Open Access Article
Quang Tam Huynh
*a,
Udomsap Jaithamb and
Hai Nguyen Tran
ac
aInstitute of Fundamental and Applied Sciences, Duy Tan University, Ho Chi Minh City 70000, Vietnam. E-mail: huynhquangtam@dtu.edu.vn
bSchool of Health Sciences Research, Research Institute for Health Sciences, Chiang Mai University, Chiang Mai 50200, Thailand
cFaculty of Environment and Chemical Engineering, Duy Tan University, Da Nang 50000, Vietnam
First published on 24th March 2026
A highly efficient and sustainable route for the direct production of 5-hydroxymethylfurfural (5-HMF) from untreated lignocellulosic biomass is reported using a novel Brønsted–Lewis deep eutectic solvent (DES) based on betaine hydrochloride and AlCl3 (HBetCl:AlCl3), which functions simultaneously as a solvent and catalyst. This research demonstrates the inaugural utilization of a betaine-derived chloroaluminate deep eutectic solvent (DES) for the synthesis of 5-HMF, offering remarkably robust and adjustable dual acidity without necessitating biomass pretreatment, supplementary mineral acids, or other organic solvents. Under mild conditions of 135 °C, 150 min, 10 vol% water, HBetCl
:
AlCl3 = 1
:
0.5, jackfruit rind produced an excellent 5-HMF yield of 66.42 ± 0.15 mol%. Density functional theory (DFT) simulations show a strong synergistic effect between Brønsted and Lewis acidic sites. Chloroaluminate species lower the glucose-to-fructose isomerization barrier from more than 110 kJ mol−1 to 46 kJ mol−1, which is also supported by kinetic modeling. The process also showed that bio-based 2-methyltetrahydrofuran (2-MeTHF) could be used to recycle DES effectively for 5-HMF extraction. The DES kept its high catalytic performance over several cycles, with little AlCl3 leaching and good phase separation. It retained 65.23% yield after the first recycle and stayed active for five runs in a row. Furthermore, a cautious cradle-to-gate life cycle evaluation also shows that 5-HMF has a global warming potential of 15.6 kg CO2 eq. per kg, which is a good starting point for sustainable biomass valorization.
5-Hydroxymethylfurfural (5-HMF), a pivotal intermediate derived from biomass, has gained remarkable attention as a foundation for developing renewable chemicals and materials. Its unique molecular framework, featuring an aldehyde and two hydroxyl groups, enables a wide range of chemical transformations, making it one of the most adaptable compounds in green chemistry.9 Notably, the hydrogenation of 5-HMF produces 2,5-dimethylfuran (DMF), a promising next-generation biofuel with superior energy density and hydrophobicity compared to ethanol.10 Through oxidation, 5-HMF can be converted into 2,5-furandicarboxylic acid (FDCA),11 a renewable analog of terephthalic acid that serves as a monomer for polyethylene furanoate (PEF), a biobased polyester exhibiting enhanced barrier and mechanical properties relative to polyethylene terephthalate (PET).12 Furthermore, 5-HMF can be chemically transformed into a range of other chemicals including levulinic acid, a platform chemical with uses in the production of polymers, pharmaceuticals, and agrochemicals.13 Given its versatility and sustainability, 5-HMF continues to attract significant interest from both academia and industry, making it a cornerstone of the emerging bio-economy.
C6 carbon sugars, including fructose, glucose, or mannose, have been favored substrates for 5-HMF production due to their ketose nature.14 However, their relatively high market cost challenges economic viability, especially on an industrial scale.15 Consequently, the most promising avenue for sustainable and cost-effective 5-HMF production appears to be using raw agricultural wastes, such as rice straw, sugarcane bagasse, and just wastes. This approach aligns seamlessly with green chemistry principles, allowing for converting this bountiful material into valuable chemicals like 5-HMF while minimizing environmental impact and advancing sustainability.16 Nonetheless, harnessing the potential of biomass presents technological challenges due to its inherent complexity, necessitating the development and fine-tuning of advanced conversion processes.
Even though almost every 5-HMF synthesis process from biomass-derived sugars requires suitable catalytic reagents to achieve high yield and selectivity, they have drawbacks that limit their efficiency and sustainability.17,18 For instance, homogeneous catalysts, such as mineral or organic,11,19 can cause the degradation of furfurals and the formation of humins and other byproducts, which complicate the separation and recycling processes. On the other hand, heterogeneous catalysts, such as metal–organic frameworks (MOFs)20 or metal phosphates (MPs),21 can offer a more practical solution as they are easier to separate and recycle. However, these catalysts are also prone to deactivation by the accumulation of byproducts and humins on their surface, which block their active sites, reducing their activity.22 Furthermore, different phase reactions result in less connection among reaction chemicals, leading to less selectivity.11 Therefore, there is a need to develop novel and improved methods for synthesizing 5-HMF from biomass-derived sugars to overcome these challenges.
Deep eutectic solvents (DESs) have recently been attracting increased interest. Characterized by their low melting temperatures compared to pure substances, DESs consist of a hydrogen bond acceptor (HBA) and one or several corresponding donors (HBD).23 Among these, Lewis–Brønsted acidic DESs have been widely explored for carbohydrate dehydration to 5-HMF, due to their dual functionality as both solvent and catalyst.24 For instance, choline chloride-based DESs paired with metal halides such as CrCl3 or FeCl3 have demonstrated moderate 5-HMF yields from glucose25 and fructose,26 yet suffer from poor selectivity due to concurrent rehydration of 5-HMF to levulinic acid and humin formation.11 Ionic liquids (ILs) such as [BMIM]Cl and [EMIM]Br have similarly been reported as effective media for cellulose dissolution and dehydration,27 but their high synthesis cost, and difficult recyclability limit their practical scalability. Recently, DES-based betaine is a relatively new and emerging topic of research with some advantages over conventional solvents, such as low lower cost, wider availability, high thermal stability, and less toxicity.28 There are several studies that have explored the properties and applications of DES based betaine hydrochloride, such as CO2 capture,28 metal production,29 and enzyme extraction.30 However, there are also some challenges and limitations that need to be addressed, such as the preparation, and recyclability of DES-based betaine. Therefore, DES-based betaine is promising and interesting research for biorefinery fields, but it still needs more development and innovation to become more popular and widely used.
Acid-based DESs, which exhibit dual functionality as solvents and catalysts, have a drawback: they tend to convert 5-HMF to levulinic acid and humic compounds, a less desirable product.22 In contrast, nonproton-polar organic solvents, such as dimethyl sulfoxide (DMSO), acetonitrile, tetrahydrofuran (THF), or dimethylformamide (DMF), can prevent this side reaction, but they may need additional catalysts or additives and make downstream processes more complex.16,31–33 Biphasic systems combining aqueous acid catalysts with organic extraction solvents have also been proposed to improve 5-HMF selectivity,34 but these require precise phase management and often rely on purified feedstocks such as fructose, glucose, or cellulose. Microwave-assisted systems have further been reported to improve reaction rates and selectivity,35 but their energy intensity and limited scalability constrain industrial applicability.
To overcome these limitations, a novel HBetCl:AlCl3-based DES system is proposed, which incorporates the merits of both Lewis and Brønsted acidity. The proposed HBetCl:AlCl3-based DES system offers three significant improvements: (i) strong synergistic Brønsted–Lewis acidity, which is achieved by the HBetCl:AlCl3 interaction, allowing for efficient catalyst performance without the need for an additional acid, (ii) direct conversion of untreated lignocellulosic waste, avoiding the need for feedstock fractionation and purification, as compared to conventional carbohydrate dehydration reactions, (iii) operation of the proposed process in a simple batch reactor under high pressure, as compared to literature systems, which often require microwave heating, biphasic systems, or other sophisticated configurations. This proposed method makes the conversion process easier by avoiding the use of any catalyst or additive. This novel approach not only overcomes the limitations of conventional DES/IL-based systems but also contributes to the concept of the circular economy by utilizing agricultural waste as a source of value-added chemicals.
Various biomass, including jackfruit rind, banana peel, pineapple peel, and durian rind were collected in the southern region of Vietnam. About 500 grams of biomasses were cut into minute fragments and desiccated at 105 °C until a constant weight was achieved. The samples were then ground and sieved through a 100-mesh screen in preparation for subsequent component analyses.
Step (1). Preparation of betainium chloride (HBetCl): betaine was placed in a dry, nitrogen-purged flask and cooled in an ice bath. Concentrated HCl (1.0 mol per mol betaine) was added dropwise under vigorous stirring, keeping the temperature below 50 °C. The resulting viscous melt was stirred for an additional 30–60 min and subsequently dried under vacuum at 40–50 °C overnight to remove residual water, yielding solid HBetCl.
Step (2). Formation of the DES: HBetCl and anhydrous AlCl3 were combined in a 1.0
:
0.30–0.50–0.70 molar ratio in a sealed, N2-blanketed flask. The mixture was gently heated to 60–70 °C and stirred until a clear, homogeneous liquid formed. No solvent or additional water was introduced at any stage. The final material was stored warm (40–50 °C) and transferred to a dry, airtight container under.
:
AlCl3 DES (5 mL; 1.0
:
0.35–0.70 mol mol−1) and 0.5 mL DI water in a sealed high-pressure glass reaction bottle, which was heated in an oil bath at 100–150 °C for 45–120 min. After reaction, the hot mixture was immediately filtered to remove solid residues. 2-Methyltetrahydrofuran (2-MeTHF, 10 mL) was added to the filtrate mixture containing HBetCl:AlCl3 DES, and the mixture was stirred at 80 °C for 20 min to extract 5-HMF. The system was cooled to room temperature, during which the DES phase containing the became highly viscous and partially solidified, allowing phase separation by decantation. The organic phase was collected and concentrated under reduced pressure at 40 °C (200–100 mbar) to a small residual volume, which was then subjected directly to recrystallization from cold 2-MeTHF (−25 °C) to obtain high pure 5-HMF.
All experiments were performed in triplicate and the reported values represent the average results with standard deviations.
:
20) as a mobile phase flow rate 0.6 mL min−1.
The yield of 5-HMF was calculated on a molar basis as follows eqn (1):
![]() | (1) |
:
AlCl3 ratio (1
:
0.5), water (10 vol%), energy inputs, 66.42 mol% yield, and recyclability. Secondary data for upstream processes (betaine hydrochloride, AlCl3, electricity, diesel transport, 2-MeTHF) were sourced from Ecoinvent v3. Short-distance local transport (<100 km) was assumed for tropical waste collection. Inventory flows were scaled to the functional unit, with cut-off <1% of mass and energy.This methodology follows ISO 14040/14044 for transparency and reproducibility in prospective biorefinery LCAs.38
| Biomass | Cellulose (%) | Hemicellulose (%) | Lignin (%) | Extractives (%) |
|---|---|---|---|---|
| Jackfruit rind | 28.56 ± 1.25 | 22.57 ± 0.23 | 2.46 ± 0.03 | 32.12 ± 0.03 |
| Banana peel | 22.12 ± 0.12 | 21.35 ± 0.26 | 14.23 ± 0.05 | 32.06 ± 0.12 |
| Pineapple peel | 26.18 ± 0.13 | 28.02 ± 0.03 | 6.42 ± 0.17 | 12.13 ± 0.08 |
| Durian husk | 52.10 ± 0.09 | 25.13 ± 0.25 | 13.23 ± 0.52 | 3.23 ± 0.23 |
The compositional profiles of the investigated fruit wastes highlight their strong potential as renewable feedstocks for biochemical synthesis. Jackfruit rind and pineapple peel exhibit balanced holocellulose contents of approximately 51% and 54%, respectively, combined with relatively low lignin levels, indicating high carbohydrate accessibility for the production of furan derivatives. Banana peel, despite its higher lignin content, contains substantial hemicellulose and extractives, suggesting suitability for the recovery of fermentable sugars, pectin-derived products, or nitrogen-containing biochemicals. Durian husk shows exceptionally high cellulose content at 52.10%, making it a promising precursor for glucose-derived chemicals, although its elevated lignin may require targeted processing. Overall, these results demonstrate that fruit wastes represent versatile and underutilized resources that can be selectively directed toward different biochemical pathways depending on their intrinsic composition.
Characteristic Brønsted acid bands, corresponding to protonated pyridine (PyH+), appear at 1540 cm−1 for DES 1
:
0.3, shift to 1526 cm−1 for DES 1
:
0.5, and decrease further to 1512 cm−1 in the AlCl3-rich 1
:
0.7 system.39 This gradual downshift indicates an increasingly stronger proton-donating ability as the AlCl3 ratio increases. This behavior is consistent with the formation of more acidic groups, including a partially protonated betainium moiety and a stronger hydrogen-bonding network, in the presence of higher equivalents of Lewis acid AlCl3. At the same time, Lewis acid sites, defined by the pyridine-Al coordination band at around 1450 cm−1,37 are observed across all DES components. The presence of this band confirms the presence of chloroaluminate anions, which act as Lewis acid sites capable of coordinating pyridine. Although the band positions remain similar in all samples, the relative intensity increases at DES 1
:
0.7, indicating a higher concentration of Lewis acid chloroaluminate species.
The thermal decomposition profiles of the HBetCl:AlCl3 as displayed in Fig. 1(b) exhibit a similar two-stage degradation pattern, with the major weight-loss event occurring between 180 and 222 °C. The onset of rapid mass loss shifts systematically with the AlCl3 content, revealing a clear relationship between composition and thermal stability. The 1
:
0.3 DES shows the earliest degradation onset at 207 °C, followed by the 1
:
0.5 DES at 213 °C, whereas the 1
:
0.7 DES displays the highest thermal stability with an onset near 222 °C. The improved stability at higher AlCl3 ratios can be attributed to the formation of more thermally robust chloroaluminate anions, especially AlCl4− and Al2Cl7−, which reduce the volatility and suppress early decomposition of the protonated betainium species. Overall, the TGA results confirm that all three DES formulations are thermally stable well above 150 °C, validating their suitability for catalytic reactions such as biomass dehydration under typical operating temperatures.
:
0.3 and 1
:
0.5 DESs exhibit the highest 5-HMF yields, 43.01% and 45.91%, respectively, demonstrating that moderate acidity is most effective for promoting both glucose isomerization and subsequent fructose dehydration.
In contrast, the strongly Lewis-acidic 1
:
0.7 DES delivers a noticeably lower 5-HMF yield at 36.15% and retains a high proportion of unreacted glucose at 36.45%, with no detectable fructose. This aligns with the pyridine-FTIR results, which show intensified Lewis acidity at higher AlCl3 ratios. Excessive Lewis acidity likely leads to strong complexation between Al species and glucose, hindering glucose isomerization and slowing the overall conversion sequence. As a result, the reaction stalls at the early stages, reducing HMF formation.
The production of levulinic acid from a rehydration of 5-HMF occurs only in the 1
:
0.3 system around 3.5%, suggesting that weaker Lewis acidity allows some HMF to undergo secondary degradation. At higher AlCl3 levels (1
:
0.5 and 1
:
0.7), the DES binds water more strongly and stabilizes the catalytic environment, thereby suppressing 5-HMF rehydration completely. These results demonstrate that moderate acidity with 1
:
0.5 ratio achieves the optimal balance between sugar activation, and minimization of side-reactions.
The experimental data in Fig. 2(b) showing the effect of water content on cellulose conversion and 5-HMF yield is highly insightful for optimizing the reaction. Increasing the water content from 0% to 10% significantly improves cellulose conversion, reaching 100% at and above 10%. This initial increase confirms that water acts as a crucial reactant for the initial hydrolysis step, facilitating the breakdown of the polymer backbone. Concurrently, 5-HMF yield and selectivity rises sharply to its maximum of 45.89% at the same 10% water content. This indicates that a small, controlled amount of water is necessary not only for the initial depolymerization but also to effectively facilitate the subsequent dehydration steps leading from fructose to the desired 5-HMF product. Beyond the 10% threshold, the performance rapidly deteriorates, demonstrating a critical trade-off between hydrolysis and product degradation. While cellulose conversion remains at 100% the 5-HMF yield and selectivity drops significantly, falling to 25.86% at 20–25% of water content. This decline is directly explained by excessing water strongly favors the degradation of HMF into undesirable products, particularly levulinic acid and humic compounds. Overall, the reliable results establish that 10% of water content represents the optimal balance, maximizing cellulose breakdown while minimizing the solvent's ability to drive 5-HMF consumption through competing, water-sensitive side reactions.
| Yield = 25.45 + 17.11 × A + 8.50 × B + 8.76 × C − 5.46 × AB + 2.01 × AC + 2.50 × BC + 12.44 × A2 + 0.11 × B2 − 4.72 × C2 | (2) |
| Independent variable units code | Units | Code | Level | ||
|---|---|---|---|---|---|
| −1 | 0 | 1 | |||
| Reaction time | min | A | 30 | 90 | 150 |
| Reaction temperature | °C | B | 100 | 125 | 150 |
| DES dosages | mL | C | 2 | 3.5 | 5 |
| Run order | A (min) | B (°C) | C (mL) | 5-HMF yield |
|---|---|---|---|---|
| Experimental (%) | ||||
| 1 | 90 (0) | 125 (0) | 3.5 (0) | 20.96 |
| 2 | 90 (0) | 125 (0) | 3.5 (0) | 25.36 |
| 3 | 150 (+1) | 125 (0) | 5 (+1) | 60.18 |
| 4 | 30 (−1) | 125 (0) | 2 (−1) | 10.2 |
| 5 | 30 (−1) | 125 (0) | 5 (+1) | 26.45 |
| 6 | 150 (+1) | 125 (0) | 2 (−1) | 35.89 |
| 7 | 90 (0) | 150 (+1) | 2 (−1) | 21.02 |
| 8 | 30 (−1) | 150 (+1) | 3.5 (0) | 31.04 |
| 9 | 90 (0) | 125 (0) | 3.5 (0) | 27.13 |
| 10 | 90 (0) | 100 (−1) | 5 (+1) | 15.67 |
| 11 | 90 (0) | 125 (0) | 3.5 (0) | 23.45 |
| 12 | 90 (0) | 100 (−1) | 2 (−1) | 5.89 |
| 13 | 90 (0) | 125 (0) | 3.5 (0) | 30.36 |
| 14 | 150 (+1) | 100 (−1) | 3.5 (0) | 55.89 |
| 15 | 30 (−1) | 100 (−1) | 3.5 (0) | 6.23 |
| 16 | 150 (+1) | 150 (+1) | 3.5 (0) | 58.85 |
| 17 | 90 (0) | 150 (+1) | 5 (+1) | 40.78 |
The ANOVA results in Table 4 show that the quadratic model is highly significant with a p value of 0.0001, indicating that the selected variables effectively describe the variation in 5-HMF yield. Reaction time exhibited the strongest linear effect with a p value lower than 0.0001, followed by reaction temperature with a p value of 0.0008 and DES dosage with a p value of 0.0006, confirming that all three factors strongly influence the conversion process. Among the interaction terms, only the interaction between time and temperature was significant with a p value of 0.0369, while the interactions between time and DES dosage and between temperature and DES dosage were not significant. For the quadratic effects, the square of reaction time showed clear curvature with a p value of 0.0005, whereas the square of DES dosage was marginally significant and the square of temperature was not significant. The lack-of-fit test showed a p value of 0.2614, demonstrating that the model adequately fits the experimental data. The coefficient of determination R squared was 0.9722 and the adjusted R squared was 0.9364, both indicating excellent model performance, while the predicted R squared of 0.7173 suggests acceptable predictive capability. The adequate precision value of 16.87 also reflects a strong signal-to-noise ratio. Overall, these results confirm that the regression model is reliable and suitable for optimizing 5-HMF production from jackfruit rind.
| Source | Sum of squares | df | Mean square | F-Value | p-Value |
|---|---|---|---|---|---|
| Model | 4417.87 | 9 | 490.87 | 27.19 | 0.0001 |
| A – Reaction time | 2342.36 | 1 | 2342.36 | 129.73 | <0.0001 |
| B – Reaction temperature | 578.17 | 1 | 578.17 | 32.02 | 0.0008 |
| C – DES dosage | 613.9 | 1 | 613.9 | 34 | 0.0006 |
| AB | 119.36 | 1 | 119.36 | 6.61 | 0.0369 |
| AC | 16.16 | 1 | 16.16 | 0.8951 | 0.3756 |
| BC | 24.9 | 1 | 24.9 | 1.38 | 0.2787 |
| A2 | 652.14 | 1 | 652.14 | 36.12 | 0.0005 |
| B2 | 0.0466 | 1 | 0.0466 | 0.0026 | 0.9609 |
| C2 | 93.69 | 1 | 93.69 | 5.19 | 0.0568 |
| Residual | 126.39 | 7 | 18.06 | ||
| Lack of fit | 75.29 | 3 | 25.1 | 1.96 | 0.2614 |
| Pure error | 51.1 | 4 | 12.77 | ||
| Cor. total | 4544.26 | 16 |
As shown in Fig. 3, the model was used to produce three-dimensional response surfaces and two-dimensional contour plots to demonstrate how the variables interacted with each other and to estimate the optimal levels for the maximum response of each variable.
The plots showed an intricate relationship between the reaction parameters – time, temperature, and DES dosage – and the result of 5-HMF yield. 5-HMF formation increases markedly with longer reaction time and higher temperature. At 150 min and 125 °C, the yield reached the highest value of 60.18%, while the same temperature at 30 min produced only 10.20%. At lower temperatures such as 100 °C, yields remained modest, ranging from 5.89 to 30.38% depending on DES dosage and time. Increasing DES dosage from 2 to 3.5 mL generally improved performance, with yields rising from 21.02 to 31.04% at 150 °C and from 15.67 to 23.43% at 100 °C. However, at the most severe conditions of 150 °C, further increases in DES dosage did not consistently enhance yield, suggesting possible onset of 5-HMF degradation.
Based on eqn (2) and using the software's numerical optimization function, the maximum predicted 5-HMF yield was 66.42% for the optimal conditions of a 150 min reaction time, 5 mL of DES, and 135 °C reaction temperature. Three experiments were conducted under optimal conditions to verify the prediction, and a 5-HMF yield of approximately 63.42% ± 1.46% was obtained. This demonstrated that the experimental data were consistent with the model.
The conversion of D-glucose to 5-HMF directly without isomerization to fructose is facilitated by the Brønsted acid site of HBetCl:AlCl3 DES through a highly efficient, metal-free pathway. As shown in Fig. 4 (a) and (b), the process begins with protonation of the C1–OH group at intermediate I1, followed by ring opening of the pyranose structure via transition state TS1 with an energy barrier of 110.6 kJ mol−1, forming an open-chain intermediate. Subsequent H-transfer regenerates the acid site at I5 and enables sequential deprotonation of the C1–OH at I2 and dehydration steps at I3 and I4, with the rate-determining TS3 at 31.9 kJ mol−1 involving C2–OH elimination. Final dehydration at the C3 position through TS4 with a barrier of 35.9 kJ mol−1 forms 5-HMF at I6, achieving an overall energy drop from 0.0 kJ mol−1 for glucose + DES to −110.7 kJ mol−1 for 5-HMF + DES.
The conversion of glucose to 5-HMF using both Brønsted and Lewis acid sites of HBetCl:AlCl3 DES follows a stepwise mechanism that includes isomerization to fructose. As shown in Fig. 4 (c) and (d), the process starts with protonation and ring opening of glucose through TS1 at 40.6 kJ mol−1, followed by hydrogen transfer to regenerate the acid site at I5. Glucose then isomerizes to fructose via intermediates I2 and I3, passing transition states TS2 at 42.7 kJ mol−1 and TS3 at 40.7 kJ mol−1. From fructose at I4, dehydration removes water from C2 and C3 positions through TS4 at 46.5 kJ mol−1, forming 5-HMF at I6. The reaction is highly exothermic, dropping from 0.0 kJ mol−1 for glucose + DES to −148.6 kJ mol−1 for 5-HMF + DES, reflecting strong thermodynamic favorability and efficient dual-acid catalysis.
Compared to the direct Brønsted-only path, the dual-acid route via fructose is more efficient. The direct path faces a high initial barrier of 110.6 kJ mol−1 for ring opening and a rate-determining step of 31.9 kJ mol−1, with total energy release of 110.7 kJ mol−1. In contrast, the fructose pathway reduces the highest barrier to 46.5 kJ mol−1 and increases energy release to 148.6 kJ mol−1, making it faster and more stable. The result of substantial reduction in activation energy confirm that, in this DES system, glucose predominantly transforms into 5-HMF through fructose, reflecting the synergistic role of Lewis acid coordination in promoting isomerization over direct dehydration.
Guided by these computational insights, a simplified kinetic scheme assuming pseudo-first-order behavior in each elementary step was proposed and validated experimentally. In this study, we operated under the assumption of a well-mixed, isothermal reactor throughout the reaction duration, and irreversible reactions. Utilizing a monophasic model grounded inhomogeneous, the reaction first facilitated the decomposition of cellulose into glucose, which then isomerized to fructose and underwent dehydration to yield 5-HMF. The resultant 5-HMF was further subjected to rehydration, leading to the production of levulinic acid. It is pertinent to note that glucose, fructose, and 5-HMF are reactants with the theoretical capacity to generate by-products, such as humic substances. A simplified depiction of the overarching kinetic model employed in this study is presented in Fig. 5(a).
![]() | ||
| Fig. 5 (a) A simplified pathway of the overarching kinetic model; (b) the simulated curves vs. the experimental data. | ||
The kinetic parameter estimation is based on the following set of eqn (3)–(7):
![]() | (3) |
![]() | (4) |
![]() | (5) |
![]() | (6) |
![]() | (7) |
The activation energy (Ea) and exponential factor (A) were obtained by applying the following Arrhenius equation (eqn (8)) to the experimental data:
![]() | (8) |
To evaluate the reliability of the kinetic model and the obtained rate constants, a series of validation experiments were conducted by varying the reaction time from 30 minutes to 210 minutes 125 °C. As shown in Fig. 5(b), the simulated curves closely match the experimental data, confirming that the fitted kinetic parameters accurately capture the temperature-dependent behavior of cellulose conversion and product formation.
The temperature dependence of the apparent rate constants was analyzed over the range 100–150 °C. As expected, all seven rate constants increase with temperature, following the Arrhenius relationship with excellent linearity (R2 ≥ 0.80). The derived activation energies are summarized in Table 5.
| Re. step (min−1) | Description | 150 °C | 125 °C | 100 °C | Ea (kJ mol−1) | R2 |
|---|---|---|---|---|---|---|
| k1 | Cellulose to glucose | 0.0932 | 0.0499 | 0.0385 | 22.97 | 0.93 |
| k2 | Glucose to fructose | 0.0716 | 0.0413 | 0.0289 | 23.63 | 0.97 |
| k3 | Fructose to HMF | 0.1085 | 0.0749 | 0.0568 | 16.90 | 0.99 |
| k4 | 5-HMF to Le. acid | 0.0389 | 0.0185 | 0.0010 | 97.21 | 0.92 |
| k5 | 5-HMF to humic | 0.0894 | 0.0398 | 0.0113 | 54.55 | 0.99 |
| k6 | Fructose to humic | 0.0413 | 0.0284 | 0.0099 | 37.88 | 0.95 |
| k7 | Glucose to humic | 0.0199 | 0.0169 | 0.0026 | 54.46 | 0.84 |
The dehydration of fructose to HMF (k3) exhibits the lowest activation energy (16.90 kJ mol−1), making it the least temperature-sensitive step in the desired pathway. In contrast, both two major degradation routes of HMF: rehydration to levulinic acid (k4, Ea = 97.21 kJ mol−1) and polymerization to humic substances (k5, Ea = 54.55 kJ mol−1), possess significantly higher activation barriers. Similarly, the direct degradation of glucose to humic substances (k7) shows the high Ea (54.46 kJ mol−1) in the entire network. This activation-energy profile provides a clear kinetic rationale for maximizing 5-HMF selectivity. Although high temperature (≥150 °C) is required for rapid cellulose hydrolysis (k1) and acceptable overall conversion rates, the undesired high-Ea degradation pathways (particularly k4, k5, and k7) are occurred concurrently and strongly. Consequently, a two-stage temperature strategy, initial rapid heating to 140–150 °C to achieve fast cellulose depolymerization and HMF formation, followed by rapid cooling to ≤120 °C, is predicted to dramatically improve 5-HMF yield by kinetically quenching the degradation reactions while preserving sufficient rate for the low-Ea k3 step.
The reusability of the DES was examined over four consecutive reaction cycles under identical conditions, as shown in Fig. 6(b). The fresh DES produced an excellent 5-HMF yield of 66.42%. In the first recycle, the yield remained relatively high at 55.23%, corresponding to 11.19% loss of the initial activity, which indicates good short-term stability of the catalytic system. However, subsequent cycles exhibited a pronounced decline in performance, with yields dropping to 24.25% in the second recycle and only 5.26% in the third with 32.17% loss and 56.16% loss, respectively, of the initial activity. Although this trend might initially appear to reflect simple catalyst deactivation, the observed loss of activity is attributed to progressive contamination and alteration of the DES.
To investigate the structural stability of the DES upon recycling, 27Al NMR spectra of fresh, second run, and fourth run DES were displayed in Fig. 6(c). The fresh DES exhibits characteristic tetrahedral chloroaluminate signals at around 90–100 ppm corresponding to [AlCl4]− species.40 After the R2, these signals remain largely unchanged, indicating preservation of the Lewis acidic species. However, after the R3, peak broadening and partial signal merging were observed, suggesting some coordination changes and structural rearrangement of chloroaluminate species during extended reuse.
| Biomass source | Catalytic/solvent system | Temp. (°C) | Time (min) | 5-HMF yield (%) |
|---|---|---|---|---|
| Pineapple stem33 | ChCl:Lac/DMSO | 150 | 120 | 40.98 |
| Corn stover41 | HCl | 140 | 120 | 42.00 |
| Corn stover41 | HCl | 140 | 120 | 48.00 |
| D-Glucose35 | ChCl:MA/DMSO | 150 | 30 | 85.60 |
| D-Fructose42 | ChCl:Fruc/MeCN/H3SW12O40 | 80 | 15 | 70.00 |
| Jackfruit rind (this study) | HBetCl:AlCl3 | 135 | 150 | 66.42 |
| Pineapple peel (this study) | HBetCl:AlCl3 | 135 | 150 | 62.18 |
| Banana peel (this study) | HBetCl:AlCl3 | 135 | 150 | 52.36 |
| Durian rind (this study) | HBetCl:AlCl3 | 135 | 150 | 53.12 |
Among real agro-wastes, jackfruit rind achieves the highest yield at 66.42%, closely followed by pineapple peel at 62.18%, banana peel at 52.36%, and durian rind at 53.12%. These trends align with biomass recalcitrance: fruit-derived wastes with particularly low-lignin peels/rinds outperform grassy residues due to greater carbohydrate accessibility and reduced humin formation. In the compared observation, the yields from jackfruit rind and pineapple peel approach are superior with pineapple stem at 40.98% by using ChCl:Lac/DMSO system, and corn stover by using ionic liquid [EMIM]Cl based system, ranging from 42 to 48%. Furthermore, these results remain competitive when compared to those from pure D-glucose at 85.6% and D-fructose at 70%, despite the absence of organic extractant phase, mineral acids, or pretreatment in this monophasic system. The consistently high performance across diverse tropical fruit wastes highlights the HBetCl:AlCl3 DES's exceptional efficiency for carbohydrate-rich, low-lignin agro-residues for sustainable biorefinery applications in fruit-processing regions.
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| Fig. 7 Life cycle assessment results (a) CO2 eq. contributions; (b) ReCiPe 2016 midpoint categories. | ||
Contribution analysis reveals that DES synthesis is the dominant source of greenhouse gas emissions, accounting for 13.6 kg CO2 eq., corresponding to approximately 87% of the total impact. This high contribution reflects the upstream energy demand associated with DES component preparation and electricity consumption. In contrast, the extraction process contributes 1.02 kg CO2 eq. (6.5%), while biomass collection contributes 0.688 kg CO2 eq. (4.4%). The 5-HMF synthesis stage shows the lowest contribution at 0.333 kg CO2 eq., representing approximately 2.1% of the total, confirming that the core reaction step imposes a minimal climate burden due to its high efficiency and selectivity.
The ReCiPe 2016 midpoint analysis reveals distinct stage-specific environmental hotspots across impact categories, as shown in Fig. 7(b). DES synthesis dominates global warming, contributing 86.92% of the total impact, and similarly leads stratospheric ozone depletion, ionizing radiation, and several toxicity-related categories, reflecting the upstream energy demand and material intensity associated with DES component production. In contrast, biomass collection strongly influences air-quality-related impacts, accounting for 54.83% of ozone formation for human health and 54.56% for terrestrial ecosystems, primarily due to transport-related NOx emissions. The extraction process emerges as a major contributor to fine particulate matter formation with 50.34%, terrestrial acidification with 51.83%, and water consumption with 29.26%, driven by electricity use during solvent recovery and distillation.
Across all midpoint categories, the 5-HMF synthesis stage consistently shows the lowest contribution, generally remaining below 13%, confirming that the core conversion step does not represent an environmental hotspot. Eutrophication-related impacts are more evenly distributed among DES synthesis, extraction, and biomass collection, while resource-related categories indicate notable contributions from DES synthesis to mineral resource scarcity with 34.10% and from biomass collection to fossil resource scarcity with 30.70%. Overall, the results indicate that the environmental performance of the system is governed primarily by upstream DES preparation and downstream extraction, whereas the high efficiency and selectivity of the HMF synthesis step minimize its relative contribution, highlighting DES recyclability and energy optimization as key levers for further impact reduction.
As shown in Table 7, the GWP of the present HBetCl:AlCl3 DES-based process is 15.6 kg CO2 eq. per kg HMF. Although this value is higher than some reported sugar-based routes, such differences mainly arise from variations in system boundaries and allocation assumptions. Many literature studies reporting lower GWP values rely on refined sugar feedstocks and apply simplified boundaries in which the synthesis of catalyst and solvent components is excluded or assumed to be impact-free, resulting in optimistic estimates. By comparison, the present assessment accounts for all material and energy inputs, including the synthesis of DES components, make-up losses, and process energy consumption, in a consistent cradle-to-gate framework. The comprehensive analysis has demonstrated the technical feasibility of producing 5-HMF from unprocessed agricultural waste employing the recyclable DES system.
| Feedstock | Process/solvent/catalyst | GWP (kg CO2 eq. per kg HMF) |
|---|---|---|
| Jackfruit rind (this study) | HBetCl:AlCl3 DES | 15.60 kg |
| Maize based HFCS43 | Sulfuric acid and water | 0.46–2.24 kg |
| Sago pith waste44 | The DMSO–water system | 2.10–9.70 kg |
| Fructose45 | H2SO4, TsOH, and FeCl3 grafted biochar catalyst in i-PrOH/water | 477 kg |
The sensitivity analysis results demonstrate that both DES reuse and renewable electricity substitution significantly influence the environmental performance of the process. As shown in Fig. 8(a), the base-case scenario exhibits a GWP of 15.64 kg CO2 eq. per kg HMF. When the DES is reused across successive reaction cycles, the GWP decreases substantially due to the amortization of the DES synthesis burden. Specifically, the GWP decreases to 9.36 kg CO2 eq. per kg HMF in the first recycle (R1) and further declines to 7.69 kg CO2 eq. per kg HMF in R2, reaching 7.24 kg CO2 eq. per kg HMF in R3. This corresponds to an overall reduction of approximately 54% relative to the initial case, indicating that the environmental impact of DES synthesis is a major hotspot and can be significantly mitigated through catalyst reuse.
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| Fig. 8 Sensitivity analysis; (a) the DES is reused; (b) renewable electricity substitution; (c) the combined effects of DES reuse and renewable electricity substitution. | ||
Renewable electricity substitution also exhibits a strong influence on process emissions. As illustrated in Fig. 8(b), replacing grid electricity with hydropower progressively reduces the GWP from 15.64 kg CO2 eq. per kg HMF (0% renewable electricity) to 12.68, 9.75, 6.77, and 3.81 kg CO2 eq. per kg HMF at 25%, 50%, 75%, and 100% renewable electricity, respectively. Under full renewable electricity supply, the total GWP decreases by approximately 75.70%, highlighting the significant contribution of electricity consumption to the overall environmental footprint.
The combined effects of DES reuse and renewable electricity substitution are summarized in Fig. 8(c). When both strategies are applied simultaneously, the GWP can be further reduced to 2.36 kg CO2 eq. per kg HMF under the most favorable condition at R3 with 100% renewable electricity. This represents an overall reduction of approximately 85% compared with the base case, demonstrating that process optimization and energy decarbonization together provide the most effective pathway for improving environmental competitiveness.
In sum, the sensitivity analysis indicates that DES reuse primarily reduces the embodied emissions associated with catalyst synthesis, while renewable electricity substitution mitigates operational energy emissions. The synergistic implementation of these strategies substantially improves the environmental performance of the process and suggests that sustainable electricity supply and improved catalyst stability will be key factors for achieving competitive low-carbon production of 5-HMF from biomass.
:
AlCl3 ratio = 1
:
0.5, a high yield of 66.42 ± 0.15 mol% of 5-HMF was achieved directly from jackfruit rind without any treatment. Pyridine-FTIR and TGA analysis jointly proved the adjustable dual Brønsted–Lewis acidity and high thermal stability of the DES (>220 °C onset), and the RSM optimization allowed for accurate optimization of reaction conditions. Notably, DFT calculations and kinetic analysis showed that the high performance is due to the synergistic effect of dual Brønsted–Lewis acid catalysis: the presence of Lewis acidic chloroaluminate significantly reduces the energy barrier for glucose-to-fructose isomerization, making the reaction proceed mainly through the fructose dehydration pathway with the highest barrier of 46 kJ mol−1 compared to >110 kJ mol−1 for direct glucose dehydration. Moreover, LCA analysis shows that the process has positive environmental impacts, with a global warming potential of 15.6 kg CO2 eq. per kg of 5-HMF produced. Although the proposed system has the advantage of not using mineral acids, toxic solvents, or biomass pretreatment, there are a few limitations to the proposed method. Among these, the recyclability of the DES was found to have a considerable decline in the activity of the catalyst after a series of cycles, which must be addressed by developing an effective regeneration protocol. Additionally, a techno-economic analysis of the proposed method must be carried out to assess its viability on a larger scale. Overall, the HBetCl:AlCl3 DES system has tremendous potential to utilize the less utilized lignocellulosic waste to produce the valuable chemical 5-HMF, which can be used as a precursor to more eco-friendly bio-refinery technologies.
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