Open Access Article
Pakin Noppawan
a,
Suwiwat Sangonb,
Petcharaphorn Chatsiribc,
Nutnicha Khunmoodbd,
Suphatta Aintharabunyab,
Nontipa Supanchaiyamat
b and
Andrew J. Hunt
*b
aDepartment of Chemistry, Faculty of Science, Mahasarakham University, Maha Sarakham, 44150, Thailand
bMaterials Chemistry Research Center, Department of Chemistry and Center of Excellence for Innovation in Chemistry, Faculty of Science, Khon Kaen University, Khon Kaen, 40002, Thailand. E-mail: andrew@KKU.ac.th
cVidyasirimedhi Institute of Science and Technology (VISTEC), Rayong, 21210, Thailand
dAgilent Technologies, 22nd Floor, U Chu Liang Bldg, Rama IV Road, Bangrak, Bangkok, 10500, Thailand
First published on 17th January 2023
Nonpolar, nonperoxide forming, sustainable and potentially bio-based solvents, namely 2,2,5,5-tetramethyloxolane (TMO) and 2,5-diethyl-2,5-dimethyloxolane (DEDMO), were utilized as an alternative to toxic petroleum-based hydrocarbon solvents for extraction of hentriacontane-14,16-dione from waste wheat straw waxes. This work is the first to report the application of DEDMO as a solvent for the extraction of natural products. The sustainable methodology developed in this research provided considerable advantages over previously reported systems in terms of high extraction yields, excellent selectivity towards the β-diketones and low amounts of waste generated. DEDMO provided the highest recovery yield for all the sustainable solvents investigated, recovering 23.7% of the wax (which is a 68.8% yield of the β-diketone). The extracted lipophilic hentriacontane-14,16-dione was utilised in combination with the sustainable solvents TMO or DEDMO to facilitate the creation of highly hydrophobic coatings. Moreover, the use of DEDMO was found to aid in the self-assembly of nano-structured tubule formation of both the unrefined wax and isolated β-diketone. Green metric evaluation using process mass intensity (PMI), E-factor, solvent intensity (SI), and water intensity (WI) demonstrated that the described extraction procedure for hentriacontane-14,16-dione was highly sustainable and safer than the previous methodology. This sustainable manufacturing process may create the potential to valorise agricultural wastes as part of a holistic biorefinery.
Wheat straw has excellent potential as a low value, an abundant feedstock from wheat production for biorefineries.1,4 With more than 2 million hectares planted in wheat, the EU produces a significant number of cereal crops. In the UK alone, this crop produces almost 7.5 million tonnes of straw each year.5 In 2016, the globe produced more than 2.8 billion tons of cereals, with wheat (Triticum) being one of the most extensively grown crops.6 The annual production of wheat surged by nearly 200 million tons from 1986 to 2016, surpas 700 million tons every year. Among the major producers, the United States and Canada produce an average of 85 million tons of wheat in 2016.6 According to FAO 2018, there was a global production of 755.8 million tons of wheat grain in 2016–2017, which results in an average amount of 1.3–1.4 kg of wheat straw per kg of wheat grain.7
An integrated biorefinery's first step should include the extraction of important secondary metabolites or natural products.1 Wheat straw has a significant amount of lipids around 1–2 percent by weight that could be extracted to create higher-value products, however frequently such molecules are overlooked or under exploited.8 Natural waxes are used in a variety of commercial products, including polishes, coatings, personal care items, and cosmetics.7,9
β-Diketones are frequently a component in plant cuticle wax and are an intriguing class of molecules present in wheat straw extracts. β-Diketones have been found in a wide variety of other cereal crops, including barley, oat, and flax.10–12 According to previous studies,9,13 hentriacontane-14,16-dione (C31) is one of the main lipid components found in wheat straw wax and has been widely described as the key β-diketone in young wheat plants.14–17
Traditionally, waxes are extracted using hexane and other volatile organic solvents. These solvents are harmful to the environment, poisonous, and unselective.9,13 In accordance to the definitions provided by the Registration, Evaluation, and Restriction of Chemicals (REACH) regulation, the European Chemical Agency (ECHA) identified n-hexane as suspected of harming fertility or the unborn child.18 It is also regarded as a hazardous air pollutant by the United States Environmental Protection Agency (US EPA).19
Over the past few years, green solvent extractions such as subcritical and supercritical fluids have been thoroughly researched and refined to give a better understanding of the wax yields and selectivity associated with these techniques.20–25 Sin et al. reported that hentriacontane-14,16-dione was extracted from wheat straw wax by supercritical carbon dioxide (scCO2) in a yield of 34.5% of the wax.26 Importantly, scCO2 processes have demonstrated effectiveness at the extraction of waxes, however, to date scCO2 fractionations are yet to demonstrate selectivity in the isolation of β-diketones.
Canizares et al.13 also reported hentriacontane-14,16-dione was the major compound found in wheat straw waxes, with significantly higher β-diketone yields of between 62.9 to 66.8% for epicuticular wax. These were obtained by repeated immersion in liquid nitrogen, while a 40% yield of β-diketone from cuticular wax was also observed by immersion in n-hexane. The use of liquid nitrogen as an extraction system is a highly energy-intensive process and has a limited application on an industrial scale. In contrast, solvent extraction with hexane and other traditional solvents are commonly utilised at scale, however, the use of such solvents possesses significant health and environmental concerns. As such, sustainable approaches are still required for the effective fractionation of molecules such as β-diketones.
Chelation of hentriacontane-14,16-dione with copper has been utilized as an efficient method for β-diketone recovery. With the aid of Cu(OAc)2, it is of great interest to be able to create metal chelates, thereby enabling β-diketones isolation and opening a potential market for these molecules. A metal ion can take the place of the enolic hydrogen in β-diketones through a process known as keto–enol tautomerism, which results in the formation of a chelate ring.27 Hentriacontane-14,16-dione has been proven to be an excellent chelator and can be easily separated from the rest of the wheat straw wax by chelating to copper(II) salts to create insoluble copper complexes (Scheme S1†).28
Asemave and co-workers29 reported precipitating lipophilic β-diketone from a variety of solutions, including petroleum ether, cyclohexane, p-cymene, and cyclopentyl methyl ether (CPME) of plant wax. However, petroleum ether and cyclohexane are petroleum-based or regarded as toxic solvents. Additionally, green solvents including, p-cymene and CPME provided low product recovery. Although 2,2,5,5-tetramethyloxolane (TMO) was investigated and yielded the greatest recovery yield of β-diketones at 21.40 wt%, however, the major drawback of the method is the extensive volumes of solvents and chemical used. The long-term sustainability of elements are causing growing environmental concerns and as such it is vital to develop efficient procresses.30,31
The hydrophobic qualities of β-diketones can also be used in industrial applications. There are many plants that offer superhydrophobic or self-cleaning qualities that limit water loss and inhibit the adherence of debris or potential infections.32 These hydrophobic materials can be applied to a variety of bio-inspired products, such as self-cleaning windows, textiles, and packaging. Because of the potential for widespread applications in self-cleaning, drag reduction, anti-sticking, anti-icing, and other areas, there has been a lot of interest in understanding the superhydrophobicity of plant surfaces.33–40 The leaves of the Nelumbo nucifera or Lotus plant, which have a hierarchical structure made of convex cell papillae and randomly oriented hydrophobic wax tubules overlaid, serve as a model surface for superhydrophobicity and self-cleaning.41–43 The wax crystals are generated by a self-assembly process, and frequently one component of the wax is responsible for the structuring of the wax.44–47 The primary forms of wax are crusts, platelets, plates, rodlets, threads, and tubules. Secondary alcohol tubules and β-diketone tubules are two further classifications of tubules based on their primary component. The high amount of β-diketone, such as hentriacontane-14,16-dione, tubules are reported as having a diameter of 0.2–0.3 μm and a length of 2–3 μm.47 In addition, it is possible that the waxes' natural chemical and physical properties, as well as the solvents, can affect how wax structure forms.37,44,48,49 Thus potentially affecting their hydrophobic properties.
Herein, this research focuses on the utilization of sustainable and potentially bio-based solvents for the replacement of hazardous hydrocarbon solvents in the extraction of high-value β-diketone, hentriacontane-14,16-dione from wheat straw wax through the application of green methodologies. The effect of sustainable solvents on the molecular self-assembly of nano-structured hentriacontane-14,16-dione tubules, as well as their hydrophobicity was also investigated. The use of sustainable solvents could significantly expand the field of plant wax extraction in the future, by offering a safe, environmentally friendly, and cost-effective substitute for harmful petroleum-based solvents.
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1) was supplied by Alfa Aesar. TMO and DEDMO were synthesized following literature procedures,50,51 by the ring closure dehydration of 2,5-dimethyl-2,5-hexanediol (purchased from Sigma-Aldrich) for TMO and 3,6-dimethyl-3,6-octanediol for DEDMO in the presence of H-beta zeolite (25
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1). Infrared (IR) spectrum was measured on a Bruker tensor 27 Fourier-transform infrared (FT-IR) spectrophotometer. The nuclear magnetic resonance (NMR) spectra (1H NMR and 13C NMR) in this work were recorded on a Bruker Avance Neo 400 MHz spectrometer in CDCl3. The NMR data were processed and analysed by MestReNova software. The morphology of recrystallized hentriacontane-14,16-dione were investigated using scanning electron microscopy (LEO 1450 VP Scanning Electron Microscope).
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1. Oven temperature starts at 50 °C and held for 4 min, then ramped at 10 °C min−1 and finally reaches to 290 °C and held for 10 min. The detector temperature was 340 °C. The total time was 38.0 min.
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1. The temperature of the injector was 300 °C. The oven temperature was maintained at 60 °C and held for 1 min. The temperature increased at rate 10 °C min−1 until 300 °C and held for 10 min. The Clarus 500 quadrupole mass spectrum was conducted in electron ionization (EI) mode at 70 eV with the source temperature of 300 °C, quadrupole at in the scan range of 30–1200 amu s−1.
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30, 1
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60, 1
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100, 1
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150, and 1
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300. To preliminary the feasibility of the solvents for hentriacontane-14,16-dione extraction i.e., in case of 1
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300 of wax to the solvent system: 1 g of wheat straw wax was crushed with a spatula in a beaker and dissolved in 200 mL of solvent. The mixture was stirred at room temperature for 30 min and transferred to a separatory funnel, followed by the addition of 100 mL hot excess saturated aqueous Cu(OAc)2. Then the mixture was shaken for 20 min and allowed to stand for 1 hour. The organic phase becomes green, while the aqueous phase become light blue with a dark blue of Cu–diketones in between the two phases. The system was heated with a heat-gun to afford proper separation. The aqueous layer was removed and the organic phase that contained Cu–diketone complex was collected and kept for 2 hours at room temperature followed by refrigeration at 4 °C for 2 or 4 hours, thus enabling the complete precipitation of the Cu–diketones complex. The precipitate was then filtered and washed with 5 mL of extraction solvent. The copper salt was re-dissolved in 100 mL of hot chosen solvent and transferred to a separating flask followed by the addition of 2 mL of hydrochloric acid. The mixture was shaken for 10 min to strip out the Cu(II) ions from hentriacontane-14,16-dione in the organic phase and washed with deionized distilled water. The product was recovered from the organic layer by removing the solvent under a vacuum in a rotary evaporator. The other ratio of wax to solvent systems was performed in the same procedure (Table S1†). The extraction procedure of the extraction of hentriacontane-14,16-dione from wheat straw wax is shown in Fig. S1.† The recovery yield of hentriacontane-14,16-dione was calculated in term of dried matter as describe in equation below.This work utilizes a wax containing 34.5% hentriacontane-14,16-dione, therefore the yield of isolated the β-diketone was calculated based on this composition. To optimize the extraction conditions, various parameters including volume of the solvent, precipitation temperature, and the type of solvent used for extraction are vital to enable to precipitation of hentriacontane-14,16-dione with a standard deviation of less than 0.5%, Table 1 (see ESI† for full optimization). Under the optimal conditions, the total amount of petroleum ether used can be reduced from 300 mL to 30 mL (a tenfold reduction in solvent use), and the recovered desired product was up to 24.4% (70.6% yield). In the diketone precipitation process with Cu, refrigeration for 4 hours promoted the Cu–diketone complex formation and isolation, leading to an increased yield.
TMO gave 21.8% hentriacontane-14,16-dione from the wax or a 63.1% yield, which is comparable to those achieved in toluene (21.9% recovery and 63.6% yield). TMO has proven to be a more environmentally friendly substitute for toluene.50 It exhibits low polarity, does not produce dangerous peroxides, and has a similar boiling point to toluene (Tb = 112 °C compared to 111 °C for toluene).50 Although the extraction of hentriacontane-14,16-dione by using TMO using the optimized method was comparable to previous reports (21.4% recovery), it demonstrated a tenfold reduction in solvent use.29
A newly developed sustainable and potentially bio-based solvent, namely DEDMO, is a promising alternative to traditional toxic nonpolar solvents such as toluene and hexane.51 DEDMO contains two ethyl groups in the structure that promoted the nonpolar character compared to TMO and provided better extraction performance for lipophilic compounds similar to non-polar petroleum ether. When using DEDMO, hentriacontane-14,16-dione was extracted at an amount of 23.7% (68.8% yield), which was comparable to that of petroleum ether. This is also confirmed the less polar properties of DEDMO. Comparing the sustainable solvents (TMO and DEDMO) in this work to other green solvents (p-cymene and CPME) from previous work,29 TMO and DEDMO provided superior recovery yield of hentriacontane-14,16-dione compared to those obtained from p-cymene (8.2%) and CPME (7.8%).
The CHEM21 solvent selection criteria were used to evaluate the green credentials of both traditional and sustainable solvent extraction.52 These were also compared to green solvents previously reported (p-cymene and CPME).29 A three-tiered assessment of safety, health, and environmental effect (SH&E), with scores ranging from 1 to 10, was used to classify the solvents according to the hazard levels (Table 2). The original CHEM21 report did not list solvents such as petroleum ether, TMO, and DEDMO, but by using the physical data and hazard information taken from Safety Data Sheets,52 these solvents could be assigned the SH&E scores. Overall, except for petroleum ether, which is classified as hazardous, most of the solvents represent a problematic ranking. TMO, and DEDMO have a health score of 5 by default because they have not yet been REACH registered. According to REACH Annex V, petroleum ether has been exempted from registration due to it is a mixture of hydrocarbons.53 The designation of CPME as “problematic” is due to its resistivity in relation to the low auto-ignition point (180 °C).52 Although it was discovered that TMO's boiling point (112 °C) and toluene's (111 °C) were very similar, TMO obtained a yellow-shaded environmental score of 5 and toluene received a green-shaded environmental score of 3, as TMO has not yet been registered in REACH.52 Therefore, the CHEM21 solvent guide suggests that TMO and DEDMO could be more environmentally friendly than other solvents, however, REACH registration would need to be conducted to realize such potential.52
| a n. a.: not available: no full REACH registration; only the highest scoring statements according to CHEM21 (ref. 52) are shown. The lowest figure is given when there is more than one H3xx statement in the highest-scoring category.b Scores are based on the order of hazard statement: low hazard (1–3, green); medium hazard (4–6, yellow); high hazard (7–10, red).c Key ranking: hazardous (one score of 8 or higher, or two scores between 7 and 10); problematic (one score equal to 7, or two scores between 4 and 6); recommended (all other solvents). |
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Green metrics calculations were performed to evaluate the credentials of using the sustainable solvents (TMO and DEDMO) in the extraction of hentriacontane-14,16-dione from wheat straw wax and comparison with four solvent systems previously described in the literature (petroleum ether, cyclohexane, p-cymene, and CPME).29 These calculations included process mass intensity (PMI), environmental factor (E-factor), solvent intensity (SI), and water intensity (WI) (Table 3 and Fig. 1, see ESI† for the definitions of metrics and calculations).54–68 The E-factor and PMI are two elements of the same idea, with the E-factor placing more emphasis on waste minimization and the former on resource usage optimization.
| Process | Recovery yield (%) | PMI (g g−1) | E-factor (g g−1) | SI (g g−1) | WI (g g−1) |
|---|---|---|---|---|---|
| a Based on Asemave report.29b This work. | |||||
| Petroleum ethera | 18.0 | 2292 | 2291 | 1106 | 1111 |
| Cyclohexanea | 6.0 | 7516 | 7515 | 3960 | 3333 |
| p-Cymenea | 8.2 | 5790 | 5789 | 3188 | 2439 |
| CPMEa | 7.8 | 6110 | 6109 | 3375 | 2564 |
| Petroleum etherb | 24.4 | 185 | 184 | 94 | 82 |
| Tolueneb | 21.9 | 240 | 239 | 139 | 91 |
| TMOb | 21.8 | 231 | 230 | 129 | 92 |
| DEDMOb | 23.7 | 217 | 216 | 124 | 84 |
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| Fig. 1 Green metrics (PMI, E-factor, SI, and WI) for literature process and the processes developed in this work. * based on Asemave et al.29 | ||
Overall, the process developed in this current work demonstrates significantly better yield, PMI, E-factor, SI, and WI, compared to the previously published process.29 Although the process developed in this current work which utilized petroleum ether demonstrated the most favourable green metrics, it still demonstrates significant issues, as it is dangerous, non-renewable and petroleum-based solvent, which may cause genetic defects and even cancer.69 As such, TMO and DEDMO are promising sustainable and potentially bio-based alternatives to traditional toxic non-polar solvents such as petroleum ether and toluene for the extraction of hentriacontane-14,16-dione from wheat straw wax.
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| Fig. 2 SEM micrographs of wheat straw wax recrystallized by different solvents, (a) petroleum ether, (b) toluene, (c) TMO, and (d) DEDMO. Scale bars: 1 μm. | ||
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| Fig. 3 SEM micrographs of hentriacontane-14,16-dione recrystallized by different solvents, (a) petroleum ether, (b) toluene, (c) TMO, and (d) DEDMO. Scale bars: 1 μm. | ||
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| Fig. 4 Size distributions of β-diketone tubules of recrystallized wax (a and b) and isolated β-diketone (c and d) by DEDMO. | ||
β-Diketone can typically form tubules in artificial systems.37,44,48,49,71 Meusel et al.49 have conducted extensive research on the connections between tubule development and the molecular structure of β-diketones, such as hentriacontane-14,16-dione. Huth et al.71 also demonstrated tubule structures made of pure hentriacontane-14,16-dione isolated from barley (Hordeum vulgare L.), but they also discovered that, particularly in regions with substantial mass accumulation, platelet-shaped and multilayer structures may also form. In addition, recrystallization of β-diketones with C14 and C16 substitutions resulted in the formation of tubules. However, β-diketones that were substituted at positions prior to C12 recrystallized as coiled tubules.49 This was also true for the tubule formation of β-diketone (hentriacontane-14,16-dione) from wheat straw wax with various solvents in this work, with the exception of toluene that did not demonstrate tubule formation in the wax films (Fig. 3). Although some solvents can lead to the molecular self-assembly of β-diketone into nano-structured tubules, differences were observed in the structure, abundance, and arrangement. Recrystallization or deposition of β-diketone by petroleum ether provided tubule structure in spherulite-like aggregates form on the surface of wax platelets (Fig. 2a). Due to the low boiling point of petroleum ether (40–60 °C), which causes almost instantaneous solvent evaporation, the β-diketone tubules grow rapidly. This arrangement is characteristic of the kinetic control of deposition, in which the rate of nano-structured growth is limited by the diffusion of molecules from the solution to the deposition surface. Under these circumstances, some spots on the developing structure receive a preference for molecule attachment over others. As a result, some of the deposition surfaces develop more quickly than others, creating highly anisotropic nano-structure habits that mostly span one dimension.44 Tubules of β-diketone generated through molecular self-assembly in TMO were randomly distributed, which was consistent with the deposition of unrefined wax (Fig. 3c), however, they did exhibit a greater degree of uniform tubule than the deposited unrefined wax. DEDMO still provided excellent molecular self-assembly of nano-structured tubules, with the uniform shape of the β-diketone (Fig. 3d) with similar dimensions to β-diketone tubules of deposited unrefined wax and also previously reported structures (Fig. 4c and d).47,49,70 Thermodynamic process contributes to the self-assembly state when using a high boiling point solvent such as DEDMO. The growth on the surface is not limited by the supply of molecules, and there is no distinction between the various sites of attachment. Energy barriers for the adsorption and desorption of molecules on the surface are negligible and the transport rate of molecules diffusing on the surface exceeds the rate of tubule development. As a result, the molecules are bonded to the developing structure at all potential locations and in favourable thermodynamic orientations.44
Ensikat et al.72 reported that the hydroxy group of secondary alcohols such as nonancosan-10-ol and nonancosanediol plays an important role in the formation of tubule structure with two effects including hydrogen bonding and inhibition of a tight package because they contain lateral oxygen atoms, resulting in strong curvature and form tubules with a circular cross-section. To represent the primary building blocks, hydrogen bonds are formed when the hydroxyl and ketone groups of two consecutive rows of diketone are pointed in the same direction (Fig. 5). Likewise, in this work, the tubule formation of β-diketone could be impacted by the solvent's ability to promote the tautomerisation equilibrium of β-diketone which showed the relationship with the Kamlet–Taft parameter of a combined measure of dipolarity and polarizability (π*) as low π* can encourage the enol form of β-diketone.58 Toluene showed a low performance to promote enol form due to its moderate π* of 0.51 (Table S2†),50,51 resulting in no tubule structure formed. TMO shared similar properties with toluene, however, it provided greater tubule formation than toluene according to its lower π* of 0.35 (Table S2†).50,51 DEDMO revealed a lower π* value (0.31, Table S2†)51 than TMO leading to providing better molecular self-assembly of nano-structured tubules. Although petroleum ether contains a mixture of aliphatic hydrocarbons, which showed a significant low π* (−0.16, Table S2†) and provided tubule structure for β-diketone, it cannot provide tubule structure for unrefined wheat straw wax. This is due to the component in the mixture also interacting with other components in the wax. As such, DEDMO could be a better solvent for growing the tubule structures of both unrefined wax and the isolated β-diketone.
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| Fig. 5 Proposed model of a nano-structure tubule composed of layers of β-diketone according to Jetter et al.44 and Ensikat et al.70 | ||
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| Fig. 6 Water contact angle measurement for wheat straw wax and β-diketone recrystallized by different solvents. | ||
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d2ra07581d |
| This journal is © The Royal Society of Chemistry 2023 |