Avishek
Paul‡
,
Michael A.
Shipman‡
,
Dolapo Y.
Onabule
,
Stephen
Sproules
* and
Mark D.
Symes
*
WestCHEM, School of Chemistry, University of Glasgow, University Avenue, Glasgow, G12 8QQ, UK. E-mail: mark.symes@glasgow.ac.uk; stephen.sproules@glasgow.ac.uk
First published on 12th March 2021
The enhancement of reactivity inside supramolecular coordination cages has many analogies to the mode of action of enzymes, and continues to inspire the design of new catalysts for a range of reactions. However, despite being a near-ubiquitous class of reactions in organic chemistry, enhancement of the reduction of carbonyls to their corresponding alcohols remains very much underexplored in supramolecular coordination cages. Herein, we show that encapsulation of small aromatic aldehydes inside a supramolecular coordination cage allows the reduction of these aldehydes with the mild reducing agent sodium cyanoborohydride to proceed with high selectivity (ketones and esters are not reduced) and in good yields. In the absence of the cage, low pH conditions are essential for any appreciable conversion of the aldehydes to the alcohols. In contrast, the specific microenvironment inside the cage allows this reaction to proceed in bulk solution that is pH-neutral, or even basic. We propose that the cage acts to stabilise the protonated oxocarbenium ion reaction intermediates (enhancing aldehyde reactivity) whilst simultaneously favouring the encapsulation and reduction of smaller aldehydes (which fit more easily inside the cage). Such dual action (enhancement of reactivity and size-selectivity) is reminiscent of the mode of operation of natural enzymes and highlights the tremendous promise of cage architectures as selective catalysts.
The potential for enhanced or altered reactivity inside cages is very well exemplified by the work of Raymond, Bergmann and co-workers using assemblies of the type M4L6 (M = GaIII, AlIII, InIII, FeIII, TiIV, or GeIV, and L = N,N′-bis(2,3-dihydroxybenzoyl)-1,5-diaminonaphthalene).7 These cages have been shown to facilitate the formation of (and stabilise) hydrolysis-prone species such as iminium and phosphonium cations in water,8 and also to give rise to dramatically increased pKa values for protonated amines bound within their cavities.9 Moreover, these cages have been used to promote a number of catalytic reactions, such as the hydrolysis of orthoformates,10 acetal hydrolysis,11 Nazarov cyclisations,12 terpene cyclisations,13 and Prins reactions.14 Such observations have led Raymond and his colleagues to propose that the underlying cause of the enhanced reactivity in the above-named reactions is related to the ability of the cage to stabilise positively-charged transition states, possibly through interaction of the aromatic units (in the ligands forming the edges of the cage) with the carbocations that develop in the substrates during these reactions.15
Our initial interest in such cages stemmed from our ongoing attempts to up-grade furan derivatives to higher value products by electrosynthesis.16 For example, the furan derivative furfural (furan-2-carbaldehyde) is a major renewable chemical feedstock, the controlled (electro)reduction of which can yield furfuryl alcohol and 2-methylfuran, which are precursor chemicals for the sustainable production of polymers and fuels.17,18 However, the electroreduction of furfural can also lead to other products of somewhat lower value, including dimeric and polymeric species.19,20 Encapsulation of furfural inside a small supramolecular cage might prevent the oligomerisation of reactive intermediates during (electro)reduction and hence favour the production of furfuryl alcohol and/or 2-methylfuran. However, before such a hypothesis can be tested, it is first necessary to establish whether (and how) furfural binds within a given cage, and how this might be expected to affect its reactivity.
Amongst the numerous diverse coordination cage architectures that have been reported to date, the anionic tetrahedral FeII4L6 iminopyridine complex (where L is the bis-imine product resulting from the reaction between 4,4′-diaminobiphenyl-2,2′-disulfonic acid and 2-formylpyridine) reported by Nitschke and co-workers in 2008 seemed to be an excellent first choice of cage for these purposes on account of its ease of synthesis (self-assembling in aqueous solution from commercial reagents) and its amenability to interrogation by solution-phase NMR spectroscopy.21 Moreover, Nitschke and co-workers have previously shown that furan binds inside this cage with Ka = (8.3 ± 0.7) × 103 and a rate constant for uptake of 2.1 ± 0.3 M−1 s−1 at 298 K,22 meaning that encapsulation of furan by the cage is essentially quantitative after equilibration overnight at 50 °C. It seemed to us likely, therefore, that furfural would be similarly readily encapsulated. These FeII4L6 cages have been the subject of fairly intense study over the past 10 years or so,23 but the potential for catalytic activity with these cages remains somewhat underexplored, with only a few examples reported to date.6r,24 Hence a study of the encapsulation and reactivity of furfural within these cages appeared to be warranted.
Herein, we show that the FeII4L6 cage does indeed bind furfural, and that (simply as a function of this binding) the reactivity of the encapsulated furfural is dramatically altered. Specifically, we demonstrate that the FeII4L6 cage is in fact a general catalyst for the (non-electrochemical) reduction of a range of aromatic aldehydes to their corresponding alcohols using the weak hydride donor sodium cyanoborohydride (see Scheme 1). Using a range of control and competition reactions, we show that the FeII4L6 cage architecture is essential for this enhanced conversion and that the cage is a genuine catalyst for the reduction of these carbonyls to their corresponding alcohols under our very mild conditions. To the best of our knowledge, only one example of the hydrogenation of aldehydes to the corresponding alcohols in a supramolecular coordination cage has yet been reported (very recently), requiring the use of strongly electron-withdrawing groups on the aldehyde substrate.25 Therefore, the work reported herein constitutes the first general demonstration of the conversion of non-activated aldehydes to their corresponding alcohols inside a supramolecular coordination cage.
Fig. 1 The 1H NMR spectrum of the Fe4L6 cage in D2O in the presence of 10 equivalents of furfural after heating to 50 °C for 1 h. Peaks labelled with blue filled stars indicate free cage, peaks with black open circles indicate free furfural and peaks denoted with red triangles constitute a new set of cage-like peaks that all show exchange cross-peaks to corresponding free cage peaks (see Fig. S1†). COSY and NOESY NMR data indicate that the peak at 7.4 ppm consists of signals emanating from both free cage and free furfural that are coincident. |
To confirm that furfural can indeed reside within the cage, we next explored the energetics of furfural encapsulation by computational methods (see also ESI†).27 The resulting optimised structure shows that there is ample room for furfural to bind within the cage, and that when it does so it is anchored primarily by CH⋯π hydrogen bonds from the hydrogens on the furan ring to the aromatic rings of the cage ligands (Fig. 2).28 Several interactions can be identified, ranging between 3.1 and 3.3 Å. In addition, there are three close contacts between the carbonyl oxygen and protons lining one of the triangular openings of the tetrahedral cage. This combination of non-covalent interactions orientates the substrate within the cage as shown in Fig. 2.
Quantum mechanical calculations on the optimised structure at the BP86 level of theory showed that encapsulated furfural is 81.5 kcal mol−1 more stable than exohedral (i.e. free) furfural. The hydrogen-bonds to the carbonyl moiety are weak and are a product of its position (projected towards the triangular face). The orientation is therefore dictated by the CH⋯π hydrogen bonds between C–H bonds (from the aromatic R-group of the aldehyde) and the cage ligands. Moreover, the calculations suggest that the lowest unoccupied orbital (LUMO) of furfural is stabilised relative to the highest occupied orbital (HOMO) upon encapsulation: furfural inside the Fe4L6 cage experiences a 9.5 kcal mol−1 stabilisation of the LUMO compared to the substrate outside the cage (Fig. 3). Such a lowering of the LUMO energy is most intriguing, as it suggests that nucleophilic attack at the carbonyl carbon will be facilitated upon encapsulation, relative to the situation for furfural in free solution.
Fig. 3 Calculated HOMO and LUMO energies (eV) for furfural (left) and the protonated furfuralium form (right), outside (exo) and inside (endo) the Fe4L6 cage. |
In their study of monoterpene-like cyclisation reactions using analogous M4L6 cages to those that are employed here, Toste, Bergmann, Raymond and co-workers postulated that the M4L6 cage was acting to stabilise the protonated aldehyde oxocarbenium ions in their substrates, leading to enhanced reactivity for cyclisation.14 As shown in Fig. 3 (see also ESI†), calculations suggest that the protonated oxocarbenium ion of furfural (“furfuralium”) can also be accommodated by the cage. The effect of protonation of the furfural in this way is also to lower the LUMO (right hand side of Fig. 3) and hence render the carbonyl moiety easier to reduce. There are distinct parallels here with acid catalysis of carbonyl reduction in bulk solution, where the effect of protonation is to withdraw electron density from the carbonyl moiety, rendering nucleophilic attack more facile. Indeed, reductions of aldehydes to the corresponding alcohols by the mild reducing agent sodium cyanoborohydride are generally held to work effectively only in acidic solutions.29 This suggested to us that if the aldehyde was indeed encapsulated by the anionic Fe4L6 cage, and if such cages were indeed capable of stabilising protonated substrates (which might normally only form to a significant degree in acid solution), then reactions that would otherwise require acidic conditions might occur in the presence of cage, even though the medium outside the cage might be neutral (or even basic).
To explore this hypothesis, we therefore studied the reduction of furfural to furfuryl alcohol using the mild reducing agent NaCNBH3 both in the presence and absence of cage. A typical procedure is given in the Experimental section. The cage was prepared as the tetramethylammonium salt as described by Nitschke and co-workers,21 and was isolated in a pure form prior to use for the following experiments. The results (see Table 1, entry 1), indicate that after extraction of the reaction mixture into organic solvent and purification by column chromatography, a 65% isolated yield of furfuryl alcohol is achieved after a reaction time of 6 h at 50 °C in the presence of 9 mol% of the cage at pH 7 (pH of bulk solution), whereas the yield under otherwise identical conditions but in the absence of cage gives only 4% furfuryl alcohol (no conversion to the alcohol is observed in the absence of a hydride source). This suggests that the cage is turning over between 6 and 7 times during the course of this reaction. Between 10 and 15% of the furfural starting material could be recovered after 6 h of reaction in the presence of cage. The remaining 20% or so of furfural that was neither converted to furfuryl alcohol nor recovered unchanged is probably consumed in reaction with the imine ligands of the cage, as suggested by LCMS analysis of the aqueous (cage-containing) phase after reaction (see ESI, Fig. S9†). Competitive inhibition by the furfuryl alcohol product does not appear to be a contributor to the less than quantitative conversion of furfural in this case: Fig. S10 (ESI†) suggests that furfuryl alcohol binds very weakly inside the cage under these conditions, and so should be readily displaced by furfural.
Fig. 4 (black line) shows how the isolated yield of furfuryl alcohol varies with reaction time (again in the presence of 1 equivalent of NaCNBH3 relative to furfural at 50 °C, and using 9 mol% of the cage). These data can be compared to those obtained under otherwise identical conditions but in the absence of cage (red line and circles), and a comparison of the initial rates of reaction suggests a 10-fold acceleration of the rate of reaction in the presence of cage. The data in Fig. 4 were obtained by stopping a standard reaction procedure (see Experimental section) after the time periods indicated and extracting the reaction mixture as per the standard procedure. In situ monitoring of reaction progress by 1H NMR tended to give less reliable data, as certain cage peaks overlap with those of the products. Moreover, Fig. S11 (ESI†) shows that adding a further equivalent of both furfural and NaCNBH3 to an ongoing catalytic reaction at t = 6 h leads to an additional two catalytic turnovers of the cage. As competitive inhibition by the product is minimal in this case (see above), we attribute the drop-off in yields during this second cycle to cage decomposition through the pathways suggested in Fig. S9.† Alternatively, the Fe4L6 cage can be recovered from the aqueous phase after a single catalytic run (see Fig. S11 and associated discussion in the ESI†) and can then be re-used in catalytic experiments (albeit delivering lower conversion rates compared to fresh cage, most probably due to some decomposition of the cage). Taken together, these data suggest that the cage can, at least to some extent, be recycled and re-used for more than one catalytic reaction, preforming multiple turnovers in each experiment.
A further set of controls was undertaken in order to show that the specific supramolecular architecture of the cage is essential for aldehyde reduction, and that the catalysis is not mediated by the subcomponents of the cage. Hence, when the simple salt FeSO4 (0.36 equiv. relative to furfural) was used in place of the cage, the conversion of furfural to furfuryl alcohol was only ∼5% (the same as for the reaction in the absence of cage; Table 1, entry 1). Meanwhile, if a complex mimicking a single vertex of the cage (reported previously by Salles et al.24a) was used in place of the cage, then the yield of furfural alcohol after 6 h at 50 °C was only 10%, even in the presence of 40 mol% of this vertex complex. A competitive inhibition study was also undertaken using benzene, which Nitschke and co-workers have previously shown to be an excellent guest for this cage.5c Hence, 0.09 equivalents of cage were incubated in D2O for an hour with 1 equivalent of benzene. After this time, 1 equivalent of furfural was added and the incubation continued for a further hour. Finally, one equivalent of NaCNBH3 was added and the reaction stirred at 50 °C for 2 hours. The yield of furfuryl alcohol from this reaction was found to be only 25–30%, whereas an experiment run under otherwise identical conditions but without an initial incubation of the cage with benzene typically yielded ∼50% furfuryl alcohol over the same time period (Fig. 4). Hence the presence of a competing guest for the cage does indeed seem to retard the reduction of furfural, further suggesting that the catalysis is occurring inside the cage.
Table 1 then shows that catalysis of aromatic aldehyde hydrogenation with this cage appears to be a general phenomenon; eleven further aldehydes as listed convert to their corresponding alcohols significantly more rapidly when using the cage as a catalyst compared to when no cage is present. The data in Table 1 suggest that increased steric bulk leads to poorer conversion of the aldehyde to its corresponding alcohol (compare entries 1 and 2, and entries 3, 6 and 8), which is consistent with increased sterics disfavouring encapsulation within the cage. Indeed, the length of p-tert-butylbenzaldehyde (entry 12) exceeds the interior dimension of the cage and shows considerably lower yields compared to the other aldehydes employed. DFT calculations (ESI, Fig. S8†), suggest that although an entire molecule of p-tert-butylbenzaldehyde cannot fit inside the cage, it is possible for the aldehyde group on this molecule to poke into the cage cavity through one of the triangular openings in the wall of the cage. This would account for the fact that conversion of p-tert-butylbenzaldehyde to its corresponding alcohol is enhanced by the cage, but to a much lesser extent than for the smaller aldehydes that are a better fit within the cage cavity. It is also noteworthy that conversions of all the aldehydes mentioned in Table 1 occur much faster at slightly elevated temperatures (50 °C) than they do at room temperature. For example, under identical conditions to those reported in Table 1, but at room temperature (298 K), the yield of 4-methylbenzyl alcohol (from the reduction of p-tolualdehyde) was 2% (±1%), whilst the yield of methyl 4-tert-butylbenzyl alcohol (from p-tert-butylbenzaldehyde) was 7% (±1%). This fact is also consistent with a mechanism whereby the improved flexibility (and perhaps also fluxionality) of the cage at elevated temperatures allows some of the bulkier compounds listed in Table 1 to encapsulate (or partially encapsulate) inside the cage, and hence convert more readily to their corresponding aldehydes. Experimental evidence for the interaction of p-tert-butylbenzaldehyde (the largest entry in Table 1 by volume) and p-tolualdehyde (entry 8, of intermediate volume between furfural and p-tert-butylbenzaldehyde) with the cage is provided by 1H NMR spectroscopy at 50 °C (ESI, Fig. S24 and S25†). In both cases, addition of the guest aldehyde to the cage leads to significant broadening of the 1H NMR signals corresponding to both the cage and the guest, consistent with an intermediate rate of exchange of the guest in and out of the cage on the NMR timescale as previously reported by Nitschke and co-workers for the binding of guests within a range of FeII4L6 cages.30
Attempts at using still more bulky aldehydes (namely 9-anthracenecarboxaldehyde, 3,5-di-tert-butylbenzaldehyde, 4-(diphenylamino)benzaldehyde and 3,5-di-tert-butyl-2-hydroxybenzaldehyde, all which might have been expected to be completely excluded from the cage on steric grounds) were unsuccessful, as none of these aldehydes are water-soluble to any significant degree. Therefore, there was no conversion of these aldehydes in either the presence or absence of cage. In contrast, all the aldehydes shown in Table 1 exhibit at least partial water solubility, allowing these species to dissolve in bulk solution and thus gain access to the cage cavity. Electron-withdrawing substituents (entries 5, 9 and 10) tend to give rise to greater conversion to the alcohol than is evident with electron-donating substituents (entries 2, 4, 7 and 8). These results are consistent with nucleophilic hydride attack at the carbonyl carbon, and the same trend can be observed both with and without cage. However, the extent of conversion is always significantly better when cage is present.
In order to probe the selectivity of the cage further, a series of reactions were performed involving other potentially reducible chemical moieties, as well as mixtures of aldehydes. Hence, entries 9 and 10 in Table 1 show that when only one equivalent of NaCNBH3 is used, only the aldehyde is reduced and that there is no detectable competitive reduction of the ketone or ester moieties under these conditions. Meanwhile, a competition experiment between one equivalent of p-chlorobenzaldehyde and (much bulkier) p-tert-butylbenzaldehyde in the presence of only one equivalent of NaCNBH3 and 9 mol% cage leads to a 60% yield of p-chlorobenzyl alcohol and only a 13% yield of p-tert-butylbenzyl alcohol. This compares to a 7% yield of both alcohol products after 6 h when the same competition experiment is run in the absence of cage. These results suggest that the cage cavity provides a microenvironment that can bias relative product distributions away from those observed in the absence of cage. Moreover, the yield of p-tert-butylbenzyl alcohol is halved in this cage-containing competition reaction, relative to its value when p-tert-butylbenzaldehyde is reduced in the presence of cage but without any competitor substrate. The implication is that the cage not only enhances the extent of aldehyde reduction, but that it can also impose some selection on the reaction outcome by preferentially catalysing the reduction of those aldehydes that fit more easily inside the cage. Such size-selective catalysis is reminiscent of the mode of action of natural enzymes.
Finally, some direct evidence in support of stabilisation of protonated intermediates as the mechanism for the enhanced reactivity for aldehyde reduction in the presence of the anionic Fe4L6 cage was obtained. Fig. 5 shows the effect that altering the pH of the bulk solution has on the yield of 4-methylbenzyl alcohol (from tolualdehyde, both of which have methyl groups which are readily-discernable by 1H NMR spectroscopy, aiding analysis) under the standard reaction conditions reported in the Experimental section in the presence and absence of cage. When cage is present, a clear trend is observed whereby the yield increases in a linear fashion as the pH of the bulk solution is varied between 12 and 4 (pH lower than 4 was not probed as the cage is known to be unstable under acidic conditions21). This stands in contrast to the reaction yields in the absence of cage, which are essentially basal until pH 4, after which there is a marked increase in yield with each successive reduction in pH. The implication is that the cage is stabilising the protonated form of the aldehyde in the basic and near-neutral regime, effectively increasing the basicity of the encapsulated substrate by around 5 pKa units under neutral conditions (compare the yields obtained with and without cage at pH 7 and pH 2 respectively). Again, alteration of substrate basicities as a function of binding in order to enhance a reaction that would otherwise not take place in bulk solution is a strategy often employed by enzymes.
Footnotes |
† Electronic supplementary information (ESI) available: Full characterisation of products, LC-MS data, and additional computational analysis. See DOI: 10.1039/d1sc00896j |
‡ These authors contributed equally. |
This journal is © The Royal Society of Chemistry 2021 |