point mesh of 12 × 12 × 12 was adopted by imposing the partial occupancy on each orbital using the tetrahedra approach with Blöchl correction. To obtain more reliable band gaps, we also performed electronic structure calculations with the Heyd–Scuseria–Ernzerhof (HSE06) hybrid XC functional.47 Here, 20% of the PBE functional was replaced with the exact Hartree–Fock exchange functional, which has been proven to yield band gaps in good agreement with the experimental values for inorganic halide perovskites.48,49 The spin–orbit coupling (SOC) effect was taken into account only for electronic structure calculations, resulting in negligible contribution to the band gap as the relativistic effect is very small for light atoms.
We applied the density functional perturbation theory (DFPT) method50 and solved the Bethe-Salpeter equation within the GW method (BSE/GW)51–56 to calculate the macroscopic frequency-dependent dielectric functions, ε(ω) = ε1(ω) + iε2(ω), and estimated the light-absorption coefficients α(ω) as follows:13,57
(1) |
(2) |
We calculated the spectroscopic limited maximum efficiency (SLME),58,59 which is regarded as a good metric for determining the maximum efficiency that an absorber material can reach in a single-junction solar cell. Because it takes into account the nature of the band gap, the shape of absorption spectra, and the material-dependent non-radiative recombination losses,59 SLME is an improved version of the Shockley and Queisser (SQ) efficiency.60 Usually, the SLME is calculated as the ratio between the maximum power density and the incident power density, exceeding the Shockley–Queisser limit within the detailed balance framework. The standard solar spectrum, the energy band gap and the light-absorption coefficient were used as inputs for SLME calculation. In calculations, we employed the SL3ME package59 for implementing SLME analysis of solar absorbers in Python3.
The mechanical stability of a polycrystalline solid can be estimated using elastic constants such as bulk (B), shear (G) and Young's (E) moduli, which are determined from the elastic stiffness (Cij) and compliance (Sij) constants for a single crystal.61 For a cubic structure, there exist three independent elastic constants (ij = 11, 12 and 44), from which B, G and E are calculated within the Voigt and Reuss approximation as follows:
(3) |
(4) |
(5) |
For a direct estimation of material stability of fluoride perovskites ABF3, we calculated the cohesive energy ΔEc and formation energy ΔEf of ABF3 with respect to the chemical reaction ABF3 → AF + BF2 (see Fig. S2, ESI†) as follows:57,63
(6) |
ΔEf = E(ABF3) − [E(AF) + E(BF2)] | (7) |
To proceed with calculations of phonon dispersion curves and the corresponding phonon DOS, we utilized the supercell method, as implemented in the ALAMODE code.65 We applied the finite displacement approach by the use of 3 × 3 × 3 supercells including 135 atoms (see Fig. S4, ESI†). For these supercell calculations, a reduced k-point mesh of 3 × 3 × 3 and a cutoff energy of 400 eV were used in accordance with the larger size of the supercell. A q-point mesh of 50 × 50 × 50 was used for the calculations of phonon DOS. For the harmonic and quartic interatomic force constants (IFCs), we prepared 5 and 60 different configurations where all atoms were randomly displaced by 0.01 and over 0.06 Å from their equilibrium positions, and then computed the atomic forces for each displaced configuration by performing precise DFT calculations. In these calculations, the VASP code was used as a force calculator and IFCs were extracted by performing the compressive sensing lattice dynamics (CSLD),66 as implemented in the ALAMODE code.65 Using these IFCs, the atomic forces were reproduced within the relative errors less than 3% compared to the DFT-calculated ones (see Fig. S3, ESI†). With the harmonic and quartic IFCs, we finally calculated the phonon dispersion curves, and total and atom-projected phonon DOSs at 0 K and finite temperatures ranging from 100 to 900 K with a step of 100 K.
Compound | Geometric factor | Lattice constant (Å) | Band gap (eV) | Effective mass (me) | ε s | E b (meV) | ||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
t G | t o | This | Prev. | PBE | HSE06 | Prev. | ||||||
a The lattice constant and band gap were calculated with PBE functional.41 b The band gap were calculated with HSE06 functional.67 c Our previous first-principles work using Quantum ESPRESSO code.68 d Our previous first-principles work using VASP code.69 e Our previous first-principles work for tetragonal phase using VASP code.70 | ||||||||||||
NaSiF3 | 1.03 | 0.43 | 4.27 | — | 0.81 | 1.24 | 1.15b | 0.26 | 0.41 | 0.16 | 16.23 | 8.50 |
NaGeF3 | 0.94 | 0.57 | 4.39 | — | 1.93 | 2.57 | — | 0.54 | 0.65 | 0.29 | 21.10 | 9.02 |
KSiF3 | 1.13 | 0.43 | 4.34 | — | 0.85 | 1.37 | — | 0.35 | 0.44 | 0.19 | 15.28 | 11.19 |
KGeF3 | 1.02 | 0.57 | 4.45 | 4.46a | 1.97 | 2.61 | 2.00a | 0.58 | 0.89 | 0.35 | 20.94 | 10.98 |
CsPbI3c | 0.85 | 0.54 | 6.30 | 1.76 | 2.24 | 1.73 | 0.15 | 0.20 | 4.7 | 54 | ||
CsGeI3d | 0.93 | 0.40 | 5.94 | 1.19 | 1.64 | 1.63 | 0.15 | 0.16 | 0.08 | 19.82 | 19.24 | |
RbGeI3d | 0.90 | 0.40 | 5.91 | 1.31 | 1.78 | 0.16 | 0.17 | 0.08 | 23.01 | 13.49 | ||
KGeI3e | 0.87 | 0.34 | 0.85 | 1.24 | 0.60 | 0.13 | 0.11 |
Through variable-cell structural optimization by using the PBE functional, we determined the equilibrium lattice constants of these lead-free inorganic fluoride perovskites ABF3 (A = Na, K and B = Si, Ge). The calculated lattice constants are given in Table 1. To the best of our knowledge, there are no experimental data for lattice constants of these fluoride perovskites. Only for the case of KGeF3, Houari et al.41 reported a lattice constant of 4.46 Å calculated with the same PBE functional, which coincides with our lattice constant of 4.45 Å. As the ionic radii of A- and B-site cations increase, we found a slight increase in the lattice constant in accordance with common knowledge.
Using the optimized structures, we then calculated their electronic band structures and atomic-resolved DOS by the use of both PBE and HSE06 XC functionals. It was established that the GGA-PBE functional could yield band gaps in good agreement with the experimental values for organic–inorganic hybrid iodide perovskite MAPbI3 due to a fortuitous error cancellation between the GGA underestimation and overestimation by ignoring the spin–orbit coupling (SOC) effect.57,79 For all-inorganic halide perovskites, however, the PBE functional underestimated the band gaps compared to the experimental data, whereas the HSE06 hybrid functional without SOC provided precise band gaps in line with experiments.68,69 Based on the previously established facts, we adopted the HSE06 hybrid functional without the SOC effect to obtain sufficiently reliable band gaps, being the most important material property of light absorbers to assess the light-to-electricity conversion efficiency of solar cells, and also the PBE functional only for comparison. Fig. 2 shows the electronic band structures and atom-projected DOSs calculated with HSE06 (solid lines) and PBE (dashed lines) functionals for the fluoride perovskites ABF3 under study.
Our calculations indicate that the electron excitation from the valence band maximum (VBM) to the conduction band minimum (CBM) occurs in a direct way at the edge point R (0.5, 0.5, 0.5) of the Brillouin zone (BZ), similar to other halide perovskites in the cubic phase. Obviously, such direct transition is useful for the generation of charge carriers including electrons in the conduction band and holes in the valence band by absorbing light compared with indirect way. We also confirmed that the HSE06 hybrid functional yielded remarkably larger band gaps compared to the PBE functional for the fluoride perovskites due to a upward shift of conduction bands and a downward shift of valence bands. Experimental and theoretical data are not yet available for these fluoride perovskites, except KGeF3 (NaSiF3), for which the band gap was calculated to be 2.00 (1.15) eV with the PBE (HSE06) functional41,67 in accordance with our calculation of 1.97 (1.24) eV with the same XC functional (see Table 1). As far as believing the HSE06 calculations, the Si-based fluoride perovskites ASiF3 (A = Na, K) were found to be suitable for visible light absorber applications because of their appropriate band gaps of 1.24 eV (A = Na) and 1.37 eV (A = K). These values are comparable to those of CsPbI3 (1.76 eV),68 CsGeI3 (1.19 eV) and RbGeI3 (1.31 eV),69 which have been widely used as light absorbers for PSCs. Meanwhile, Ge-based fluoride perovskites AGeF3 have a significantly larger band gap over 2.5 eV, implying their other possible applications such as charge carrier conductors and light emitting diodes. It is worth noting that in accordance with the lattice constant analysis, the larger the ionic radii of A- and B-site cations are, the larger band gaps the fluoride perovskites ABF3 provide, which is similar to the halide perovskites.68,69 Through the analysis of atom-projected DOS, we found that the valence bands are dominated by F-p states coupling with the B-s state while the conduction bands are dominated by F-p and A-p states with negligible contribution from the A-site cations. Moreover, we observed that the VBM is characterized by B-s and F-p states and the CBM has characteristics of B-s and F-s states, as shown in Fig. 2(e) and (f). Similar findings were observed for the all-inorganic and organic–inorganic hybrid halide perovskites, demonstrating that fluoride perovskites have the same electronic mechanism as the halide perovskite.
In order to see how charge carriers such as electrons and holes behave after being generated by absorbing photons, we evaluated their effective masses, dielectric constants, and exciton binding energies by using the PBE functional. Such optical properties are the key quantities for the qualitative assessment of charge carrier mobility. As listed in Table 1, the Si-based compounds ASiF3 (A = Na and K) have much lighter effective masses of electrons and holes than the Ge-based compounds AGeF3. In accordance with the band gaps, this indicates that the former is more favourable for light absorbers than the latter. In particular, NaSiF3 exhibits the lightest effective masses of electrons and holes as 0.26me and 0.41me among the four fluoride perovskites under study, implying the highest mobilities of charge carriers. These values are slightly larger than those of ABI3 (A = Cs, Rb and B = Pb, Ge),68,69 but comparable with those of tetragonal KGeI3.70 We note that the effective masses in AGeF3 are still small enough for applications as charge carrier conductors.
Also, the static dielectric constants εs of Si-based fluoride perovskites, calculated using the DFPT approach while considering the atomic displacement effect, are smaller than those of the Ge-bases ones (see Table 1). The calculated values range from 15.28 for KSiF3 to 21.10 for NaGeF3, which are considerably larger than those of organic–inorganic hybrid MA-based perovskites (3–5).57,63 This indicates that these fluoride perovskites are expected to have much smaller exciton binding energies than the hybrid chloride perovskites as the exciton binding energy is inversely proportional to the square of the static dielectric constant, which is favourable for solar cell performance.
Then, using the calculated effective masses and static dielectric constants, we determined the exciton binding energies Eb with eqn (2), which is a crucial quantity to estimate whether the electrons and holes recombine or behave as free charge carriers. The calculated exciton binding energies in fluoride perovskites ABF3 are provided in Table 1. We found that the Eb values are very low, below 12 meV, which can be attributed to very light effective masses and relatively large static dielectric constants. When compared with other halide perovskites, these values are comparable to those of all-inorganic Ge-based perovskites AGeX3 (A = Cs, Rb and X = I, Br, Cl),69 while distinctly lower than those of hybrid perovskite MAPbX3 (40–300 meV).57,63 We also note that the calculated exciton binding energy has the similar variation tendency according to the selection of A- and B-site cations as the effective mass and band gap. To sum up the calculated band gaps and charge transport properties, we emphasize that the Si-based fluoride perovskites ASiF3 (A = Na, K) are promising light-absorber materials for PSCs because of their suitable band gaps (1.2–1.4 eV) and low exciton binding energies (8.5–11.2 meV).
Subsequently, we considered the light-absorption coefficients α(ω) as a function of frequency ω, which were calculated using the frequency-dependent dielectric functions ε(ω) with eqn (1). Fig. 3 displays the real and imaginary parts of ε(ω), calculated with DFTP (solid) and BSE/GW (dashed) approaches, and the α(ω) value for four fluoride perovskites. The BSE/GW calculations provided higher peak values of ε(ω) compared with the DFPT calculations. With reference to α(ω), the highest peaks were estimated to range from 11 (15) to 15 (18) μm−1 for DFPT (BSE/GW) calculations, which are lower than ∼20 μm−1 in MAPbX357,63 but higher than 2–4 μm−1 in AGeX3 (A = Cs, Rb and X = I, Br, Cl)69, indicating that the fluoride perovskites conceived in this work can exhibit reasonable light harvesting capability. In accordance with the band gaps, the Si-based fluoride perovskites ASiF3 (A = Na, K) show an absorption onset at a lower photon energy than the Ge-based ones. Moreover, we found that the light absorption of the Si-based perovskites spans the whole visible light spectrum, which is clearly beneficial for enhancing the efficiency of solar cells. Such findings provide strong evidence that the Si-based fluorides are a promising absorber for solar cell applications.
Using the calculated band gaps and light-absorption coefficients as input, we estimated the SLME values for PSCs employing fluoride perovskites as a light absorber, providing the maximum efficiency for a single-junction solar cell. Fig. 4 shows the calculated SLME as a function of absorber thickness in fluoride perovskites ABF3 (A = Na, K and B = Si, Ge). We found that the SLMEs become saturated to nearly constant over a layer thickness of ∼1 μm for the four fluoride perovskites. The resulting SLME values were found to be 34% and 13% for Si- and Ge-based fluoride perovskites, respectively. Therefore, the solar cells using Si-based fluoride perovskites ASiF3 (A = Na, K) as a light-absorber are sufficiently competitive compared with other PSCs and the conventional Si-based solar cells. Meanwhile, the calculated SLME (∼34%) of Si-based fluoride perovskites is larger than the theoretical calculations (∼30%) of chalcogenide perovskites AZrS3 (A = Ca, Sr, and Ba),59 indicating that the Si-based fluoride perovskite is superior to the chalcogenide perovskite for solar cell applications.
Fig. 4 Spectroscopic limited maximum efficiency (SLME) as a function of thickness in lead-free all-inorganic fluoride perovskites ABF3 (A = Na, K and B = Si, Ge). |
Finally, we estimated the mechanical, chemical and thermodynamical stabilities of the fluoride perovskites based on the analysis of their elastic constants, and cohesive and formation energies. The elastic stiffness and compliance constants were obtained from the DFPT calculations to investigate the mechanical stability of the fluoride perovskites ABF3 (A = Na, K and B = Si, Ge). As listed in Table 2, for all the fluoride perovskites, the three independent elastic stiffness constants of C11, C12 and C44 satisfy the well-known Born stability criteria for cubic crystals,80 expressed as C11 > 0, C44 > 0, C11 − C12 > 0 and C11 + 2C12 > 0, therefore implying their mechanical stability at zero pressure. Furthermore, it was found that all the fluoride perovskites ABF3 are ductile materials in accordance with the Pugh criteria62 because the calculated values of Pugh's ratio B/G and Poisson's ratio ν are larger than the threshold values of 1.75 and 0.26, respectively. On the other hand, the cohesive energies ΔEc were found to be negative for all the fluoride perovskites, but the formation energy ΔEf was estimated to be negative only for KGeF3, thereby indicating that only the KGeF3 exhibits a good chemical stability against the chemical decomposition into its chemical reactants. It should be noted that although ASiF3 perovskites have suitable band gaps and low exciton binding energy, they show poor chemical stability, which means that these materials are unstable and can be decomposed quickly. In order to address the thermodynamical stability of the mechanically and chemically stable KGeF3, we calculated its phonon dispersions at 0 K and finite temperatures. As shown in Fig. 5(a), anharmonic phonon modes with negative phonon energies were observed in the dispersion curves at 0 K, which are so-called soft phonon modes, a typical characteristic of halide and oxide perovskites in the cubic phase. The atom-projected phonon DOS reveals that the soft phonon modes are mainly attributed to the atomic vibrations of F atoms with a small contribution from K and Ge atoms. However, the anharmonic phonon modes were all renormalized by considering the finite temperature effects, demonstrating that the cubic phase of KGeF3 is dynamically stable (Fig. 5(b)). To sum up, only KGeF3 is stable in mechanic, chemical and thermodynamic aspects among the four lead-free fluoride perovskites, together with a moderate SLME of ∼13%, making it a suitable and promising light-absorber for nontoxic, long-term stable and high-performance solar cells.
Compound | C ij (GPa) | S ij (TPa−1) | Elastic moduli (GPa) | Ratio | ΔE (eV per atom) | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
C 11 | C 12 | C 44 | S 11 | S 12 | S 44 | B | G | E | B/G | ν | ΔEc | ΔEf | |
NaSiF3 | 173.65 | 63.45 | 35.96 | 0.72 | −0.19 | 2.78 | 100.14 | 22.64 | 63.17 | 4.42 | 0.39 | −4.25 | 0.28 |
NaGeF3 | 177.62 | 51.34 | 34.62 | 0.65 | −0.14 | 2.88 | 93.54 | 23.86 | 65.97 | 3.92 | 0.38 | −4.19 | 0.13 |
KSiF3 | 164.85 | 62.85 | 43.48 | 0.77 | −0.21 | 2.29 | 96.87 | 24.17 | 66.95 | 4.00 | 0.38 | −4.33 | 0.13 |
KGeF3 | 168.29 | 50.92 | 40.05 | 0.69 | −0.16 | 2.49 | 89.94 | 24.67 | 67.82 | 3.64 | 0.37 | −4.29 | −0.04 |
Fig. 5 Phonon dispersion curves calculated at 0 K (a) and finite temperatures ranging from 100 to 900 K with a step of 100 K (b) for KGeF3. |
Footnote |
† Electronic supplementary information (ESI) available: Total energy convergence tests according to the kinetic energy cutoff and k-point mesh, comparison of the atomic forces, crystalline structures of cubic AF and orthorhombic BF2 and convergence of phonon dispersion curves according to the size of the supercell. See DOI: https://doi.org/10.1039/d3ma00457k |
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