Elon F. Freitasa,
Roberto Y. Souzab,
Saulo T. A. Passosb,
José A. Diasa,
Silvia C. L. Dias*a and
Brenno A. D. Neto*b
aLaboratory of Catalysis, Chemistry Institute, (IQ-UnB), University of Brasília, Campus Universitário Darcy Ribeiro – Asa Norte, 70910-900, Brasília-DF, Brazil. E-mail: scdias@unb.br
bLaboratory of Medicinal and Technological Chemistry, University of Brasília, Chemistry Institute (IQ-UnB), Campus Universitário Darcy Ribeiro, 70910-900, Brasília-DF, Brazil. E-mail: brenno.ipi@gmail.com
First published on 29th August 2019
Herein, a combination of heteropolyacids and ionic liquids as a catalytic system was studied for the Biginelli multicomponent reaction; the positive ionic liquid effect associated with the acidic strength of zeolite-supported heteropolyacids made this combination an efficient catalytic system for the multicomponent synthesis of 3,4-dihydropyrimidin-2(1H)-one/thione derivatives. The acidic strength effect was evaluated, and a range was determined in which the reaction provided better results. The mechanism of the reaction was also investigated in the presence and absence of ionic liquids, and two features of paramount importance were revealed: the mechanism could be tuned to proceed through only one reaction path among three possibilities and the kinetics of the reaction was significantly faster in the presence of an ionic liquid.
ILs are widely used in the chemical industry,8 catalysis,9 biocatalysis,10 extraction processes,11 the obtention and purification of biological components,12 and other applications.13 For a long time, these ionic fluids have actually been claimed to be the solvents of the future14–16 because they represent a plausible alternative towards environmental acceptability.17 The use of ILs has proved to be essential to improve yields and/or selectivities in several reactions.18–20 The toolbox of organic methodologies has greatly expanded ever since MCRs have been incorporated as green and sustainable tools.21 For example, MCRs are being currently used in polymer modifications,22 for fluorescent nanoprobe syntheses,23 as AIE luminogens,24 as metal sensors,25 and in straight syntheses of new libraries of biologically active molecules.26
The idea of joining MCRs and ILs is in this context promising, and the expectation of achieving better results for MCRs performed in ILs compared to the use of classical organic solvents is more than reasonable. It is known that Brønsted acid catalysts can behave as superacids27,28 when supported in ILs. Heteropolyacids (HPAs) naturally display superacid behavior and are currently applied as catalysts in several organic transformations, as reviewed elsewhere.29–31 HPAs, both supported and unsupported, have also been tested as catalysts for MCRs.32–37
HPA derivatives embedded in IL media have been successfully applied to catalyze some MCRs.36–38 For example, a polymeric heteropolyacid-containing pyridinium IL catalyst proved to be a promising system for the multicomponent Biginelli reaction.39 The Biginelli reaction is believed by some to be the most important MCR.40 This MCR (Scheme 1) allows the direct synthesis of bioactive DHMPs (3,4-dihydropyrimidin-2(1H)-ones or -thiones) such as monastrol, piperastrol, and enastron.41–45
Scheme 1 The general Biginelli reaction and examples of bioactive compounds directly obtained using this multicomponent reaction. |
HPAs and their derivatives have been previously used to promote the Biginelli reaction; however, in general, only moderate yields were achieved using organic solvents and no mechanistic elucidation was described.46 The need for excess reagents and other drawbacks, such as organic solvent contamination, low yields, long reaction times and no mechanistic evaluation, were also noted.46–49 Some of the authors have investigated different features of the multicomponent Biginelli reaction mechanism50–54 and other MCRs55–58 as well as heteropolyacid-catalyzed reactions.59–62 In the current work, we disclose the beneficial effect of ILs using HPA derivatives on the Biginelli reaction and the mechanistic implications for this MCR. For the first time, the reaction pathway of the Biginelli reaction has been tuned by adding an IL to the catalytic system, as will be demonstrated in due course.
An initial model Biginelli reaction (Scheme 2 and Fig. 1) using benzaldehyde, urea and ethyl acetoacetate (equimolar quantities) without solvent and in the presence of the catalysts showed that all the HSiW-supported catalysts presented higher yields due to their higher amounts of Brønsted sites than of HPW sites, although they have slightly weaker acid strength. It was observed that pure zeolite Y contains Brønsted acid sites that are not accessible by all reagents (18% yield); therefore, the catalysis occurred on the external surface. On the other hand, the impregnation of HPA caused partial destruction of the crystalline structure of zeolite Y; once deposited on the surface of the zeolite, the strong Brønsted acidic sites (protons) of HPA were exposed, and thus the reaction yield increased. The relative numbers of HPA protons are presented in Table S1 in the ESI.†
Scheme 2 The model Biginelli reaction used to optimize the catalytic conditions in this study. All reactions were performed using equimolar quantities of the reagents. |
Fig. 1 Effects of the catalyst composition on the reaction yield of the solvent-free model Biginelli reaction (1 mmol of each reagent) with a catalyst load of 30 mg after 60 min at 90 °C. |
One parameter that required further evaluation was the reaction temperature. The three best catalysts were chosen, and a temperature range from 50 °C to 100 °C was considered (Fig. 2). The catalyst 14% HSiW/Y generally showed lower conversion than the other catalysts. In addition, as the temperature increased, the yields also increased; thus, 100 °C was chosen as the ideal temperature to perform the MCR.
Fig. 2 Effects of the reaction temperature on the solvent-free model Biginelli reaction yields. Reaction time of 60 min with 30 mg of catalyst, 1 mmol of each reagent and no solvent. |
Next, twelve solvents with different polarities were studied (Fig. 3). In a preliminary run, 95% yield was achieved for 28% HSiW/Y at 100 °C using BMI·PF6 as solvent. When using the imidazolium-based IL BMI·PF6 in a catalyst-free version of the model reaction, the DHPM yield was 35%. In the solvent-free version, but with 28% HSiW/Y as the catalyst, the highest yield was 69%. These results already indicate a positive ionic liquid effect by promoting stabilization of the charged intermediates by the formation of both ion pairs and larger supramolecular aggregates, in accordance with the literature.19,63 The presence of the IL increases the reaction rate by decreasing the activation barrier and alters the keto–enol tautomerization equilibrium of ethyl acetate.50 The formation of the enol and its stabilization by interactions with the solvent are paramount for the Biginelli reaction because the enolic form is more reactive; literature reports indicate that BMI·PF6 promotes the tautomeric equilibrium shift to enol formation.50
A reaction profile was depicted (Fig. 4). The yields ranged from 16% to 83%. For both catalysts, the yields were very close within experimental error. After 60 min, the yield became steady, presenting little variation. An approximately sigmoid profile could be observed because the product precipitates from the reaction medium, thus shifting the equilibrium towards MCR adduct formation; this is in accordance with the expected profile as indicated in another study.50
Further evaluation of the catalyst amount revealed that 50 mg of catalyst presented the best yields for both 28% HSiW/Y and 44% HSiW/Y (Fig. 5).
Fig. 5 Effect of the catalyst amount on the yields of the model Biginelli reaction. Reaction time of 60 min, temperature of 100 °C, 1 mmol of each reagent, 0.5 mL of BMI·PF6. |
Thus, based on the optimization results for the Biginelli reaction, we noted that the best catalysts were 28% HSiW/Y and 44% HSiW/Y. Previous analyses59 of the acidities of these catalysts showed that 28% HSiW/Y had sites as strong as 123 kJ mol−1 in an amount of 0.06 mmol g−1 of catalyst, whereas 44% HSiW/Y had stronger sites (137 kJ mol−1) with 0.05 mmol g−1 of acid sites. At this point, for good performance of this reaction, acidic sites within 120 to 140 kJ mol−1 were necessary. Otherwise, the yield for these reactions decreased, which indicates the occurrence of possible parallel reactions that lead to the decomposition of the main product and reagents. These results are in accordance with the literature,52 where superacidic systems led to decomposition of the reagents and the adduct of the Biginelli reaction. Considering the nature of the acidic sites of the catalysts used herein, it is shown that the Lewis sites of the original zeolite Y were practically eliminated by the introduction of HSiW on its surface. Because HSiW is located mainly at the pore mouths of zeolite Y, the acid sites accessed by the substrates were those on the deposited nanocrystals. The Brønsted sites were therefore responsible for the catalytic Biginelli reaction.59 An in-depth analytical characterization of the best catalytic zeolite-supported heteropolyacid is shown in Fig. S1–S8 in the ESI.†
The best catalytic conditions could therefore be compared with other catalytic systems already described in the literature for the multicomponent Biginelli reaction, as shown in Table 1. It should be noted that the other procedures using zeolites or heteropolyacids (or both) require longer times and excess reagents and return lower yields in typically longer reaction times. Solvent has been proved to play a vital role to further the Biginelli reaction under catalyzed conditions;64 thus, solventless conditions are not the best option for this MCR. Some examples noted in Table 1 require toxic solvents, such as toluene or acetonitrile.
Entry | Reagent proportions (1:2:3) | Solvent | Temp. (°C) | Time (h) | Catalyst | Yield (%) | Ref. |
---|---|---|---|---|---|---|---|
a 4-NO2PhCHO instead of PhCHO. | |||||||
1 | 1.00:1.00:1.00 | Solventless | 100 | 1 | PTA@MIL-101 | 90 | 65 |
2 | 1.00:1.00:1.00 | Toluene | 110 | 6 | H-MOR | 85 | 66 |
3 | 1.00:1.00:1.20 | Methanol | 80 | 4 | MCM-41-HClO4 | 76 | 67 |
4 | 1.00:1.00:1.20 | Ethanol | 80 | 8 | E4a | 90 | 68 |
5 | 1.00:1.00:1.20 | CH3COOH | 100 | 5 | HTMA | 75 | 69 |
6 | 1.00:1.00:1.20 | Solventless | 80 | 1 | H3PW12O40@SiO2 | 91 | 70 |
7 | 1.00:1.00:1.20 | MeCN | 80 | 1 | PW@SiO2 | 95 | 71 |
8 | 1.00:1.00:1.50 | Solventless | 80 | 1 | PMoBiV | 92 | 72 |
9a | 1.00:1.00:1.50 | MeCN | 80 | 5 | 8 wt% NaY + 0.5 mM TPA | 80 | 73 |
10 | 1.00:1.00:1.00 | BMI·PF6 | 100 | 1 | 28% HSiW/Y | 99 | This work |
The current methodology allowed the DHPM derivative to be obtained in almost quantitative yield using the ionic fluid BMI·PF6 as the reaction medium. Equimolar quantities of reagents were required, and no excess reagents were needed to obtain the DHPM in nearly quantitative yield. The reaction time of only 60 min is among the shortest times reported for the reaction. The catalytic system could also be recovered and reused at least three times. The following yields were obtained: 99%, 70% and 75%, respectively. The washing procedure using ethanol to purify the Biginelli adduct (see the Experimental section for details) is likely responsible for the catalyst mass loss throughout the purification; after the third cycle, only 40 mg of the solid catalyst was recovered, indicating 20% mass loss during recycling.
To gain insight into the generality of the methodology, the best system (28% HSiW/Y) was used to perform the synthesis of other DHPM derivatives. The results are summarized in Table 2.
Good to excellent yields were generally obtained for the isolated DHPMs, indicating the good performance of the best catalytic system under the optimized reaction conditions. Compounds with known antitumoral activities74 (Table 2, entries b, c, d and g) could be directly obtained using the developed methodology.
The mechanism of the reaction was also investigated by electrospray (tandem) mass spectrometry75 (ESI-MS(/MS)). ESI has been successfully used to disclose several mechanistic aspects of a plethora of catalyzed and noncatalyzed reactions, as discussed in several reviews.76–83 The Brønsted acid-catalyzed Biginelli reaction mechanism was first disclosed by ESI monitoring by Eberlin and co-workers.84 Later, we demonstrated the Lewis acid-catalyzed Biginelli reaction mechanism53 and some variations of Brønsted acid-catalyzed reactions.50–52 Basically, three mechanisms may occur at the same time;56 that is, the iminium, Knoevenagel and enamine pathways (Scheme 3). The formation of the first key intermediate determines the reaction pathway, although the reactions may take place in a complex equilibrium.85 Typically, the iminium mechanism is favored, as shown in many available studies.64,86 Some catalytic conditions, however, favor the Knoevenagel mechanism87,88 or the enamine pathway.89,90 In some cases, more than one mechanism may be operating at the same time, even under catalyzed conditions.91 Due to the high complexity of the mechanism, its evaluation is an enormous challenge.
Scheme 3 The catalyzed Biginelli reaction and the three simplified possible reaction pathways for DHPM formation. |
To evaluate the influence of the IL on the reaction, the analyses were monitored online during 5, 30, 60 and 90 min in the absence and in the presence of the ionic medium (Fig. 6). The ESI(+)-MS/MS characterization of all detected intermediates is presented in Fig. S9–S15 in the ESI.†
For the reaction monitored online in the absence of the IL (Fig. 6-I), the presence of a signal attributed to the iminium mechanism was noted (intermediate of m/z 149), although a Knoevenagel intermediate (m/z 241) and the enamine intermediate (m/z 173) could also be detected (Fig. 6D-I) and were further characterized by tandem MS/MS (Fig. S3 and S5†). This indicates that at least three mechanisms may be occurring at the same time, and it is not possible to identify any preference of the reaction pathway. It was also noted that the intermediate of m/z 301 (detected as a sodiated adduct) formed immediately after the addition of 1,3-dicarbonyl to the iminium ion (m/z 149); this in turn undergoes cyclization, affording the Biginelli adduct (m/z 261 or m/z 283 as the sodiated adduct). After 90 min of reaction (Fig. 6D-I) in the absence of the IL, the intermediates are noted at high intensity, and the base peak is an intermediate of m/z 301. In the initial period of the reaction (5 min, Fig. 6A-I), the base peak is the iminium intermediate (seen as the adduct of m/z 231).
For the reaction conducted in the presence of the IL BMI·PF6 (0.5 μM), a completely different reaction profile is depicted in Fig. 6-II. The Knoevenagel intermediate (m/z 241) appears to be the key intermediate during the whole transformation. In the beginning of the reaction (Fig. 6B-II), the iminium intermediate is also noted; however, the unsuccessful detection during the time course of the reaction clearly indicates that the iminium is reversibly formed and returns to the reagents (equilibrium), therefore proceeding preferentially through the Knoevenagel pathway (Fig. 6D-II). Another important feature is that the reaction is apparently faster in the presence of the ionic salt. After 5 min of reaction (Fig. 6A-II), the base peak is the last intermediate (m/z 301) prior to the Biginelli adduct formation (m/z 261 or 283), and at the end of the reaction (Fig. 6D-II), the imidazolium cation (m/z 139) is the base peak. To confirm this supposition, the monitoring was repeated using 5 μM of the IL concentration (Fig. 7); after 5 min, only the imidazolium and the Biginelli adduct were detected, and almost no intermediate could be noted except for the last intermediate (m/z 301) formed prior to the cyclization step, affording the expected DHPM (m/z 261). This result strongly indicates the positive effect of the IL during the catalyzed reaction.
We also decided to monitor the reaction using 4-chloro benzaldehyde as the reagent (see Table 2, Entry h) because it returned the lowest yield among all the synthesized DHPMs. In principle, this experiment should allow us to verify both the mechanism and the possibility of intermediate (and/or byproduct) formation and should increase our comprehension of the transformation along with the catalytic behavior of the developed system, as shown in Fig. S16.†
The time monitoring of the reaction returned interesting results and showed no detectable enamine intermediate (m/z 173). Starting reagent signals (see Fig. S16†) were also noted during the reaction monitoring time; however, no characterizable intense byproduct signal was detected, indicating that no side reactions were taking place. These results helped to explain the lower observed yields during the synthesis of this DHPM derivative because the reagents were not fully consumed but no notable byproduct formed. The Knoevenagel intermediate (m/z 253 using the 4-chloro benzaldehyde instead of benzaldehyde), although noted in the spectra after 30 min of reaction monitoring, had a very low intensity, thus preventing its MS/MS characterization. However, the iminium intermediate (m/z 183) could be noted during the whole time course of the reaction, and its signal intensity could be monitored (Fig. 8).
As depicted in Fig. 8, the iminium intermediate concentration increased during the reaction course. This result has two important implications: (i) the yield is expected to be lower because the intermediate is increasing in concentration instead of being consumed, as expected during the course of a MCR. Therefore, this intermediate shows the behavior of a so-called dead-end intermediate.57,92 (ii) The results point once more to the Knoevenagel pathway because this intermediate was detected and readily consumed, as expected for the preferentially operating Biginelli reaction pathway.
Based on all the obtained results, a catalytic cycle can be proposed (Scheme 4) in the presence and in the absence of the imidazolium-based IL BMI·PF6. In the presence of BMI·PF6, the Knoevenagel pathway seems to be highly favored. The cationic intermediates are also prone to afford ion pairs and larger supramolecular aggregates when both the anion and the cation are present in the reaction. In the absence of the IL, the three reaction pathways are likely to be involved in the DHPM synthesis; this indicates that the positive IL effect not only improves the yield and shortens the reaction time, but also affects the selection of the reaction pathway. Although the iminium mechanism seems to be preferentially acting in the catalysis without ILs, the presence of intermediates from the other two possible mechanisms indicates that the catalytic system is not capable of selecting only one pathway and suppressing the possibilities of the other two; this is a key feature that is observed when the catalysis is performed in the ionic medium.
In summary, a method has been developed to perform the Biginelli reaction in combination with HPAs and the limits of the acidic strength have been demonstrated. The use of zeolites as supports for HPA derivatives is an effective strategy for the development of new catalytic systems to be applied in several acid-catalyzed MCRs. The best catalytic system developed herein (28% HSiW/Y) could be applied under optimized conditions to the synthesis of several DHPMs, including some with known antitumoral activities.
The mechanism investigation by means of ESI-MS(/MS) indicated that the three possible mechanisms occur at the same time when the reaction is performed in the absence of the IL. In the presence of the IL, however, the reaction pathway can be tuned, and only one mechanism operates during the catalytic DHPM synthesis. For the first time, the mechanism pathway selection was successfully tuned simply by carrying out the reaction in an IL; this is in accordance with the positive IL effects noted for several previously described catalyzed reactions (see the cited reviews). The results described herein open an avenue of possibilities toward more efficient catalyzed MCRs and show the advantages of merging heteropolyacids and ILs not only for improving yields and shortening reaction times, but also for possibly improving the selectivity and tuning the reaction pathways during a chemical transformation.
Footnote |
† Electronic supplementary information (ESI) available: ESI-MS/MS, NMR spectra and descriptions are provided. See DOI: 10.1039/c9ra03336j |
This journal is © The Royal Society of Chemistry 2019 |