Open Access Article
Yifeng Sun
a,
Shengke Li*a,
Chuanmin Xiaob,
Qicheng Liub,
Ding Weia and
Jiang Yang*a
aCollege of Petrochemical Engineering, Liaoning Petrochemical University, Fushun 113001, China. E-mail: jyang98@126.com; Li_shengke@163.com; Tel: +86-24-56860789
bInstitute of Exploration and Development, Liaohe Oilfield Company, Panjin 124010, China
First published on 20th May 2026
A hierarchical zeolite-supported trimetallic catalyst (Mo/Co/Ni-ZSM-5) was synthesized via incipient wetness impregnation and evaluated for the hydrothermal upgrading of heavy oil. The catalytic system was designed to integrate acidic cracking functionality with metal-mediated hydrogenation under aquathermolysis conditions. Mono- and bimetallic counterparts were investigated for comparison. Among all tested catalysts, Mo/Co/Ni-ZSM-5 exhibited the highest hydrogenation activity and viscosity-reduction efficiency. Under optimized conditions (280 °C, 24 h, oil-to-water ratio of 7
:
3, and catalyst loading of 1.0 wt%), the heavy-oil viscosity decreased by 75.7%. Saturates, aromatics, resins, and asphaltenes (SARA) fractionation revealed an increase in saturates and aromatics and a reduction in resins and asphaltenes, accompanied by a significant reduction in sulfur and nitrogen contents. Spectroscopic analyses (FT-IR, 1H-NMR, and GC-MS) demonstrated that catalytic upgrading proceeds via the fragmentation of condensed aromatic cores and deep hydrogenation. Crucially, the active hydrogen is supplied by a newly clarified dual-source pathway: tetralin acts as the primary donor, while high-temperature water serves as a synergistic hydrogen source via the catalytic water–gas shift reaction (WGSR). This combined active hydrogen supply ensures effective radical termination and prevents secondary condensation. Kinetic analysis indicated a low apparent activation energy of 16.87 kJ mol−1, confirming the high catalytic efficiency of the trimetallic system. These results elucidate the synergistic roles of metal–acid bifunctionality, hierarchical porosity, and the complex catalytic function of water in heavy-oil aquathermolysis, providing practical guidance for the rational design of multifunctional catalysts.
Aquathermolysis, which utilizes high-temperature water or steam to promote in situ cracking and hydrogen transfer reactions, has emerged as a promising approach for heavy-oil upgrading. Nevertheless, non-catalytic aquathermolysis generally requires high temperatures and long reaction times and often suffers from limited viscosity reduction. The introduction of catalysts is therefore essential to lower activation barriers, enhance hydrogen transfer, and suppress secondary polymerization and coke formation.
ZSM-5 zeolite is widely employed in hydrocarbon conversion owing to its strong Brønsted acidity, shape selectivity, and hydrothermal stability. However, the intrinsic microporosity of conventional ZSM-5 severely restricts the diffusion of bulky heavy-oil molecules, leading to rapid deactivation and suboptimal performance. The development of hierarchical ZSM-5 with interconnected micro- and mesopores has proven effective in alleviating diffusion limitations and improving catalyst accessibility. Despite this structural advantage, purely acidic zeolites are insufficient to accomplish deep hydrogenation and heteroatom removal during heavy-oil upgrading.
To address these challenges, multifunctional catalysts integrating acidic and hydrogenation functionalities have been proposed.8–10 Transition metals such as Mo, Co, and Ni are well-known for their hydrogenation, hydrodesulfurization, and hydronitrogenation activities. When combined with acidic zeolites, these metals can create synergistic bifunctional systems capable of saturating aromatic structures, cleaving heteroatom-containing bonds, and stabilizing cracked fragments.11 Recent studies have shown that trimetallic systems outperform mono- or bimetallic catalysts by enhancing hydrogen utilization efficiency and suppressing coke formation under hydrothermal conditions.12–14 Furthermore, nanoparticles generated from the in situ decomposition of water-soluble or oil-soluble metal precursors under hydrothermal conditions possess extremely high specific surface area and catalytic activity.15
In this work, a hierarchical ZSM-5-supported Mo/Co/Ni trimetallic catalyst was prepared via a simple impregnation–calcination route and systematically evaluated for heavy-oil aquathermolysis.16,17 The catalyst structure and surface chemistry were characterized by XRD, BET, SEM, and XPS. Catalytic performance was assessed through viscosity measurements, SARA fractionation, elemental analysis, and kinetic modeling.18 Moreover, the molecular-level evolution of heavy oil during upgrading was elucidated using FT-IR, 1H NMR, and GC-MS. The study clarifies the structure–performance relationship of Mo/Co/Ni-ZSM-5 catalysts and provide mechanistic insight into their superior activity in hydrothermal heavy-oil upgrading.
The dried ZSM-5 support was added to the mixed precursor solution and stirred at room temperature for 2 h to ensure uniform impregnation. The resulting solid was filtered, washed with deionized water, and vacuum dried at 50 °C for 24 h. Calcination was performed in air at 550 °C for 4 h with a heating rate of 5 °C min−1.20 Mo/Co-ZSM-5 was prepared using the same procedure without the Ni precursor.
Catalysts were characterized by X-ray diffraction (XRD, D8 Advance, Bruker), N2 adsorption–desorption (BET, ASAP 2020, Micromeritics), scanning electron microscopy (SEM, SU8010, Hitachi), and X-ray photoelectron spectroscopy (XPS, ESCALAB 250Xi, Thermo Fisher Scientific).
| Property | Value |
|---|---|
| 40 °C viscosity (mPa s) | 100 237 |
| Asphaltenes (wt%) | 6.0 |
| Saturates (wt%) | 36.6 |
| Aromatics (wt%) | 21.6 |
| Resins (wt%) | 35.8 |
| S (wt%) | 0.581 |
| N (wt%) | 1.388 |
| C (wt%) | 86.578 |
| H (wt%) | 10.074 |
| O (wt%) | 1.379 |
The oil samples were characterized using the following techniques: Fourier transform infrared spectroscopy (FT-IR, FTIR-600 + 610, Agilent Technologies), proton nuclear magnetic resonance spectroscopy (1H-NMR, AV 400, Bruker), and gas chromatography-mass spectrometry (GC-MS, 7890A, Agilent Technologies).
The SEM images in Fig. 2 show the morphology evolution of hierarchical ZSM-5 before and after metal–oxide loading. The untreated support mainly consists of quasi-spherical aggregates (∼5–80 µm) with rough edges and tightly packed microcrystals, and the alternating bright/dark regions suggest an internal meso-/macropore network that can facilitate precursor penetration (Fig. 2a and b). After co-impregnation and calcination at 550 °C, the overall particle shape is largely retained, but the surface becomes rougher with small granular protrusions, indicating deposition of the active phase near crystal boundaries; meanwhile, only slight pore narrowing is observed and no obvious melting or severe sintering appears (Fig. 2c). At higher magnification, bright nanoparticles are seen to be uniformly dispersed on the ZSM-5 surface, and the enhanced backscattered contrast from Ni/Co/Mo species supports that the oxides are anchored in a nanosized form, which is expected to improve thermal stability and sintering resistance (Fig. 2d).
Therefore, SEM images show that hierarchical ZSM-5 retains its aggregated morphology after metal loading, while nanosized metal oxide particles are uniformly dispersed on the zeolite surface.
BET results (Table 2) show how metal–oxide loading affects the pore structure of hierarchical ZSM-5. The parent ZSM-5 exhibits a high BET surface area of 441 m2 g−1, a total pore volume of 0.31 cm3 g−1, and an average pore size of 2.85 nm. After sequential impregnation and calcination with Mo/Co oxides, the surface area decreased to 357 m2 g−1 and the pore volume to 0.25 cm3 g−1, while the average pore size changed only slightly to 2.83 nm. With further introduction of Ni oxide, the surface area and pore volume decreased to 347 m2 g−1 and 0.24 cm3 g−1, respectively, and the average pore size remained nearly unchanged (2.81 nm).
| Sample name | Specific surface area (m2 g−1) | Pore volume (cm3 g−1) | Aperture (nm) |
|---|---|---|---|
| ZSM-5 | 441.13 | 0.31 | 2.85 |
| Mo/Co-ZSM-5 | 357.27 | 0.25 | 2.83 |
| Mo/Co/Ni-ZSM-5 | 346.93 | 0.24 | 2.81 |
Hence, BET analysis reveals a moderate decrease in surface area and pore volume after impregnation, indicating partial pore occupation without structural collapse.
The XRD patterns (Fig. 3) show that the parent ZSM-5 (black curve) has typical diffraction peaks at 2θ ≈ 7.9°, 8.9°, and 23.1°, and the sharp, intense reflections indicate a well-preserved zeolite framework with relatively high crystallinity. After loading Mo and Co (red curve), the ZSM-5 characteristic peaks are still visible but with slight intensity changes, suggesting minor framework disturbance after impregnation/calcination. The retention of high crystallinity in the MFI framework post-modification aligns with recent findings by Schacht-Hernández et al. who demonstrated that hierarchical zeolites exhibit superior structural resilience against metal impregnation compared to their microporous counterparts. The slight attenuation in peak intensity observed here is consistent with the higher X-ray absorption coefficients of the heavy metal species relative to the aluminosilicate matrix, rather than a degradation of the zeolite lattice.25 Meanwhile, new reflections appear at around 2θ ≈ 23°, 33°, 37°, and 42°, which can be assigned to MoO3 and CoO, and a peak near 27° is consistent with CoMoO4, confirming the formation of oxide phases on the support. For Mo/Co/Ni-ZSM-5 (blue curve), additional peaks at about 2θ ≈ 37° and 43° match NiO, indicating that Ni is mainly present as an oxide, which may further tune the acidity and active-site distribution and benefit heavy-oil hydrothermal cracking.
![]() | ||
| Fig. 3 XRD images of catalyst before and after loading (1) ZSM-5, (2) Mo/Co-ZSM-5, (3) Mo/Co/Ni-ZSM-5. | ||
Hence, XRD patterns confirm that the MFI framework of ZSM-5 is preserved, while reflections corresponding to MoO3, CoO, CoMoO4, and NiO are observed for the metal-loaded samples.
Finally, XPS was used to characterize the surface of catalyst as shown in Fig. 4. The XPS results indicate that Mo/Co/Ni-ZSM-5 contains abundant surface defects and mixed-valence metal species.26,27 The O 1s spectrum (Fig. 4a) can be deconvoluted into lattice oxygen (OL 530.9 eV), oxygen-vacancy-related oxygen (OV 532.8 eV), and adsorbed oxygen/water (Oabs 533.4 eV). Compared with the parent ZSM-5, the higher OV fraction suggests that metal loading and air calcination introduce more oxygen-vacancy defects, which may promote water activation under hydrothermal conditions; the strategic generation of oxygen vacancies (OV 532.8 eV) is central to the mechanism of catalytic aquathermolysis. As elucidated in the 2024 study by Wang et al.,28 surface oxygen vacancies on transition metal oxides act as Lewis acid sites that efficiently adsorb and dissociate water molecules, lowering the energy barrier for the generation of active hydrogen species and hydroxyl radicals. This correlates directly with the enhanced OV fraction observed in our Mo/Co/Ni-ZSM-5 sample, suggesting that the catalyst is electronically primed to facilitate the water–gas shift reaction and hydrogen transfer pathways, which are essential for capping the radicals generated during heavy oil cracking.29 The presence of Oabs also implies enhanced surface hydrophilicity, benefiting mass transfer at the oil–water interface. In the Mo 3d region (Fig. 4b), peaks at 232.9 eV (Mo6+) and 231.5 eV (Mo5+) with an area ratio of 1.6
:
1 confirm the coexistence of a Mo6+/Mo5+ redox pair, likely related to electron transfer and/or partial oxygen deficiency and favorable for hydrogen-transfer processes. The Co 2p spectrum (Fig. 4c) shows Co3+ (780.99 eV) and Co2+ (783.14 eV) with clear satellite features, which is consistent with a defect-rich Co3O4-like phase. The Ni signal is relatively weak due to its low content; however, the Ni 2p region (Fig. 4d) still shows peaks at 855.9 and 873.1 eV with a shake-up satellite, indicating that Ni mainly exists as Ni2+.30,31
Hence, XPS analysis demonstrates the coexistence of mixed-valence Mo and Co species and abundant surface oxygen vacancies, which are conducive to water activation and hydrogen transfer under hydrothermal conditions.
Thermogravimetric analysis (TGA) reveals that the tri-metallic supported ZSM-5 catalyst exhibits a total weight loss of approximately 9 wt% from 30 °C to 450 °C, with the primary mass loss occurring between 30 °C and 250 °C. Specifically, the initial weight loss of 4 wt% from 30 °C to 120 °C is mainly attributed to the desorption of physically adsorbed and weakly coordinated water. The subsequent 2 wt% loss in the range of 120–250 °C corresponds to the removal of coordinated water from the metal precursors and the condensation–dehydration of surface hydroxyl groups. The 3 wt% loss observed between 250 °C and 400 °C is likely due to the deep dehydroxylation of the ZSM-5 framework and the complete thermal decomposition of residual organic ligands. Above 400 °C, the TGA curve plateaus, indicating excellent structural and thermal stability of the catalyst up to 450 °C (Fig. 5).
:
3). As presented in Table 3, the raw heavy oil exhibited an initial viscosity of 100
237 mPa s. In the pure aquathermolysis system (heavy oil + deionized water) without any catalyst or hydrogen donor, the viscosity was reduced to 75
963 mPa s, corresponding to a viscosity reduction rate of 24.2%.
| Reactant | Viscosity (40 °C, mPa s) | Viscosity reduction (%) | Asphaltenes (wt%) | Saturates (wt%) | Aromatics (wt%) | Resins (wt%) | S (wt%) | N (wt%) | C (wt%) | H (wt%) | H/C |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Heavy oil | 100 237 |
— | 6.0 | 36.6 | 21.6 | 35.8 | 0.58 | 1.39 | 86.58 | 10.07 | 1.386 |
| Heavy oil + deionized water | 75 963 |
24.2 | 5.9 | 36.8 | 21.8 | 35.5 | 0.55 | 1.32 | 86.61 | 10.09 | 1.388 |
| Heavy oil + deionized water + tetralin | 68 479 |
31.7 | 5.9 | 37.0 | 21.7 | 35.4 | 0.53 | 1.31 | 86.65 | 10.11 | 1.390 |
When 1 mL of tetralin was introduced into the non-catalytic system as a hydrogen donor, the viscosity was further reduced to 68
479 mPa s. Although the addition of tetralin slightly improved the removal of heteroatoms and marginally reduced the asphaltene content to 5.9 wt%, the H/C atomic ratio plateaued at 1.390, nearly identical to the water-only system. These results demonstrate that while the hydrogen donor can partially stabilize thermal radicals to prevent condensation, its hydrogen-donating efficiency and the subsequent deep hydrogenation of heavy fractions are severely restricted in the absence of a catalyst. Consequently, a baseline viscosity reduction of ∼31% is established for the non-catalytic thermal and hydrogen-donor effects, underscoring the necessity of introducing the Mo/Co/Ni-ZSM-5 catalyst to achieve deep upgrading.
As shown in Table 4 under oil-to-water ratio of 7
:
3, and 1.0 mL of tetralin as a hydrogen-donor solvent, compared with bare ZSM-5, Mo/Co-ZSM-5 exhibits markedly enhanced viscosity reduction due to improved hydrogenation activity. The trimetallic Mo/Co/Ni-ZSM-5 catalyst delivers the best performance, achieving a viscosity reduction of 75.7% at 280 °C for 24 h with a catalyst loading of 1.0 wt%. In contrast to the non-catalytic system, the introduction of the Mo/Co/Ni-ZSM-5 catalyst led to a noticeable conversion of heavy fractions. Specifically, the asphaltene and resin contents decreased to 4.8 wt% and 32.5 wt%, respectively, accompanied by an increase in saturates to 39.1 wt%. Concurrently, the H/C atomic ratio significantly improved to 1.415. These substantial compositional shifts, coupled with the sharp decline in sulfur and nitrogen contents, clearly demonstrate that the tri-metallic catalyst not only efficiently cleaves the heteroatom-containing weak bonds but also strongly promotes the deep hydrogenation and fragmentation of the macromolecular frameworks of asphaltenes and resins.
| Catalyst types | Viscosity (40 °C, mPa s) | Viscosity reduction (%) | Asphaltenes (wt%) | Saturates (wt%) | Aromatics (wt%) | Resins (wt%) | S (wt%) | N (wt%) | C (wt%) | H (wt%) | H/C |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ZSM-5 | 64 701 |
35.5 | 5.9 | 36.9 | 22.0 | 35.2 | 0.54 | 1.30 | 86.74 | 10.11 | 1.389 |
| Mo/Co-ZSM-5 | 30 564 |
69.5 | 5.1 | 38.9 | 22.8 | 33.2 | 0.36 | 0.98 | 87.33 | 10.33 | 1.409 |
| Mo/Co/Ni-ZSM-5 | 24 320 |
75.7 | 4.8 | 39.1 | 23.6 | 32.5 | 0.35 | 0.95 | 87.51 | 10.39 | 1.415 |
Optimization studies in Table 5 indicate that while the absolute viscosity reduction continues to increase at higher reaction severities, severe diminishing returns are observed beyond certain thresholds. From a techno-economic perspective, the ‘optimum’ condition is determined by balancing catalytic efficiency against energy consumption and equipment throughput. For instance, increasing the water–oil ratio from 7
:
3 to 5
:
5 only yields a marginal 4.4% additional viscosity reduction (from 75.7% to 80.1%), but requires heating a substantially larger volume of water, which possesses a high specific heat capacity and latent heat, thereby drastically increasing energy costs. Similarly, increasing the temperature to 300 °C or doubling the reaction time to 48 h only provides negligible improvements while requiring more demanding reactor pressure ratings and halving the operational throughput. Therefore, comprehensive consideration of both performance and economic feasibility establishes 280 °C, 24 h, and an oil-to-water ratio of 7
:
3 as the practical optimal conditions for this catalytic system. The significant reduction in viscosity, coupled with the transition from heavy fractions to light fractions (saturates and aromatics), acts as a direct and robust indicator of the macroscopic upgrading and lightening of the heavy oil.
| Reaction parameter | Value | Viscosity (40 °C, mPa s) | Viscosity reduction (%) |
|---|---|---|---|
| Catalyst dosage, wt% | 0 (no catalyst) | 75 963 |
24.2 |
| 0.1 | 50 752 |
49.4 | |
| 0.5 | 31 247 |
68.8 | |
| 1.0 | 24 320 |
75.7 | |
| 2.0 | 21 175 |
78.9 | |
| Reaction temperature, °C | 220 | 33 902 |
66.2 |
| 240 | 29 132 |
70.9 | |
| 260 | 26 071 |
73.9 | |
| 280 | 24 320 |
75.7 | |
| 300 | 23 684 |
76.4 | |
| Reaction time, h | 6 | 41 481 |
58.6 |
| 12 | 35 739 |
64.4 | |
| 18 | 29 475 |
70.7 | |
| 24 | 24 320 |
75.7 | |
| 48 | 22 500 |
77.5 | |
| Water/oil ratio | 9 : 1 |
50 394 |
49.5 |
8 : 2 |
32 368 |
66.3 | |
7 : 3 |
24 320 |
75.7 | |
6 : 4 |
21 009 |
79.0 | |
5 : 5 |
19 947 |
80.1 |
These results suggest that ZSM-5 with only acidic sites provides a certain cracking ability, while introducing Mo/Co significantly improves hydrogenation activity. The ternary catalyst delivered the best performance due to the synergy between the metal–acid bifunctional sites and the hierarchical pore channels. With this catalyst, aqueous phase and hydrogen-donor, viscosity reduction and heteroatom removal can be achieved without a large increase in energy input.
FT-IR spectrum was used to analysis of crude oil before and after the reaction. The FT-IR spectra suggest clear structural changes in the oil after catalytic upgrading (Fig. 8). Strong CH3 and CH2 stretching bands in the 2800–3000 cm−1 region were observed for the oil before reaction, indicating a high content of long-chain alkanes. After reaction, the overall intensity in this region slightly decreased and the CH3 contribution became relatively more pronounced, implying that long-chain alkanes were decomposed into shorter and more branched hydrocarbons in the presence of Mo/Co/Ni-ZSM-5 as a catalyst. This spectral evolution is the same as the findings of Wang et al. (2024)28 in the aquathermolysis of extra-heavy oil, where a similar attenuation of methylene (–CH2–) vibration bands was quantitatively linked to the catalytic rupture of long alkyl side chains attached to asphaltene cores. The preferential preservation and relative intensity increase of methyl (–CH3) signals further corroborate the mechanism of β-scission catalyzed by the strong Brønsted acid sites of the hierarchical ZSM-5. This mechanism converts waxy, long-chain paraffins into lighter, branched isomers, which is a primary driver for the significant reduction in the pour point and viscosity of the upgraded crude.32 The C
C band around 1600–1700 cm−1 became slightly stronger in the product oil, suggesting that acidic sites promoted partial dehydrogenation of alkanes to form olefinic/aromatic structures. Consistently, the bands at 1450 and 1375 cm−1 (CH2 bending and CH3 symmetric bending) showed a more evident CH3 signal and a relatively weaker CH2 signal, further supporting chain scission and oil lightening. In contrast, the 1000–1300 cm−1 region changed little, indicating that the products remained mainly hydrocarbons without obvious formation of new oxygen-containing functionalities. In the low-wavenumber region, the bands at 744, 581, and 533 cm−1 increased to different extents, with more noticeable enhancement at 744 and 581 cm−1, which is consistent with increased aromatic-ring-related vibrations and suggests dehydrogenation cyclization/aromatization reactions. The relatively small change at 533 cm−1 implies that the formed aromatics were mainly mono- or bicyclic species, while the formation of polycyclic aromatics and coke was suppressed. Overall, the catalyst promotes cracking, dehydrogenation, and aromatization of heavy fractions, leading to a lighter and more aromatic product oil.33,34
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| Fig. 8 (a) FT-IR image of heavy oil; (b) FT-IR image of oil after Mo/Co/Ni-ZSM-5 catalytic reaction. | ||
Therefore, FT-IR analysis indicates the cracking of long alkyl chains and the formation of shorter, more branched hydrocarbons, while excessive polyaromatic condensation is suppressed.
1H-NMR spectrum was also used to compare structure of asphaltenes in oil before and after the reaction. The 1H NMR spectra provide information on the hydrogen environments in the molecules, and the assignments were made by combining chemical shifts, splitting features, and integrated peak areas.35 In particular, the protons on alkyl chains and aromatic rings show distinct chemical-shift ranges, which allows them to be differentiated and quantified. Based on the structural parameters proposed by Brown and Ladner, including aromaticity (fA) and the aromatic condensation index (HAu/CA), these parameters were calculated using eqn (1) and (2), together with the corresponding chemical-shift regions. In addition, following the classification approach reported in the literature for aromatic condensed structures, the protons detected in the asphaltene fraction were grouped according to their spatial positions and chemical environments and were denoted as HA, Hα, Hβ, and Hγ (Fig. 9 and Table 6).36
![]() | (1) |
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| Parameter | Different types of H | Chemical shift (ppm) |
|---|---|---|
| HA | H directly bonded to aromatic carbon | 6.0–9.0 |
| Hα | H attached to the α carbon of the aromatic ring | 2.0–4.0 |
| Hβ | H on CH2 at the β position and outside the β position of the aromatic ring, and H on CH | 1.0–2.0 |
| Hγ | H on CH3 outside the γ position of the aromatic ring | 0.5–1.0 |
Given the intricate composition of heavy oil, relying on single-method analysis often falls short in capturing the full structural evolution during upgrading.37 Here, 1H-NMR characterization reveals that hydrothermal cracking triggers a fundamental restructuring of the asphaltene fraction. In Fig. 10, Tables 7 and 8, while the virgin asphaltenes exhibited a typical aromatic-rich core (Hα ∼ 18.5%) with moderate alkyl substitution, the introduction of the Co/Ni-ZSM-5 catalyst drastically shifted this distribution. We observed a collapse in aromatic protons (HA) to 5.90% alongside a surge in methylene protons (Hβ) to 76.64%, marking a clear transition from polycyclic aromatic networks to saturated, aliphatic-dominant structures. The drastic reduction in aromaticity (fA) from 0.557 to 0.198 is a standout result that exceeds typical thermal cracking baselines. Recent 1H-NMR studies by Krivdin (2024)38 on asphaltene subfractions emphasize that such a collapse in fA is only achievable through deep catalytic hydrogenation, where the metal functionality (Mo/Co/Ni) actively saturates the peripheral aromatic rings, rendering them susceptible to subsequent ring-opening by the zeolite's acid sites. This synergistic “saturate-then-crack” pathway effectively converts the refractory aromatic core into hydrogen-rich alkyl fragments, significantly increasing the H/C ratio of the final product.39,40 This 64% drop in aromaticity (fA), coupled with an increased H/C ratio, confirms that the process goes beyond simple cracking; it involves deep hydrogenation and ring opening where aromatic cores are effectively converted into long-chain alkanes. Crucially, the rise in the aromatic condensation index (HAu/CA) further elucidates a “fragmentation” of the aromatic cores, indicating a shift from large condensed clusters to smaller mono- or di-cyclic units. This transformation is driven by the synergistic architecture of the Mo/Co/Ni-ZSM-5 catalyst, where metal species facilitate C–C and C–S bond scission while the zeolite acid sites promote the skeletal rearrangement and de-aromatization necessary for substantial viscosity reduction.
![]() | ||
| Fig. 10 (a) 1H-NMR spectrum of asphaltenes from heavy oil; (b) 1H-NMR spectrum of asphaltenes from oil after the Mo/Co/Ni-ZSM-5 catalytic reaction. | ||
| Sample | HA | Hα | Hβ | Hγ |
|---|---|---|---|---|
| Heavy oil asphaltene | 18.47 | 17.33 | 46.65 | 17.55 |
| Asphaltene after Mo/Co/Ni-ZSM-5 catalytic reaction | 5.90 | 5.13 | 76.64 | 12.34 |
| Sample | CT/HT | fA | HAu/CA |
|---|---|---|---|
| Heavy oil asphaltene | 0.921 | 0.557 | 0.695 |
| Asphaltene after Mo/Co/Ni-ZSM-5 catalytic reaction | 0.586 | 0.198 | 0.730 |
Therefore, 1H NMR analysis of asphaltenes reveals a dramatic decrease in aromatic proton content and aromaticity (fA), accompanied by an increase in aliphatic hydrogen, indicating deep hydrogenation and fragmentation of condensed aromatic cores.
Finally, GC-MS was used to determine saturated fractions before and after reaction. The chromatogram of the initial heavy oil (Fig. 11a) is characterized by a broad, continuous envelope of dense peaks spanning 5–35 min, signaling the dominance of high-molecular-weight linear and cycloalkanes. In stark contrast, catalytic upgrading over Mo/Co/Ni-ZSM-5 (Fig. 11b) triggers a fundamental shift in this distribution: the heavy “tail” (20–35 min) recedes significantly, giving way to a surge in signal intensity at the lighter end (5–12 min). Quantitative analysis of this shift reveals a marked increase in the concentration of n-C10 to n-C20 alkanes. This distribution profile is highly concordant with recent GC-MS data from catalytic aquathermolysis studies by Maity et al. (2025),41 where the interaction of superheated steam with transition metal catalysts was shown to selectively cleave the Cα–Cβ bonds in alkyl–aromatic structures. Crucially, the enhanced yield of light saturates serves as direct evidence that the Mo/Co/Ni-ZSM-5 catalyst not only cracks heavy molecules but also effectively utilizes in situ generated hydrogen to terminate the resulting alkyl radicals. This radical termination step is vital, as noted by Kholmurodov et al. (2025),42 for suppressing the retro-polymerization of cracked fragments into coke. This overall migration toward shorter retention times provides direct evidence of long-chain scission. Moreover, the evolution of fine, dispersed peak clusters in the 8–12 min region underscores a synergy between ZSM-5-mediated cracking and isomerization—where the cleavage of C–C bonds in heavy n-alkanes is coupled with the formation of iso-alkanes and naphthenes, effectively converting heavy macromolecules into high-value, light hydrocarbons.43
![]() | ||
| Fig. 11 (a) GC-MS diagram of saturated fractions in heavy oil; (b) GC-MS diagram of saturated fractions in oil after Mo/Co/Ni-ZSM-5 catalytic reaction. | ||
Hence, GC-MS results further confirm a shift in the saturated fraction toward lighter n-alkanes (C10–C20), demonstrating effective chain scission and radical stabilization.
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Fig. 12 presents the Arrhenius plot of ln
k versus 1000/T. The plot exhibits an excellent linear relationship with a determination coefficient R2 of 0.97, confirming that the viscosity reduction follows pseudo-first-order kinetics. The Arrhenius plot yields an apparent activation energy Ea of 16.87 kJ mol−1, substantially lower than that of non-catalytic aquathermolysis (often > 50 kJ mol−1), highlighting the efficiency of the Mo/Co/Ni-ZSM-5 catalyst in lowering energy barriers for heavy-oil upgrading, and effectively facilitates the cleavage of C–S and C–C bonds at relatively mild temperatures (280 °C). The relatively low Ea value suggests that the catalytic reaction is highly efficient, possibly approaching the diffusion-limited regime where mass transfer becomes significant. Consequently, the Mo/Co/Ni-ZSM-5 system accelerates the conversion of macromolecular asphaltenes into lighter fractions, leading to the substantial viscosity reduction observed.
![]() | ||
Fig. 12 Arrhenius plot of ln k versus 1000/T for the viscosity reduction of heavy oil over the Mo/Co/Ni-ZSM-5 catalyst (R2 = 0.97). | ||
The most critical aspect of this mechanism is the synergy between cracking and hydrogenation. The thermal and catalytic cracking of heavy molecules generates free radicals. In the absence of sufficient hydrogen, these radicals would rapidly recombine to form larger coke precursors. However, in the Mo/Co/Ni-ZSM-5 system, the metal sites ensure a steady supply of active hydrogen to immediately cap and stabilize these free radicals. This “cracking-hydrogenation” balance effectively converts the heavy asphaltene/resin fractions into lighter saturates and aromatics.
The multifaceted role of water in the catalytic system. It is essential to clarify the specific roles of water in this aquathermolysis system at 280 °C. Thermodynamically, the direct thermal splitting of water into molecular hydrogen is impossible at this temperature. Consequently, the added tetralin serves as the primary and dominant hydrogen donor. The most universally accepted role of high-temperature steam in this process is hydrolysis. Water actively participates in the hydrolytic cleavage of weak heteroatomic bridges connecting the polycyclic aromatic sheets in heavy oil, directly contributing to viscosity reduction. Furthermore, in the presence of the multi-metallic Mo/Co/Ni-ZSM-5 catalyst, water is proposed to act as an indirect synergistic hydrogen source via the catalytic water–gas shift reaction (WGSR). According to classical aquathermolysis mechanisms, the initial cleavage of heteroatom-containing macromolecules generates light fragments and carbon monoxide. The metallic active sites highly promote the reaction between this CO and water. Through this pathway, water indirectly provides active hydrogen to stabilize cracked radicals and promote further hydrodesulfurization. While the significant upgrading performance supports this synergistic WGSR mechanism, definitively quantifying the proportion of hydrogen donated by water requires isotopic labeling tracers. Future mechanistic investigations employing D2O are planned to strictly track the direct incorporation of water-derived hydrogen into the hydrocarbon matrix.
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