Open Access Article
Xiaoshuang Xiang
a,
Mathias Hermann
a,
Lei Yeb,
Philipp Seitz
a,
Lilian Estaquec,
Grégory Pieters
c,
Thomas Drewello
b and
Birgit Esser
*a
aInstitute of Organic Chemistry II and Advanced Materials, Ulm University, Albert-Einstein-Allee 11, 89081 Ulm, Germany. E-mail: birgit.esser@uni-ulm.de
bPhysical Chemistry I, Department of Chemistry and Pharmacy, Friedrich-Alexander-Universität Erlangen-Nürnberg, Egerlandstraße 3, 91058 Erlangen, Germany
cUniversité Paris-Saclay, CEA, Département Médicaments et Technologies pour la Santé (DMTS), SCBM, 91191 Gif-sur-Yvette, France
First published on 26th January 2026
Conjugated nanohoops, such as [n]cycloparaphenylenes ([n]CPPs) and derivatives, exhibit unique structural and optoelectronic properties, making them promising candidates for applications in optoelectronic materials, and as hosts for supramolecular chemistry. Using π-systems unsymmetric to rotation or incorporating chiral units can furnish chiral nanohoops. We herein present the synthesis and characterization of diketo[8]- and diketo[9]CPPs, along with their corresponding dibenzo[a,e]pentalene (DBP) derivatives, DBP[8]- and DBP[9]CPP. Due to the central chirality of the diketone-units, these nanohoops are chiral without the possibility of racemization through rotation and show distinct chiroptical properties. The diketo[n]CPPs possess high fluorescence quantum yields of 87% (n = 8) and 92% (n = 9). The shape-adaptive properties of diketo[n]CPPs, facilitated by the tunable kink angle of the diketo unit, enable efficient host–guest interactions with fullerenes. Fluorescence titration revealed a similar binding constant for both fullerenes C60 and C70 (5 × 104 to 7 × 104 M−1 in toluene), corroborated by DFT calculations that illustrate adaptive changes in nanohoop geometry upon fullerene complexation. ESI-MS is employed to generate ionized [1
:
1] host–guest complexes of diketo[9]CPP and DBP[9]CPP with C60 and C70 as guests. The relative stabilities of these complexes are evaluated in energy-resolved collision experiments.
Previously, we described the synthesis of diketo[6]CPP and diketo[7]CPP and the corresponding DBP[6]CPP and DBP[7]CPP (with R = mesityl, Fig. 1A).18 Diketo[n]CPPs are chiral based on the central chirality of the dihydroindeno[2,1-a]indene-5,10-dione unit (blue in Fig. 1A, structure in Fig. 1B). When the diketo units are transformed into dibenzo[a,e]pentalenes (DBPs), DBP[n]CPPs result, which are still chiral based on the bend in the DBP panel – as long as its rotation through the nanohoop is sterically hindered, which is the case for n = 6, 7, and also for n = 8, 9 reported herein. The enantiomers of diketo[n]CPPs can therefore be defined using (S,S)- or (R,R)-descriptors (Fig. 1B), while for the DBP[n]CPPs the M- and P-notations are suited.18 While both diketo[6]- and -[7]CPPs were highly fluorescent, leading to circularly polarized luminescence, their cavities were too small to host fullerene guest molecules. Building upon this work, we herein report on larger nanohoops diketo[8]- and diketo[9]CPPs as well as the derived DBP[8]- and DBP[9]CPPs, which we investigated for potential utilization in the fields of circularly polarized luminescence (CPL) materials and supramolecular chemistry. The cavities of diketo[8]- and diketo[9]CPP are large enough as well as shape-adaptive, so that they can both host C60 or C70 fullerene (Fig. 1C). Notably, the results of solution studies reveal that both diketo[n]CPPs have a similar binding affinity for C70 and C60, demonstrating that the molecules exhibit adaptive binding to these fullerenes. In addition, diketo[8]- and [9]CPPs show high fluorescence quantum yields of 0.87 and 0.92, respectively, which are enhanced compared to the smaller diketo[6]- and [7]CPPs (0.57 and 0.66, respectively).
In the next step, the diketo[n]CPPs were transformed into DBP[n]CPPs, for which we chose p-tolyl substituents. CeCl3-mediated Grignard addition of p-tolyl magnesium bromide was followed by two-fold water elimination with the Burgess reagent as a mild dehydration method,19,22 which provided DBP[8]CPP and DBP[9]CPP in high yields of 88% and 92%, respectively, over these two steps.
DFT calculations at the B3LYP/6-31G(d) level of theory using the StrainViz23 tool provided information on the strain energies of these nanohoops (see SI Section 9.1 for details). The strain energies amount to 42 and 41 kcal mol−1 for diketo[8]CPP and diketo[9]CPP, and 59 and 53 kcal mol−1 for DBP[8]CPP and DBP[9]CPP, respectively. These results show that the diketo[n]CPPs have lower strain energies than their corresponding DBP[n]CPPs, which is likely due to the naturally kinked structure of the diketo-units in the formed nanohoops, relieving part of the strain (see SI Table S54 and Fig. S63). Compared to the smaller diketo[6]CPP (strain energy 52 kcal mol−1),18 diketo[8]CPP and diketo[9]CPP are significantly less strained. Diketo[n]CPPs and DBP[n]CPPs exhibit comparable or lower strain than conventional [n]CPPs23 and m[n]CPPs24 with the same number of phenylenes (see SI Fig. S64). Notably, the synthesis of smaller nanohoops requires overcoming substantially larger strain energies.
The structures of both diketo[n]CPPs (n = 8, 9) and DBP[9]CPP were unambiguously confirmed by SC-XRD. Crystals were grown by vapor diffusion of acetonitrile into a dichloroethane solution for diketo[8]CPP and by vapor diffusion of acetonitrile into a THF solution for diketo[9]CPP. We were also able to obtain single crystals of DBP[9]CPP by vapor diffusion of n-hexane into a CHCl3 solution.
Diketo[n]CPPs exhibit a waterdrop shape (Fig. 2A and D) caused by the kinked diketone unit. The cavity widths of diketo[8]CPP and diketo[9]CPP are 12.8 Å and 13.5 Å, respectively, close to the diameter of [10]CPP (13.7 Å).25 The “kink” angles of the diketone units amount to 111.4° (diketo[8]CPP) and 112.7° (diketo[9]CPP), which are larger than that of the “free” diketone 1 (107.2°).19 These angles are close to those reported for diketo[6]CPP (110.3°).18 Hence, in order to relieve strain in the oligoparaphenylene loop, the diketone kink angles are widened in diketo[n]CPPs.
As shown in Fig. 2G, DBP[9]CPP exhibits an oval shape in the solid state, with similar internal cavity diameters of 16.5 Å and 14.7 Å in two opposing directions. The DBP moiety in DBP[9]CPP is distorted and deviates from planarity. The bending of the DBP unit can be quantified by the bending angle ΘDBP,19 which is 46.9° in this case. This distortion is lower than those reported for DBP[6]- and DBP[7]CPPs.18
For all three nanohoops, the solid-state packing occurred in racemic form with the enantiomers stacked in alternate columns (see blue and green molecules in Fig. 2B, E, and H). For diketo[n]CPPs, the packing of the molecules in the solid state occurs in a herringbone fashion with the formation of head-to-head structures (Fig. 2B and C). The diketone units point towards each other, which leads to hydrogen bonding with the oxygen atoms in addition to C–H⋯π-interactions (see SI Section 8.2). For DBP[9]CPP, we observe a one-dimensional nested structure, where the tolyl side group of a P (or M) enantiomer inserts into the cavity of an adjacent M (or P) enantiomer, and the insertion propagates sequentially (Fig. 2H and I).
| Compound | λabs-max/nm | ε/M−1 cm−1 | λem-maxc/nm | ΦF | ΔEopte/eV | ELUMOd/eV | EHOMOd/eV | |glum| |
|---|---|---|---|---|---|---|---|---|
| a In dichloromethane.b Substituent: p-tolyl.c Excitation wavelength = 330 nm.d HOMO and LUMO levels calculated at the PW6B95-D3(BJ)/def2-QZVPP level of theory.e Determined from the onset of the longest wavelength absorption. | ||||||||
| Diketo[6]CPP18 | 325 | 6.4 × 104 | 481 | 0.57 | — | −1.98 | −5.94 | 4.0 × 10−4 |
| Diketo[7]CPP18 | 329 | 8.5 × 104 | 472 | 0.66 | — | −2.01 | −5.96 | — |
| Diketo[8]CPP | 329 | 1.1 × 105 | 460 | 0.87 | 2.97 | −1.96 | −5.95 | 6.8 × 10−4 |
| Diketo[9]CPP | 330 | 1.3 × 105 | 437 | 0.92 | 3.01 | −2.02 | −5.95 | 6.9 × 10−4 |
| DBP[8]CPPb | 347 | 1.5 × 105 | 437 | <0.01 | 2.51 | −2.46 | −5.54 | — |
| DBP[9]CPPb | 346 | 1.6 × 105 | 452 | <0.01 | 2.53 | −2.45 | −5.58 | — |
All four nanohoops are fluorescent with emission maxima from 437–460 nm (Fig. 3B, see SI Fig. S35 for DBP[8]- and -[9]CPPs, for exact values see Table 1). These emissions stem from the oligo(paraphenylene) moieties, which explains the similar wavelengths and shapes of the emission bands. Compared to the smaller congeners with n = 6 and 7,18 the emission maxima are blue-shifted both in the diketo- and DBP[8]- and [9]CPPs. This is in line with observations on [n]CPPs, where the emission blue-shifts with increasing size, a remarkable size-dependent effect, which stands in contrast to linear conjugated PPs.1 The multiple emission peaks likely arise from vibronic progressions of the lowest singlet excited state rather than from multiple emissive electronic states. Such vibronically resolved fluorescence is typical for [n]CPPs, where the 0–1/0–0 vibronic peak ratio has been explicitly analyzed29 and strong electron–vibration coupling has been reported.30 Remarkably, compared to the smaller diketo[n]CPPs (n = 6, 7), diketo[8]CPP and diketo[9]CPP exhibited higher fluorescence quantum yields (ΦF) of 0.87 and 0.92, respectively (for n = 6, ΦF = 0.57, and for n = 7, ΦF = 0.66).18 An increase in ΦF with hoop size is also observed for [n]CPPs2 and m[n]CPPs.24 In contrast, DBP[8]CPP and DBP[9]CPP showed low ΦF values (<0.01), which we ascribe to an energy or electron transfer occurring in the excited state from the PP units to the non-emissive DBP part of the compounds, which quenches their fluorescence. Pentalene derivatives have been shown to undergo rapid decay from the S1 state via singlet fission.31 Structurally similar monobenzopentalenes also show no S1 emission, which has been attributed to a formally forbidden S1 → S0 transition and fast intersystem crossing or singlet fission.32 Emission has only been observed from the S2 state, with extremely low quantum yields (<0.1%). Consequently, the DBP units are non-emissive and dissipate the energy radiation-free.27 Hence, the optical properties of the diketo[n]CPPs are dominated by the PP linkers with excellent fluorescence quantum yields. In DBP[n]CPPs, the optical properties reflect the presence of both the PP linkers in characteristic absorption and emission bands as well as that of the DBP units in a red-shifted absorption onset and an almost complete quenching of the fluorescence intensity.
Next, we studied the chiroptical properties of the nanohoops. The (S,S)- and (R,R)-enantiomers of diketo[8]- and [9]CPPs were separated using HPLC on a chiral stationary phase. The CD and CPL spectra for all compounds are shown in Fig. 3C or SI Section 6. Each pair of enantiomers displays mirror-imaged CD and CPL spectra with opposite Cotton effects. Time-dependent density functional theory (TD-DFT) calculations indicate that the theoretical CD spectra for diketo[n]CPPs are compatible with the experimental results (Fig. S38), from which we assigned the enantiomers. In the excited state, all enantiomers exhibit distinct CPL spectra, with dissymmetry factors |glum| at λem (max) reaching 6.8 × 10−4 and 6.9 × 10−4 for diketo[8]CPP and diketo[9]CPP, respectively—values slightly higher than those reported for diketo[6]CPP.18 Although these dissymmetry factor values fall within the typical range for chiral organic emitters, the relatively high molar extinction coefficient and quantum yield of the two keto-nanohoops result in valuable CPL brightness values (BCPL)33 of 32.5 and 41.2 M−1 cm−1 for diketo[8]CPP and diketo[9]CPP, respectively.
We then attempted to separate the enantiomers of DBP[8]CPP, however, unsuccessfully. Reinjection of an initially pure enantiomer of DBP[8]CPP stored at room temperature for several minutes already revealed the presence of the opposite enantiomer, indicating rapid racemization under ambient conditions. Furthermore, enantiomeric separation of DBP[9]CPP showed a slight plateau between the two peaks in the HPLC elugram. This chromatographic behavior was observed even at a column-oven temperature as low as 20 °C, indicating a low racemization barrier (Fig. S39). Thus, the racemization behavior of DBP[9]CPP was investigated by means of dynamic variable-temperature (VT) HPLC on a chiral stationary phase.34 The elution profiles of DBP[9]CPP in the temperature range from 283 to 303 K in steps of 5 K were recorded and analyzed with the DCXplorer software packages (see SI Section 6.2).35 With increasing column temperature, the retention time separation between the two enantiomers became smaller, indicating a faster exchange rate. The data were then fitted using the Eyring equation to give the thermodynamic parameters ΔHe‡ = 18.6 kcal mol−1 and ΔS‡e = −31.6 J mol−1. Therefore, the interconversion energy barrier between the enantiomers was estimated to be 20.9 kcal mol−1 at 298 K, which is close to the DFT-calculated barrier (19.9 kcal mol−1). For DBP[8]CPP, the elution profile was then analyzed via the unified equation for dynamic chromatography,35 which enabled the determination of a racemization barrier of ΔG‡e = 23.5 kcal mol−1 at 308 K, consistent with the DFT barrier of 22.5 kcal mol−1, explaining its markedly slower racemization. We previously reported calculated racemization barriers for methyl-substituted DBP[6]CPP and DBP[7]CPP of 36.5 kcal mol−1 and 26.9 kcal mol−1, respectively. These smaller nanohoops exhibit higher barriers and slower racemization.18
We quantified the binding of diketo[n]CPPs to fullerenes by conducting fluorescence titration experiments in toluene solution. The fluorescence of the diketo[n]CPPs is significantly quenched upon addition of C60 or C70 (Fig. 4A and B and SI Section 7.3), suggesting that a charge transfer may occur between the host and guest, similar to [n]CPPs.36 This was supported by the calculated frontier molecular orbitals of diketo[n]CPPs⊃C60 and diketo[n]CPPs⊃C70, where the HOMO is localized on the diketo[n]CPP and the LUMO on the fullerene (SI, Fig. S69). By fitting the titration curves using the BindFit program,37–40 we obtained the binding constants (K) for the host–guest complexes in toluene at room temperature. The average association constants for diketo[8]CPP⊃C60, diketo[8]CPP⊃C70, diketo[9]CPP⊃C60 and diketo[9]CPP⊃C70 are 6.3 × 104, 7.2 × 104, 5.2 × 104, and 5.3 × 104 M−1, respectively, in toluene (Table 2). These are lower than the binding constant for the C60 complex of [10]CPP in toluene of 2.8 × 106 M−1,36 determined by fluorescence quenching titration, but similar to that for the C60 complex of [4]cyclodibenzopentalene of 5.3 × 104 M−1 in toluene (from UV/vis-spectroscopic titration).41 The binding constants of the diketo[n]CPPs lie much closer to that of [10]CPP with C70 fullerene of 8.4 × 104 M−1 in toluene.8 This is a very interesting observation: while [10]CPP binds C60 more than 30 times stronger than C70 in solution, for each diketo[n]CPP we obtained similar binding constants for both fullerenes (K(C60)/K(C70) ≈ 1). We reason that this observation is related to the shape adaptivity of the diketo[n]CPPs, maximizing their interacting surface with the fullerene guest in each case.
:
1 host–guest complexes and free binding energies ΔG (298 K) from fluorescence titrations of diketo[n]CPPs with C60 and C70 in toluene
To further assess the non-covalent interactions and shape adaptivity of the diketo[n]CPPs towards fullerene binding, we optimized their molecular geometries as well as those of the fullerene complexes at the B3LYP-D3(BJ)/6-31G* level of theory (Fig. 5 and Table 3). C60 is approximately spherical with a mean diameter of 7.1 Å and fits well into both diketo[8]- and -[9]CPPs. It preferably interacts with the π-surfaces of the PP parts, especially visible in diketo[9]CPP⊃C60, where it is centered at the “bottom” part of the nanohoop as shown in Fig. 5. The nanohoops adapt their shape to best host C60: while the “kink” angle θ of the diketo unit in diketo[8]CPP increases from 110.7° to 114.9° in the fullerene complex, this angle gets smaller in diketo[9]CPP (111.6° to 108.3°) to maximize interactions of the π-surfaces. Diketo[8]CPP overall assumes a more circular shape (a and b values approaching each other) to host C60.
![]() | ||
| Fig. 5 DFT-optimized geometries (B3LYP-D3(BJ)/6-31G(d)) and association free energies (GFN2-xTB) of diketo[n]CPPs and their fullerene complexes. | ||
| a/Å | b/Å | θ/° | |
|---|---|---|---|
| Diketo[8]CPP | 16.66 | 12.29 | 110.7 |
| Diketo[8]CPP ⊃ C60 | 15.31 | 13.83 | 114.9 |
| Diketo[8]CPP ⊃ C70 | 15.31 | 13.84 | 114.3 |
| Diketo[9]CPP | 18.22 | 13.43 | 111.6 |
| Diketo[9]CPP ⊃ C60 | 18.30 | 13.48 | 108.3 |
| Diketo[9]CPP ⊃ C70 | 18.0 | 13.96 | 110.2 |
Because of the anisotropic shape of fullerene C70, reminiscent of an American football with a short axis of 7.12 Å and a long axis of 7.96 Å, the supramolecular complexes formed between nanohoops and C70 are diverse.8,42 Based on the calculated association energies, C70 adopts a standing orientation in diketo[8]CPP, but a lying orientation in diketo[9]CPP (Fig. 5 and Table S11). Similar to the C60 complex, diketo[8]CPP has to widen its “kink” angle θ to 114.3° to best host C70, while for diketo[9]CPP accommodating C70 in standing orientation hardly requires any geometrical change of the nanohoop (θ = 110.2°). As for C60, diketo[8]CPP assumes a more circular shape in the C70 complex.
For each of the fullerene complexes, an independent gradient model based on Hirshfeld partition (IGMH) analysis43,44 showed that the para-phenylene moieties around the fullerene guest in each cavity contribute to the non-covalent interactions (SI, Fig. S70).
The calculated association-free energies45 for diketo[8]CPP⊃C60, diketo[8]CPP⊃C70, diketo[9]CPP⊃C60 and diketo[9]CPP⊃C70 at the GFN2-xTB level of theory in toluene amount to −5.5, −7.6, −4.7 and −5.6 kcal mol−1, respectively (see SI Table S13). This compares well to the experimental results in toluene (Table 2).
Single crystals of the complex diketo[9]CPP⊃C60 suitable for X-ray diffraction were obtained by vapor diffusion of MeCN into a 1,2-dichlorobenzene solution. The solid-state structure clearly shows that a complex between diketo[9]CPP and C60 with 1
:
1 stoichiometry is present. The fullerene inside the cavity was restrained and placed in two positions (see SI Section 8.2). The top half of the structure is disordered over two positions consisting of both enantiomers of the diketo[9]CPP structure with a ratio of 57/43. In the solid state, incorporation of C60 transforms the herringbone packing of diketo[9]CPP (Fig. 2E and F) into a columnar structure. Notably, the overall size of the diketo[9]CPP cavity shows only a slight variation upon complexation (Fig. 6).
The above-discussed solution-based complexation experiments were complemented by gas-phase experiments on the formation and relative stability of noncovalent complexes of diketo[9]- and DBP[9]CPPs with C60 and C70, respectively. For this, electrospray ionization-(tandem) mass spectrometry (ESI-(MS/)MS) was applied. ESI is a soft ionization method allowing the gentle transfer of loosely bound complexes from solution into the gas phase. In the present case, the formation of ions occurs by electrochemical oxidation with the ESI source operating as an electrochemical cell. Consequently, radical cations are formed through the oxidation of the molecules that constitute the noncovalent complex. The resulting ionized complexes are subjected to energy-resolved collision-induced dissociation (CID). Recording the decay as a function of the applied collision energy allows establishing the relative bond strength holding together the complex ion. The E50 value refers to the collision energy, at which half of the complex has decomposed, and is taken as a measure of stability. All oxidized nanohoop–fullerene complexes decomposed into the nanohoop radical cation by loss of a neutral fullerene. Evidently, within the complex, the nanohoop was oxidized in favour of the fullerene.
Table 4 compares the E50 values as a measure of the relative stabilities of the cationic host–guest complexes combining [n]CPP (n = 10, 11) as well as diketo[9]- and DBP[9]CPPs as the hosts with C60 and C70 as guests. [10]CPP˙+⊃C60 shows the strongest noncovalent bonding amongst the C60 complexes.36,46 [11]CPP˙+⊃C60 is slightly less strongly connected. The C60 complexes of diketo[9]- and DBP[9]CPP˙+ show only a slightly lower stability as [11]CPP˙+⊃C60, with the DBP[9]CPP complexes being marginally more stable than the diketo[9]CPP complexes. The stability of all host–guest complexes increases when C70 is incorporated. Even though [10]CPP has a considerably larger binding constant with C60 than with C70 in equilibrium measurements in solution,8,36 the dissociation of the isolated complex ions in the gas phase reveals a stronger bonding to C70. The latter has been observed before and attributed to enhanced interactions due to the larger π system of C70.46 [11]CPP˙+⊃C70 is the most stable C70 complex followed by [10]CPP˙+⊃C70. Also diketo[9]CPP, whose shape-adaptive binding led – in solution – to similar binding constants as C60 and C70, forms more stable isolated complex ions with C70 than with C60. Diketo[9]CPP˙+⊃C70 is slightly more stable than DBP[9]CPP˙+⊃C70. Evidently, the host–guest complexes employing the shape-adaptive diketo[9]CPP gain similar stabilities as those using DBP[9]CPP and [11]CPP as the hosts.
| Guest | Host | |||
|---|---|---|---|---|
| [10]CPP | [11]CPP | Diketo[9]CPP | DBP[9]CPP | |
| C60 | 0.146 | 0.117 | 0.099 | 0.103 |
| C70 | 0.158 | 0.172 | 0.141 | 0.115 |
CCDC 2364437, 2365575, 2427456 and 2486379 contain the supplementary crystallographic data for this paper.47a–d
Supplementary information: materials and methods, synthetic procedures and characterization data, NMR and mass spectra, further spectra from UV/Vis, fluorescence, CD and CPL measurements, details on host-guest studies, SC-XRD data, and details on DFT calculations. See DOI: https://doi.org/10.1039/d5sc05305f.
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