Open Access Article
Fengyang
Wang
a,
Mohammad
Morsali
ab,
Jānis
Rižikovs
c,
Ievgen
Pylypchuk
a,
Aji P.
Mathew
a and
Mika H.
Sipponen
*ab
aDepartment of Materials and Environmental Chemistry, Stockholm University, SE-10691, Stockholm, Sweden. E-mail: mika.sipponen@mmk.su.se
bDepartment of Materials and Environmental Chemistry, Wallenberg Wood Science Center, Stockholm University, SE-10691, Stockholm, Sweden
cLatvian State Institute of Wood Chemistry, Biorefinery Laboratory, Latvia
First published on 11th October 2024
Surface protection is essential when using wood as a construction material. However, the industry lacks sustainable alternatives to replace the presently dominant fossil-based synthetic water-resistant coatings. Here, we show a fully bio-based wood surface protection system using components sourced from birch bark and spruce bark, inspired by the natural barrier function of bark in trees. The coating formulation contains suberinic acids and spruce bark polyphenols, resulting in a waterborne suspension that is safe and easy to apply to wood. The polyphenols play a dual role in the formulation as they stabilize the water-insoluble suberinic acids and serve as nanofillers in the thermally cured coating, enabling the adjustment of the mechanical properties of the resulting coating. When applied to spruce wood, the coating formulation with 10% polyphenol and 90% suberinic acids achieved a water absorption value of 100 g m−2 after 72 hours of water exposure, demonstrating superior performance compared to an alkyd emulsion coating. We conclude that instead of combusting tree bark, it can serve as a valuable resource for wood protection, closing the circle in the wood processing industry.
New conceptsWe have demonstrated a new concept in wood surface protection by creating a fully bio-based system using components from birch bark and spruce bark, inspired by the natural barrier function of bark in trees. The uniqueness compared to existing research lies in our formulation, which is entirely derived from renewable resources, contrasting with the industry's reliance on fossil-based synthetic coatings. The use of spruce bark polyphenols not only stabilizes the water-insoluble suberinic acids in a waterborne suspension but also serves as nanofillers, allowing for mechanical property adjustments in the coating—an innovative dual functionality. Our work provides new insight and underlying concept to the materials science by showcasing tree bark as a valuable resource for wood protection, achieving superior water resistance compared to traditional alkyd emulsion coatings. This research advances sustainable materials science and offers a practical solution for transforming waste into high-value products, thereby promoting resource-efficient use of forest resources. |
Traditional paints, varnishes, and drying oils are applied to wood as solutions or suspensions. However, wood coating formulations are often dissolved or dispersed in organic solvents, some of which contain hazardous compounds like ethylbenzene, benzene, formaldehyde, and heavy metals, which have a negative impact on human health and the surrounding environment.3 Moreover, these products contain synthetic polymers derived from fossil hydrocarbon resources.4,5 Therefore, sustainable, waterborne and fully biobased wood coatings are needed to minimize the environmental impact of the wood construction materials.6 It is important to note that waterborne coatings and coatings derived from bio-based materials have attracted considerable interest in recent years.7–9 However, a major challenge persists: most of these emerging coating systems still heavily rely on synthetic crosslinkers.10,11 In this study, we aim to develop a fully bio-based coating system from the compounds available from tree bark.
Tree bark is abundantly available from industrial wood processing locally, with the European Union alone producing 23 million metric tons per year.12 Inspired by the natural barrier properties of bark,13,14 we started exploring it as a resource for wood protection in outdoor environments. Such an application holds immense potential to revolutionize the forest industry, shifting away from the current practice of burning tree bark for energy recovery towards utilizing it in carbon storing materials.15 A rich array of natural substances can be isolated from bark via alkaline and solvent extraction.16,17 These compounds, including hydrophobic molecules such as suberinic acids and betulin, along with amphiphilic polyphenols, jointly form the protective tissue of bark.
Polyphenols and suberinic acids obtained from spruce bark and birch outer bark18 are particularly interesting compounds owing to their surface activity and ability to undergo crosslinking.9 During birch bark fractionation, betulin is extracted via solvent extraction,15 and then the remaining suberin is hydrolyzed into suberinic acids which include long-chain diacids, hydroxy acids, and short-chain aliphatic and aromatic acids.17 The obtained fatty acids are hydrophobic, and they are thermally curable at temperatures around 200 °C.19 Polyphenols can be extracted from spruce bark through a soda pulping technology.16,20 Polyphenols are natural crosslinkers used in materials such as hydrogels and polymer nanocomposites.21–23 Polyphenols can form covalent and non-covalent crosslinking structures when present in the thermoset formed from suberinic acids via a polycondensation reaction.24,25
Although bark extractives exhibit interesting properties in view of applications, the existing literature describes the use of bark-derived compounds as an additive in conventional wood coatings that still largely depend on fossil-based chemicals.26–29 Increased utilization of bark requires overcoming technical difficulties in achieving a water-resistant wood coating with bark-derived compounds. For example, suberinic acids are highly viscous and water-insoluble, and their wax-like nature makes it difficult to coat them evenly without the use of organic solvents. Furthermore, bark-derived polyphenols, comprising a complex mixture of lignins and tannins, face a significant challenge due to their brittleness, hindering the formation of water-resistant films. It seems that the way forward, instead of using pure fractions of bark-derived compounds for coating formulations, is to mimic the composition of bark.
Here, we report a fully biobased and waterborne dispersion coating for wood protection by combining birch bark suberinic acids and spruce bark polyphenols. Building on our previous work on stabilization of colloidal dispersions of fatty acids with softwood kraft lignin,30 our approach to obtaining a stable waterborne coating involves stabilization of suberinic acids in aqueous suspension by the amphiphilic polyphenols. The relatively more hydrophilic polyphenols form a polyelectrolyte surface on these so-called hybrid particles, allowing their homogeneous spreading on wood.25 Upon thermal curing, the polyphenols become embedded in the polymeric network, tuning its mechanical, optical and chemical properties. The resulting fully biobased wood coating exhibits competitive water resistance and adhesion properties compared to the industrial benchmarks.
Our hypothesis was that by combining relatively more hydrophobic suberinic acids with amphiphilic spruce bark polyphenols we can achieve colloidally dispersed particles that are well-suited for wood coating. Such a particulate coating relies on film-forming ability of the particles, and it was therefore pivotal to understand their appearance and features from macroscopic to microscopic length scales. When the polyphenol content of the particles was varied from 10% to 50%, the hybrid NP dispersions became gradually darker in appearance and the particles larger in size (Fig. 2a). DLS measurements confirmed that the hydrodynamic particle diameter increased from 170 nm at 10% polyphenol content to approximately 210 nm at 50% polyphenol content (Fig. 2c). Since the polyphenols were recovered from the spent alkaline cooking liquor by acidification, the pH of the dispersion decreased with increasing polyphenol content, and the zeta potential correspondingly increased from −35 mV to −17 mV due to the protonation of the carboxylic groups on the particle surface (Fig. 2d). These charged surfaces lend an explanation to the observed relation of the polyphenol content and apparent particle size: with lower polyphenol content the particles have less ionization and thus lower swelling in water. Upon drying, the particles with a low surface-coverage of hydrophilic moieties at polyphenol contents ≤30% deform into flat morphologies with a thickness of around 7.5–10 nm (Fig. 2a). While the particles with more than 30% polyphenols tend to form more rigid particles that has less tendency to dissociate upon drying at room temperature, restricting the mobility of suberinic acids.
Based on the AFM images in Fig. 2a, we speculate that the hybrid particles exhibit a range of structures, from thin bilayers to vesicles with various morphologies, as illustrated in Fig. 2b. The morphology of these hybrid particles is primarily influenced by the volume ratio of the hydrophobic suberinic acids to the hydrophilic polyphenols. The presence of polyphenols promotes the formation of closed vesicles with suberinic acids, resulting in a relatively stable aqueous particle dispersion that minimizes aggregation and sedimentation. This stabilization effect contrasts with the behavior observed in pure suberinic acid particles, as shown in the digital photograph and TEM image (Fig. S1, ESI†). To further investigate the native morphology of the vesicles, cryo-TEM images (Fig. 2e) of hybrid nanoparticles containing 30% polyphenol content were obtained, showing the vesicles in a hydrated state, appearing as spheres. Upon drying at room temperature, the vesicles collapsed and deformed, as revealed by the three-dimensional AFM images (Fig. 2f) and dry-state TEM images (Fig. S2, ESI†). Consistent with these findings, dehydration-induced deformation of bilayer vesicles has also been observed in amphiphilic block copolymers.32 Additionally, cryo-TEM images revealed the presence of complex particle geometries, including starfish-shaped vesicles, which have been previously reported.33
Moreover, the interactions between the hybrid particles upon drying have significant practical implications for film formation, which is critical in developing water-resistant coatings. The spontaneous formation of a nanocomposite network upon drying of the dispersion coating is schematically shown in Fig. 3a and associated SEM and AFM images (Fig. 3b and c). The deformed particles form a network of polyphenol particles connected to each other via the waxy phase of suberinic acids. Upon drying, the hybrid particles tend to aggregate, as the electric double-layer forces that usually separate them are no longer present, which previously was also observed in lignin oleate particles34. Interestingly, the aggregated dried particles deform and lead to a series of connected hexagon-like networks (Fig. 3b and c). This phenomenon is likely associated with interparticle interactions and surface energy dynamics that occur during the drying process of hybrid nanoparticles.35 The presence of viscous suberinic acids on the particle surface hinders particle rearrangement afterwards, which further results in the formation of three-dimensionally linked network through the fusing of suberinic acids.28 The flowing of suberinic acids at the curing temperature, which is well above their melting point, allows their diffusion around polyphenols and the mass flow from convex to concave,36 which decreases the porosity by filling the voids between particles, resulting in a coating with a relative smooth surface (see Fig. S3, ESI†).37
To further investigate what happened to the hybrid particles during curing, the IR spectra of hybrid NP before and after curing were recorded (Fig. 4d). The IR spectra show that the absorption band at 1730 cm−1 significantly increased after curing, which indicates the formation of ester bonds in this process. At the same time, the band at 1625 cm−1 attributed to the stretching of carbonyl groups from free fatty acids and C
C bond stretch in alkenes disappeared after curing, but reappeared after hydrolyzing the cured suberinic acids (see Fig. S4, ESI†). Meanwhile, there is a significant decrease in intensity of the broad band at 3077–3650 cm−1 assigned to hydroxyl groups, which further indicates that the curing initiated a polycondensation reaction involving hydroxyl groups and carboxylic groups of the fatty acids. Similar observations were previously reported by Rizikovs and co-workers.37 There is no clear difference among the IR spectra of cured hybrid NPs with different polyphenol content except the slight increase of intensity at 1166 cm−1 with increasing polyphenol content, which can be ascribed to the C–O bond in the aromatic ring of polyphenol (Fig. S5, ESI†). Here, the curing onset temperature was observed around 160 °C, with termination at approximately 220 °C regardless of the polyphenol content of the hybrid particles (Fig. 4a). Meanwhile, TGA traces recorded from pure suberinic acids show onset of decomposition at around 329 °C, while the hybrid NP with 50% polyphenols started to decompose at a lower temperature of 298 °C (Fig. 4b). This difference can be ascribed to the varying thermal stability of polyphenols and suberinic acids, the former starting to degrade at 268 °C but producing a high decomposition residue yield in an argon environment.
The reaction heat that was released from curing decreased significantly with more polyphenols, dropping 79% from 75 J g−1 to 15.6 J g−1 by increasing the polyphenol content from 10% to 50%. The black curve in Fig. 4c exhibits a linear relationship between the reaction heat and the polyphenol content. This behavior indicates that the phenolic hydroxyl groups in spruce bark polyphenols are less reactive compared to the aliphatic hydroxyl groups present in suberinic acids. Though the polyphenols reduced the enthalpy of the polycondensation reaction during the curing of the coating overall, it was found that a 10% polyphenol content in the hybrid particles resulted in 17% higher curing enthalpy compared to the case with pure suberinic acids (Table 1). This energy balance means that the addition of 10% polyphenols to suberinic acids promotes bond formation during the curing process. The contribution of suberinic acids to the enthalpy can be derived by falsely assuming that the polyphenols are inert during the curing process. This exercise gives additional proof that that the polyphenols participated in the polycondensation reaction (Fig. 4c). The reactivity can also be influenced by the physical state of the reactants in terms of diffusion rate and intermolecular distance. For instance, the suberinic acids melt at around 50 °C, while spruce bark polyphenols remain solid during the reaction. The solid-state material has negligible intermolecular distance compared with liquids and gases, and the attraction force between the molecules is also much larger within solids.38 While adding polyphenols beyond a 10% weight fraction results in an excess of covalently unreacted fraction in the formulation, the presence of polyphenols offers the ability to adjust the mechanical properties of the resulting nanocomposite coating.
| Characteristic events | Polyphenol content of hybrid particles (wt%) | |||||
|---|---|---|---|---|---|---|
| 0 | 10 | 20 | 30 | 40 | 50 | |
| Onset cure temperature (°C) | 165 | 163 | 156 | 161 | 163 | 164 |
| Maximum peak temperature (°C) | 203 | 202 | 204 | 204 | 203 | 204 |
| Curing end temperature (°C) | 225 | 235 | 225 | 225 | 220 | 221 |
| Heat of reaction, ΔHr (J g−1) | 65 | 75 | 60 | 45 | 30.5 | 15.6 |
Based on the thermal analysis above, the coating process with hybrid NPs includes casting, drying at room temperature under 40% relative humidity, and finally thermal curing for 45 minutes at 220 °C as illustrated in Fig. 5a. Mechanistically, the coalescence of suberinic acids during curing provides strong crosslinking at the particle boundaries, which is favorable for achieving higher toughness in the coating. The polyphenols not only stabilize the particle dispersions but also help to evenly distribute the suberinic acids, resulting in a uniform distribution of crosslinked polyester and polyphenols at the nanoscale that resembles suberin naturally present in birch outer bark. In addition, the polyphenols act as a nanocomposite filler that provides tunable mechanical properties to the resulting polyester coatings that were tested for their water-resistance properties.
Water-resistance is essential for preserving wood products, especially those envisioned for outdoor use, as moisture can cause dimensional changes in wood such as swelling and warping due to the abundance of hydrophilic hydroxyl groups in wood. The presence of water in wood products also creates an environment for fungi and other microbial degraders to thrive, which can lead to a decay process.39 Therefore, we performed the water permeability test of the prepared coatings according to the EU standard EN927-5. The general setup of the water permeability test is illustrated in Fig. 5b. The test surface is brought to a face-down contact with water during the test, while all other surfaces of the wood block are sealed with an epoxy resin. The standard states that a stable construction is achieved when the water absorption value of the sample is below 175 g m−2 after exposure to water for 72 hours.
Based on the measured water absorption values it was apparent that when the polyphenol content was 30% or below, the nanocomposite coatings fulfilled the standard requirements for stable construction (Fig. 5c). These values are comparable to the commercial alkyd emulsion wood coating.40 However, it is important to note that the water absorption value increased greatly as the polyphenol content of the coating increased to 50%, which was due to an increased tendency of crack formation (Fig. S6, ESI†) despite the coating thickness of approximately 50 μm (Fig. 5e). In addition, the polyphenols increased the concentration of phenolic hydroxyl groups in the resulting coating, which tend to bind water. The visual appearance of the coating also changes with different polyphenol content, with a higher content of polyphenols leading to darker coating (Fig. 5d).
We further investigated how the coatings behave when they encounter water by measuring the water contact angle of each sample (see also Videos S1 and S2, ESI†). As shown in Fig. 5d above, all the wood mini-blocks that were coated with the prepared hybrid coatings show similar water contact angles of around 80° to 90°, which is typical for commercial polyesters like polyethylene terephthalate (PET) and polyester resin.41,42 With non-coated wood, the water contact angle dropped to 51° in 4 minutes, and all the water was absorbed in 12 minutes, while the coated wood samples became wetted slowly but did not absorb water within the same time period. Although the water contact angle values were at the borderline of hydrophobicity, the bark-derived coating protects wood from water just as effectively as the commercial alkyd emulsion wood coating. Considering the current surface structure of the coating, there remains potential to further enhance its hydrophobicity. This could be achieved by optimizing factors such as surface roughness and the surface functional groups.43,44
Given that this wood coating is intended for outdoor applications, it is crucial to assess its stain-resistant capabilities and adhesion to the wood surface. As depicted in Fig. 6a, the coated surface exhibits excellent stain resistance, leaving minimal traces after muddy water was applied on it, which is comparable to commercial alkyd emulsion coating as shown in Fig. S7 (ESI†). Additionally, it exhibits reduced wetting compared to the non-coated wood, which is also observed with the water contact angle measurements. Upon wiping away the residue of muddy water from the tested surface, the non-coated wood displays a brownish stain, whereas the coated wood appears clean and glossy.
Adherence to the wood surface is another critical parameter for a coating system. Fig. 6b below shows the result of the cross-cut test, which is a standard method to evaluate the resistance of a coating to separate from the substrate. The coatings with a polyphenol content below 30 wt% showed good adhesion towards the wood substrate as the images below demonstrated, which were classified as grade 4B out of 5B–0B, where grade 5B means that none of the cut squares is detached during the test, and grade 0B corresponds to detachment of over 65% of the squares. Therefore, the coating with 30 wt% polyphenol content is comparable to the commercial water-based acrylic painting (5B).26 Samples with 40 and 50 wt% polyphenols were graded as 3B and 1B. As previously mentioned, the excessive concentration of polyphenols can hinder the bond formation between suberinic acids, while the polyphenols on the other hand work as fillers, rendering the resulting coating more rigid but also brittle. This change in mechanical strength is indirectly reflected in the cross-cut result.
From a sustainability perspective, the fully bio-based wood coating presented in the current work stands out for its sole use of tree bark, a significant industrial waste from wood processing. By incorporating this otherwise underutilized material into the coating formulation, we not only reduce waste but also add value to a resource that is currently mainly combusted for energy generation.45 This approach aligns with the principles of circular economy and resource efficiency, where materials are reused, recycled, or repurposed to minimize their environmental impacts.46 Besides, many conventional coatings rely on harmful organic solvents and carcinogenic substances like formaldehyde or isocyanates.47–49 In terms of performance, when compared based on biobased content and water absorption value, the coating presented in the current work stands out from the state of the art (Fig. 7). The water absorption value of the fully bark-based coating was better across the field, even when compared to the systems low biobased contents between 25% and 40%. Overall, in addition to superior performance, our fully bark-derived coating formulation avoids the use of toxic compounds, making the coating more environmentally friendly and safer for the living environment.
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| Fig. 7 Comparison of inverse of water absorption value to the biobased content of benchmark wood coating systems.40,50–54 The numbers in the graph refer to the list of references in Table S1 (ESI†). | ||
000 rpm, 30 min). The obtained wet paste has a dry matter of 24.2 wt%, which was directly used in the later experiments. To prepare the hybrid NPs, 2.0 g of suberinic acids was dissolved in ethanol/water binary solvent (50 g ethanol: 10 g water) together with different amounts of polyphenols (10%, 20%, 30%, 40%, 50% relative to the total dry mass) for at least 4 hours, then the insoluble part was removed by centrifugation and decanting (10
000 rpm, 15 min). The solution was then rapidly poured into 210 mL of water under vigorous stirring (800 rpm), the stirring continued for 30 minutes, and then the solvent was removed by evaporation. Hybrid NPs dispersions with around 1 wt% consistency were obtained at the end. Suberinic acids particles in water were prepared in the same manner but without polyphenols in the formulation.
000 rpm, 30 min) and re-dispersed into water to adjust the concentration to around 10 wt% for later use. 1 mL of the obtained dispersion was then applied on the tangential surface of a mini wood block (spruce, 37 × 30 × 12 mm3). The applied dispersion was dried in a humidity chamber (23 °C, 50% RH), and subsequently cured at 220 °C for 45 minutes.
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100, followed by the deposition onto a carbon coated copper grid and evaporation of water.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4mh01010h |
| This journal is © The Royal Society of Chemistry 2024 |