Open Access Article
Essam M.
Hussein
*a,
Ziad
Moussa
*b,
Munirah M.
Al-Rooqi
c,
Saeed S.
Samman
d,
Abdulrahman A.
Alsimaree
e,
Rabab S.
Jassas
f and
Saleh A.
Ahmed
*ac
aChemistry Chemistry, Faculty of Science, Assiut University, 71516 Assiut, Egypt. E-mail: essam.hussein78@aun.edu.eg; essam.hussein78@yahoo.com
bDepartment of Chemistry, College of Science, United Arab Emirates University, P. O. Box 15551, Al Ain, United Arab Emirates. E-mail: zmoussa@uaeu.ac.ae
cDepartment of Chemistry, Faculty of Science, Umm Al-Qura University, 21955 Makkah, Saudi Arabia. E-mail: saahmed@uqu.edu.sa; saleh_63@hotmail.com
dDepartment of Chemistry, Faculty of Science, Taibah University, Madina, Saudi Arabia
eDepartment of Chemistry, College of Science and Humanities, Shaqra University, Shaqra, Saudi Arabia
fDepartment of Chemistry, Jamoum University College, Umm Al-Qura University, 21955 Makkah, Saudi Arabia
First published on 11th May 2026
A simple one-pot protocol is described for the synthesis of dispiro[fluorene-9,3′-pyrazole-5′,4″-pyrazolidines] via a [3 + 2] cycloaddition reaction between 9-diazo-9H-fluorene (DF) and a series of (E/Z)-4-arylidene-1-phenylpyrazolidine-3,5-diones (APPs). In all cases, the cycloaddition proceeds with complete regioselectivity, affording a single regioisomeric framework as a pair of diastereomers through an endo approach. The structures and regiochemical outcomes of the cycloadducts were established by comprehensive 1D and 2D NMR spectroscopic analyses (1H, 13C, DEPT-135, COSY, 1H-HSQC, HMBC, and ROESY). The regiochemistry and mechanism of the cycloaddition reaction were investigated using density functional theory (DFT) calculations at the B3LYP/cc-pVTZ level of theory, supported by analysis of global and dual local electrophilicity and nucleophilicity descriptors. To rationalize the observed stereoselectivity, the relevant transition-state structures were located and optimized using a QST3-based transition-state search at the same level of theory. Global electron density transfer (GEDT) analysis revealed that the cycloaddition reactions are highly polar, with electron density flowing from 9-diazo-9H-fluorene (DF) toward the (E/Z)-4-arylidene-1-phenylpyrazolidine-3,5-dione (APP) framework. Consistently, molecular electrostatic potential surface (MESP) analysis showed that, in the energetically favored transition states, the reacting partners approach through regions of opposite electrostatic potential, leading to stabilizing electrostatic interactions between the two fragments. The computational results are consistent with the experimental observations and support a polar, synchronous one-step cycloaddition mechanism. The developed protocol affords the desired dispiro compounds in good to excellent yields (59–91%) with complete regioselectivity, providing a single regioisomeric framework as a pair of diastereomers. This work provides valuable insights into diazo-based cycloaddition chemistry and is expected to stimulate further research in the synthesis of structurally complex spiroheterocycles. Compared to previously reported approaches, the present method offers a simple one-pot strategy with high efficiency, complete regioselectivity, and operational simplicity.
The [3 + 2] cycloaddition (32CA) reaction between a three-atom component (TAC) and an unsaturated dipolarophile represents a powerful and versatile strategy for the construction of five-membered heterocyclic frameworks with high levels of regio- and stereocontrol.12 These multi-component reactions (MCRs) represent an efficient synthetic strategy for the rapid assembly of structurally complex molecules from simple starting materials, often with high atom economy and operational simplicity. In this context, the present one-pot protocol can be viewed as a multi-component transformation that integrates in situ generation of the dipolarophile with subsequent cycloaddition. TACs are commonly classified according to their electronic structure and geometry into allylic-type (A-TACs), which typically exhibit a bent configuration (e.g., nitrones), and propargylic-type (P-TACs), which are often described as more linear systems such as nitrile oxides.12 Diazo compounds constitute an important and distinct class of 1,3-dipoles that readily participate in 32CA reactions with olefinic and acetylenic dipolarophiles, providing efficient access to pyrazole and pyrazoline derivatives.13 Despite this established reactivity, examples involving the cycloaddition of diazo compounds to exocyclic olefinic double bonds for the construction of mono- and dispiro-pyrazole architectures remain relatively scarce.14 Although diazo compounds are among the classical 1,3-dipoles employed in [3 + 2] cycloaddition chemistry, their application to exocyclic olefinic dipolarophiles remains comparatively less developed than analogous reactions involving more conventional activated alkenes or alkynes. In exocyclic systems, control of regioselectivity, stereochemical outcome, and substrate-dependent reactivity can be more demanding because the double bond is embedded within a constrained molecular framework, which can limit the approach of the reacting partners and modify both steric and electronic interactions. For this reason, additional well-characterized examples are still valuable for defining the synthetic scope and mechanistic behavior of this class of transformations.
Establishing meaningful relationships between molecular electronic structure and chemical reactivity remains a central objective of theoretical organic chemistry. In recent years, significant progress has been made toward elucidating the mechanisms and selectivity patterns of [3 + 2] cycloaddition (32CA) reactions through combined theoretical and experimental studies. These investigations have contributed to a more detailed understanding of the factors governing regio- and stereochemical outcomes. In this context, Domingo introduced Molecular Electron Density Theory (MEDT) as a complementary conceptual framework, emphasizing the role of electron density reorganization along the reaction pathway in rationalizing chemical reactivity and selectivity.15 Nevertheless, despite these advances, the mechanistic features of 32CA reactions involving diazo compounds remain incompletely understood, particularly in structurally constrained systems, where combined experimental and computational investigations are essential for a comprehensive understanding of reactivity and selectivity. Notably, Domingo and co-workers have applied MEDT to the theoretical analysis of the domino 32CA reaction of 1-diazopropan-2-one with 1,1-dinitroethene, providing valuable insights into the polar nature and selectivity of such processes.16 While MEDT provides a valuable framework for interpreting polar cycloaddition reactions, its predictive capability may be limited in systems involving multiple competing interactions or weakly polar transition states.
As part of our ongoing investigation of [3 + 2] cycloaddition reactions (Scheme 1),17 we report an efficient and straightforward approach to the synthesis of dispiro[fluorene-9,3′-pyrazole-5′,4″-pyrazolidines]. The transformation proceeds through a simple one-pot process involving 9-diazo-9H-fluorene (DF) and a series of (E/Z)-4-arylidene-1-phenylpyrazolidine-3,5-diones (APPs), in which the dipolarophile is formed in situ prior to cycloaddition under the reaction conditions (Scheme 3). This [3 + 2] cycloaddition furnishes the target dispiro frameworks in good yields and with complete regioselectivity. The structures of all cycloadducts and the observed regiochemical outcome were established unambiguously by comprehensive 1D and 2D homonuclear and heteronuclear NMR spectroscopic analyses.
![]() | ||
| Scheme 1 Representative [3 + 2] cycloaddition strategies previously developed by our group for the synthesis of spiro-pyrazole derivatives. | ||
To gain deeper insight into the origin of the regio- and stereoselectivity, all feasible cycloaddition pathways were examined computationally through analyses of global and local electrophilicity and nucleophilicity descriptors, together with transition-state calculations, using density functional theory (DFT) at the B3LYP/cc-pVTZ level. Overall, the present study establishes a simple one-pot route to dispiro[fluorene-9,3′-pyrazole-5′,4′′-pyrazolidines] in good yields and with complete regioselectivity. Compared to the limited reported examples of diazo-mediated cycloadditions to exocyclic olefins, the present protocol offers several advantages, including a one-pot procedure, relatively mild conditions, consistently good to excellent yields, and complete regioselectivity. The structural assignment is supported by comprehensive 1D/2D NMR analysis, while the computational results explain the origin of the observed regio- and stereochemical outcome. We anticipate that these findings will be useful both for synthetic access to new spiropyrazole architectures and for the broader mechanistic understanding of diazo-based cycloadditions to exocyclic olefins.
:
1 ratios, as determined by 1H NMR analysis. The individual diastereomers were inseparable owing to their very similar Rf values and were therefore used directly in the subsequent [3 + 2] cycloaddition reactions without further purification (Scheme 2).
To evaluate the effect of solvent polarity on the [3 + 2] cycloaddition, the reaction between a diastereomeric mixture of (E/Z)-4-benzylidene-1-phenylpyrazolidine-3,5-dione (3a) and 9-diazo-9H-fluorene (DF, 4) was selected as a representative model system (Scheme 3). A range of solvents of differing polarity and protic character, including methanol, ethanol, acetonitrile, chloroform, tetrahydrofuran (THF), and 1,4-dioxane, were evaluated under reflux conditions (Table 1).
![]() | ||
| Scheme 3 Regioselective synthesis of diastereomeric mixture of 4′-(aryl)-1″-phenyl-4′H-dispiro[fluorene-9,3′-pyrazole-5′,4″-pyrazolidine]-3″,5″-diones 5 and 5′. | ||
| Entry | Solvent | Time (min) | Yieldb (%) | Entry | Solvent | Time (min) | Yieldb (%) |
|---|---|---|---|---|---|---|---|
| a Reaction conditions: DF (4, 1.0 mmol), (E/Z)-4-benzylidene-1-phenylpyrazolidine-3,5-dione (3a, 1.0 mmol), solvent 10 mL, reflux. b Isolated yield. | |||||||
| 1 | MeOH | 180 | 42 | 4 | CHCl3 | 180 | 40 |
| 2 | EtOH | 180 | 48 | 5 | THF | 60 | 70 |
| 3 | MeCN | 120 | 66 | 6 | 1,4-Dioxane | 60 | 78 |
The solvent was found to exert a pronounced influence on both the reaction rate and isolated yield of the cycloaddition. When the model reaction was conducted in aprotic ether solvents, tetrahydrofuran (THF) and 1,4-dioxane afforded the desired cycloadduct in 70% and 78% isolated yields, respectively, after 60 min of reflux (Table 1, entries 5 and 6), with 1,4-dioxane providing the optimal outcome. In acetonitrile, the reaction proceeded more slowly, requiring 120 min to reach completion and furnishing the product in a moderate 66% yield (Table 1, entry 3). In contrast, reactions performed in protic solvents such as methanol and ethanol resulted in substantially lower yields of 42% and 48%, respectively, even after extended heating for 180 min (Table 1, entries 1 and 2). Similarly, chloroform proved ineffective as a reaction medium, affording the cycloadduct in only 40% yield after 180 min of reflux (Table 1, entry 4). These results indicate that aprotic ether solvents favor both the efficiency and rate of the cycloaddition, whereas protic and halogenated solvents are detrimental to cycloadduct formation under the examined conditions. A plausible explanation for the inferior performance of protic solvents is that they may facilitate competitive decomposition or deactivation of the diazo component under reflux conditions, thereby reducing the effective concentration of the reactive 1,3-dipole available for cycloaddition. In addition, hydrogen-bonding interactions in protic media may alter the reactivity of the dipolarophile or disfavor the optimal approach geometry required for productive cycloaddition. By contrast, aprotic ether solvents such as THF and 1,4-dioxane provide a less interfering reaction environment, allowing more efficient preservation of the diazo species and more favorable formation of the cycloadduct. Thus, lower yields are attributed to reduced reaction efficiency under certain solvent conditions rather than recovery of starting materials. Notably, the cycloaddition of 9-diazo-9H-fluorene (DF) with diastereomeric mixtures of (E/Z)-4-arylidene-1-phenylpyrazolidine-3,5-diones (APPs) (≈1
:
1 ratio) proceeded with complete regioselectivity, affording exclusively one regioisomeric framework (5/5′, path A) as a pair of diastereomers, while the alternative regioisomeric products (6/6′, path B) were not detected under the examined conditions (Scheme 3 and Table 2).
| Entry | APP (E/Z) | R | (E : Z) Diastereomeric ratios (%) |
CA products | (5 : 5′) Diastereomeric ratios (%) |
Yield (%) |
|---|---|---|---|---|---|---|
| a Ratio based on the integration of 1H-NMR signals at. b δ 8.57 & 8.51. c δ 8.67 & 8.63. d δ 8.51 & 8.46. e δ 8.62 & 8.56. f δ 8.74–8.70 & 8.67. g δ 8.63 & 8.57. h δ 8.68 & 8.61. i δ 8.13 & 8.11. j δ 6.91–6.86 & 6.82–6.75. k δ 8.11 & 8.09. l δ 8.11 & 8.09 and 7.17 & 7.10. m δ 8.11 & 8.09. n δ 8.12 & 8.10. o δ 8.21 & 8.20. | ||||||
| 1 | 3a | –H |
b51 : 49 |
5a + 5′a |
i52 : 48 |
78 |
| 2 | 3b | –OCH3 |
c51 : 49 |
5b + 5′b |
j50 : 50 |
65 |
| 3 | 3c | –CH3 |
d49 : 51 |
5c + 5′c |
k61 : 39 |
79 |
| 4 | 3d | –Cl |
e50 : 50 |
5d + 5′d |
l68 : 32 |
82 |
| 5 | 3e | –F |
f52 : 48 |
5e + 5′e |
m55 : 45 |
59 |
| 6 | 3f | –CN |
g49 : 51 |
5f + 5′f |
n51 : 49 |
91 |
| 7 | 3g | −NO2 |
h50 : 50 |
5g + 5′g |
o51 : 49 |
89 |
Although the reactions were conducted on a 1 mmol scale, no significant changes in reactivity or selectivity are expected upon scale-up, given the operational simplicity of the protocol and the absence of highly sensitive intermediates. Gram-scale validation will be explored in future studies.
The diastereomeric ratios of both the starting alkenes (3a–g) and the corresponding cycloadducts (5/5′a–g) were determined by integration of diagnostic signals in the 1H NMR spectra (Table 2). While the (E/Z) ratios of the APPs were consistently close to 1
:
1, the isolated cycloadducts displayed modest deviations from an ideal 1
:
1 diastereomeric ratio in some cases (Table 2, entries 3–5). These variations are attributed to differential solubility of the diastereomers during recrystallization, whereby one diastereomer preferentially crystallized while the other remained partially in solution. Indeed, analysis of the crude reaction mixtures by 1H NMR prior to purification revealed diastereomeric ratios close to 1
:
1 in all cases, indicating that the observed deviations arise from isolation effects rather than intrinsic diastereoselectivity of the cycloaddition process. Although the present study demonstrates the generality of the cycloaddition across a representative series of arylidene substrates bearing H, OCH3, CH3, Cl, F, CN, and NO2 substituents, it does not yet encompass the full range of substrate compatibility. In particular, strongly electron-donating and strongly electron-withdrawing substituents, as well as sterically demanding aryl groups, may alter the electrophilicity of the exocyclic double bond and affect the E/Z distribution of the precursor alkene. For example, strongly electron-donating substituents such as NMe2 may reduce the electrophilic character of the dipolarophile, while sterically demanding groups may hinder optimal orbital overlap, potentially influencing both reactivity and diastereoselectivity. Such changes could influence the diastereomeric outcome of the cycloaddition, and in cases where one geometric isomer is favored, will lead to preferential formation of a single diastereomer. Accordingly, a broader evaluation of substrate scope and functional-group tolerance will be an important objective of future work.
To fully confirm the chemical structures of the cycloadducts, including the regiochemical outcome and the relative positions of the nitrogen atoms, comprehensive 1D (1H, 13C, 13C-DEPT-135 NMR) and 2D homonuclear and heteronuclear NMR experiments (1H–1H-DQF-COSY, 1H–13C-HSQC, 1H–13C-HMBC, 1H–1H-ROESY) were performed in DMSO-d6 for all compounds (see SI). Using (4′R,5′R)-4′-(4-nitrophenyl)-1″-phenyl-4′H-dispiro[fluorene-9,3′-pyrazole-5′,4″-pyrazolidine]-3″,5″-dione (5g) and (4′S,5′R)-4′-(4-nitrophenyl)-1″-phenyl-4′H-dispiro[fluorene-9,3′-pyrazole-5′,4″-pyrazolidine]-3″,5″-dione (5′g) as a representative example, the regiochemistry and stereochemistry were assigned based on extensive NMR analysis.
The most diagnostic signal for distinguishing the regioisomers was the methine group (C4′–H), where the proton resonates at δ 4.89 ppm (Fig. 2a) and correlates with the C4′ carbon at 38.64/38.46 ppm as confirmed by a cross peak in the 1H–13C-HSQC spectrum (Fig. 2d).
The unusually downfield chemical shift of C4′–H may be attributed to cumulative deshielding effects arising from the proximity of aromatic rings, adjacent carbonyl groups, and the N–N unit within the pyrazole ring, which collectively place this proton within the deshielding regions of the associated anisotropic magnetic fields. The chemical shifts of the spirocenters, which are farther downfield (C5′/C4″ and C9/C3′, 54.56/54.38, and 43.45/43.19 ppm, respectively), were also instrumental in providing key evidence in support of the regiochemical assignment. In the alternative regioisomer 6g/6′g, a reversal in the relative ordering of the C4′ and the C5′/C4″ spirocenter chemical shifts would be expected, since the C4′ carbon would be directly bonded to a nitrogen atom and is therefore anticipated to resonate further downfield, typically in the 45–50 ppm region. Long-range 1H–13C-HMBC experiments (Fig. 2e and 3) further supported structure 5, revealing multiple long-range correlations between the aromatic fluorene protons (4J) (δ 8.21, 8.20, 7.40–7.34, 7.04, 7.01, and 6.90–6.86 ppm) and the C4′ carbon. In contrast, for regioisomer 6g/6′g, the relevant long-range HMBC correlations would be expected to involve the C4′/C4″ spirocenter (corresponding to C5′/C4″ in regioisomer 5) rather than the C4′ carbon, since correlations between C4′ and the fluorene aromatic protons would require a five-bond (5J) coupling interaction, which is generally too long to be efficiently observed under standard HMBC conditions, thereby providing a clear spectroscopic distinction between the two regioisomeric frameworks.
Beyond these diagnostic comparisons, additional long-range HMBC correlations provide further confirmation of the assigned regiochemistry. Specifically, C4′–H displays long-range HMBC correlations (2J) (Fig. 2e and f) with the proximal fluorene quaternary carbons C10 and C13 (3J) at δ 136.19, 135.97, 139.43, 139.14. In addition, cross peaks are observed between C4′–H (δ 4.89) and both spirocenters, C5′/C4″ (δ 54.56/54.38) and C9/C3′ (43.45/43.19), as well as with the two carbonyl carbons (3J) at δ 168.34, 166.97, 163.30, and 161.63. Further HMBC correlations link C4′–H to the 4-nitrophenyl ring, including signals at δ 146.96 (C–NO2), 137.84, 137.77 (ipso carbons), 132.31(meta CH), and 122.83/122.80 (ortho CH). Collectively, these long-range correlations establish direct connectivity between the fluorene, pyrazole, pyrazolidinedione, and 4-nitrophenyl scaffolds through the C4′ position, thereby confirming the regiochemical assignment and successful cyclization.
For a concerted cycloaddition process, the reaction is expected to generate a racemic pair of diastereomers depending on the geometric configuration of the dipolarophile employed. Accordingly, since a diastereomeric mixture of (E/Z)-4-(4-substituted-benzylidene)-1-phenylpyrazolidine-3,5-diones (≈1
:
1 ratio) was used in the [3 + 2] cycloaddition, the formation of an approximately 1
:
1 mixture of diastereomers was observed for all substrates, as anticipated (Fig. 3). The presence of both diastereomers is clearly supported by the NMR data. Distinct diastereomeric signals are evident in the13C-DEPT-135 NMR (Fig. 2b), the 13C spectrum (SI), and the 1H NMR spectrum (Fig. 2a), where many diastereomeric signals are fully resolved. The 13C NMR spectrum displays 46 distinct signals, slightly fewer than the 50 unique signals expected for fully resolved diastereomers, which is attributed to partial overlap of resonance frequencies. These include 23 aromatic CH carbons, 2 aliphatic CH carbons, 13 aromatic quaternary carbons, 4 carbonyl carbons, and 4 quaternary sp3 carbons. In the 13C-DEPT-135 spectrum (Fig. 2b), most diastereomeric C–H signals are well resolved, although some pairs differ by as little as 0.2–3 ppm. Particularly diagnostic diastereomeric signals include those of the carbonyl carbons (δ 168.34, 166.97, 163.30, and 161.63), the spirocenters C5′/C4″ (δ 54.56/54.38) and C9/C3′ (δ 43.35/43.19), and the methine carbon C4′ (δ 38.64/38.46). The 1H NMR spectra likewise reveal several well-resolved diastereomeric signals. For example, the ortho protons of the nitrophenyl ring appear as two overlapped doublets at δ 8.21 and 8.20 (d, J = 9.0 Hz, 2H each), corresponding to the two diastereomers. The diastereomeric meta nitrophenyl protons, as correlated by the 1H–1H-COSY spectrum with the signals at δ 8.21/8.20 (Fig. 2c, purple correlation square), are observed as partially separated doublets in the range δ 7.60–7.52. Additional diastereomeric pairs with similar splitting patterns and integrations are observed for the fluorene protons at δ 8.13 and 8.10 (d, J = 7.8 Hz), and the fluorene and N-phenyl triplets at δ 7.16, 7.12, 7.04 and 7.01 (t, J = 7.8 Hz). Furthermore, the NH protons of the two diastereomers appear as distinct broad singlets at δ 11.32 and 11.20 in the 1H NMR spectrum and show no correlations in the 1H–13C-HSQC spectrum (Fig. 2d), consistent with their attachment to nitrogen atoms. An X-ray crystal structure of a representative cycloadduct would, in principle, provide an additional independent structural proof. However, even in the absence of crystallographic data, the present assignments are strongly supported by the full set of 1D and 2D NMR experiments. The products are obtained as two diastereomers, as expected from cycloaddition of an approximately equimolar (E/Z) alkene mixture, and each diastereomer is formed as a racemic pair under the achiral reaction conditions. The observed paired 1H and 13C resonances, together with the diagnostic HSQC, HMBC, COSY, and ROESY correlations, provide consistent evidence for both the dispiro framework and the assigned regiochemistry.
![]() | ||
| Scheme 4 Regio- and stereoisomeric pathways for the 32CA reaction between DF (4) and (E/Z)-4-benzylidene-1-phenylpyrazolidine-3,5-dione (3a). | ||
Furthermore, the regioselectivity may be further rationalized by considering favorable secondary orbital interactions between the carbonyl group of (E/Z)-4-arylidene-1-phenylpyrazolidine-3,5-dione derivatives (APPs) 3a–g and the diazo moiety of DF (4), which preferentially stabilize the endo transition state, leading to the formation of the endo-cycloadduct (path A). Consistent with this interpretation, the regioisomeric products 5/5′ formed via path A are preferentially obtained, whereas the alternative exo-cycloadducts 6/6′ are not observed under the examined conditions (Table 2).
| Comp. | Optimized geometry | E (RB3LYP) (kcal mol−1) | HOMO–LUMO orbital energy (eV) | Energy gapa,b [ΔE, eV] | HOMO–LUMO orbital geometry |
|---|---|---|---|---|---|
| a ΔE = LUMO(APPs 3a–g) − HOMO(DF 4) [normal electron demand]. b (ΔE) = LUMO(DF 4) − HOMO(APPs 3a–g) [inverse electron demand]. | |||||
| 4 |
|
−382702.4 | E LUMO = −1.973 |
|
|
| E HOMO = −5.747 |
|
||||
| Z-3a |
|
−550433.4 | E LUMO = −2.841 | 2.906 (4.148) |
|
| E HOMO = −6.121 |
|
||||
| E-3a |
|
−550433.9 | E LUMO = −2.859 | 2.888 (4.137) |
|
| E HOMO = −6.110 |
|
||||
| Z-3b |
|
−622327.2 | E LUMO = −2.600 | 3.147 (3.981) |
|
| E HOMO = −5.954 |
|
||||
| E-3b |
|
−622327.8 | E LUMO = −2.628 | 3.119 (3.987) |
|
| E HOMO = −5.960 |
|
||||
| Z-3c |
|
−575115.0 | E LUMO = −2.745 | 3.002 (4.080) |
|
| E HOMO = −6.053 |
|
||||
| E-3c |
|
−575115.5 | E LUMO = −2.761 | 2.986 (4.072) |
|
| E HOMO = −6.045 |
|
||||
| Z-3d |
|
−838856.8 | E LUMO = −2.986 | 2.761 (4.230) |
|
| E HOMO = −6.203 |
|
||||
| E-3d |
|
−838857.3 | E LUMO = −3.004 | 2.743 (4.216) |
|
| E HOMO = −6.189 |
|
||||
| Z-3e |
|
−612730.0 | E LUMO = −2.883 | 2.864 (4.197) |
|
| E HOMO = −6.170 |
|
||||
| E-3e |
|
−612730.5 | E LUMO = −2.902 | 2.845 (4.183) |
|
| E HOMO = −6.156 |
|
||||
| Z-3f |
|
−608334.5 | E LUMO = −3.401 | 2.346 (4.427) |
|
| E HOMO = −6.400 |
|
||||
| E-3f |
|
−608334.9 | E LUMO = −3.419 | 2.328 (4.407) |
|
| E HOMO = −6.380 |
|
||||
| Z-3g |
|
−678806.2 | E LUMO = −3.597 | 2.150 (4.465) |
|
| E HOMO = −6.438 |
|
||||
| E-3g |
|
−678806.6 | E LUMO = −3.613 | 2.134 (4.446) |
|
| E HOMO = −6.419 |
|
||||
While frontier molecular orbital analysis provides a useful qualitative description of the dominant orbital interactions, a more detailed understanding of reactivity and selectivity in polar cycloaddition processes can be obtained from conceptual density functional theory (CDFT). In recent years, CDFT has emerged as a powerful framework for the investigation of chemical reactivity, allowing quantitative characterization of electrophilic and nucleophilic behavior through global and local reactivity indices derived from ground-state electron density descriptors.20,21 In particular, analysis of global and local CDFT indices has proven especially effective for describing polar reaction pathways, including the cycloaddition reactions, where charge transfer plays a significant role in governing reactivity and selectivity.21–23 Likewise, electrophilicity and nucleophilicity indices within the CDFT framework have been successfully employed to assess the feasibility of [3 + 2] cycloaddition reactions and to classify dipole–dipolarophile pairs according to their polar character.24
| Reactant | χ (eV) | µ (eV) | η (eV) | S (a.u.) | ω (eV) | ω + (eV) | ω − (eV) | Δω± (eV) | N b (eV) | N′ (eV) | N″ (eV) |
|---|---|---|---|---|---|---|---|---|---|---|---|
| a All computations were carried out with the Gaussian 09 suite of programs. Calculations based on the method of DFT were performed at the B3LYP/cc-pVTZ level of the theory. b HOMO energy of tetracyanoethylene (TCE) is −0.34586 (in a.u.) at the same level of theory. | |||||||||||
| 4 | 3.860 | −3.86 | 3.774 | 7.218 | 1.974 | 0.516 | 4.376 | 4.892 | 3.664 | 0.507 | 2.285 |
| Z-3a | 4.481 | −4.481 | 3.280 | 8.296 | 3.061 | 1.23 | 5.712 | 6.942 | 3.290 | 0.327 | 1.751 |
| E-3a | 4.484 | −4.484 | 3.252 | 8.372 | 3.092 | 1.257 | 5.741 | 6.998 | 3.301 | 0.323 | 1.742 |
| Z-3b | 4.277 | −4.277 | 3.353 | 8.123 | 2.728 | 1.008 | 5.285 | 6.293 | 3.458 | 0.367 | 1.892 |
| E-3b | 4.295 | −4.295 | 3.332 | 8.171 | 2.767 | 1.037 | 5.331 | 6.368 | 3.450 | 0.361 | 1.876 |
| Z-3c | 4.399 | −4.399 | 3.308 | 8.221 | 2.925 | 1.139 | 5.538 | 6.677 | 3.358 | 0.342 | 1.806 |
| E-3c | 4.403 | −4.403 | 3.284 | 8.296 | 2.952 | 1.161 | 5.563 | 6.724 | 3.367 | 0.339 | 1.797 |
| Z-3d | 4.595 | −4.595 | 3.217 | 8.451 | 3.281 | 1.386 | 5.980 | 7.366 | 3.208 | 0.305 | 1.672 |
| E-3d | 4.597 | −4.597 | 3.185 | 8.530 | 3.317 | 1.417 | 6.014 | 7.430 | 3.222 | 0.301 | 1.663 |
| Z-3e | 4.527 | −4.527 | 3.287 | 8.271 | 3.116 | 1.264 | 5.791 | 7.055 | 3.241 | 0.321 | 1.727 |
| E-3e | 4.529 | −4.529 | 3.254 | 8.372 | 3.152 | 1.294 | 5.823 | 7.117 | 3.256 | 0.317 | 1.717 |
| Z-3f | 4.900 | −4.900 | 2.998 | 9.070 | 4.005 | 1.929 | 6.829 | 8.759 | 3.012 | 0.25 | 1.464 |
| E-3f | 4.899 | −4.899 | 2.961 | 9.193 | 4.054 | 1.974 | 6.874 | 8.848 | 3.031 | 0.247 | 1.455 |
| Z-3g | 5.018 | −5.018 | 2.84 | 9.581 | 4.432 | 2.278 | 7.296 | 9.574 | 2.973 | 0.226 | 1.371 |
| E-3g | 5.016 | −5.016 | 2.806 | 9.683 | 4.484 | 2.326 | 7.342 | 9.669 | 2.993 | 0.223 | 1.362 |
The electronic chemical potential, µ, of the DF (4) (µ = −3.860 eV) is higher than those of the APPs 3a–g (−5.018 < µ < −4.277 eV). Furthermore, APPs 3a–g act as good electrophiles due to the larger value of their electrophilicity ω (2.728 < ω < 4.484) relative to the electrophilicity value of DF (4) (ω = 1.974 eV); therefore, charge transfer is expected to occur from DF (4), acting as the nucleophilic dipole, to APPs 3a–g, acting as electrophilic dipolarophiles. Recently, a unique electrophilicity scale was developed to classify reagents involved in CA reactions.28 Analysis of the electrophilicity indices ω presented in Table 4 shows that APPs 3a–g are among the strong electrophiles, while DF (4) is classified as marginal electrophile, consistent with its nucleophilic character, suggesting that in a polar 32CA reaction, DF (4) and APPs 3a–g act as nucleophile and electrophile, respectively. Consequently, in this model, the polar character of a dipole–dipolarophile interaction can be evaluated by the difference Δω in the global electrophilicity of the two reagents. The 32CA of DF as dipole with APPs as dipolarophile (Δω values in the range of 0.754–2.509 eV) lie well below the threshold value of 4.5 eV, indicating that these reactions proceed through a polar, one-step mechanism.
To further characterize the charge-accepting and charge-donating tendencies of the reactants, additional reactivity indices have been defined in terms of the electroaccepting, ω+, and electrodonating, ω− powers, as proposed by Gázquez et al.29 Both quantities are calculated by employing the vertical ionization energy I and electron affinity A according to ω+ = A2/(2(I−A), ω− = I2/(2(I−A)). Here, ω+ represents the measure of the tendency of a given system to accept charge, whereas ω− is the tendency to donate charge. It is important to mention here that a larger ω+ value of a system reflects a better capability of accepting charge, whereas a smaller value of ω− corresponds to a better electron donor (Table 4). To directly relate the electroaccepting and electrodonating powers, the following definition of net electrophilicity (Δω±) has been suggested as Δω± = ω+ − (−ω−) = ω+ + ω−, which represents the electron accepting power relative to the electron donating power and it has been defined as the net electroaccepting power. This global reactivity descriptor measures the relative electrophilicity.30
It is important to note that according to these definitions and as summarized in Table 4, the APPs (E/Z)-3a–g exhibit larger values of ω+ (ω+ = 1.037/1.008–2.326/2.278, respectively) and therefore possess a greater ability to accept electronic charge, classifying them as strong electrophiles, while DF (4) displays a smaller value of ω−(ω− = 4.376) and thus exhibits a greater tendency to donate electronic charge, consistent with its behavior as a good nucleophile.
In addition to these electrophilicity-based descriptors, a working model for nucleophilicity can be obtained using the empirical nucleophilicity index N, which was originally proposed on the basis of HOMO energies and is defined as N = EHOMO (eV) − EHOMO(TCE) (eV).31 Nucleophilicity values N for the series of APPs 3a–g and DF (4) are listed in Table 4. Notably, the relatively high nucleophilicity index of DF (4) (N = 3.664 eV) indicates that it is the most nucleophilic species in the studied series, fully consistent with its role as the electron donor toward APPs 3a–g.
Moreover, based on the assumption of Chattaraj et al. that electrophilicity and nucleophilicity are inversely related,32,33 the proposed nucleophilicity parameter can be described as the multiplicative inverse of the electrophilicity index (ω) and is expressed as N′ = 1/ω.28,34 In this context, Roy et al. proposed the nucleophilicity index N″ based on the mutual electrodonating ω− power.35 Because the nucleophilicity index determined as 1/ω− is typically less than unity, the nucleophilicity index N″ has been defined as N″ = ((1/ω−) × 10). As revealed in Table 4, the calculated N′ and N″ values follow the same qualitative order as observed for the related nucleophilicity N descriptor. Thus, a comparison of the values obtained with the three nucleophilicity models, namely N,N′, and Roy's N″, shows a consistent and rational agreement with the experimental observations.
The condensed forms of the Fukui functions (fk±) of an atom, k, in a molecule with N electrons, depending on the type of electron transfer, can be calculated using the procedure proposed by Yang and Mortier, based on a finite difference method,36 according to:
| fk+ = qk (N + 1) − qk (N) for nucleophilic attack |
| fk− = qk (N) − qk (N − 1) for electrophilic attack. |
Recently, Morell et al.37 proposed a more refined local reactivity descriptor, defined as a dual descriptor (f(2)k or Δfk), which corresponds to the derivative of molecular hardness with respect to the external potential and can be expressed as the difference between the nucleophilic and electrophilic Fukui Functions, given by f(2)k ≡ Δfk = fk+ − fk−.
The dual descriptor is considered more efficient than the conventional Fukui function for predicting the reactive sites of a molecule. Moreover, it is less affected by orbital contraction or expansion than the Fukui function and seems to be more rational. The use of f(2)k provides the net nucleophilicity (or net electrophilicity) at a given atomic site in terms of the net amount of electron transfer in each direction.
When f(2)k < 0, an electrophilic attack on atom k is favored, and the atom behaves as a nucleophilic site; conversely, when f(2)k > 0, a nucleophilic attack on atom k is favored, and the atom behaves as an electrophilic site.
Furthermore, Chattaraj et al.38 have introduced the concept of generalized philicity, which incorporates information from previously known different global and local reactivity and selectivity descriptors, in addition to the information regarding electrophilic/nucleophilic power of a given atomic site in a molecule (ωk±). It is possible to define a local quantity called philicity associated with a site k in a molecule by means of the corresponding condensed Fukui functions (fk±), according to ωk± = ω fk±, where ωk+ and ωk− represent local philic quantities describing nucleophilic and electrophilic attacks, respectively.
In the light of the dual descriptor37 and local philicity,38 Padmanabhan et al.39 proposed a multiphilic descriptor (Δωk) within the unified philicity concept, which enables simultaneous description of both the nucleophilic and electrophilic nature of a chemical species in nucleophile–electrophile interactions. It is defined as the difference between the nucleophilic and electrophilic condensed philicity functions and is given by Δωk = ωk+ − ωk− = ω f(2)k. When Δωk < 0, the site is favored for an electrophilic attack, whereas when Δωk > 0, the site may be favored for a nucleophilic attack. Local condensed Fukui fk±, Fukui dual descriptor f(2)k, and multiphilic descriptor Δωk values are listed in Table 5.
| Comp. | Site k | f k + | f k − | f (2)k | ω k + | ω k − | Δωk | P k + | P k − | ω k | N k | R k | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| a Calculations based on the method of DFT were performed at the B3LYP/cc-pVTZ level of the theory. | |||||||||||||
| 4 | 3 | C | 0.011 | 0.180 | −0.169 | 0.022 | 0.355 | −0.334 | −0.056 | 0.233 | −0.111 | 0.854 | −0.97 |
| 4 | N | 0.210 | −0.017 | 0.193 | 0.415 | −0.034 | 0.381 | 0.302 | −0.037 | 0.596 | −0.136 | +0.73 | |
| 5 | N | 0.300 | 0.212 | 0.088 | 0.592 | 0.419 | 0.174 | 0.672 | 0.372 | 1.327 | 1.363 | ±1.35 | |
| Z-3a | 1 | C | 0.063 | −0.019 | 0.044 | 0.193 | −0.058 | 0.135 | 0.048 | 0.048 | 0.147 | 0.158 | ±0.15 |
| 2 | C | 0.180 | 0.049 | 0.131 | 0.551 | 0.150 | 0.401 | 0.424 | −0.018 | 1.298 | −0.059 | +1.36 | |
| E-3a | 1 | C | 0.062 | −0.029 | 0.033 | 0.192 | −0.090 | 0.102 | 0.048 | 0.031 | 0.148 | 0.102 | ±0.13 |
| 2 | C | 0.182 | 0.051 | 0.131 | 0.563 | 0.158 | 0.405 | 0.425 | −0.015 | 1.314 | −0.050 | +1.36 | |
| Z-3b | 1 | C | 0.051 | 0.021 | 0.029 | 0.139 | 0.057 | 0.079 | 0.036 | 0.096 | 0.098 | 0.332 | −0.23 |
| 2 | C | 0.184 | 0.017 | 0.167 | 0.502 | 0.046 | 0.455 | 0.440 | −0.047 | 1.200 | −0.163 | +1.36 | |
| E-3b | 1 | C | 0.050 | 0.013 | 0.037 | 0.138 | 0.036 | 0.102 | 0.035 | 0.081 | 0.097 | 0.279 | −0.18 |
| 2 | C | 0.187 | 0.019 | 0.167 | 0.517 | 0.053 | 0.462 | 0.443 | −0.042 | 1.226 | −0.145 | +1.37 | |
| Z-3c | 1 | C | 0.058 | −0.005 | 0.053 | 0.17 | −0.015 | 0.155 | 0.045 | 0.066 | 0.132 | 0.222 | ±0.18 |
| 2 | C | 0.180 | 0.037 | 0.143 | 0.526 | 0.108 | 0.418 | 0.424 | −0.027 | 1.240 | −0.091 | +1.33 | |
| E-3c | 1 | C | 0.057 | −0.016 | 0.041 | 0.168 | −0.047 | 0.121 | 0.045 | 0.048 | 0.133 | 0.162 | ±0.15 |
| 2 | C | 0.182 | 0.04 | 0.142 | 0.537 | 0.118 | 0.419 | 0.425 | −0.022 | 1.254 | −0.074 | +1.33 | |
| Z-3d | 1 | C | 0.065 | −0.012 | 0.054 | 0.213 | −0.039 | 0.177 | 0.058 | 0.059 | 0.190 | 0.189 | ±0.19 |
| 2 | C | 0.172 | 0.041 | 0.130 | 0.564 | 0.135 | 0.427 | 0.404 | −0.025 | 1.325 | −0.08 | +1.41 | |
| E-3d | 1 | C | 0.064 | −0.022 | 0.042 | 0.212 | −0.073 | 0.139 | 0.057 | 0.041 | 0.189 | 0.132 | ±0.16 |
| 2 | C | 0.174 | 0.044 | 0.130 | 0.577 | 0.146 | 0.431 | 0.405 | −0.021 | 1.343 | −0.068 | +1.41 | |
| Z-3e | 1 | C | 0.061 | −0.013 | 0.048 | 0.19 | −0.041 | 0.150 | 0.045 | 0.055 | 0.140 | 0.178 | ±0.16 |
| 2 | C | 0.182 | 0.043 | 0.138 | 0.567 | 0.134 | 0.430 | 0.431 | −0.022 | 1.343 | −0.071 | +1.41 | |
| E-3e | 1 | C | 0.060 | −0.025 | 0.036 | 0.189 | −0.079 | 0.113 | 0.045 | 0.035 | 0.142 | 0.114 | ±0.13 |
| 2 | C | 0.184 | 0.046 | 0.138 | 0.58 | 0.145 | 0.435 | 0.432 | −0.017 | 1.362 | −0.055 | +1.41 | |
| Z-3f | 1 | C | 0.078 | −0.032 | 0.046 | 0.312 | −0.128 | 0.184 | 0.082 | 0.040 | 0.328 | 0.120 | +0.21 |
| 2 | C | 0.140 | 0.058 | 0.083 | 0.561 | 0.232 | 0.332 | 0.332 | −0.016 | 1.329 | −0.048 | +1.38 | |
| E-3f | 1 | C | 0.077 | −0.041 | 0.036 | 0.312 | −0.166 | 0.146 | 0.082 | 0.024 | 0.332 | 0.073 | +0.26 |
| 2 | C | 0.142 | 0.059 | 0.083 | 0.576 | 0.239 | 0.336 | 0.332 | −0.014 | 1.346 | −0.042 | +1.39 | |
| Z-3g | 1 | C | 0.082 | −0.041 | 0.041 | 0.363 | −0.182 | 0.182 | 0.079 | 0.031 | 0.350 | 0.092 | +0.26 |
| 2 | C | 0.108 | 0.066 | 0.042 | 0.479 | 0.293 | 0.186 | 0.271 | −0.013 | 1.201 | −0.039 | +1.24 | |
| E-3g | 1 | C | 0.080 | −0.048 | 0.033 | 0.359 | −0.215 | 0.148 | 0.079 | 0.017 | 0.354 | 0.051 | +0.30 |
| 2 | C | 0.110 | 0.066 | 0.044 | 0.493 | 0.296 | 0.197 | 0.272 | −0.012 | 1.220 | −0.036 | +1.26 | |
The Fukui dual descriptor f(2)k/multiphilic descriptor Δωk of DF (4) are −1.697/−0.334 for (C3) and 0.088/0.174 (N5), respectively. While these for APPs (E/Z)-3a–g are 0.029–0.054/0.079–0.177 (C1) and 0.042–0.167/0.186–0.462 (C2), respectively, indicating that C3 is the most nucleophilic center in DF and C2 is the most electrophilic site of APPs.
On the other hand, local electrophilic Pk+ and nucleophilic Pk− Parr functions, which are obtained from the atomic spin density (ASD) at the radical anion and at the radical cation of the corresponding reagents, respectively, can be used to define local electrophilicity ωk = ω Pk+, local nucleophilicity Nk = N Pk− indices,40 which are summarized in Table 5, and provide further insight into the regiochemistry of our 32CA reaction of DF with APPs. Fig. 4 shows the ASD maps of the radical cation of DF (4) and radical anions of APPs (E/Z)-3a–g calculated at the B3LYP/cc-pVTZ level.
To acquire a deeper insight into nucleophilic and/or electrophilic activation at the different sites of a molecule, Chattaraj et al. proposed that the local reactivity difference index Rk, can predict the local nucleophilic and/or electrophilic activation within an organic molecule.41
The Rk index is described as:
| If (1 < ωk/Nk < 2 or 1 < Nk/ωk < 2), then Rk ≈ (ωk + Nk)/2 ⇒ corresponds to ambiphilic site (Rk = ± x.xx) |
| then, Rk ≈ (ωk − Nk); where Rk < 0 ⇒ corresponds to nucleophilic site (Rk = −x.xx) |
| Rk > 0 ⇒ corresponds to electrophilic site (Rk = +x.xx). |
Parr indices Pk±, local electrophilicity ωk, local nucleophilicity Nk and local reactivity difference index Rk for the most relevant heavy atoms of DF (4) and APPs (E/Z)-3a–g are listed in Table 5.
From the data presented in Table 5 for DF, the C3 site is more nucleophilic (Rk = −0.97), while N5 is classified as an ambiphilic site (Rk = ±1.35). On the other hand, for APPs (E/Z)-3a–g, the C2 site is more electrophilic than C1 (C2, Rk = +1.24 − +1.41; C1, Rk = −0.23 − +0.30).
Therefore, the most favorable regioisomeric pathway is accompanied by initial CDF3–CAPP2 bond formation. These results are consistent with experimental findings indicating that the 32CA reaction between DF (4) and APPs (E/Z)-3a–g occurs through concerted interactions involving CDF3–CAPP2 and NDF5–CAPP1 bond formation, leading to the generation of the spiropyrazole derivatives 5/5′a–g that facilitate path A (β-attack) (Scheme 4). Overall, the combined local reactivity analysis is fully consistent with the experimentally observed regioselective formation of 5/5′a–g. Taken together, the computational data provide a coherent picture of the observed selectivity. The frontier-orbital energy gaps indicate a normal electron-demand cycloaddition, while the global reactivity indices identify DF as the nucleophilic partner and the APP derivatives as the electrophilic dipolarophiles. The local descriptors further show that the C3 center of DF is the most nucleophilic site and the C2 position of the dipolarophile is the most electrophilic site, supporting the experimentally observed CDF3–CAPP2 bond formation pattern. In addition, the transition-state analysis shows that the endo pathway leading to products 5/5′ is energetically preferred over the alternative pathways, in agreement with the exclusive formation of one regioisomeric framework in the experimental study. Although the present computational study provides a consistent and reliable description of the observed regioselectivity, explicit inclusion of solvent effects (e.g., PCM models) and detailed comparison of activation free energies for endo and exo pathways would further refine the mechanistic analysis. Such investigations are computationally demanding and will be the subject of future studies.
In addition to the local electrophilicity- and nucleophilicity-based descriptors discussed above, the hard and soft acids and bases (HSAB) principle42 and the local softness sk± can be used to predict the regioselectivity of 32CA reactions.43 The local softness values sk± are calculated by sk± = S.fk±,44 where S is the global softness and fk± are the respective Fukui functions. Following the above definition, the associated dual local softness (Δsk) has also been defined as the condensed version of f(2)k multiplied by the global softness; Δsk = S.f(2)k = (sk+ − sk−).45
Although local hardness descriptors may occasionally exhibit ambiguity, dual local softness provides a more reliable description of hard–soft interactions at the local level. In this context, Ayres provided a rigorous theoretical foundation for the global and local HSAB principles and clarified their relationships with polarizability, charge, and electronegativity.46 However, the dual descriptor f(2)k is a sub-intensive property, meaning that its condensed values become less significant as the molecular size increases. To overcome this intrinsic behavior of this local reactivity descriptor, another local reactivity descriptor has been defined as the local hypersoftness (s(2)k), which allows local reactivities to be evaluated for molecular size and is calculated by s(2)k = S2(fk+ − fk−) = S2.f(2)k.47
Accordingly, local softness sk±, dual local softness Δsk, and local hypersoftness s(2)k for the most relevant heavy atoms of DF (4) and APPs (E/Z)-3a–g are shown in Table 6.
| Reactant | Site k | s k + | s k − | Δsk | s (2)k | |
|---|---|---|---|---|---|---|
| a Calculations based on the method of DFT were performed at the B3LYP/cc-pVTZ level of the theory. | ||||||
| 4 | 3 | C | 0.079 | 1.299 | −1.220 | −8.805 |
| 4 | N | 1.516 | −0.123 | 1.393 | 10.056 | |
| 5 | N | 2.165 | 1.530 | 0.635 | 4.585 | |
| Z-3a | 1 | C | 0.523 | −0.158 | 0.365 | 3.028 |
| 2 | C | 1.493 | 0.407 | 1.087 | 9.016 | |
| E-3a | 1 | C | 0.519 | −0.243 | 0.276 | 2.313 |
| 2 | C | 1.524 | 0.427 | 1.097 | 9.183 | |
| Z-3b | 1 | C | 0.414 | 0.171 | 0.236 | 1.913 |
| 2 | C | 1.495 | 0.138 | 1.357 | 11.019 | |
| E-3b | 1 | C | 0.409 | 0.106 | 0.302 | 2.470 |
| 2 | C | 1.528 | 0.155 | 1.365 | 11.151 | |
| Z-3c | 1 | C | 0.477 | −0.041 | 0.436 | 3.582 |
| 2 | C | 1.480 | 0.304 | 1.176 | 9.665 | |
| E-3c | 1 | C | 0.473 | −0.133 | 0.340 | 2.822 |
| 2 | C | 1.510 | 0.332 | 1.178 | 9.773 | |
| Z-3d | 1 | C | 0.549 | −0.101 | 0.456 | 3.857 |
| 2 | C | 1.454 | 0.346 | 1.099 | 9.284 | |
| E-3d | 1 | C | 0.546 | −0.188 | 0.358 | 3.056 |
| 2 | C | 1.484 | 0.375 | 1.109 | 9.459 | |
| Z-3e | 1 | C | 0.505 | −0.108 | 0.397 | 3.283 |
| 2 | C | 1.505 | 0.356 | 1.141 | 9.440 | |
| E-3e | 1 | C | 0.502 | −0.209 | 0.301 | 2.523 |
| 2 | C | 1.541 | 0.385 | 1.155 | 9.673 | |
| Z-3f | 1 | C | 0.707 | −0.290 | 0.417 | 3.784 |
| 2 | C | 1.270 | 0.526 | 0.753 | 6.828 | |
| E-3f | 1 | C | 0.708 | −0.377 | 0.331 | 3.042 |
| 2 | C | 1.305 | 0.542 | 0.763 | 7.014 | |
| Z-3g | 1 | C | 0.786 | −0.393 | 0.393 | 3.764 |
| 2 | C | 1.035 | 0.632 | 0.402 | 3.856 | |
| E-3g | 1 | C | 0.775 | −0.465 | 0.320 | 3.094 |
| 2 | C | 1.065 | 0.639 | 0.426 | 4.126 | |
Building on the foregoing discussion of local softness descriptors, dual local softness and local hypersoftness can be employed to identify the most reactive atomic sites toward electrophilic attack. From Table 6, the negative condensed values of dual local softness and local hypersoftness are observed DF at C3 (−1.220 and −8.805, respectively), indicating that this position is the most favorable electron-donating site in DF. In contrast, for the APPs, C2 exhibits more positive values of dual local softness and local hypersoftness (0.402–1.365 and 3.856–11.151, respectively) than C1 (0.236–0.456 and 1.913–3.857, respectively), thereby identifying C2 as the most favorable electron-accepting site among all APPs examined in this study. These findings are fully consistent with the experimental results of the 32CA reaction of DF (4) and APPs (E/Z)-3a–g, which proceeds preferentially through path A (β-attack) to afford spiropyrazole derivatives 5/5′a–g (Scheme 4).
Taken together, and in the context of the foregoing local reactivity analyses, the Fukui dual descriptor f(2)k, multiphilic descriptor Δωk, local reactivity difference index Rk, and dual local softness Δsk, provide a consistent and complementary framework. All these descriptors clearly distinguish between nucleophilic and electrophilic attacks at a particular site through the sign of their values. That is, they provide a negative value for sites favored for electrophilic attack and a positive value for sites favored for nucleophilic attack. These results were found to be in excellent agreement with the experimental observations, thus confirming the accuracy of the calculated dual descriptors for the local electrophilicity, nucleophilicity, and softness of the reactants. Accordingly, by using these descriptors, the observed regioselective behavior of DF and APPs in the 32CA reaction can be rationalized, providing deeper insight into the underlying mechanism of regioselectivity.
![]() | ||
| Fig. 6 Relative energies (kcal mol−1) for the reactants (4 + 3a), TSs, and products for the four possible reaction pathways. | ||
To further elucidate the origin of the experimentally observed stereoselectivity, the reaction of DF (4) and APPs (E/Z)-3a–g was analyzed by comparing the activation and reaction energies, enthalpies, and Gibbs free energies associated with the possible reaction pathways leading to the stereoisomeric products 5/5′ and 6/6′ via the endo- and exo-TS, respectively (Table 7).
| Structure | E a | ΔH | ΔG | ΔErxn | ΔH# | ΔG# | ΔS | ΔR |
|---|---|---|---|---|---|---|---|---|
| 5(TS) | 23.65 | 9.25 | 24.48 | 7.21 | 24.04 | 38.26 | −51.08 | 0.38 |
| 5′(TS) | 24.32 | 10.04 | 25.19 | 8.08 | 24.69 | 38.50 | −50.81 | 0.36 |
| 6(TS) | 26.37 | 9.14 | 24.24 | 7.37 | 26.61 | 40.83 | −50.65 | 0.81 |
| 6′(TS) | 26.91 | 10.13 | 25.05 | 8.44 | 27.19 | 41.52 | −50.06 | 0.81 |
In the gas phase, the calculated relative Gibbs free energies of activation for the possible pathways of this 32CA reaction at the B3LYP/cc-pVTZ level are 38.26 kcal mol−1 for 5(TS), 38.50 kcal mol−1 for 5′(TS), 40.83 kcal mol−1 for 6(TS), and 41.52 kcal mol−1 for 6′(TS). Consistent with these trends, the calculated free activation energies for the formation of endo regioisomer 5/5′ via β-attack (23.65/24.32 kcal mol−1) are systematically lower than that of exo regioisomer 6/6′ via α-attack (26.37/26.91 kcal mol−1). These energetic differences indicate that endo adducts 5/5′ are preferentially formed, accounting for the high stereo- and regioselectivity observed experimentally, as the endo transition states are energetically favored relative to the corresponding exo transition states.
In addition to energetic considerations, Table 7 also reports the bond length differences (ΔR) between the two forming bonds in the corresponding transition states. Analysis of these geometrical parameters indicates that regioisomeric path A proceeds through a more synchronous transition state than path B. The optimized geometries of the reactants, transition states, and products for the representative reaction of DF (4) with APP (E/Z)-3a are depicted in Fig. 7.
The polarity of the reaction also emerges as a significant factor in determining the feasibility of the cycloaddition. The global electron density transfer was computed at the transition states by the sum of the natural atomic charges (q), obtained from natural population analysis (NPA), over the atoms belonging to each reacting framework (f) at the TSs,51 according to
, which reflects electron density flux from DF (4) toward the APP framework. As illustrated in Fig. 7, along the possible reaction pathways, the GEDT values are calculated to be 0.32e at 5(TS) and 5′(TS), and 0.27e at 6(TS) and 6′(TS). These relatively large GEDT values emphasize the highly polar nature of the reaction.
In line with the foregoing analysis, a good correlation between GEDT values at TS and the estimated relative free energy of activation (ΔG#) can be established, with R2 = 0.97. This correlation is consistent with the notion that higher GEDT values facilitate bond formation, resulting in lower activation free energies and faster reaction rates,51 in good agreement with the experimental observations (Fig. 8). The lower R2 reflects limitations of correlating computed descriptors with experimental data but does not affect qualitative conclusions.
![]() | ||
| Fig. 8 Plot of the activation free energies vs. GEDT at TSs for the cycloaddition reaction of DF (4) with APP 3a in possible reaction paths A and B at the B3LYP/cc-pVTZ level. | ||
Additionally, the observed stereochemistry can be explained by assessing the molecular electrostatic potential surface (MESP) and analyzing the associated electrostatic interactions. Fig. 9 demonstrates that in the energetically favorable transition states 5(TS) and 5′(TS), the approach of the reactants aligns oppositely charged regions, giving rise to attractive electrostatic interactions between the two reacting fragments. In contrast, in the energetically less favorable transition states 6(TS) and 6′(TS), regions bearing like charges are brought into proximity, leading to repulsive electrostatic interactions between the reactants. Consequently, the presence of favorable electrostatic attractions in 5(TS) and 5′(TS) renders their formation more favorable than that of 6(TS) and 6′(TS), fully consistent with the experimentally observed stereochemical outcome.
:
1 ratio), and cannot be separated due to their similar Rf.
O), 158.8 (C
O), 134.3 (CHbenzylidene), 134.2 (CHbenzylidene), 133.7 (CHPh), 132.5 (N–Cq), 132.4 (N–Cq), 129.2 (ortho 2xCHPh), 129.1 (ortho 2xCHPh), 129.0 (meta 2xCHPh), 128.9 (meta 2xCHPh), 125.0 (meta 2XCHN-Ph), 120.0 (Cq-pyrazolidinone), 119.8 (Cq-Ph), 119.1 (para CHN-Ph), 118.5 (ortho 2xCHN-Ph).
O), 159.3 (C
O), 137.4 (CHbenzylidene), 137.3 (CHbenzylidene), 129.0 (meta 2xCHmethoxyphenyl), 128.9 (meta 2xCHmethoxyphenyl), 125.6 (2 signals, N–Cq), 124.7 (meta 2XCHN-Ph), 118.9 (para CHN-Ph), 118.3 (ortho 2xCHN-Ph), 116.4 (Cq-pyrazolidinone), 116.1 (Cq-methoxyphenyl), 114.6 (ortho 2xCHtolyl), 114.5 (ortho 2xCHmethoxyphenyl), 55.8 (OCH3).
O), 158.9 (C
O), 144.7 (CH3C), 134.5 (CHbenzylidene), 134.4 (CHbenzylidene), 129.9 (2 signals, N-Cq), 129.6 (ortho 2xCHp-tolyl), 129.5 (ortho 2xCHp-tolyl), 129.0 (meta 2xCHp-tolyl), 128.9 (meta 2xCHp-tolyl), 124.8 (meta 2XCHN-Ph), 118.9 (para CHN-Ph), 118.7 (Cq-pyrazolidinone), 118.5 (Cq-tolyl), 118.4 (ortho 2xCHN-Ph), 21.6 (CH3).
O), 158.6 (C
O), 138.2 (C–Cl), 135.8 (CHbenzylidene), 135.7 (CHbenzylidene), 131.3 (N–Cq), 131.2 (N–Cq), 129.1 (ortho 2xCHp-chlorophenyl), 129.0 (ortho 2xCHp-chlorophenyl), 128.9 (2 signals, meta 2xCHp-chlorophenyl), 125.0 (meta 2XCHN-Ph), 120.5 (para CHN-Ph), 120.3 (Cq-pyrazolidinone), 118.9 (Cq-p-chlorophenyl), 118.4 (ortho 2xCHN-Ph).
O), 158.8 (C
O), 137.4 (CHbenzylidene), 137.3 (CHbenzylidene), 129.3 (2 signals, N–Cq), 129.1 (meta 2xCHp-fluorophenyl), 129.0 (meta 2xCHp-fluorophenyl), 125.0 (meta 2XCHN-Ph), 119.5 (Cq-pyrazolidinone), 119.3 (2 signals, Cq-p-fluorophenyl), 119.0 (para CHN-Ph), 118.5 (ortho 2xCHN-Ph), 116.1 (d, J = 21.9 Hz, ortho 2xCHp-fluorophenyl), 116.0 (d, J = 21.9 Hz, ortho 2xCHp-fluorophenyl). 19F NMR (DMSO-d6, 565 MHz) δ – 103.9.
O), 158.3 (C
O), 136.4 (N–Cq), 134.1 (CHbenzylidene), 134.0 (CHbenzylidene), 132.6 (ortho 2xCHp-cyanophenyl), 132.5 (ortho 2xCHp-cyanophenyl), 129.3 (meta 2xCHp-cyanophenyl), 129.2 (meta 2xCHp-cyanophenyl), 125.4 (2 signals, meta 2XCHN-Ph), 123.2 (Cq-pyrazolidinone), 123.0 (Cq-cyanophenyl), 119.3 (para CHN-Ph), 118.8 (ortho 2xCHN-Ph), 118.7 (NC–C), 114.6 (CN).
O), 158.2 (C
O), 149.3 (2 signals, C–NO2), 140.3 (Cq-nitrophenyl), 138.1 (N–Cq), 134.8 (CHbenzylidene), 134.7 (CHbenzylidene), 129.3 (meta 2xCHp-nitrophenyl), 129.2 (meta 2xCHp-nitrophenyl), 124.5 (meta 2XCHN-Ph), 123.7 (ortho 2xCHp-nitrophenyl), 123.6 (ortho 2xCHp-nitrophenyl), 123.5 (Cq-pyrazolidinone), 119.3 (para CHN-Ph), 118.8 (ortho 2xCHN-Ph).
:
48 ratio). 1H NMR (DMSO-d6, 600 MHz) δ 11.31 (1H, NH), 11.11 (1H, NH), 8.13 (d, J = 7.8 Hz, 1H), 8.11 (d, J = 7.8 Hz, 1H), 7.97–7.86 (m, 4H, Ar–H), 7.60–7.53 (m, 3H, Ar–H), 7.50–7.44 (m, 12H, Ar–H), 7.41–7.30 (m, 12H, Ar–H), 7.26–7.09 (m, 8H, Ar–H), 7.03–6.92 (m, 4H, Ar–H), 4.78 (s, 2H, C4′–H); 13C NMR (151 MHz, DMSO) δ 168.78 (C
O), 167.17 (C
O), 163.76 (C
O), 161.80 (C
O), 141.19 (q), 141.12 (q), 140.37 (q), 140.25 (q), 140.13 (q), 140.10 (q), 139.86 (q), 139.54 (q), 136.49 (q), 136.26 (q), 130.59 (CH), 129.67 (CH), 129.63 (q), 129.53 (CH), 129.01 (CH), 128.90 (CH), 128.83 (CH), 128.77 (CH), 128.54 (CH), 128.51 (CH), 128.48 (CH), 128.38 (CH), 128.14 (CH), 127.88 (CH), 127.85 (CH), 127.68 (CH), 126.32 (CH), 126.28 (CH), 125.91 (CH), 125.60 (CH), 125.13 (CH), 124.91 (CH), 124.76 (CH), 119.75 (CH), 119.74 (CH), 119.59 (CH), 119.57 (CH), 118.56 (CH), 118.52 (CH), 55.29 (C5′/C4″), 55.07 (C5′/C4″), 43.21 (C9/C3′), 42.99 (C9/C3′), 40.06 (C4′–H), 39.94 (C4′–H).
:
50 ratio). 1H NMR (DMSO-d6, 600 MHz) δ 11.19 (2H, NH), 8.09 (d, J = 7.8 Hz, 1H), 8.08 (d, J = 7.8 Hz, 1H), 7.95–7.88 (m, 4H, Ar–H), 7.81–7.77 (m, 2H, Ar–H), 7.70–7.49 (m, 9H, Ar–H), 7.42–7.28 (m, 10H, Ar–H), 7.07–6.96 (m, 3H, Ar–H), 6.91–6.86 (m, 2H, Ar–H), 6.82–6.75 (m, 2H, Ar–H), 4.68 (s, 2H, C4′–H), 3.68 (s, 3H, OCH3), 3.67 (s, 3H, OCH3); 13C NMR (151 MHz, DMSO) δ 168.46 (C
O), 166.91 (C
O), 163.69 (C
O), 161.85 (C
O), 158.11 (C–O), 158.05 (C–O), 141.21 (q), 141.14 (q), 140.43 (q), 140.30 (q), 140.08 (q), 140.04 (q), 140.00 (q), 139.65 (q), 135.46 (CH), 133.31 (q), 131.78 (CH), 129.78 (CH), 129.64 (CH), 129.56 (CH), 128.97 (CH), 128.91 (CH), 128.57 (CH), 128.54 (CH), 128.48 (CH), 128.44 (CH), 128.40 (CH), 128.37 (CH), 128.17 (CH), 127.12 (CH), 126.90 (CH), 126.38 (CH), 126.33 (CH), 125.94 (CH), 125.62 (CH), 125.58 (CH), 125.44 (CH), 125.25 (CH), 124.96 (CH), 124.82 (CH), 124.02 (CH), 121.27 (CH), 120.64 (CH), 120.59 (CH), 119.79 (CH), 119.60 (CH), 118.61 (CH), 118.56 (CH), 116.40 (q), 116.15 (q), 113.88 (CH), 113.37 (CH), 113.33 (CH), 55.51 (C5′/C4″), 55.31 (C5′/C4″), 55.04 (OCH3), 55.01 (OCH3), 43.36 (C9/C3′), 43.12 (C9/C3′), 39.60 (C4′–H), 39.38 (C4′–H).
:
39 ratio). 1H NMR (DMSO-d6, 600 MHz) δ 11.09 (2H, NH), 8.11 (d, J = 7.8 Hz, 1H), 8.09 (d, J = 7.8 Hz, 1H), 7.95–7.85 (m, 4H, Ar–H), 7.51 (d, J = 8.4 Hz, 2H), 7.50–7.30 (m, 13H, Ar–H), 7.18–6.97 (m, 13H, Ar–H), 4.71 (s, 2H, C4′–H), 2.33 (6H, CH3); 13C NMR (151 MHz, DMSO) δ 167.97 (C
O), 167.02 (C
O), 163.95 (C
O), 161.92 (C
O), 141.95 (q), 141.51 (q), 141.23 (q), 141.16 (q), 140.43 (q), 140.30 (q), 140.13 (q), 139.93 (q), 139.61 (q), 137.96 (q), 136.91 (q), 136.59 (q), 136.35 (q), 130.47 (CH), 129.78 (CH), 129.63 (CH), 129.58 (CH), 129.14 (CH), 128.98 (CH), 128.91 (CH), 128.60 (CH), 128.58 (CH), 128.55 (CH), 128.20 (CH), 126.56 (q), 126.46 (q), 126.38 (CH), 126.33 (CH), 125.96 (CH), 125.86 (CH), 125.64 (CH), 125.59 (CH), 125.44 (CH), 125.21 (CH), 124.99 (CH), 124.83 (CH), 119.80 (CH), 119.61 (CH), 118.63 (CH), 118.56 (CH), 55.43 (C5′/C4″), 55.22 (C5′/C4″), 43.27 (C9/C3′), 43.06 (C9/C3′), 39.91 (C4′–H), 39.68 (C4′–H), 20.89 (2xCH3).
:
38 ratio). 1H NMR (DMSO-d6, 600 MHz) δ 11.16 (2H, NH), 8.11 (d, J = 7.8 Hz, 1H), 8.09 (d, J = 7.8 Hz, 1H), 7.95–7.87 (m, 4H, Ar–H), 7.79–7.72 (m, 1H, Ar–H), 7.66–7.61 (m, 1H, Ar–H), 7.54 (d, J = 7.8 Hz, 2H), 7.49–7.43 (m, 4H, Ar–H), 7.42–7.31 (m, 10H, Ar–H), 7.27–7.20 (m, 4H, Ar–H), 7.19–7.08 (m, 2H, Ar–H), 7.08–7.00 (m, 2H, Ar–H), 6.97–6.93 (m, 2H, Ar–H), 4.74 (s, 2H, C4′–H); 13C NMR (151 MHz, DMSO) δ 168.46 (C
O), 166.91 (C
O), 163.69 (C
O), 161.85 (C
O), 141.30 (q), 141.23 (q), 140.40 (q), 140.28 (q), 139.72 (q), 139.41 (q), 138.27 (q), 136.42 (q), 136.19 (q), 135.83 (q), 135.73 (q), 132.67 (CH), 132.44 (q), 131.29 (q), 131.26 (q), 129.45 (CH), 129.32 (CH), 129.09 (CH), 129.02 (CH), 128.97 (CH), 128.91 (CH), 128.81 (q), 128.72 (q), 128.67 (CH), 128.64 (CH), 128.31 (CH), 127.93 (CH), 127.89 (CH), 126.41 (CH), 126.36 (CH), 126.04 (CH), 125.73 (CH), 125.37 (CH), 124.99 (CH), 124.87 (CH), 119.83 (CH), 119.76 (CH), 118.63 (CH), 118.59 (CH), 54.98 (C5′/C4″), 54.79 (C5′/C4″), 43.30 (C9/C3′), 43.11 (C9/C3′), 39.00 (C4′–H), 38.76 (C4′–H).
:
45 ratio). 1H NMR (DMSO-d6, 600 MHz) δ 11.21 (2H, NH), 8.11 (d, J = 7.8 Hz, 1H), 8.09 (d, J = 7.8 Hz, 1H), 7.97–7.85 (m, 4H, Ar–H), 7.59–6.90 (m, 28H, Ar–H), 4.73 (s, 2H, C4′–H); 13C NMR (151 MHz, DMSO) δ 168.66 (C
O), 167.14 (C
O), 164.91 (d, J = 253.5 Hz, C–F) 163.67 (C
O), 161.80 (C
O), 161.62 (d, J = 243.0 Hz, C–F), 141.23 (q), 141.16 (q), 140.36 (q), 140.24 (q), 139.78 (q), 139.47 (q), 136.44 (q), 136.22 (q), 132.80 (d, J = 7.5 Hz, meta 2xCHfluorophenyl), 132.70 (d, J = 7.5 Hz, meta 2xCHfluorophenyl), 129.48 (CH), 129.35 (CH), 129.01 (CH), 128.88 (CH), 128.82 (CH), 128.55 (CH), 128.52 (CH), 128.18 (CH), 126.33 (CH), 126.28 (CH), 125.94 (CH), 125.84 (Cq-fluorophenyl), 125.74 (d, J = 2.85 Hz, Cq-fluorophenyl), 125.63 (CH), 125.26 (CH), 124.87 (CH), 124.75, 119.75 (CH), 119.66 (CH), 119.64 (CH), 118.54 (CH), 118.51 (CH), 114.70 (d, J = 21.3 Hz, ortho 2xCHfluorophenyl), 114.67 (d, J = 21.3 Hz, ortho 2xCHfluorophenyl), 55.09 (C5′/C4″), 54.89 (C5′/C4″), 43.32 (C9/C3′), 43.11 (C9/C3′) 38.96 (C4′–H), 38.76 (C4′–H).
:
49 ratio). 1H NMR (DMSO-d6, 600 MHz) δ 11.31 (1H, NH), 11.17 (1H, NH), 8.68 (d, J = 8.4 Hz, 1H), 8.15–7.73 (m, 11H, Ar–H), 7.59–6.82 (m, 22H, Ar–H), 4.85 (s, 2H, C4′–H); 13C NMR (DMSO-d6, 151 MHz) δ 166.68 (C
O), 165.32 (C
O), 161.69 (C
O), 159.98 (C
O), 139.61 (C1‴, q), 139.52 (q), 138.66 (q), 138.53 (q), 137.82 (C1, q), 137.53 (C1, q), 134.58 (q), 134.33 (q), 134.01 (q), 133.93 (q), 132.21 (CH), 130.71 (CH), 130.63 (CH), 130.28 (CH), 129.98 (CH), 129.95 (C(2)–H), 127.47 (C(2)–H), 127.36 (CH), 127.34 (CH), 127.24 (CH), 127.21 (CH), 127.15 (CH), 126.97 (CH), 126.95 (CH), 126.62 (CH), 124.67 (CH), 124.63 (CH), 124.37 (CH), 124.07 (CH), 123.70 (CH), 123.24 (CH), 123.14 (CH), 118.11 (CH), 117.11 (2C, q), 116.86 (CH), 116.75 (NC–C), 116.43 (NC–C), 108.78 (CN), 108.77 (CN), 52.91 (C5′/C4″), 52.72 (C5′/C4″), 41.60 (C9/C3′), 41.42 (C9/C3′), 37.27 (C4′–H), 37.08 (C4′–H).
:
49 ratio). 1H NMR (DMSO-d6, 600 MHz) δ 11.32 (1H, NH), 11.20 (1H, NH), 8.21 (d, J = 9.0 Hz, 2H, ortho 2xCHnitrophenyl), 8.20 (d, J = 9.0 Hz, 2H, ortho 2xCHnitrophenyl), 8.13 (d, J = 7.8 Hz, 1H), 8.10 (d, J = 7.8 Hz, 1H), 7.98–7.90 (m, 4H, Ar–H), 7.60–7.52 (m, 6H, Ar–H), 7.51–7.44 (m, 3H, Ar–H), 7.42–7.30 (m, 9H, Ar–H), 7.16 (t, J = 7.2 Hz, 1H), 7.12 (t, J = 7.8 Hz, 1H), 7.04 (t, J = 7.8 Hz, 1H), 7.01 (t, J = 7.8 Hz, 1H), 6.90–6.86 (m, 2H, Ar–H), 4.89 (s, 2H, C4′–H); 13C NMR (151 MHz, DMSO) δ 168.34 (C
O), 166.97 (C
O), 163.30 (C
O), 161.63 (C
O), 146.96 (2xC–NO2), 141.31 (q), 141.23 (q), 140.35 (q), 140.22 (q), 139.43 (q), 139.14 (q), 137.84 (Cq-nitrophenyl), 137.77 (Cq-nitrophenyl), 136.19 (q), 135.97 (q), 132.31 (meta 2xCHnitrophenyl), 132.30 (meta 2xCHnitrophenyl), 129.12 (CH), 128.98 (CH), 128.90 (CH), 128.84 (CH), 128.69 (CH), 128.66 (CH), 128.35 (CH), 128.34 (CH), 126.36 (CH), 126.32 (CH), 126.10 (CH), 125.80 (CH), 125.44 (CH), 124.92 (CH), 124.83 (CH), 122.83 (ortho 2xCHnitrophenyl), 122.80 (ortho 2xCHnitrophenyl), 119.85 (CH), 119.82 (CH), 119.81 (CH), 118.52 (CH), 118.11 (q), 54.56 (C5′/C4″), 54.38 (C5′/C4″), 43.35 (C9/C3′), 43.19 (C9/C3′), 38.64 (C4′–H), 38.46 (C4′–H).
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