Sean E.
Lehman
and
Sarah C.
Larsen
*
Department of Chemistry, University of Iowa, Iowa City, IA 52242, USA. E-mail: sarah-larsen@uiowa.edu
First published on 17th April 2014
Zeolites and mesoporous silica nanoparticles are silicate or aluminosilicate nanomaterials with well-defined pore networks. Zeolites are widely used in industry for applications such as catalysis, separations and gas adsorption. Mesoporous silica nanomaterials have not been as extensively applied relative to zeolites due to the cost and reduced thermal stability, but are being intensively investigated for potential environmental and biomedical applications. In this article, zeolite and mesoporous silica nanomaterials are reviewed with emphasis on connections to the environment. Specifically, the topics of greener syntheses, environmental applications and biological toxicity will be addressed. Both of these materials are typically synthesized with a template, which is then removed to produce the pore volume. Synthetic strategies for the “greening” of the syntheses of zeolites and mesoporous silica will be discussed. Environmental applications including the adsorption of environmental contaminants and environmental catalysis will also be presented. Finally, the toxicity of zeolite and mesoporous silica nanomaterials will be considered.
Nano impactZeolites and mesoporous silica nanoparticles are porous nanomaterials that have two dimensions on the nanoscale, the pore size and the particle or crystal size. In this article, the environmental implications and applications relevant to these porous nanomaterials are reviewed. Critical issues with respect to greener synthetic strategies designed to mitigate the environmental impacts of the synthesis will be presented. Future and developing environmental applications for zeolite and mesoporous silica nanomaterials including the adsorption of environmental contaminants and environmental catalysis will be discussed. As zeolites and mesoporous silica nanomaterials grow in their applications, increased exposures will result, leading to heightened concerns about the toxicity. The current status of the biological toxicity in the context of recent studies will be reviewed. |
Fig. 1 Representative structures of porous nanomaterials: a) ZSM-5 zeolite and b) MCM-41 mesoporous silica. |
In recent years, there has been a great deal of interest in zeolites and mesoporous silica nanomaterials in which the particle or crystal size of these porous materials is less than approximately 100 nm.2 Thus, zeolites and mesoporous silica nanomaterials have two dimensions on the nanoscale – the particle size and the pore size. There have been several review articles focused on the synthesis and applications of nanoscale zeolites3,4 and mesoporous silica nanoparticles.2,5,6
Recently there has been growing interest in the green synthesis of porous nanomaterials such as zeolites and mesoporous silica. The principles of green chemistry were introduced in the early 1990's and articulate the objective of reducing (and/or eliminating) negative environmental impacts by decreasing waste or increasing efficiency of chemical processes or syntheses.7,8 For example, the porosity in zeolites and mesoporous silica nanomaterials is typically produced using a structure-directing organic template or surfactant that is subsequently removed via calcination or solvent extraction leading to potential negative environmental impacts, such as high energy use and the release of toxic by-products. Greener synthetic routes to zeolites include recycling methods, low-cost or degradable templates, template-free synthesis methods, microwave synthesis, and solvent-free or ionic liquid-mediated syntheses.9–11
The environmental applications of zeolites and mesoporous silica nanomaterials include environmental catalysis,12–14 renewable energy applications, such as biomass conversion15,16 and adsorption of environmental contaminants.17 One of the concerns with the use of zeolite or mesoporous silica adsorbents is the increased cost of these materials compared to more common adsorbents, such as activated carbon. A major factor in the cost is the use of a template, which is ultimately removed to afford the void space. Therefore, the development and implementation of greener synthetic methods for preparing these materials may help address a critical issue in the commercialization of zeolite and mesoporous silica for adsorption applications.
Interest in the toxicity of zeolite and mesoporous silica nanomaterials stems from the concern that as zeolite and mesoporous silica nanomaterials are more widely used in industry and in commercial products, environmental and human exposures will increase dramatically. Crystalline silica dusts have been extensively studied and it is well-established that prolonged exposure leads to silicosis, lung cancer and autoimmune diseases in humans.18,19 Recently, there have been a number of studies of the biological toxicity of zeolite and mesoporous silica nanomaterials and the key results will be presented.
In this review article, three major areas with respect to zeolite and mesoporous silica nanomaterials and the environment will be reviewed. The first area is the synthesis of zeolite and mesoporous silica nanomaterials using greener synthetic routes. The second area is the largely unrealized commercial potential of these porous nanomaterials for environmental applications and the third area is biological toxicity.
Fig. 2 Schematic illustration of the templated synthesis of a) a representative zeolite, ZSM-5 and b) a representative form of mesoporous silica, such as MCM-41. |
The syntheses of zeolites and mesoporous silica are inherently challenging from a green chemistry perspective because of the reliance on organic templates or surfactants that are ultimately removed by calcination at high temperature to combust the template, or extraction using an organic solvent. The financial and energy costs associated with template removal are high as well as the environmental cost associated with the formation of greenhouse gases during calcination of the organic template and the toxicity of the amphiphilic surfactants, such as cetyltrimethylammonium bromide (CTAB).9,22,23 Synthetic strategies (Fig. 3) will be described here that have been developed to improve the zeolite and mesoporous silica syntheses with respect to green chemistry criteria. The green strategies can be organized into three main categories: solvent, template, and heating. One obvious focus is on synthetic methods that do not require a template or use a recyclable, inexpensive or renewable template. Other strategies for greener syntheses of zeolites and mesoporous silica nanomaterials involve replacing the solvent, developing solvent-free methods and using microwave heating.
Several strategies have been implemented to make the zeolite synthesis greener and more sustainable. These strategies include: 1) the replacement of the organic template with a recyclable template, removal of the template altogether from the synthesis or recycling of unused template in low yield syntheses; 2) replacing the solvent with ionic liquids resulting in lower pressure and temperature synthesis conditions24–26 or solvent-free methods27 and 3) using microwave heating to save energy and time in the syntheses.28
A common strategy used to synthesize nanoscale zeolites is to increase nucleation and slow down the crystal growth. Then, the synthesis is quenched before the zeolite crystals grow to large sizes. The challenge of this approach is that the product yield is very low with large amounts of template and reactants remaining in the solution after the nanocrystalline zeolites are removed by centrifugation. In order to avoid wasting the unreacted template and precursors, a recycling strategy can be implemented in which the zeolite nanocrystals are removed from the synthesis solution by centrifugation and then the synthesis solution is reheated to produce more zeolite nanocrystals.29–31 The recycling strategy is depicted schematically in Fig. 4.
The recycling method has been applied to the synthesis of nanoscale zeolites such as silicalite (purely siliceous form of ZSM-5), NaY and recently, Ge-substituted NaY.29,32 The synthetic method involves an organic template, such as tetrapropylammonium hydroxide (TPAOH) or tetramethylammonium hydroxide (TMAOH) for silicalite and zeolite Y, respectively. Significantly higher product yields (up to ten-fold) were achieved for nanocrystalline silicalite-1 and Y zeolites by recycling the clear synthesis solutions after periodically removing zeolite nanocrystals and reheating the supernatant.29 The crystal sizes and Si/Al ratio of zeolites synthesized using the recycling method show very good batch-to-batch consistency. By application of the recycling method, high quality, uniform, nanocrystalline zeolites, such as silicalite-1 and NaY, can be synthesized rapidly and more efficiently. The recycling process is environmentally beneficial because the amount of waste produced is minimized by the reuse of the organic template and reactants. Recently, it was shown that the recycling synthesis method could also be applied to the synthesis of nanoscale zeolites with heteroatom substitution of germanium into the framework.32
Another approach that has been developed by Lee and coworkers involves a cleavable organic template that can be used as a structure-directing agent in the synthesis of ZSM-5.33 After the ZSM-5 structure forms, the template is cleaved so that the two organic molecules are small enough to be removed from the zeolite.33 After removal of the fragments from the ZSM-5, they can then be reassembled and reused as structure-directing agents.
Seed-assisted template-free synthesis is also used to prepare zeolite nanocrystals. The use of seed crystals allows better control of the crystal size and phase and can also lead to increased crystallization rates. Majano and coworkers studied the seed-induced crystallization of ZSM-5 and found that the seed content and the crystallization temperature were critical to the formation of ZSM-5 crystals.35 They also determined that the ZSM-5 product was highly aggregated most likely due to the aggregation of the seeds used. Prior work in the literature has shown that template-free methods are effective for preparing high alumina content zeolite βeta.35,37
Due to their desirable properties as solvents relative to traditional organic solvents, ionic liquids have been explored as solvents for the ionothermal synthesis of zeolites.26 Ionic liquids are a relatively new class of organic salts that exist as liquids below ~100 °C. Some common ionic liquids are 1-butyl-3-methylimidazolium chloride (BMIMCl) and 1-allyl-3-methylimidazolium chloride (AMIMCl). There has been a great deal of interest in applications of ionic liquids as green solvents due to their chemical and thermal stability, very low vapor pressure and relative inflammability especially when compared to traditional organic solvents. With respect to zeolite synthesis, the advantages are that the ionothermal synthesis can be performed at ambient pressure and relatively low temperature due to the low vapor pressures of ionic liquids. In an ionothermal synthesis, the ionic liquid, defined for this application as a salt that melts below the zeolite synthesis temperature, acts as both a solvent and a template. Examples in the literature include the use of ionic liquids in the synthesis of aluminophosphates.43,44 Synthesis of siliceous zeolites with ionic liquids requires the use of OH− as the counterion in the ionic liquid, BMIM, in order to promote the dissolution of the silica source.25
In a further greening of the synthesis, Ren and coworkers reported a solvent-free approach to the synthesis of silicalite and aluminosilicate zeolites, such as zeolites Y and βeta.27 The solvent-free route involves mixing and grinding the solid precursors prior to heating in an autoclave. The yield of zeolites in this approach is >90% eliminating the need for recycling of reactants from alkaline solvent mixtures.
Microwaves can be used to heat zeolite reaction mixtures both in traditional solvent systems and in ionic liquids.28,45,46 The advantages are the increased efficiency in heating time, the corresponding decrease in energy required and the uniform crystals. With microwave irradiation, the synthesis time of zeolites is typically reduced by an order of magnitude thus lowering the energy costs associated with long periods of heating in an oven for the typical hydrothermal process in a standard autoclave.9,28,36,45 Since radiative processes heat water very effectively, the transfer of energy occurs from water to the zeolite synthesis gel components at a faster rate than conventional heating via conduction/convection in an oven. Therefore, microwave-assisted zeolite synthesis generally occurs more rapidly and at lower temperatures relative to conventional heating. In addition, the zeolite product is often more uniform in size and shape relative to zeolites synthesized using conventional heating methods.28,36 While microwave-assisted synthesis of zeolites is generally regarded as a promising and green synthetic method, the enhancement of synthesis rate is still not well-understood.28
The syntheses of different zeolites by microwave heating have been reported but there are far fewer examples in the literature of template-free methods utilizing microwaves. Recently, Ng and coworkers demonstrated that nanosized EMT zeolite could be synthesized in the absence of the expensive crown ether template using microwave radiation.39 ZSM-5 membranes have been synthesized in a seed-assisted approach using microwave radiation.47 In general, it was found that the presence of seed crystals increased the crystallization rate due to increased nucleation.9 Future improvements in zeolite synthesis with respect to green chemistry criteria will most certainly involve combining one or more of these greener synthetic strategies, such as the combination of template-free or solvent-free methods with microwave heating. Some of these studies have been reported but more research is needed to develop viable greener zeolite syntheses.
Mesoporous silica materials are generally regarded as high cost materials due to the use of expensive surfactants that are removed in the final stages of preparation by calcination or extraction. One strategy for a greener synthesis of mesoporous silica nanoparticles involves using surfactants that can be recovered or recycled which improves both the cost of the materials as well as the environmental impact.23 Another strategy is to use surfactants synthesized from renewable raw materials or from biological systems, but the results have been mixed in terms of producing high quality mesoporous materials. Two recent reviews have discussed the ecodesign of mesoporous silica materials where ecodesign is defined as an approach to product design such that the environmental effects of the product during its entire life cycle are included in the design process.22,23
In the first strategy, one example of the recycling of surfactants is provided by Wang and coworkers who prepared mesoporous silica with a worm-like pore structure using citric acid as the template.49 The citric acid was then removed from the mesoporous silica product by washing with water and drying to recover the citric acid which could then be reused. The use of citric acid provides a lower cost, greener synthetic route to the production of worm-like mesoporous silica. A second example in the literature involves the use of the triblock copolymer, F127, which is water soluble. In this case, F127 was used as a template in the synthesis of mesoporous silica and was then extracted from the mesoporous silica using water at 80 °C.49 However, the recycling of the extracted F127 was not reported.
In the second strategy of using surfactants based on renewable resources, there are many examples in the literature and these have been recently reviewed.22,23 In this article, only two examples will be briefly described. Canlas and Pinnavaia demonstrated that the standard alkyl amine surfactants could be replaced by oleyl amine surfactants that are available from plants.50 The resulting mesoporous silica products had worm-like or lamellar pore structures. In a second example, Wei-Dong and coworkers used an amino acid, glycine, as the basis for amphoteric surfactants.51 An industrial grade polyglycoside was utilized as a structure-directing agent to produce mesoporous silica with a worm-like pore structure with pore diameters of ~3.6 nm. The reader should refer to more extensive review articles for additional information on this strategy.22,23
In general, applications for zeolites as environmental catalysts can be grouped into three major categories:
i. Catalytic emission abatement of nitrogen oxides and volatile organic compounds (VOCs)12,14 produced by high temperature combustion processes.
ii. Environmentally benign synthesis and manufacturing of chemicals using the principles of green chemistry.57,58
iii. Renewable and clean energy production.
In the first area related to the reduction of nitrogen oxides and VOCs, the applications of zeolites in the decomposition and selective catalytic reduction of nitrogen oxides has been an area of intense interest for the past 25 years or so.12,14 Transition metal-exchanged zeolites exhibit promising catalytic activity for emission abatement applications that depends on the identity of the zeolite host and of the exchanged transition metal. Much research has focused on optimizing the transition metal-exchanged zeolites for direct NOx decomposition and/or selective catalytic reduction (SCR) of NOx.55
The environmentally benign synthesis and manufacturing of chemicals is a broad area that will not be discussed in detail here. Zeolites are utilized as catalysts in various chemical processes and, in many cases, are improving the processes with respect to environmental considerations. Zeolite catalysts can be used as solid acids to replace liquid acids such as HF, HCl or H2SO4 in chemical processes and to decrease waste and energy consumption by providing more efficient catalytic routes. Biomass conversion is an area where solid acid zeolite catalysts may contribute to renewable energy production in the future.
The conversion of cellulosic biomass to chemicals is currently an area of intense research and development across the globe.59–63 Lignocellulosic biomass is abundant and consists of cellulose, hemicellulose and lignin. Cellulose consists of glucose units linked by β-glycosidic bonds within a rigid crystalline polymer structure. An important step in the conversion of biomass into useful chemicals or fuels is the hydrolysis of cellulose into glucose and other monosaccharides. Typically, this is accomplished using liquid acids as catalysts but separation of product from the acids is a disadvantage of this process. Alternatively, solid acid catalysts are easily separated from the products and the catalyst can typically be reused.59,61,62,64 One of the challenges is that cellulose is not soluble in traditional solvents and therefore a great deal of solid acid catalyst must be used to maximize the catalyst/reactant contact.
Zeolite catalysts have a great deal of unrealized potential as solid acid catalysts for the conversion of biomass to fuels and chemicals and this represents a critical area of research.15,16 Currently, research into the use of zeolite catalysts in biomass conversion processes has focused on acidic zeolites, such as H-ZSM-5 and H-βeta, which can transform biomass pyrolysis oil into hydrocarbons,65–67 and cellulose into glucose,68–70 and on iron- or tin-substituted zeolite catalysts which are utilized for the production of olefins from ethanol and isomerization of glucose to fructose, respectively.71–74 Under mild hydrothermal conditions, acid zeolites H–Y, H-βeta and H-ZSM-5 were evaluated for cellulose hydrolysis.68 The higher the Si/Al, and therefore the more hydrophobic the zeolite, the higher the conversion and the better the selectivity for glucose. The hydrolysis of cellulose to glucose and hydroxymethylfurfural (HMF) on H-βeta and H-mordenite has also been demonstrated.69 Research is in progress to further develop zeolite catalysts for biomass conversion.
Fig. 5 Schematic diagram illustrating the functionalization of MCM-41 by A) co-condensation and B) postsynthesis grafting. |
The efficacy of using mesoporous silica materials for removal of a broad range of inorganic or organic pollutants was recently reviewed.54 The literature precedent shows different functional groups, such as amine or thiol groups or more complex groups such as sugars, can be grafted on the surface of microporous or mesoporous materials to promote adsorption processes.75–86 Functionalized MCM-41 has been extensively used in the adsorption of heavy metals such as As, Hg, Cr, Cd, Pb and Fe.75,77,78,83,87–89 Typically an electrostatic or metal binding process drives the adsorption process. Fryxell and coworkers demonstrated the sequestration of radioactive water contaminants, such as U, La, Nd, Eu, and Am, on self-assembled monolayers on mesoporous supports (SAMMS).90
Recently, composite materials, such as magnetic mesoporous silica, have been explored as adsorbents for environmental contaminants.87,91,92 The magnetic mesoporous silica has an iron oxide core typically consisting of ~5–7 nm iron oxide nanoparticles and a mesoporous silica shell as shown in Fig. 6. By combining the magnetic behavior of iron oxide nanoparticles with mesoporous silica materials, the properties of both of these materials will be coupled providing increased adsorption capacity and effective magnetic separation. Several groups have reported the synthesis and characterization of magnetic iron oxide nanoparticles with mesoporous silica shells.87,93–96 In work by Yeung and coworkers, magnetic mesoporous silica was evaluated for the adsorption of Cr(VI) and Cu(II).87,91,94 Similarly, Zhang and coworkers used iron oxide/silica core shell particles to adsorb the heavy metal ions, chromium and arsenic, from aqueous solution.95 Magnetic zeolite materials have been investigated for applications in the adsorption Cr(VI) and Hg.97–99 The advantage of using iron oxide nanoparticles as a core for mesoporous silica is to enable the separation of the magnetic solid adsorbents from polluted water using a permanent magnet.87,88,91,95 Although not discussed here, magnetic mesoporous silica composites are also being widely investigated for use in biomedical applications, such as imaging.100,101
Fig. 6 TEM images of a) wormhole mesoporous silica with an iron oxide nanoparticle core and b) MCM-41 with an iron oxide nanoparticle core. |
Ingestion of silica appears to generate a much less significant toxicological response than inhaled silicas.103 Inhalation of these particles can lead to local cellular inflammation, cytokine responses, silicosis and increased rates of lung cancer. Even with recent advances in the field, the precise mechanism of toxicity is poorly understood. An overarching theme that has emerged is that different forms, sizes and surface chemistries all play a critical role in determining toxic response. Current work is now focused on direct, systematic studies to determine the functional relationship between these critical variables.
Amorphous silica, without an ordered crystal structure, does not appear to engender the same toxic response as the crystalline silicas. Comparison between studies of these two different materials, including non- and meso-porous nanomaterials has revealed that toxicity is complex and arises directly from the previously mentioned physicochemical properties. Another critical aspect of these toxicity studies is that different cell lines (in vitro) have a differential response to these materials. The precise underlying reasons and mechanisms remain elusive at the present time.
There are comparatively few in vivo studies of nanoparticle toxicity for silica-based species. Kohane and coworkers examined the biocompatibility of unfunctionalized micro- and mesoporous silica nanoparticles using in vitro and in vivo injection.104 Yu and coworkers in a similar fashion demonstrated that intravenous injection of particles resulted in in vivo toxicity dictated by surface chemistry and porosity.105 Sayes et al. studied crystalline and amorphous silica micron-sized particles and found little correlation between in vitro and in vivo pulmonary toxicity. They found that crystalline silica microparticles produced sustained inflammatory response and toxicity compared to amorphous silica microparticles which resulted in reversible and transient inflammation.106 Overall, results by Sayes and others indicate that silica toxicity is more complex in vivo than it appears to be from the multitude of in vitro studies.106,107 Another clear finding is that the toxicity observed is highly dependent on the cell types used in the study. This implies that in vitro studies must be examined carefully in terms of the methodology to obtain meaningful information about toxicity. Furthermore, another conclusion of these studies is that the ultimate toxicant may be reactive oxygen species (ROS) generated by reactions at the particle surface. Clearly, studies which link the ultimate toxicant to surface chemistry and physicochemical properties are required to understand biological toxicity in a holistic and meaningful way. In the following two sections, relevant aspects of mesoporous silica and zeolite toxicity will be discussed in the broader context of what is known about silica toxicity as discussed above.
Haynes and co-workers further clarified the immune response of mesoporous silica using a highly innovative amperometric assay to visualize release events of mast cell granules following uptake of silica and titania (TiO2).109 The outcome of this work demonstrated that even though mesoporous silica exhibits increased cellular uptake, lower toxicity seems to result from less reactive surfaces for particle–cell interactions.109 Other work has focused on hemolytic activity of mesoporous silica and confocal imaging of in situ particles to assess distribution in human liver cells.21,112 This is important in terms of the viability as a drug delivery vehicle as previous work in this area has demonstrated that mesoporous silica can be shunted from the systemic circulation, accumulating in the liver and spleen.113 Any positive effects of a drug delivery-type application would be negated while negative effects of bioaccumulation in these organs would naturally increase.
Silica toxicity is directly correlated to the surface silanol functionality (Si–OH). These moieties participate in hydrogen-bonding interactions and have well-documented acid–base properties arising from the acidity of the silanol proton (pKa ≈ 3.0). At physiological pH (≈7.4), silanol groups are uniformly deprotonated across the surface as silicate anions (Si–O−). This uniformly negative charge at the surface can interact with positively-charged tetraalkylammonium (N–R4)+ phospholipids in cellular membranes. These interactions can entropically disrupt the membranes leading to cellular lysis and expulsion of intracellular fluid and contents into the surrounding tissue. Work from just the last few years has elucidated the correlation between surface silanol density and toxicity. This was used to explain the decreased toxicity of MCM-41 type silica in comparison to other similar mesoporous silica materials, like SBA-15.114 Due to the different ways the silicon is hydrolyzed and ultimately condenses around the surfactant constructs, the intrinsic amounts of free silanols on the surfaces of MCM-41 and SBA-15 are quite different. This difference leads to differences in observed toxicity, even between these different forms of mesoporous silica. The toxicity attributed to surface silanols can be directly mitigated by functionalization of the surface, but the overall surface charge must also be considered. Mesoporous silicas have lower surface silanol densities, and thus provoke a lower toxic response than nonporous silicas.21 Zhang et al. used Raman spectroscopy to identify three-membered siloxane rings in fumed silica samples that are not observed in mesoporous silica.111 Homolytic cleavage of these strained siloxane rings can ultimately give rise to different types of radicals including hydroxyl radicals via the proposed scheme shown in Fig. 7.111,115
Fig. 7 Proposed reaction of three-membered strained siloxane rings to form hydroxyl radicals. Reprinted with permission from ref. 111. Copyright 2012 American Chemical Society. |
As expected, in vivo studies are much less prevalent, even in the recent literature. One surprising finding is that even though mesoporous silicas show very little tissue toxicity, they do appear to invoke a systemic response. Hudson and associates revealed that death of mice subjects exposed to mesoporous silica was possibly due to thrombosis, the formation of blood clots within the circulatory system.104 This is not apparent from the multitude of in vitro studies. This is further enhanced by work carried out by Yu et al. which demonstrated that mesoporous silica accumulated in lung tissue to a greater degree than nonporous silica of a very similar size.116 One caveat of this is that previously established work has shown lower accumulation by phagocytic mechanisms, implying that truly nanoscale materials may have decreased clearance in vivo.117
A major theme that has emerged is that toxicity is associated with formation of reactive oxygen species (ROS), such as ˙OH radicals. ROS have been linked to oxidative stress in vivo and studies suggest that this may be a paradigm for nanoparticle toxicity. The method by which ROS causes damage leading to programmed cell death (apoptosis) or membrane disruption (necrosis) is not new. These destructive processes are the end product of cascade events triggered and proliferated by ROS. The formation of ROS in silica has been attributed to Fenton-like chemistry from the presence of trace iron. In vivo, the cellular concentration of free iron is kept very low due to tight binding to the transferrin protein. In fact, transferrin binds Fe3+ with overall formation constant β = 1.1 × 1031 M−2, but this low level of iron may still result in generation of toxic ROS species.118 Work by Ahmad and coworkers reveals that nanoparticle-derived ROS can overcome the natural cellular defense mechanism, glutathione-mediated redox chemistry.119 Classically, species like hydroxyl radicals can proliferate in free-radical reactions leading to oxidation of lipids, DNA damage, and production of even more damaging species such as highly reactive organic peroxynitrite (R–ONOO−).115 The reactions that produce such species have been previously described.120 Recent developments detect ROS in amorphous silica, in the absence of iron, and ROS production has been linked to highly strained three-membered siloxane rings which can undergo cleavage leading to radical generation at the particle surface.111
Free radicals have been implicated as the possible ultimate toxicant in these sorts of complex systems. Reactions at the surface of the silica nanoparticles may generate dangerous ROS which can cause cellular havoc in biological systems. The mechanism of damage is well-described and can lead to cell death, programmed or otherwise. Work on nonporous silicas seems to suggest that the production of these species arises from a Fenton-like chemistry associated with trace amounts of heavy metal ions.121 This was believed to have been the case with mesoporous silica, but has since been disproved. Instead, what appears to be the primary mechanism by which these ROS species are formed from mesoporous silica is from differential chemistry ultimately stemming from the surface silanols.111
The ultimate question that arises is how this apparent toxicity can be mitigated. The overarching answer seems to be surface differentiation. Strategies vary from functionalization by alkylamine or other organic functional moieties to gross PEG-ylation by larger polymeric molecules. The literature has established a marked decrease in toxicity with amine functionalization of the surface.122 This seems to be a convergent effect between the addition of the functional moiety with an overall change in effective surface charge in aqueous media. Yet some new work in the field has demonstrated that the linkage is perhaps not as direct as once thought.123 Polymeric functionalization of the surface is clearly complicated by any adjoining functionalities. In this case, a PEG–quaternary ammonium (R–N–Me3)+ cation (whose charge is pH-independent) showed a significantly different response from a PEG–tertiary amine (R–N–R2).123 One interpretation of this is that the surface chemistry plays perhaps the most critical role in determining toxic response. Reducing the free silanols, whether through surface functionalization or physical modification of the surface, are simply different means to the same end. The chemical nature of the surface ultimately controls interactions, reactions and biological fate.
Work similar to that carried out with mesoporous silica nanoparticles reveals a similar Fenton-like chemistry that may generate ROS in situ, even with very low levels of heavy metal ions. For zeolites, this is not surprising due to their intrinsic ion exchange properties. As synthetic methods multiply in the recent literature, the concern has moved towards nanoscale materials. Micron-sized zeolites seem to be effectively non-toxic and environmentally safe, but nanoscale zeolites have not yet been evaluated fully to assess their risk in the biological or environmental domains.
In 2011, Kihara and coworkers demonstrated that in contrast to the purely siliceous zeolite, silicalite, aluminum-containing nanoscale zeolites show a distinct dose–response relationship of toxicity. The different morphologies also seem to play a key role in determining toxicity. Another odd effect revealed that contradicts work carried out on mesoporous silica is that the surface charge differences seem to play little role in determining toxic effects. Finally, recent work showed a definitive preference for cellular necrosis rather than programmed cell death via apoptotic mechanisms for the assayed conditions.125
A study by Petushkov and coworkers reinforced previously reported themes in in vivo toxicity.126 First, the observed toxicity was cell line-dependent in in vitro assays. This was attributed to possible different mechanisms of cellular uptake. Cytotoxicity was also confounded by surface functionalization on each cell line, and must be considered when drawing gross conclusions about these types of materials. The mechanism of toxicity was found to be different based on the material involved. In particular, apoptosis (as measured using the caspase activity assay) was observed in carboxyl-functionalized silicalite, yet thiol-functionalized silicalite of the same size was cytotoxic by a necrotic pathology instead.126 Annexin V–propidium iodide (V–PI) is a staining method used to provide visual evidence of the type of cell death occurring in a system. Annexin V is a 35.8 kDa protein that has a strong natural affinity for phosphatidylserine and that translocates from the inner to the outer surface of the cell membrane after apoptosis begins. If annexin V–PI enters the cells due to the presence of a damaged membrane, then the DNA is stained red. Cells with undamaged membranes are not stained red. Results of annexin V–PI staining experiments previously published are shown in Fig. 8 and support the conclusion that thiol-functionalized silicalite exhibited toxicity by necrosis.126
Fig. 8 Representative confocal microscopy images of cells treated with annexin V–PI staining. a) Positive control of cells treated with 1 μM staurosporine for 2 h b) HEK293 cells incubated with 30 nm silicalite nanoparticles functionalized with thiol groups for 4 h, c) HEK293 cells incubated with 500 nm silicalite nanoparticles functionalized with carboxy groups for 4 h and d) RAW264.7 macrophages incubated with 500 nm silicalite nanoparticles functionalized with carboxy groups for 4 h. Reprinted with permission from ref. 126. Copyright 2009, American Chemical Society. |
Additionally, this same work demonstrated a contradiction for zeolites in that the unfunctionalized, calcined material showed less cytoxicity, with amine-functionalized being most toxic among the materials tested. This is the opposite trend from that observed in mesoporous silica materials. This further provides clear evidence for the complex, intrinsically multidimensional nature of toxic interactions between nanomaterials/nanoparticles and biological systems.
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