Open Access Article
Yoshihiko Umemoto
*ab,
Kazuki Ohishi
*c,
Daisuke Igarashid,
Ryoichi Tatara
e,
Che-an Linf,
Kosuke Nakamoto
d,
Yukihiko Kawamurac,
Kosuke Hiroig,
Shin-ichi Takata
g,
Yusuke Nambu
hi,
Yoshitaka Tateyamaf and
Shinichi Komaba
d
aInstitute for Materials Research, Tohoku University, Miyagi 980-8577, Japan. E-mail: yoshihiko.umemoto.t6@alumni.tohoku.ac.jp; Fax: +81 (0)22 215 2327; Tel: +81 (0)22 215 2327
bNeutron Technologies Division, Oak Ridge National Laboratory, Oak Ridge, TN 37830, USA
cNeutron Science and Technology Center, Comprehensive Research Organization for Science and Society (CROSS), Ibaraki 319-1106, Japan. E-mail: k_ohishi@cross.or.jp; Fax: +81 (0)29 219 5311; Tel: +81 (0)29 219 5310
dDepartment of Applied Chemistry, Tokyo University of Science, Tokyo 162-8601, Japan
eDepartment of Chemistry and Life Science, Yokohama National University, Kanagawa 240-8501, Japan
fSchool of Materials and Chemical Technology, Institute of Science Tokyo, Kanagawa, 226-8501, Japan
gJ-PARC Center, Japan Atomic Energy Agency (JAEA), Ibaraki 319-1195, Japan
hInstitute for Integrated Radiation and Nuclear Science, Kyoto University, Osaka 590-0494, Japan
iFOREST, Japan Science and Technology Agency, Saitama 332-0012, Japan
First published on 25th February 2026
Understanding the sodium (Na) storage mechanism in hard carbon (HC) is critical for the development of high-performance Na-ion batteries, which are a promising alternative to lithium-ion batteries owing to the abundance and low cost of Na. In this study, we investigate the Na storage mechanism in commercial HC using operando small- and wide-angle neutron scattering (SANS and WANS). The experiments cover a wide range of scattering vectors, enabling the simultaneous observation of the structural evolution of nanoporous regions and graphene layers during electrochemical charging. Both SANS and WANS analyses reveal that Na storage proceeds sequentially via initial surface adsorption, subsequent insertion into graphene layers, and final filling of nanopores. These results demonstrate the effectiveness of simultaneous operando SANS and WANS measurements for elucidating the complex, multiscale mechanisms of Na storage in HC.
In 2021, Kamiyama et al. reported that HC materials synthesized using the MgO-template method exhibit a significant reversible capacity and high initial coulombic efficiency.17 MgO-template synthesis is a widely used approach for fabricating porous carbon and nanostructured materials, utilizing MgO as a sacrificial template to control the morphology, porosity, and structure of the final product. In addition, ZnO and CaCO3 have been investigated as nanopore templates, with ZnO proving to be the most effective.18–20 These findings highlight the importance of characterizing nanopore structures and monitoring Na storage evolution during the charging/discharging processes.
Na storage in HC proceeds via several mechanisms, including insertion between graphene sheets, adsorption at reactive surface sites, and nanopore filling.7,21 The charge/discharge profile of HC typically consists of two distinct regions: a sloping region at potentials above 0.1 V and a plateau region at potentials below 0.1 V, where significant capacity is gained at an almost constant potential. Many studies have attempted to elucidate the correlation between the Na storage mechanism and the charge/discharge profile. However, the structural complexity of HC makes it challenging to assign these processes definitively.7,14,21,22
Although structural analysis in reciprocal space using X-rays and neutrons is well suited for investigating HC materials, a key difficulty arises from their multiscale structure.23–29 For example, small-angle X-ray scattering (SAXS) and small-angle neutron scattering (SANS) can be used to determine the average diameter of nanopores at the nanometer scale, whereas graphene layer structures, corresponding to the high-angle region, exist at the angstrom scale. Scattering instruments capable of simultaneously covering both small- and high-angle regions with a wide solid angle remain scarce, and operando experimental cells optimized for effectively using such wide-angle coverage have yet to be developed.
In this study, we present a SANS and wide-angle neutron scattering (WANS) investigation of the Na storage process in commercial HC using a developed operando cell.30
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1 (v/v) mixture deuterium exchanged ethylene carbonate and diethyl carbonate (FUJIFILM Wako Pure Chemical).
The operando charge sequences were performed using a Biologic SP-300 within a potential window of 0.01–2.5 V vs. Na+/Na at a rate of C/50 (the current was calculated assuming a practical capacity of 250 mAh g−1). Fig. 1(a) shows the initial charge curve for HC in a half-cell of the experiment. The operando SANS and WANS measurements were performed over 60 h. We segmented the operando data into 3 h intervals and converted them to absolute intensity units to provide an overview of the structural changes in HC during charging. The data were sliced into 3 h segments using Utsusemi software,36,37 which was developed for analyzing and visualizing neutron scattering data at MLF. The absolute intensity was obtained using a glassy carbon standard sample. The lower axis of Fig. 1(a) corresponds directly to these time slices. The charging capacity is shown on the upper axis of Fig. 1(a), while the potential is indicated on the left axis. This representation allows each 3-hour slice to be associated with an approximate state of charge in terms of both capacity and potential.
![]() | ||
| Fig. 1 (a) Electrochemical initial charge curve. (b) Reference SANS and WANS profile, and (c) pre-charged measurement profile. Inset of (b) and (c) show the high-angle Bragg peak region. | ||
Density functional theory (DFT) calculations were performed using the generalized gradient approximation with Perdew–Burke–Ernzerhof functional as the exchange–correlation38,39 and a pseudopotential based on the projector augmented-wave method implemented in the Vienna ab initio simulation package (VASP).40–43 The DFT-D3 dispersion correction functional implemented in VASP was used.44 The cutoff energy value was 520 eV, and a k-point mesh of 2 × 2 × 2 was used. All computations were converged to 10−5 eV by energy and to 10−2 eV Å−1 by force. The atomic models were visualized through VESTA.45
Because of its lower intensity than the broad electrolyte peak around 15 nm−1 and the increasing constant background, the evolution of the graphene layer peak in HC remains difficult to resolve. To quantitatively evaluate subtle changes in the graphene layer structure of HC and to elucidate the Na storage behavior during charging, we analyzed the WANS profiles using eqn (1). A representative result of the analysis is presented in Fig. 2(b). In this equation, I, w, and c denote the intensity, full width at half maximum (FWHM), and peak center of the Lorentzian function, respectively.
![]() | (1) |
The first term in eqn (1) represents the broad peak originating from the electrolyte. The second term corresponds to the Bragg peak of Na metal at q ∼ 21 nm−1. The parameters for these two terms were fixed using the parameters obtained by fitting the reference data. The third term corresponds to the graphene layer peak of HC, which is treated as a free parameter in the analysis of the operando profiles. The fourth and fifth terms account for the background, modeled as a linear function and a constant term, respectively. Because the background profile could be adjusted by adding or subtracting constants, the constant background term in the fifth component was attributed the variations in the incoherent scattering contribution and was treated as a free parameter in all profiles. The corresponding results of the third term and constant background term are shown in Fig. 2(d)–(g). In these figures, the white circles represent the fitting results for the pre-charged state, and black circles represent the charging state. The peak position remains nearly unchanged for the first 12 h, then shifts significantly toward lower q during the latter half of the slope region, and finally saturates in the plateau region. The full width at FWHM also remains nearly constant for the first 12 h, begins to increase from the later part of the slope region, and saturates in the plateau region. These trends qualitatively reproduce the behavior of the difference profile shown in Fig. 2(c). These results indicate that, in the slope region, the graphene layer spacing expands and the structure becomes more disordered, whereas in the plateau region, structural changes are relatively suppressed. The HC peak intensity remains almost unchanged throughout the charging process.
Consequently, the analytical expression used for the small-angle region is the Debye–Bueche model, which is given in eqn (2).
![]() | (2) |
. Assuming that the pore size remains constant during charging, the a0 parameter was determined from the pre-charged measurement profile as a0 = 0.3161(5), and this value was subsequently used in the profile analysis during charging. The resulting average pore radius, R = 0.9995(15) nm, is reasonable compared with typical nanopore sizes reported for HC. The typical ionic radius of Na+ is approximately 0.1 nm. Assuming spherical nanopores, the pore volume is roughly 103 times larger than that of a single Na+ ion. This large difference in length and volume scales indicates that Na+ insertion into nanopores does not cause significant distortion or collapse of the carbon framework. Based on these results, we consider it reasonable to assume that the nanopore size remains essentially constant during the charging process. Moreover, we confirmed that allowing a0 to vary does not change the overall trend of Inanopore as shown in SI. The third term in eqn (2) represents the constant background and is treated as a free parameter in all profile fittings to account for the variations in incoherent scattering during charging, similar to the analysis in the WANS region.
First, the pre-charged SANS profile was fitted. The results are presented in Fig. 3(b). As illustrated in Fig. 3(a), the slope in the Porod region remains nearly unchanged between the pre-charged and over-charged states, indicating that no significant structural changes occur at length scales larger than 10 nm. This is also evident from the fact that the intensity and exponent in the Porod region (Fig. 3(c) and (d)) remain virtually unchanged throughout the charging process. The evolution of Inanopore as a function of the charging time is presented in Fig. 3(e). The value of Inanopore remains nearly constant for approximately the first 12 h of charging but begins to decrease during the latter half of the sloping region. The variation in the constant background with charging time is shown in Fig. 3(f). Although the background tends to increase during charging, the magnitude of this change is small compared with the overall change in Inanopore.
To quantify the total volume of Na ions inserted into HC, we consider the simplest model. We define Lini as the initial empty graphene layer distance of HC and LNa as the graphene layer distance upon the insertion of a single Na ion between the graphene layers. Assuming that all graphene layers contain either none or one layer of Na or none at all, the relationship between the experimentally observed graphene layer distances, L and Lini, and the volume fraction of the graphene layer containing Na is described using eqn (3).
| LNaV + Lini(1 − V) = L | (3) |
The absolute value of V depends on LNa. Because this experiment does not allow for the direct determination of LNa, we estimate it based on the following discussion. According to recent research, the graphene layer distance of Li-inserted graphite is LLi = 0.3709 nm, whereas that of K-inserted graphite is LK = 0.535 nm.19,20 By assuming that the graphene layer spacing for Na+ insertion falls between these values, LNa = 0.453 nm is expected. Then, the expansion from the pure graphene layer distance (0.335 nm) is approximately 0.118 nm: thus LNa = Lini + 0.118. Based on the aforementioned previous studies on graphene layer distances, we assume that the spacing of the graphene layer in the HC sample increases by 0.118 nm upon Na insertion. Accordingly, we adopted an elongation value of 0.118 nm to evaluate the maximum possible degree of insertion. Consequently, V is given by eqn (4).
![]() | (4) |
As evident from eqn (4), L and V exhibit a proportional relationship; therefore, the volume fraction V is shown on the right axis in Fig. 4(a). The volume fraction V increases rapidly from the middle of the slope region to the onset of the plateau region (approximately 40 h after the start of charging) and subsequently saturates. This behavior indicates that Na insertion into graphene-like layers is most active during the latter half of the slope region, whereas further insertion becomes much less significant in the plateau region.
In the fully charged state, the interlayer distance of the graphene-like layers and the corresponding volume fraction of Na+-inserted layers are approximately 0.389(2) nm and V ≈ 28%, respectively. This result implies that a substantial fraction of the graphene-like layers remains unoccupied by Na+ even at full charge. It should be noted that, because the reference state assumes complete Na insertion into ideal graphite layers, the absolute number of vacant graphene-like layers cannot be uniquely determined for structurally disordered materials such as HC. Nevertheless, although the exact number of empty layers in HC is difficult to quantify, adopting a fixed reference state enables a consistent comparison of Na filling susceptibility among different HC materials. By evaluating the relative interlayer expansion ratio defined in eqn (4), rather than the absolute interlayer distance, one can quantitatively assess not only whether Na+ inserts more readily into one HC material than into another, but also how closely the graphene like layers structure approaches an ideal graphite layered structure.
Fig. 4(b) shows the theoretically calculated average graphite crystal layer distances for NaC6 formed by Na+ insertion into graphite layers. The horizontal axis (NaxC240) represents the Na insertion concentration (x), while the vertical axis denotes the average graphite crystal layer distance. In Li-ion batteries, the maximum Li+ insertion into graphite anodes at the fully charged state is well established as LiC6 (Li40C240). By analogy, the maximum Na+ insertion into HC is assumed to correspond to NaC6 (Na40C240). In the calculation, four graphite layers were considered, and Na+ ions were assumed to be inserted into the next interlayer only after the preceding layer became fully occupied. A discontinuous increase in the average graphite layer distance occurs when Na+ is first inserted into a given layer, whereas continuous expansion is observed as Na+ progressively fills the same layer. This behavior indicates that the apparent linearity of graphene layer expansion is governed by the specific filling sequence of individual layers. Experimentally, as shown in Fig. 4(a), the graphene-like layer distance increases steadily until approximately 30 h after the start of charging and reaches about 0.39 nm. According to the DFT calculations with graphite crystal layers, this interlayer distance corresponds to x = 18, which is equivalent to approximately 45% of the fully sodiated state, Na40C240, in which all graphite interlayers are completely filled with Na+. In contrast, the experimentally estimated occupation ratio of Na+ within the graphene-like layers is only about 28%. Experimentally, Na+ is accommodated not only within the interlayer galleries of graphene-like layers but also at basal planes, edge sites, and within nanopore regions. Thus, the limited contribution of the graphene-like layers (∼28%) provides a reasonable explanation for the observed saturation behavior and is qualitatively consistent with the simulations. The remaining discrepancy between experiment and calculation implies that the graphene-like layers in HC exhibit a higher degree of structural randomness than those in graphite crystal. To enable a direct comparison between calculation and experiment, the interlayer distance of the pristine state in the calculation model was set to the experimentally determined value rather than the nominal graphite spacing. As the calculated interlayer distance reaches the experimentally observed saturation value of approximately 0.39 nm at (x = 18), the results indicate that about 45% of the chemically allowable Na+ is accommodated within only approximately 28% of the available interlayer volume in HC. Although it remains experimentally unclear whether excess free space persists within the graphene-like layers, the chemical permissibility of further Na+ insertion suggests that the interlayer Na+ storage capacity could be enhanced by optimizing the disordered structure of HC. It should be noted, however, that the relationship between structural disorder and Na+ insertion capacity is complex. Interlayer Na+ insertion is governed not only by the degree of disorder but also by factors such as the density and edge-termination states of graphene like layers domains. Furthermore, whether an increase in the amount of intercalation directly leads to an improvement in the overall capacity of HC is a separate issue. As discussed below, the present study and previous research52 suggest that intercalation and pore-filling proceed sequentially. While an increase in one does not fundamentally hinder the other, it remains an open question whether these two mechanisms act synergistically or exhibit a trade-off relationship during the HC manufacturing process; thus, further investigation is required.
The intensity of the SANS profile, Inanopore, has the following relationship in the Debye–Bueche model:
| Inanopore ∝ ϕ1ϕ2(ρ1 − ρ2)2, | (5) |
| ΔSLD = ρ1 − ρ2, | (6) |
By considering both the SANS and WANS results, we gain detailed insights into the Na+ storage process in HC. The WANS measurements demonstrate that the volume fraction of Na+ storage V increases in the slope region but saturates in the plateau region (approximately 30 h after the initiation of charging), suggesting that Na+ insertion into the graphene layers is no longer dominant in the plateau region. Therefore, to account for the constant decrease of Inanopore(t)/Inanopore(0) in the SANS region, we conclude that Na storage in the nanopore region becomes dominant during the plateau phase. The Debye–Bueche model represents a random two-phase system. Therefore, we consider it in three distinct regions: pre-charged, slope, and plateau. These three regions correspond to the case illustrated in Fig. 4(d)–(f), respectively. Although the mechanisms causing the decrease in ΔSLD differ, irrespective of whether via Na+ insertion into graphene layers or nanopores, the rate of decrease in Inanopore(t)/Inanopore(0) remains effectively unchanged, because the differences are too subtle to be detected under the present experimental conditions. Furthermore, in both Fig. 4(a) and (c), the sharp increase in Na insertion into the graphene layer regions and the corresponding rapid decrease in Inanopore in the overcharge regime suggest that Na is effectively “pushed” into the graphene layers under overcharge conditions. To further investigate the reversibility of these structural changes, operando SANS and WANS measurements during repeated charging and discharging cycles are required. Such studies will help clarify the reversibility of overcharging-induced structural modifications and identify the spatial scales of any irreversible changes.
As previously mentioned, a flat region is observed at the beginning of the slope region. In this experiment, the first region indicated the first charging process; therefore, when Na is introduced for the first time into the HC, it is expected to be trapped at the HC edges and defect sites, consistent with previous research. After this process is completed, the insertion of Na+ into the graphene layers begins.
Finally, our results differ from previous operando SANS experiments on HC,52 which reported a distinct trend in the decrease in ΔSLD2 between the slope and plateau regions. In the previous study, the authors calculated ΔSLD by accounting for expansion of the volume fraction of HC during the charging process, as inferred from the reference film results.55 Detailed analyses and further discussion of the differences from the previous study52 are provided in the SI.
The WANS measurements quantitatively captured the structural changes in HC associated with Na insertion into the graphene layers, revealing that graphene layer expansion and structural disorder predominantly occurred in the slope region and became saturated in the plateau region. The measured graphene layer distances showed good agreement with the theoretical calculations, highlighting the complementarity between the experimental and theoretical results. These findings highlight the importance of high-q structural analysis of amorphous materials such as HC.
For the SANS observations, a new interpretation of the intensity changes was proposed under the realistic assumption that the HC volume remains constant and that the electrolyte does not penetrate the HC structure. The results demonstrate that the SANS intensity decreases during charging, which can be primarily attributed to Na insertion into graphene layers in the slope region and into nanopores in the plateau region.
By integrating the SANS and WANS measurements, clear evidence was obtained for a continuous Na storage process in which nanopores are filled after the initial insertion into the graphene layers. Overall, this study demonstrates the effectiveness of neutron scattering over a broad q range in elucidating complex Na storage mechanisms in disordered carbon materials.
Supplementary information (SI) is available. See DOI: https://doi.org/10.1039/d5sc09600f.
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