Vinay
Kopnar
a,
Laurie
Carlyle
b,
Emerald
Liu
b,
Suchet
Khaenyook
c,
Adam
O'Connell
d,
Natasha
Shirshova
b and
Anders
Aufderhorst-Roberts
*ae
aDepartment of Physics, Durham University, Lower Mountjoy, South Rd, Durham DH1 3LE, UK
bDepartment of Engineering, Durham University, Lower Mountjoy, South Rd, Durham DH1 3LE, UK
cReckitt (SSL Manufacturing (Thailand) Ltd), 100 Moo 5, Bang Na Trad Road, KM36, Bangsamak, Bangpakong, Chachoengsao 24180, Thailand
dPolymer Science Platform, Reckitt Benckiser Healthcare UK Ltd, Dansom Lane S, Hull HU8 7DS, UK
eSchool of Engineering, University of Liverpool, Liverpool L69 3GH, UK. E-mail: anders.aufderhorst-roberts@liverpool.ac.uk
First published on 3rd April 2025
An open challenge in soft matter science is the ability to create hydrogels that are soft but also have high fracture energy. A possible solution to this stiffness–toughness conflict has arisen through a class of material known as hybrid double-network hydrogels, which combine two polymeric networks with diametrically opposed chain stiffness and with both covalent and physical crosslinking. The vast parameter space inherent to such a system means it is difficult to identify the precise compositional parameters that lead to both high toughness and low stiffness. In this work, we address this challenge through a design of experiments (DoE) framework used to establish the statistical relationship between factors and mechanical properties of a hybrid double-network hydrogel. The crosslinking density of the networks is noted to play a prominent role in determining the stiffness of the hydrogel, while the network characteristics of the ductile network determine the toughness of the hydrogel. We also report that contrary to observations in current literature, it is possible to toughen the hydrogel without stiffening it. Therefore, the present experimentation and optimization exercise provides a hands-on guide for the use of DoE to determine the conditions for optimised mechanical properties of thin hybrid double-network hydrogels for various applications.
How then, can we address this challenge in the context of hybrid double-network hydrogels? The main challenge is posed by an evident lack of a direct, clear correlation between various mechanical properties of this hydrogel and its combined constituent networks parameters, such as crosslinking density and monomeric concentration.
There is often a complex correlation between properties and networks parameters, making it difficult to grasp the relation holistically. The mechanical properties of the hydrogel can be influenced by more than one network parameter. To illustrate this point, one may consider a relatively well-studied Ca2+-alginate/polyacrylamide (PAAm) hybrid double-network hydrogel.14 Here, the PAAm network is polymerized through free radical polymerization such that the concentration of the crosslinker affects the effective length of the polymer chain between the crosslinks. By contrast, the concentration of initiator affects the size of the resultant polymer chain itself. Since the fracture energy of the hydrogel depends on the polymer chain length, the relation of the FE of the hybrid double-network hydrogel can be surmised to depend both on the initiator concentration and the crosslink concentration. Another example is illustrated in recent work from our group in which we show that changes in the elastic modulus depend more on the alginate crosslink concentration than on the PAAm crosslink concentration.19 Furthermore, it has been observed that a compositional parameter of a hybrid double-network hydrogel can affect different mechanical properties in different ways. In Ca2+-alginate/polyacrylamide (PAAm) hybrid double-network hydrogel, increasing the crosslinking density of either of the networks has been reported to increase the overall elastic stiffness of the hydrogel; however, the toughness characterized by fracture energy of the hydrogel increases at first but decreases when the crosslinking density is high.14
An additional challenge is presented by the mode of investigation, which typically entails changing one factor at a time. When the response is complex, with few factors interacting, this traditional method falls short as the parameter space is not explored enough in depth. However, extensively exploring parameter space could involve a larger number of experiments and thus infeasible experimental timescales, particularly in industrial or biomedical applications. At the same time, if the parameter space is not explored systematically, the analysis of data result in misleading findings. This seemingly impassable problem is often sidestepped in industrial research, through a statistical method called design of experiments (DoE). Using DoE, it is possible to systematically explore a parameter space more extensively with fewer experiments using careful statistical analysis that investigates the relationship between control factors and the responses mathematically. The independence of parameters in a Ca2+-alginate/PAAm double-network hydrogel also makes it a good candidate for DoE because the hydrogel is a combination of two independent polymer networks with distinct physical properties (stiff alginate and flexible PAAm) and distinct crosslinking chemistries (covalently crosslinked PAAm and ionically crosslinked alginate). It is therefore entirely expected that compositional factors relating to crosslinking and composition would lead to changes in the mechanical properties. However, it is unclear how interactions between these compositional factors would influence these mechanical properties. The conventionally used one-factor-at-a-time approach cannot test these interactions, while the DoE approach presents itself as an ideal alternative candidate as it analyses effects that not only arise from independent single parameters but also from interactions between the parameters. Recently, DoE has been demonstrated to be capable of correlating the parameters related to the synthesis process of Ca2+-alginate/PAAm hybrid double-network hydrogel and the mechanical properties.22 In this work, we now aim to gather an indicative understanding how this approach can be used to address the stiffness–toughness conflict. We, therefore, focus on two parameters: Young's modulus (E) and fracture energy (FE). The use of DoE enables a significant reduction in the number of experiments required while retaining maximum certainty in the effects of the experimental parameters. Additionally, using the statistical models, DoE finds the best set of parameters to achieve optimum properties within the range of experiments.
Run unit | MBA, mM | AAm, M | Alginate, % w/v | APS, mM | CaCO3, M | YM, kPa | FE, J m−2 |
---|---|---|---|---|---|---|---|
A | 0.25 | 0.89 | 0.99 | 0.14 | 0.045 | 1.5 ± 0.1 | 27 ± 2 |
B | 3.0 | 1.8 | 0.39 | 0.14 | 0.045 | 39.7 ± 3.0 | 377 ± 28 |
C | 0.25 | 1.8 | 0.39 | 0.62 | 0.011 | 6.4 ± 0.5 | 1750 ± 130 |
D | 3.0 | 0.89 | 1.6 | 0.62 | 0.045 | 55.3 ± 4.1 | 1020 ± 77 |
E | 1.6 | 0.89 | 0.39 | 0.14 | 0.011 | 7.0 ± 0.5 | 54 ± 4 |
F | 1.6 | 1.3 | 0.99 | 0.62 | 0.028 | 45.8 ± 3.4 | 852 ± 64 |
G | 3.0 | 1.8 | 0.99 | 1.1 | 0.011 | 34.8 ± 2.6 | 512 ± 38 |
H | 0.25 | 1.3 | 0.39 | 1.1 | 0.045 | 53.3 ± 4.0 | 876 ± 66 |
I | 3.0 | 1.3 | 1.6 | 0.14 | 0.011 | 6.3 ± 0.5 | 456 ± 34 |
J | 3.0 | 0.89 | 0.39 | 1.1 | 0.028 | 18.5 ± 1.4 | 388 ± 29 |
K | 1.6 | 1.8 | 1.6 | 1.1 | 0.045 | 44.9 ± 3.4 | 1130 ± 85 |
L | 0.25 | 1.8 | 1.6 | 0.14 | 0.028 | 14.2 ± 1.1 | 8040 ± 600 |
M | 0.25 | 0.89 | 1.6 | 1.1 | 0.011 | 6.3 ± 0.5 | 456 ± 34 |
For this work, E and FE were identified as the response variables for the hybrid double-network hydrogel as they characterize the stiffness and toughness of the material, respectively. Compositional variables were selected as the factors, specifically the concentrations of the alginate and AAm and their crosslinkers (MBA and CaCO3) and the initiator for AAm polymerization (APS) (Fig. 1(d)).
The Minitab 21 software guided the DoE process. The DoE framework required limits for each factor to be established. The molar concentration of each factor was varied individually to extremes while adjusting the water content to maintain a constant sample volume of 5 ml. The initial experimental limits were defined as broadly as feasibly possible to maximise the parameter space explored and ensure that the resulting model would apply to future work. As such, limits were defined solely by practical handling constraints. Specifically, the lower limit was defined by samples that either did not appear to form gels or formed gels that were too fragile to insert into the load cell. The upper limit was determined as being reached when gelation happened too rapidly, preventing the sample from being pipetted into the mould.
Experiments were devised using fractional factorial design principles, in which a carefully chosen subset of the possible combination of factors are selected. This approach is designed to maximise the potential to reveal the most important features of the experimental problem while minimising the number of experiments.27 We adopted a specific approach known as a definitive screening design (DSD) that has been shown to minimise the possibility of confounding factors.28 An additional advantage of the DSD is that it provides accurate insight into two-way interactions in which two factors simultaneously and cooperatively influence a response variable. The determined limits (Table 2) were input, and this produced a fractional factorial design, resulting in 13 hydrogel formulations, as seen in Table 1. Each formulation had two replicates, each with two repeats. Here, a replicate refers to conducting an entire experiment multiple times. A repeat refers to performing the same experimental procedure multiple times on the same sample. Each formulation was synthesized and tensile tested. From the tensile data, values for E and FE for each sample were derived and input into the Minitab software.
Limit unit | C MBA, mM | C AAm, M | C Alg, % w/v | C APS, mM | C CaCO3, mM |
---|---|---|---|---|---|
High | 3.0 | 1.8 | 1.6 | 1.1 | 0.045 |
Low | 0.25 | 0.89 | 0.39 | 0.14 | 0.011 |
Once acceptable screening results had been established, custom three-level factorial designs were conducted on both E and FE, using only experimental data of significant factors identified by the screening as inputs. A 3-level factorial design investigates each factor at three levels: a minimum, a maximum (equivalent to the determined limits), and a midpoint between the two levels. This design was chosen as it efficiently assesses the main interaction effects in DoE. A statistical model was produced for each of the responses. Instead of the coefficient of determination, R2, we used outputs of R2adj, and R2pred as follows:
1. R2adj adjusts R2 for the number of predictors penalizing the addition of unnecessary variables and is defined as 1 − ((1 − R2)(n − 1)/(n − p − 1)) where n = number of datapoints and p = number of predictors or independent variables.29 Using R2adj thus avoids the effects of overfitting, providing a more accurate measure of the models goodness of fit.
2. R2pred is calculated with a formula that is equivalent to systematically leaving each observation from the data set and determining how well the regression model predicts the removed data point. This strategy provides a more reliable measure of model accuracy when the sample size is small by eliminating the effects of overfitting.30
For the Ca2+-alginate/PAAm hybrid double-network hydrogel that forms the basis of this work, the highest FE is reported to be achieved at the intermediate concentrations of crosslinkers.14 The reason for this can be surmised from the classic Lake–Thomas theory of fracture mechanics.33 According to the theory, the ideal fracture energy (Gc) of a crosslinked polymer network depends on the area density of load-bearing polymer chains on fracture surfaces (ρ), the average number of monomer units between the crosslinks, and the bond dissociation energy as Gc = ρNeU. The highest FE is achieved at an intermediate crosslinker concentration due to its two contrasting effects on Gc. An increase in the crosslinker concentration decreases Ne. However, if the crosslinker concentration is very low, the number of load-bearing chains and, in turn, ρ also remain low, and hydrogels can lack structural integrity, and failure might occur due to chain pullout rather than due to bond scission.34 As a result, FE starts low at a low crosslinker concentration as low ρ dominates over the high Ne. FE increases till ρ increases, dominated by the effect of crosslinker concentration until an optimal value of FE is reached. After this, the effect of the reduction in Ne plays a dominant role in decreasing FE with increasing crosslinker concentration. Independently, the stiffness of such networks is also known to increase with an increase in crosslinker concentration in either of the two networks.35,36 The crosslinking density of the alginate network is determined solely by the Ca2+ concentration, however, the crosslinking density of the PAAm polymer network is also dependent on the concentration of the initiator that drives the free radical polymerization of PAAm monomers. For example, a low initiator concentration enables extended chain propagation, as the initiator radicalizes only a few monomeric chains.37 This leads to the formation of long-chain polymers, which tend to be more flexible, resulting in a lower overall elastic modulus. Based on this, we limit our factor space to five compositional parameters. For the PAAm network, we include monomer concentration of acrylamide (CAAm), initial crosslinker concentration (CMBA), and initiator concentration (CAPS) as factors for investigation in this study, as they are likely to affect the PAAm network's mechanical properties. Similarly, for the alginate network, we include the polymer concentration of alginate (CAlg) and crosslinking density (CCaCO3).
For all 26 independently synthesized samples, the value of E ranges from 1.5 to 55.3 kPa, while the FE ranges from 27.2 to 8040 J m−2. The values of the FE are comparable to previously reported values for Ca2+-alginate/PAAm hybrid double-network hydrogels.14,22 We note that the values of E are lower than those reported in previous studies,14 which can be attributed to the lower thickness of samples used in our experiments. To reveal which of the experimental factors are significant in determining our response variables, we use a statistical approach known as analysis of variance (ANOVA). ANOVA is a statistical test that examines the correlations between factors and response variables. The ANOVA analysis provides two outputs of significance:
1. The p-value, which is the probability of measuring the given response variable if there is no correlation between the response variable and the factor. A smaller p-value, therefore, indicates that the response variable would be unlikely to be measured unless a correlation were present.
2. The standardized effect, a T-value, measures the influence of a factor in relation to variation in the sample data. A larger standardised effect indicates a greater probability that a factor affects the response variable that exceeds the sample variance. A standardised effect of 0 indicates no statistical significance. We define significance between factors as occurring when a 95% confidence interval is exceeded.
The results of the ANOVA approach are shown in bar chart form in Fig. 2, with factors exceeding the 95% confidence interval shown in bold. The individual term of a factor A is represented in the form of A to represent CA, and the interaction terms between factors are denoted in the form A*B to represent CA × CB, where A and B denote the factors. To summarise, we find that CMBA, CAPS, and CCaCO3 are significant factors in determining the response variable E. CCaCO3 and CMBA control the crosslinking densities in alginate and PAAm networks respectively while CAPS controls the degree of polymerization of AAm monomers. Meanwhile, the FE is significantly influenced by CAPS, CMBA, CAAm, and CAlg. This indicates that the hydrogel failure is driven predominantly by the covalent PAAm network as characterized by its network parameters at synthesis: concentration of AAm monomers (CAAm) and crosslinking (CMBA) and the degree of polymerization (CAPS) of the network, in addition to CAlg. This agrees well with the prevailing hypothesis on the fracture mechanism of such gels, which posits that the ionically crosslinked alginate provides a mechanism of energy dissipation19 at low and intermediate strains but that the eventual failure of the hydrogel is determined by the fracture of the covalently crosslinked acrylamide network.14
Remarkably, within the concentration limits used, no two-way interactions have any significant effect on E. By direct contrast, for FE, the interactions of MBA with both AAm and alginate are significant. In other words, the influence of MBA-mediated covalent crosslinking on the FE is enhanced by an increase in the concentration of either polymer network. A similar interaction between MBA and AAm has also been reported previously for Ca2+-alginate/PAAm hybrid double-network hydrogels.14
To improve the model, we designed a secondary screening stage through a series of further experimental tests that systematically vary the remaining significant factors, CCaCO3, CMBA, and CAPS while keeping the insignificant factors, CAAm and CAlg, constant at 1.8 M and 1.6% w/v respectively. The compositions used in these further tests are shown in Table 3. Upon preparing these compositions, the lower limit of CMBA was increased to 0.5 mM from 0.25 mM as it was observed that this higher concentration was required to ensure sample integrity.
Run unit | MBA, mM | AAm, M | Alginate, % w/v | APS, mM | CaCO3, M | YM, kPa |
---|---|---|---|---|---|---|
A′ | 3.0 | 1.8 | 1.6 | 0.14 | 0.045 | 57.1 ± 4.3 |
B′ | 0.5 | 1.8 | 1.6 | 1.1 | 0.011 | 14.4 ± 1.1 |
C′ | 3.0 | 1.8 | 1.6 | 0.62 | 0.045 | 76.5 ± 5.7 |
D′ | 3.0 | 1.8 | 1.6 | 1.1 | 0.028 | 49.3 ± 5.7 |
E′ | 3.0 | 1.8 | 1.6 | 1.1 | 0.011 | 30.5 ± 2.3 |
F′ | 1.8 | 1.8 | 1.6 | 1.1 | 0.045 | 68.7 ± 5.2 |
G′ | 0.5 | 1.8 | 1.6 | 0.62 | 0.011 | 11.0 ± 0.8 |
H′ | 0.5 | 1.8 | 1.6 | 0.14 | 0.045 | 33.0 ± 2.5 |
I′ | 1.8 | 1.8 | 1.6 | 0.62 | 0.028 | 50.1 ± 3.8 |
J′ | 0.5 | 1.8 | 1.6 | 0.14 | 0.028 | 32.7 ± 2.5 |
K′ | 0.5 | 1.8 | 1.6 | 1.1 | 0.045 | 34.7 ± 2.6 |
L′ | 1.8 | 1.8 | 1.6 | 0.14 | 0.011 | 14.1 ± 1.1 |
M′ | 3.0 | 1.8 | 1.6 | 0.14 | 0.011 | 19.1 ± 1.4 |
Fig. 3(a) shows the experimental design of the secondary stage, and Table 3 shows the E and FE values. A significant improvement in R2adj (= 88.6%) and R2pred (= 80.4%) is observed. The significance of the regression coefficients for each of the values is shown in Table 4. Among the three factors that were retained from the initial screen, the value of CAPS was found to be non-significant and was excluded from the model. Therefore, E was found to be dependent on the two remaining factors, CCaCO3 and CMBA. Furthermore, and in contrast to the preliminary screening, the two-way interaction between MBA and CaCO3 was also found to be significant, which is clearly shown by the curved contours in Fig. 3(b). This is an interesting outcome of the model since it suggests that the crosslinking of the two networks does not have a simple additive effect on E. In other words, an increase in crosslinking of either of the two constituent networks increases the contribution of the crosslinking of the other network to the network stiffness. One possible explanation for this is that the two polymers are directly coupled through hydrogen bonding, leading to load-sharing between the two networks.14 Recent rheological experiments from our group have confirmed that the absence of hydrogen bonding leads to quantifiably different viscoelastic responses.19
Unit | a 0 | a MBA | a APS | a CaCO3 | a MBA,APS | a MBA,CaCO3 | a APS,CaCO3 |
---|---|---|---|---|---|---|---|
p-Value | <10−4 | 7 × 10−4 | n.s. | <10−4 | n.s. | 0.018 | n.s. |
Combining all regression coefficients allows us to devise the following equation for E:
E = 6314 − (507 × CMBA) + (532![]() ![]() | (1) |
Using the model, we re-examine and assure that increasing CMBA limit from 0.25 mM to 0.5 mM does not inadvertently affect other factors by predicting the values of E for 2 sets of concentrations (L in Table 1 and J′ in Table 3) where only CMBA is increased (see S1 for further details, ESI†).
FE = −89![]() ![]() ![]() ![]() ![]() | (2) |
We observe that the constituents related to the second network, i.e., AAm and MBA, dominate the contribution to the FE. Compared to E, the role of MBA in determining the FE is more convoluted. In general, although MBA is negatively correlated with the FE, i.e., FE increases as CMBA decreases, the regression coefficient is positive (eqn (2)). This shows that MBA interacts strongly with AAm, as shown by the curved contours in Fig. 3(c). These interactions have inverse effects on the FE such that FE increases with increasing CAAm and decreasing CMBA. This can be seen as we track FE's evolution along the diagonal starting from the highest CMBA and the lowest monomeric concentration to the lowest CMBA and the highest monomeric concentration in Fig. 3(c).
The inverse effect of MBA and AAm effect was also observed between certain weight percentage ratios of MBA/AAm previously.38 This can be explained by considering the movement of polymer chains. A denser network, resulting from higher cross-linking density, leads to shorter average molecular lengths between cross-link points. Consequently, this restricts the movement of polymer chains. When the hybrid double-network hydrogel is stretched, the network with shorter chains fractures because it cannot effectively dissipate the energy stored between crack tips. The network with the longer chains then provides a platform of decreased resistance for crack propagation. So, as CMBA continues to increase, the influence of shorter chain length outweighs the increased density of cross-linking, and so FE decreases.39 Applying this same logic; the increase in chain length caused by increased CAAm has the inverse effect, resulting in increased network elasticity and thus a larger FE (Fig. S3, ESI†). Although the MBA and alginate interaction term is eliminated from the model here, owing to the concern of overfitting, similar inverse effects of MBA and alginate have been observed for this class of hydrogel.22
![]() | ||
Fig. 4 Final output of the model of FE (a), and E (b) in relation to measured values for new independent formulations; (c) presents the distribution of E and FE values in the initial DoE data presented in Table 1 and the predictions for 35 = 243 set of concentrations corresponding to all possible combinations for 3 levels of the 5 factors. |
With the models, we also optimized and found the optimum set of concentrations within the range of the factors to achieve minimum and maximum E and maximum FE (Fig. S4, ESI†). As CMBA and CCaCO3 positively correlate with E individually, the minimum and maximum E values coincide with the lowest and highest concentrations of both constituents, respectively. Emax (∼81 kPa) is about 5.5 times higher than Emin. FE decreases with increasing CMBA, FEmax (∼1856 J m−2) corresponds to the lowest CMBA. Furthermore, since FE does not depend on CCaCO3, we can formulate an optimum set of concentrations (CMBA = 0.5 mM, CAAm = 1.78 M, CAlg = 1.6% w/v, CAPS = 0.1375 mM, CCaCO3 = 0.0112 M) such that Emin and FEmax could be achieved, demonstrating that stiffness and toughness can be tuned independently and simultaneously.
Unit | b 0 | b MBA | b AAm | b Alg | b APS | b MBA,AAm | b MBA,Alg | b MBA,APS | b Alg,APS |
---|---|---|---|---|---|---|---|---|---|
p-Value | <10−4 | 0.0716 | <10−4 | <10−4 | r.t.c.o. | <10−4 | r.t.c.o. | n.s. | n.s. |
The study also provides a general approach to solve complex formulation problems. To our knowledge, efforts to increase the toughness of hybrid double-network hydrogels have always resulted in stiffer hydrogels. The study challenges this misconception as it enables the exploration of a broad parameter space, using a minimal set of experiments and achieving optimal mechanical properties through DoE. To illustrate this, Fig. 4(c) plots the values of FE vs. E for the original set of experiments shown Table 1 in relation to the output data of the model for all five factors at three-levels each which amounts to 35 = 243 distinct formulations, far more than would be feasible using standard one-factor-at-a-time approaches.
Additionally, the study highlights that the mechanical properties of bulk hydrogels are retained in sub-millimeter thin films with minimal loss, which could open avenues for the use of hybrid double-network hydrogels as films and substrates in practical applications. Although the DoE approach does not reveal causation, we believe that the approach could be fundamentally useful to gain firsthand knowledge of any new multicomponent material and reveal any prevalent complex relationships between parameters and properties of interest.
Footnote |
† Electronic supplementary information (ESI) available: Information S1: verification of absence of inadvertent effects on changing CMBA limits; Fig. S2: 5-parameter FE model performance summary; Fig. S3: stress–strain curves to demonstrate the effect of increasing MBA and AAm concentration on FE; Fig. S4: optimization Plots for E and FE; Table S5: composition of 9 formulations explored for validation of the models. See DOI: https://doi.org/10.1039/d4sm01470g |
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