Open Access Article
Djamila Samsar
ab,
Douniazed Hannachi
*cd,
Meriem Zaidi
de,
Olivier Aroulef,
Guillaume Hoffmann
f and
Henry Chermette
*f
aInstitut D'Hygiène et Sécurité Industrielle, Département de Socle Commun Hygiène et Sécurité Industrielle, Université de Batna-2, Algerie
bLaboratory of Materials Chemistry and the Living: Activity & Reactivity (LCMVAR), Department of Chemistry, Faculty of Matter Sciences, University of Batna 1, Algeria
cLaboratory of Electrochemistry, Molecular Engineering and Redox Catalysis, Faculty of Technology, Setif 1 University-Ferhat Abbas, Setif 19137, Algeria
dDepartment of Chemistry, Faculty of Sciences, Setif 1 University-Ferhat Abbas, Setif 19137, Algeria
eLaboratoire de Chimie, Ingénierie Moléculaire et Nanostructures (LCIMN), Université Ferhat Abbas Sétif 1, Sétif 19000, Algerie
fUniversité de Lyon, Université Claude Bernard Lyon 1, Institut des Sciences Analytiques, UMR CNRS 5280, 69622 Villeurbanne Cedex, France
First published on 22nd April 2026
Three non-centrosymmetric molecular series, namely, iM, iH, and iC, are systematically investigated, each incorporating a donor fragment substituted with various functional groups (R = –CF3, –F, –H, –CH3, –tBu, –OMe, –OH, –NH2, and –NMe2) and differing in the nature of the electron-accepting core, with a trimethylsilyl-acetylene unit in iM, an o-carborane cage in iH, and a trimethylsilyl-functionalized o-carborane cage in iC. The geometries of the ground and first excited states, the absorption and emission electronic transitions, and intrafragment charge transfer are fully characterized using DFT and TD-DFT methods. Furthermore, first- and second-order NLO responses are examined under both static and dynamic regimes. The results show that the iC derivatives exhibit slightly higher variations in dipole moment (Δµ), oscillator strength (f), Coulomb attractive energy (ECA), net electron transfer between the substituent (R) and the o-carborane cage, Stokes shift, and NLO responses compared with the corresponding iH derivatives. In contrast, the iM molecules display consistently lower values for these parameters. For all series, the magnitude of these properties increases with the electron-donor strength of the R group, with the iC series showing an ∼854% rise in β0 from 1C to 9C. A strong correlation is observed between the first hyperpolarizability and both the net electron transfer between fragments (1 → 3) (R2 > 0.97) and the Coulomb attractive energy of iH and iC (R2 > 0.95). For the iC compounds (i = 2–6), an excellent linear relationship is also found between the photoluminescence quantum yield (Φem) and the static first hyperpolarizability (R2 = 0.92). Notably, the o-carborane derivatives bearing an –NMe2 substituent demonstrate the potential to serve as highly efficient second-order NLO materials.
Three-dimensional electron acceptors constitute an important class of molecular architectures for nonlinear optical (NLO) applications, among which fullerenes have been extensively studied owing to their exceptional electron affinity, highly delocalized π-conjugated spherical surface, and remarkable capability to stabilize long-lived charge-separated states.14,15 Since the pioneering characterization of C60, numerous fullerene–chromophore dyads have been developed by covalently integrating C60 with a wide range of electron-donating units,16 including porphyrins,17,18 tetrathiafulvalenes (TTF),19 ferrocenes20 and carbazoles.21 These donor–acceptor conjugates have demonstrated substantial NLO activity, highlighting their efficiency in promoting intramolecular charge-transfer (ICT) processes.22,23
Muhammad et al.24 systematically investigated a series of C60 fulleropyrrolidine and fulleropyrrolidine–tetrathiafulvalene derivatives and reported strong second-order NLO responses, with their β values ranging from 1.73 × 10−30 to 15.69 × 10−30 esu. The highest value was obtained for compound {2c}, which is attributed to its enhanced intramolecular charge transfer and extended π-conjugation. In parallel, Fouejio et al.25 demonstrated that the functionalization of C60 with dihydroartemisinin dramatically boosts its optical response, increasing its first hyperpolarizability from 1.21 × 10−30 to 3.47 × 10−30 esu. These studies confirm that the chemical modification of fullerenes significantly enhances their CT character and NLO activity, positioning them as benchmark 3D acceptors in computational NLO design.
Despite these achievements, fullerenes still face intrinsic limitations that restrict their broader technological impact. These include their high production cost, combined with the centrosymmetric nature of pristine C60 (which necessitates asymmetric functionalization to induce a non-zero first hyperpolarizability)26 and processability challenges in devices.27 Consequently, they have motivated the development of alternative 3D acceptors possessing improved physicochemical and electronic characteristics.
In this context, the ortho-closo-carborane cluster (C2B10H10) has emerged as one of the most promising substitutes for fullerene-based electronic acceptors. This cluster, defined by its icosahedral σ-aromatic boron cage, is frequently described as a three-dimensional analogue of benzene, but it exhibits a distinct and highly polarized electronic structure.28–30 Unlike fullerene derivatives, carboranes combine a substantial permanent dipole moment (4–5 Debye for ortho-carborane),31 exceptional thermal stability (>400 °C) and superior synthetic accessibility,32,33 thereby positioning them as attractive scaffolds for advanced photonic materials.34 The high polarizability of the boron cage induces a pronounced electron-withdrawing effect on carbon-bound substituents, enabling efficient charge separation within donor–acceptor frameworks.35–39 Recent investigations have further highlighted the versatility of carborane–chromophore conjugates, demonstrating their promising performance across a broad spectrum of functional materials, including NLO systems,40–42 electro-optic materials,40–42 light-emitting diodes43,44 and organic solar cells.45 Beyond photonic applications, they have found use in medicine,33,46 supramolecular and materials chemistry, and coordination and organometallic chemistry.47,48
In 2023, You et al.49 synthesized and characterized a series of six o-carboranyl luminophores functionalized with biphenyl moieties bearing systematically varied para-substituents (R = –CF3, –F, –H, –CH3, –tBu, and –OCH3) to elucidate the influence of electronic effects on ICT behavior and radiative decay efficiency. Optical studies revealed progressive redshifts in both absorption and emission maxima with increasing electron-donating ability, accompanied by a systematic increase in photoluminescence quantum yield. The radiative decay rate constants remained essentially invariant, whereas nonradiative decay was markedly suppressed for electron-rich derivatives. Collectively, these findings demonstrate that precise modulation of the electronic environment in o-carborane-biphenyl systems enable control over the ICT efficiency and emission output, providing valuable design principles for next-generation o-carborane-based emissive materials.
The discovery of new nonlinear optical materials remains a central challenge in advanced materials science for both theoretical and experimental researchers. Quantum chemical calculations have proven to be a powerful approach, providing not only a means to screen and identify promising molecular candidates but also to reveal previously unexplored parameters that can be exploited to predict and control NLO responses with greater accuracy. In this study, DFT and TD-DFT calculations were performed on three non-centrosymmetric molecular series, iM, iH, and iC, of compounds (i = 1–9) from six o-carboranyl luminophores (1C to 6C) originally synthesized by You et al.,49 as depicted in Fig. 1. The primary objective of this study, which is carried out on 27 compounds, is to examine the effect of various donor substituents [R = –CF3, –F, –H, –Me, –CMe3, –OMe, –OH, –NH2 and –NMe2] on the nonlinear optical properties of the target compounds. In addition, this work aims to evaluate how substituting the o-carborane acceptor with a –C
C–SiMe3 fragment influences the NLO response, and to determine the impact of incorporating a bulky trimethylsilyl (TMS) group into the o-carborane cage on both the linear and nonlinear optical properties of the iH and iC series. The principal goal of this study is to establish new parameters that can serve as reliable predictors of NLO behavior, thereby enabling the precise control and rational design of advanced materials with an enhanced NLO performance.
The average polarizability (α) and its anisotropy (Δα) are defined through the following relations:53
![]() | (1) |
![]() | (2) |
The first hyperpolarizability is outlined as follows:
![]() | (3) |
Also, βvec may be defined as:
![]() | (4) |
![]() | (5) |
On the other hand, the hyper-Rayleigh scattering (HRS) method is employed for the detection of incoherent second harmonic generation (SHG) at frequency 2ω, induced by the incidence of a laser operating at frequency ω. This technique facilitates the determination of the first-order hyperpolarizability (βHRS) and its associated depolarization ratios (DR). These parameters can be quantified using the following analytical expressions:54–57
![]() | (6) |
![]() | (7) |
![]() | (8) |
![]() | (9) |
The two components can be evaluated as follows:
![]() | (10) |
![]() | (11) |
The relative dipolar and octupolar contributions to the first hyperpolarizability, denoted as φJ=1 and φJ=3, respectively, are defined as follows:
![]() | (12) |
![]() | (13) |
Additionally, the hole–electron distribution was analyzed to investigate the characteristics of electronic excitation within the compounds. The spatial distributions of holes and electrons are defined as follows:58–60
![]() | (14) |
![]() | (15) |
The overlap distribution between the hole and electron can be mathematically represented as follows:59,60
![]() | (16) |
To quantify the degree of overlap between the hole and electron distributions, the Sr index is defined as follows:
![]() | (17) |
The overall charge transfer (CT) length is quantified by the Dindex, which is determined using the following expression:
| Dindex = [(Dx)2 + (Dy)2 + (Dz)2]1/2 | (18) |
The charge transfer direction (HCT) can be calculated as follows:
| HCT = |H·uCT| | (19) |
The variations in the dipole moment of the excited state with respect to the ground state in the X, Y and Z directions can be simply calculated as follows:
![]() | (20) |
The calculated principal absorption bands of 1C, as evaluated across different basis set levels, are illustrated in Fig. 2. Intriguingly, the variation in absorption wavelength (λ1) between the 6-31++G(d,p) and 6-31G(d,p) basis sets is approximately 8 nm. This finding indicates that the effect of the basis set size on the estimated absorption wavelength is negligible (Fig. 2).
The effect of the basis set on the NLO responses was tested for compound 1C. As can be seen in Table S2, the polarizability and anisotropy polarizability values change slightly with an increase in the number of basis functions. Overall, α(0,0) and Δα(0,0) increase in the following order:
α(0,0): 6-31G(d) ≈ 6-31G(d,p) < 6-311G(d) < 6-31+G ≈ 6-31++G < 6-31+G(d,p) ≈ 6-31++G(d,p),
Δα(0,0): 6-31++G ≈ 6-31+G < 6-31+G(d,p) = 6-31++G(d,p) < 6-311G(d) ≈ 6-31G(d) < 6-31G(d,p).
From this observation, it is apparent that incorporating diffuse functions leads to an increase in the α(0,0) value and a decrease in the Δα(0,0) value, each by approximately 40 a.u. A secondary insight derived from these results is that the static first hyperpolarizabilities of 1C are significantly overestimated when the basis set excludes diffuse functions. This overestimation decreases in the following sequence: 6-31G(d,p), 6-31++G(d,p), 6-31+G(d,p) and (6-31++G) ≈(6-31+G), a trend that also holds for the anisotropy of polarizability. Going from a (+) diffuse to a (++) diffuse basis set results in a lower enhancement in both polarizability and first hyperpolarizability (Table S1). These studies show that including one or two diffuse functions results in almost unchanged values for polarizability and first hyperpolarizability. This occurs when the 6-31+G(d,p) or 6-31+G basis set is compared with 6-31++G(d,p) or 6-31++G, respectively. For instance, βHRS∞ (6-31++G) ≈ βHRS∞ (6-31+G) > βHRS∞ (6-31++G(d,p)) ≈ βHRS∞ (6-31+G(d,p)).
On the other hand, the calculated static first hyperpolarizability values obtained with polarization-type basis sets exhibit the following decreasing trend: βHRS∞ (6-311G(d)) > βHRS∞ (6-31G(d,p)) ≈ βHRS∞ (6-31G(d)). This observed trend indicates that the triple-split valence basis set 6-311G(d) yields the largest first hyperpolarizability, while the double-split sets 6-31G(d) and 6-31G(d,p) give smaller and nearly equivalent values.
For 1C, the 6-31G(d,p) and 6-31G(d) basis sets yield moderate first hyperpolarizability values, positioned between the higher values obtained with triple-split valence sets and the lower values from diffuse basis sets (Table S1). Previous works,61–65 including studies by You et al.,49 have demonstrated the effectiveness of the 6-31G(d,p) basis set in linear and nonlinear optical calculations, confirming its suitability for providing an optimal balance between accuracy and computational efficiency. Consequently, the 6-31G(d,p) basis set was chosen for this investigation, as it has proven reliable in determining both linear and nonlinear optical properties for similar compounds.
To verify that our computational approach can reproduce the experimental UV/vis behavior of the studied molecules, we compared the TD-CAM-B3LYP/6-31G(d,p) absorption (λabs) and emission (λem) wavelengths of compounds 1C–6C with their measured values. As shown in Table S2, the calculated λabs values follow the experimental trend very closely, with deviations of 6.8–9.3%, which is fully consistent with the expected accuracy of this functional. For the emission spectra, the calculated λem wavelengths show slightly larger deviations (11.57–12.96%), but still reproduce the ordering and relative evolution of the fluorescence bands across the series. Despite the experimental red-shift, the theoretical results capture the correct magnitude and progression of the optical transitions. Overall, these comparisons confirm that the CAM-B3LYP/6-31G(d,p) methodology provides a reliable description of the electronic excitations and excited-state properties of the targeted compounds.
| S0 | S1 | S0 | S1 | S0 | S1 | S0 | S1 | S0 | S1 | |
|---|---|---|---|---|---|---|---|---|---|---|
| C2–C3 | C2–C3 | C6–C2′ | C6–C2′ | C1′–C2′ | C1′–C2′ | φ1 | φ1 | φ2 | φ2 | |
| 1M | 1.483 | 1.413 | 1.431 | 1.388 | — | — | 38 | 2.82 | — | — |
| 1H | 1.483 | 1.401 | 1.509 | 1.481 | 1.649 | 1.707 | 38 | 0.094 | 81 | 91.74 |
| 1C | 1.483 | 1.440 | 1.509 (1.506) | 1.435 | 1.689 (1.709) | 2.329 | 38 (42.6) | 17.46 | 91 (77.2) | 91.35 |
| 2M | 1.483 | 1.414 | 1.431 | 1.387 | — | — | 37 | 3.173 | — | — |
| 2H | 1.483 | 1.435 | 1.509 | 1.437 | 1.650 | 2.319 | 38 | 15.059 | 83 | 91.16 |
| 2C | 1.483 | 1.436 | 1.509 (1.505) | 1.439 | 1.690/1.710 | 2.336 | 38 (24.6) | 16.21 | 92 (86) | 89.28 |
| 3M | 1.483 | 1.414 | 1.431 | 1.387 | — | — | 38 | 3.111 | — | — |
| 3H | 1.483 | 1.437 | 1.509 | 1.437 | 1.649 | 2.319 | 38 | 15.70 | 81 | 91.328 |
| 3C | 1.483 | 1.438 | 1.509 (1.506) | 1.438 | 1.690 (1.708) | 2.336 | 38 (19.0) | 16.36 | 93 (87.9) | 90.168 |
| 4M | 1.483 | 1.412 | 1.431 | 1.389 | — | — | 36 | 2.60 | — | — |
| 4H | 1.482 | 1.433 | 1.509 | 1.438 | 1.650 | 2.318 | 37 | 13.14 | 84 | 88.92 |
| 4C | 1.482 | 1.434 | 1.509 (1.511) | 1.439 | 1.690 (1.715) | 2.335 | 37 (30.5) | 14.54 | 92 (79.2) | 89.80 |
| 5M | 1.482 | 1.412 | 1.431 | 1.389 | — | — | 37 | 2.67 | — | — |
| 5H | 1.482 | 1.433 | 1.509 | 1.437 | 1.650 | 2.317 | 37 | 12.43 | 83 | 88.92 |
| 5C | 1.482 | 1.434 | 1.509 (1.504) | 1.439 | 1.690 (1.697) | 2.334 | 37 (36.9) | 14.53 | 93 (83) | 89.29 |
| 6M | 1.481 | 1.412 | 1.430 | 1.391 | — | — | 36 | 2.47 | — | — |
| 6H | 1.481 | 1.406 | 1.507 | 1.480 | 1.631 | 1.644 | 36 | 1.55 | 30 | 31.55 |
| 6C | 1.481 | 1.431 | 1.509 (1.503) | 1.441 | 1.691 (1.718) | 2.336 | 36 (34.5) | 13.28 | 92 (82.6) | 90.424 |
| 7M | 1.482 | 1.390 | 1.430 | 1.413 | — | — | 37 | 2.96 | — | — |
| 7H | 1.481 | 1.406 | 1.507 | 1.479 | 1.632 | 1.643 | 37 | 2.29 | 30 | 30.86 |
| 7C | 1.481 | 1.432 | 1.508 | 1.441 | 1.691 | 2.337 | 36 | −13.69 | 92 | 90.07 |
| 8M | 1.480 | 1.415 | 1.430 | 1.395 | — | — | 35 | −3.071 | — | — |
| 8H | 1.480 | 1.434 | 1.508 | 1.442 | 1.652 | 2.326 | 35 | 13.74 | 84 | 89.18 |
| 8C | 1.480 | 1.433 | 1.508 | 1.445 | 1.692 | 2.341 | 35 | −14.09 | 92 | 90.06 |
| 9M | 1.479 | 1.414 | 1.430 | 1.397 | — | — | 34.17 | 2.89 | — | — |
| 9H | 1.478 | 1.435 | 1.507 | 1.441 | 1.652 | 2.325 | 34.06 | −13.20 | 84 | 91.12 |
| 9C | 1.478 | 1.434 | 1.508 | 1.444 | 1.692 | 2.341 | 33.72 | −14.81 | 91.78 | 89.90 |
The analysis of the optimized S1 excited-state structures of the title compounds reveals a slight contraction in the C2–C3 bond length compared to their corresponding ground states (S0). For the iH and iC compounds, this contraction is approximately 0.04 Å. Interestingly, in the 1H, 6H, and 7H derivatives, this contraction is nearly doubled, reaching approximately 0.07 Å. The iM compound exhibits an even more pronounced reduction in the C2–C3 bond length in the S1 state, measuring approximately 0.07 Å shorter than that in the ground state (Table 1). Moreover, a comparable trend is observed for the C6–C2′ bond. In the S1 excited state, this bond shortens by approximately 0.062–0.074 Å for the iH and iC compounds. However, the iM compound demonstrates a less pronounced contraction, with a reduction ranging from 0.033 to 0.044 Å. Distinct exceptions are noted in the 1H, 6H, 6M, and 7H compounds, where the C6–C2′ bond contracts by 0.028 Å, 0.027 Å, 0.017 Å, and 0.028 Å, respectively.
Additionally, the optimized structures of the iH and iC compounds demonstrate substantial differences in the C1′–C2′ bond length in the cage for the S0 and S1 optimized structures. Computational analysis reveals that in the S1 state, the C1′–C2′ bond length extends by approximately 0.6 Å compared to its value in the S0 state. However, distinct deviations are noted for the 1H, 6H, and 7H compounds, where the bond length increases by only 0.058 Å, 0.013 Å, and 0.011 Å, respectively.
On the other hand, the S1-optimized structure exhibits a noticeably distorted geometry in the biphenyl rings of the o-carboranyl compounds, with an observed dihedral angle (φ1) of approximately 13°–17°, except for 1H, 6H, and 7H, where φ1 = 0°, 1° and 2°, respectively. This is accompanied by an orthogonal arrangement between the C–C bond within the o-carborane cage and the biphenyl plane (φ2 ≈ 90°), contrasting sharply with the ground-state geometry, where φ1 measures 36°. This is with the exception of compounds 6H and 7H, which do not exhibit perpendicular structures, φ2 = 30°. According to this analysis, it can be concluded that the results obtained for the S1-optimized structures of the o-carboranyl compounds indicate that the C1′–C2′ bond distance and the angle φ1 are primary contributors to the emission properties.
The TD-DFT analysis indicates that the first-excited-state transition S0 → S1 in the iM molecules shifted to a longer wavelength compared to the corresponding transition in the iC and iH o-carboranyl compounds for i = 1 to 9. Furthermore, the absorption spectrum of the iC compounds closely resembles that of the iH compounds, as illustrated in Fig. 3 and S1 in the SI. All the series of compounds, iM, iH, and iC, exhibited two prominent absorption bands. The first band is centered within the wavelength range of 240–300 nm, while the second band is observed at approximately 185 nm (Table S4). Additionally, the lowest-energy electronic transitions (S0 → S1) of the iM compounds (i = 1–9) exhibit a systematic redshift of approximately 21 nm in their absorption maximum (λmax) relative to those of the corresponding iC and iH analogues (see Table S4). On the other hand, the title compounds show no absorption within the UV-vis range (300 nm to 700 nm) and the near-infrared (NIR) range (700 nm to 2500 nm), indicating their transparency throughout the UV-vis-NIR spectrum. This transparency, extending beyond 300 nm, positions these compounds as promising candidates for applications in UV-vis-NIR NLO materials.
![]() | ||
| Fig. 3 Simulated UV-vis absorption spectra in THF for the compounds 1 and 2 at the TD-CAM-B3LYP/6-31G(d,p)/IEFPCM level of theory. | ||
By analyzing the electron–hole wave-function overlap integral (Sr), the distance between the centroids of holes and electrons (Dindex), the variation in dipole moment relative to the ground state (Δµ), the hole delocalization index (HDI), and the electron delocalization index (EDI) as descriptors of electron excitation types, it is possible to infer the nature of these transitions.67–70
The TD-DFT calculations for the title compounds indicate that the low-energy transitions (S0 → S1) are predominantly characterized by an electronic excitation from the HOMO to the LUMO, with a 90% contribution (Table S4). As detailed in Table 2 (see also Table S5 in the SI), it is evident that the electron–hole wave-function overlap integral (Sr) for all the first excited states (S1) is close to 1 (Sr > 0.7). The centroid distance between electrons and holes ranges from 0.2 to 1.2 Å for the iH, iM, and iC compounds (i = 1 to 5), while for compounds i = 6 to 8, D varies from 1.7 to 2.3 Å. The delocalization index (H) is approximately 3.4 Å for the iM molecules and 3.1 Å for the iH and iC compounds. The hole delocalization index (HDI) is slightly larger than the electron delocalization index (EDI) across all the compounds. The t index is negative and significantly less than zero, indicating the absence of charge separation. This suggests that the first excited state (S1) is a typical locally excited (LE) state. This conclusion is further supported by the analysis of the charge density difference (CDD) between the ground and excited states, as shown in Fig. 4 and S2 in the SI.59
| Sr | D | H | Δµ | HDI | EDI | ΔE | f | ECA | |
|---|---|---|---|---|---|---|---|---|---|
| 1M | 0.845 | 0.577 | 3.417 | 1.090 | 6.84 | 6.28 | 4.613 | 1.557 | 5.274 |
| 1H | 0.851 | 0.250 | 3.072 | 0.472 | 6.91 | 6.57 | 5.052 | 1.352 | 5.572 |
| 1C | 0.850 | 0.240 | 3.114 | 0.453 | 6.86 | 6.50 | 5.02 | 1.15 | 5.450 |
| 2M | 0.847 | 0.193 | 3.380 | 0.364 | 6.63 | 6.64 | 4.65 | 1.507 | 5.347 |
| 2H | 0.830 | 1.091 | 3.021 | 2.061 | 6.96 | 6.95 | 5.043 | 1.225 | 5.540 |
| 2C | 0.828 | 1.113 | 3.073 | 2.103 | 6.90 | 6.86 | 5 | 1.111 | 5.392 |
| 3M | 0.849 | 0.048 | 3.352 | 0.091 | 6.68 | 6.57 | 4.655 | 1.233 | 5.368 |
| 3H | 0.839 | 0.877 | 2.997 | 1.656 | 6.90 | 6.82 | 5.065 | 0.994 | 5.587 |
| 3C | 0.837 | 0.899 | 3.045 | 1.698 | 6.85 | 6.74 | 5.0238 | 1.103 | 5.441 |
| 4M | 0.8455 | 0.290 | 3.438 | 0.548 | 6.44 | 6.58 | 4.6006 | 1.608 | 5.274 |
| 4H | 0.826 | 1.160 | 3.073 | 2.191 | 6.88 | 6.81 | 4.9501 | 1.299 | 5.458 |
| 4C | 0.824 | 1.182 | 3.113 | 2.233 | 6.81 | 6.73 | 4.9093 | 1.1787 | 5.320 |
| 5M | 0.846 | 0.291 | 3.465 | 0.549 | 6.42 | 6.56 | 4.5915 | 1.674 | 5.237 |
| 5H | 0.827 | 1.173 | 3.095 | 2.217 | 6.83 | 6.80 | 4.9381 | 1.339 | 5.417 |
| 5C | 0.8253 | 1.201 | 3.142 | 2.269 | 6.78 | 6.69 | 4.9074 | 1.216 | 5.290 |
| 6M | 0.827 | 0.935 | 3.514 | 1.767 | 6.33 | 6.67 | 4.501 | 1.651 | 5.152 |
| 6H | 0.794 | 1.750 | 3.147 | 3.306 | 7.30 | 6.87 | 4.791 | 1.431 | 5.235 |
| 6C | 0.788 | 1.811 | 3.137 | 3.421 | 7.26 | 6.85 | 4.731 | 1.223 | 5.156 |
| 7M | 0.828 | 0.858 | 3.475 | 1.621 | 6.35 | 6.71 | 4.537 | 1.589 | 5.212 |
| 7H | 0.795 | 1.714 | 3.090 | 3.238 | 7.20 | 7.00 | 4.836 | 1.367 | 5.322 |
| 7C | 0.790 | 1.754 | 3.096 | 3.314 | 7.21 | 6.92 | 4.774 | 1.178 | 5.224 |
| 8M | 0.798 | 1.591 | 3.536 | 3.005 | 6.47 | 6.70 | 4.355 | 1.694 | 5.055 |
| 8H | 0.751 | 2.249 | 3.11 | 4.251 | 7.67 | 6.98 | 4.5337 | 1.356 | 5.158 |
| 8C | 0.750 | 2.281 | 3.162 | 4.309 | 7.57 | 6.84 | 4.4982 | 1.235 | 4.996 |
| 9M | 0.769 | 2.165 | 3.602 | 4.090 | 7.20 | 6.56 | 4.089 | 1.798 | 4.808 |
| 9H | 0.731 | 2.551 | 3.231 | 4.821 | 8.33 | 6.73 | 4.243 | 1.4319 | 4.873 |
| 9C | 0.723 | 2.648 | 3.222 | 5.003 | 8.36 | 6.70 | 4.187 | 1.296 | 4.764 |
It is important to emphasize that the iM series exhibits the highest Sr values for weak donors (3M: 0.849) but converges toward values comparable to the iH and iC series for strong donors (9M: 0.769, 9H: 0.731, and 9C: 0.723). TMS functionalization (iC) slightly reduces Sr compared to iH, with a maximum difference of −1.1% for compounds 9. This decrease in Sr with increasing donor strength confirms the reduced hole–electron overlap, which is favorable for charge separation. The Dindex increases drastically with donor strength, establishing the hierarchy iC > iH > iM, except for the –CF3 substituent, where the order is the opposite (1M: 0.577 Å > 1H: 0.250 Å > 1C: 0.240 Å). This atypical behavior arises from the strongly electron-withdrawing character of –CF3, which reverses the electron flow and alters the charge distribution. In the iM series, the Dindex varies from 0.048 Å (3M, –H) to 2.165 Å (9M, –NMe2), corresponding to a ∼45-fold increase. The iH and iC series show higher values for donor substituents, reaching 2.551 Å for 9H and 2.648 Å for 9C (+3.8% vs. 9H and +22% vs. 9M). Therefore, TMS functionalization enhances spatial separation, with the effect being maximized for strong donors. The dipole moment variation (Δµ) follows the same trend as Dindex, confirming the proportional relationship between spatial separation and dipole moment variation. In the iC series, Δµ increases from 1.698 a.u. (3C) to 5.003 a.u. (9C), corresponding to a ∼3-fold enhancement. The hierarchy iC > iH > iM is maintained, as follows: 9C (5.003 a.u.) > 9H (4.821 a.u.) > 9M (4.090 a.u.). TMS functionalization further amplifies Δµ by +3.8% (9C vs. 9H) and +22% (9C vs. 9M), demonstrating the synergistic effect between the o-carborane cage and TMS substitution.
Generally, the Hindex follows the reverse trend (iM > iC > iH) with the exception of compounds 6 and 9, where iH > iC. The values remain within a moderate range (from 2.997 (3H) to 3.602 (9M)) corresponding to an increase of roughly 20%. This trend suggests that the iH and iC series confine the electronic distributions more strongly while maximizing vectoral charge separation.
The coulombic energy (ECA), which quantifies the electrostatic attraction between the hole and the electron, systematically decreases with donor strength and follows the hierarchy iC < iH < iM. For weak donors, the iM series presents moderate values (3M: 5.368 eV), while the iH and iC series display higher values (3H: 5.587 eV and 3C: 5.441 eV). However, with strong donors, a remarkable inversion occurs, as follows: 9C (4.764 eV) < 9M (4.808 eV) < 9H (4.873 eV). TMS functionalization consistently reduces the ECA (9C vs. 9H: −2.2%), confirming its role in optimizing charge separation.
Our results show that the integration of the o-carborane cage (iH and iC) significantly enhances the Dindex and Δµ, while concurrently reducing the Sr overlap and the ECA relative to the iM series (i = 2–9). These effects are further amplified when strong electron-donating groups, such as –NH2 and –NMe2, are incorporated. This observation indicates that the combination of o-carborane with TMS substitution constitutes a synergistic strategy for enhancing spatial charge separation and promoting dipolar asymmetry. The atypical behavior of compounds 1M, 1H, and 1C can be attributed to the presence of the strongly electron-withdrawing –CF3 group,71 which reverses the charge-transfer direction typically observed with donor substituents. This highlights the critical role of substituent electronic character in modulating charge-transfer properties.
The hole–electron descriptors (Sr, HDI, and EDI) for the second absorption band at around 180 nm, as presented in Table S5, show no significant difference from those of the S1 transition, with the Dindex values following the same trend. The complementary CDD analysis (see Fig. S2) confirms that all the excitations at around 180 nm correspond to local charge transfer within the biphenyl fragment.
In this study, the IFCT approach was employed to compute the net electron transfer between various segments during electronic excitation.58,59,72 This is achieved by analyzing the difference between electron-donating and electron-accepting contributions in each segment. Additionally, calculations were performed to determine the charge transfer percentage (CT%) and its complement, the local excitation percentage (LE%). The results of these calculations are presented in Fig. 5 and Table S6.
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| Fig. 5 Transferred electrons between fragments, calculated for the first excited states of the iM, iH and iC compounds at the CAM-B3LYP/6-31G(d,p)/IEFPCM level of theory in THF. | ||
The analysis of the S0 → S1 excitation reveals that the percentages of local excitation (LE) significantly exceed those of charge transfer (CT) across the iM, iH, and iC compounds, indicating that LE predominantly characterizes the transitions. The contribution from CT follows the trend iM > iH ≈ iC, with the iM compounds exhibiting relatively consistent values (∼40% CT and ∼60% LE) independent of the R group. In contrast, the R substituent has a more pronounced effect on the CT character in the iH and iC compounds. Among the substituents, –NMe2 and –NH2 lead to the highest CT percentages, followed by –OMe, –OH, –CMe3, –Me, and –H. Taking the iH compounds as an example, CT (%) increases in the following order: 9H (37%) > 8H (29%) > 6H (26%) > 7H (24%) ≈ 2H (24%) > 5H (20%) > 4H (19%) > 3H (17%) > 1H (9%), highlighting the significant influence of the R substituent on the CT characteristics.
The interfragment analysis (Table S6) reveals that intrafragment electron redistribution on the biphenyl is moderate for the iM series (0.52–0.59) and more pronounced for the iH and iC series (0.60–0.83), with the trend of iH > iC > iM. Notably, these values decrease with an increasing donor strength of the substituents. The variation in population numbers supports these trends, as follows: in the iM series, biphenyl gains electrons, while acetylene shows variable behavior. In contrast, the iH and iC series consistently exhibit electron gain by the o-carborane, with strong donors such as –NMe2 efficiently donating electrons, as seen in 9H (−0.198). The fragment contributions further support these findings, as follows: Frag-2 (biphenyl) contributes 68–75% to the hole distribution in iM versus 71–91% in iH and iC, and 75–78% to the electron distribution in iM compared to ∼85% in iH and iC. These results highlight the optimization of charge transfer (CT) in the o-carborane-based architectures by minimizing local electronic reorganization, emphasizing the role of both the o-carborane cage and the R group in controlling electronic distribution.
In the 1H[1C], 2H[2C], 3H[3C], 4H[4C] and 5H[5C] compounds, Frag-2 donates 0.039[0.042], 0.041[0.069], 0.059[0.068], 0.062[0.070] and 0.061[0.071] electrons to Frag-1, respectively. For the iM, iH, and iC non-centrosymmetric molecular series (i = 1 to 5), the S0 → S1 excitation results in minimal net electron transfer between fragments 1 and 3, and between fragments 2 and 3 in the iH series. The net electron transfer in the iC compounds is slightly larger than that in the iH compounds, likely due to the influence of the SiMe3 substituent on the o-carborane cage. In the iM compounds (i = 6–9), electron transfer from Frag-2 to Frag-1 varies, as follows: 6M (0.007), 7M (0.005), 8M (0.035), and 9M (0.042). The Frag-3 → Frag-2 transfer also varies with the R group, as follows: –OH (0.033), –OMe (0.026), –NH2 (0.064), and –NMe2 (0.129), with –NMe2 showing the largest transfer due to its strong electron-donating nature (Table S7). For the iH[iC] compounds (i = 6–9), electron transfer occurs via dual pathways, as follows: Frag-2 → Frag-1 and Frag-3 → Frag-2. The Frag-2 → Frag-1 transfers are 0.063[0.069], 0.068[0.075], 0.061[0.073] and 0.053[0.062] for 6H[6C], 7H[7C], 8H[8C], and 9H[9C], respectively. The Frag-3 → Frag-2 donations increase with donor strength, as follows: 0.068[0.066] for –OMe, 0.050[0.051] for –OH, 0.109[0.103] for –NH2, and 0.173[0.175] for –NMe2. This dual electron flow toward Frag-1 highlights a cooperative mechanism where strong donors enhance charge transfer through the biphenyl spacer to the o-carborane acceptor.
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| Fig. 6 Variation in Stokes shift (eV) as a function of substituent nature for the iM, iH, and iC compounds. | ||
| α | Δα | β0 | βvec | βHRS | DR | ϕJ=1 | ϕJ=3 | |
|---|---|---|---|---|---|---|---|---|
| 1M | 273 | 272 | 415 | 409 | 166 | 5.685 | 0.595 | 0.405 |
| 1H | 327 | 217 | 850 | 637 | 329 | 6.546 | 0.652 | 0.348 |
| 1C | 394 | 203 | 828 | 545 | 322 | 6.341 | 0.639 | 0.361 |
| 2M | 258 | 260 | 1255 | −1254 | 590 | 3.555 | 0.446 | 0.554 |
| 2H | 313 | 208 | 2005 | 1740 | 830 | 4.985 | 0.550 | 0.450 |
| 2C | 381 | 194 | 2041 | 1561 | 842 | 5.069 | 0.555 | 0.445 |
| 3M | 258 | 260 | 673 | 672 | 341 | 3.090 | 0.404 | 0.596 |
| 3H | 313 | 208 | 1482 | 1355 | 603 | 5.299 | 0.570 | 0.430 |
| 3C | 381 | 194 | 1493 | 1252 | 605 | 5.388 | 0.576 | 0.424 |
| 4M | 276 | 280 | 1444 | 1444 | 680 | 3.556 | 0.446 | 0.554 |
| 4H | 331 | 227 | 2188 | 2033 | 915 | 4.832 | 0.539 | 0.461 |
| 4C | 398 | 213 | 2236 | 1918 | 930 | 4.919 | 0.545 | 0.455 |
| 5M | 318 | 295 | 1378 | 1377 | 617 | 3.991 | 0.480 | 0.520 |
| 5H | 372 | 240 | 2172 | 2021 | 884 | 5.318 | 0.571 | 0.429 |
| 5C | 440 | 227 | 2200 | 1887 | 892 | 5.367 | 0.575 | 0.425 |
| 6M | 283 | 294 | 3085 | 2205 | 1364 | 4.116 | 0.489 | 0.511 |
| 6H | 337 | 238 | 3332 | 3299 | 1394 | 4.824 | 0.539 | 0.461 |
| 6C | 406 | 228 | 3744 | 3090 | 1564 | 4.855 | 0.541 | 0.459 |
| 7M | 267 | 280 | 2836 | 1522 | 1254 | 4.121 | 0.490 | 0.510 |
| 7H | 321 | 224 | 3080 | 3056 | 1283 | 4.899 | 0.544 | 0.456 |
| 7C | 390 | 214 | 3471 | 2758 | 1443 | 4.928 | 0.546 | 0.454 |
| 8M | 278 | 306 | 5094 | 4675 | 2202 | 4.380 | 0.508 | 0.492 |
| 8H | 333 | 253 | 5440 | 4958 | 2278 | 4.816 | 0.538 | 0.462 |
| 8C | 401 | 240 | 5627 | 5260 | 2349 | 4.869 | 0.542 | 0.458 |
| 9M | 314 | 339 | 7364 | 7335 | 3179 | 4.395 | 0.509 | 0.491 |
| 9H | 369 | 286 | 7666 | 7336 | 3235 | 4.700 | 0.530 | 0.470 |
| 9C | 437 | 274 | 7902 | 7316 | 3326 | 4.741 | 0.533 | 0.467 |
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| Fig. 7 Variation in molecular dipole moment as a function of substituents (i = 1–9) for the iM, iH, and iC compounds. | ||
For the iM series of compounds (i = 1 to 9), which incorporate a trimethylsilylacetylene acceptor, the calculated average polarizability (α) values range from 258 to 318 a.u. Upon substitution with the o-carborane unit in the iH and iC series, a consistent enhancement in polarizability is observed. In particular, the iC compounds exhibit significantly higher (α) values compared to both their iH and iM analogs, reflecting the strong electron-accepting nature and high electronic delocalization capacity of the o-carborane cage in combination with the extended π-conjugation. The highest polarizability is found in compound 5C, reaching 440 a.u., followed closely by 9C (437 a.u.), 7C (406 a.u.), and 8C (401 a.u.). The corresponding iH derivatives show intermediate values (369 a.u. for 9H, 333 a.u. for 8H, and 321 a.u. for 7H), whereas their iM counterparts yield the lowest polarizabilities of 314 a.u. (9M), 278 a.u. (8M), and 267 a.u. (7M), respectively. This trend highlights the synergistic role of both π-extension and electron-rich donor groups in enhancing the electronic cloud responsiveness. Notably, the increase in isotropic polarizability (α) closely parallels the trend observed in the computed dipole moments, underscoring the role of molecular asymmetry and charge-transfer character in governing the overall electronic response. In contrast, the polarizability anisotropy (Δα) exhibits inverse behavior, where the iM derivatives display the largest anisotropy, while the iC derivatives show the smallest. This opposite trend indicates that, although the iC family possesses both higher polarizability and larger dipole moments, its electronic density is redistributed more uniformly, resulting in a comparatively isotropic response to an external electric field.
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| Fig. 8 Static first hyperpolarizability (triangles: β(0;0,0) and stars: β0HRS) calculated for the compounds iM, iH and iC (i = 0 to 9) at the CAM-B3LYP/6-31G(d,p)/IEFPCM level of theory in THF. | ||
These results clearly indicate that substitution of the –C
C–SiMe3 fragment by the o-carborane cage significantly enhances the second-order NLO response of the investigated molecules. Furthermore, a comparison between the iC and iH series reveals that β(0;0,0) for the iC compounds is generally ∼2% higher than that of their iH analogues, suggesting that the additional trimethylsilyl (TMS) group on the o-carborane cage exerts only a marginal influence on the first hyperpolarizability. However, notable exceptions are observed for compounds 6C and 7C, where their β(0;0,0) values increase by approximately 12% relative to that of 6H and 7H, respectively. This deviation can be attributed to geometric factors, particularly the φ2 angle, which adopts a value of ∼30° for R = −OMe and –OH substituents. This analysis indicates that the incorporation of a bulky trimethylsilyl (TMS) group into the cage structure has a minimal effect on the molecular hyperpolarizability (β(0;0,0) and β0HRS) of the iC compounds (6C and 7C are exceptions).
An in-depth analysis of the static first hyperpolarizability parameters (β(0;0,0) and β0HRS) across the iM, iH, and iC non-centrosymmetric molecular series reveals a pronounced dependence on the electronic nature of the R substituent at the donor site. Among the studied molecules, compound 1M, featuring a strong electron-withdrawing –CF3 group, exhibits the lowest first hyperpolarizability values (β(0;0,0) = 828 a.u. and β0HRS = 322 a.u.). This trend persists consistently in the iH and iC analogues, suggesting that the –CF3 substituent severely limits the efficiency of intramolecular charge transfer (ICT), thereby diminishing the overall NLO response.
Progressive substitution of –CF3 with less electron-withdrawing or electron-donating groups results in substantial enhancements in first hyperpolarizability, following the trend of –H (3) < –F (2) < –Me (4) < –CMe3 (5) < –OH (7) < –OMe (6) < –NH2 (8) < –NMe2 (9). Across the iM, iH, and iC families, the compounds with R = –OMe, –OH, –NH2, and –NMe2 exhibit markedly higher β values, reflecting the superior electron-donating capability of these substituents, which facilitates stronger ICT from the donor to acceptor moieties through the π-conjugated bridge.
Quantitatively, the β(0;0,0) values for compounds i = 2–7 are typically 2–5-times larger than those of compound 1 (R = –CF3), while 8M and 9M show enhancements by factors of ∼12 and ∼18, respectively, relative to those of 1M. Similar enhancements are observed in compounds 8-9C and 8-9H, which exhibit first hyperpolarizabilities approximately 7- and 10-times greater than those of their corresponding 1C and 1H analogs, respectively. These results clearly demonstrate that electron-donating substituents significantly enhance the NLO response by increasing the electron density at the donor end, thereby promoting polarization across the D–A framework.
The diminished β values in the –CF3-substituted compounds can be ascribed to the strong electron-withdrawing character of the –CF3 group, which depletes electron density from the donor fragment and suppresses ICT in the A–A configuration. Conversely, electron-donating groups such as –NH2 and –NMe2 enable efficient push–pull electronic interactions in the D–A configuration, resulting in enhanced charge delocalization and elevated first hyperpolarizability. This substitution-driven modulation of electronic distribution highlights a powerful design strategy for tuning the NLO properties of conjugated molecular systems.
On the other hand, the βvec analysis reveals a hierarchy of iH > iC > iM, with maximum values of 7316–7336 a.u. for the NMe2 series. The o-carborane architectures significantly enhance the vectoral first hyperpolarizability compared to the linear acetylene fragment, while the naked o-carborane (iH) slightly outperforms the TMS analogue (iC), suggesting that the TMS group partially attenuates the directional charge transfer response. This parameter represents the projection of the first hyperpolarizability tensor onto the dipole moment µ, where positive values indicate alignment with the permanent dipole (angle <90°) and negative values reflect the antiparallel orientation typical of inverted donor–acceptor polarity.
Furthermore, the analysis of the depolarization ratio combined with the dipolar–octupolar decomposition of first hyperpolarizability (Table 3) shows that only the first members of each series (1M, 1H, and 1C) display a pronounced dipolar nonlinear response, characterized by high DR values (5.685–6.546) and dominant dipolar contributions (φJ=1 > 0.59). In contrast, derivatives 2M–5M exhibit lower DR values (3.090–3.991) together with φJ=3 > φJ=1, indicating an octupolar-dominated response, with 3M being the most octupolar compound in the dataset (DR = 3.090). For the iH and iC families with i ≥ 2, the NLO behavior shifts toward a dipolar configuration, as reflected by their DR values close to 5 and moderately dominant dipolar contributions (φJ=1 ≈ 0.53–0.58). It is also noteworthy that 2H (4.985) and 2C (5.069) exhibit DR values essentially coincident with the dipolar reference (DR ≈ 5), a feature typically associated with ideal dipolar systems.
Urea is widely regarded as a prototypical reference compound in the study of second-order nonlinear optical responses and is frequently utilized as a benchmark for comparative analysis.73 In the present work, the first hyperpolarizabilities (β) of the iM, iH, and iC series were compared with that of urea (βHRS∞ = 38 a.u.).74 The comparison reveals that all the investigated derivatives exhibit βHRS∞ values that are significantly larger than that of urea. For instance, the first hyperpolarizabilities of 5M, 5H, and 5C are approximately 16-, 23-, and 24-times greater, respectively, than that of urea. This highlights the markedly enhanced NLO responses of the iM, iH, and iC derivatives relative to the standard urea molecule, emphasizing the superior nonlinear optical characteristics of the title compounds. On the other hand, a quantitative comparison with the fullerene-based benchmarks reported by Muhammad et al.24 and Fouejio et al.25 reveals the pronounced superiority of the o-carborane derivatives investigated in this study. For instance, the first hyperpolarizability of title compound 9C surpasses those of compounds {2 and 2c}24 and {fC60 }25 by multiplicative factors of 4, 37, and 20, respectively. These substantial enhancements demonstrate that the o-carborane cage furnishes a far more efficient three-dimensional electronic environment for intramolecular charge redistribution than the fullerene frameworks typically employed in nonlinear-optical design.
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| Fig. 9 Dynamic first hyperpolarizabilities (βSHGλ and βHRSλ) at 1064, 1340 and 1906 nm for the iM, iH, and iC (i = 1–9) series at the CAM-B3LYP/6-31G(d,p) level of theory. | ||
The calculated dynamic polarizability (α) and polarizability anisotropy (Δα) values for the iM, iH, and iC compounds exhibit a consistent trend of iC > iH > iM across all wavelengths (1906–556 nm), reflecting the increasing electronic polarizability induced by the o-carborane substitution (Table S8). For all series, both (α) and Δα show a modest increase with decreasing wavelength, which is attributed to mild dispersion effects under non-resonant conditions. The relatively small variation in values confirms that their optical response remains stable across the infrared-to-visible range and is primarily governed by their ground-state electronic structure rather than frequency-dependent effects.
On the other hand, frequency-dependent NLO calculations were carried out to examine three important first hyperpolarizability coefficients: the electro-optical Pockels effect (βEOPEλ) β(−ω;ω,0), second harmonic generation (βSHGλ) β(−2ω;ω,ω), and hyper-Rayleigh scattering (βHRSλ). Our findings demonstrate a strong correlation between βHRSλ and βSHGλ; additionally, we observe a robust linear relationship between the static (λ = ∞) and dynamic first hyperpolarizability (βSHGλ ↔ βSHG∞ and βHRSλ ↔ βHRS∞, where R2 = 0.995) at λ = 1064, 1340, 1906 nm, as shown in Fig. S4 in the SI.
The dynamic first hyperpolarizability (βSHGλ and βHRSλ) exhibits a pronounced increase as the incident wavelength is shortened, with a gradual increase observed from 1906 to 556 nm (Fig. 9). Furthermore, in the static regime, the first hyperpolarizability displays comparatively lower values than those recorded in the dynamic regime. Notably, a significant enhancement in the βSHGλ and βHRSλ values is observed at the incident wavelength of 556 nm, where the sharp increase is attributed to the resonant two-photon absorption process. This resonance occurs at the characteristic wavelength (λmax) leading to substantial amplification of the nonlinear optical response (Table 4).
| λ (nm) | βEOPEλ | βSHGλ | βHRSλ | |
|---|---|---|---|---|
| 1M | 1064 | 462 | 744 | 293 |
| 556 | 959 | 26 937 |
11 144 |
|
| 1H | 1064 | 773 | 827 | 322 |
| 556 | 956 | 2803 | 1129 | |
| 1C | 1064 | 716 | 750 | 293 |
| 556 | 892 | 2823 | 1138 | |
| 2M | 1064 | 1181 | 1347 | 616 |
| 556 | 1575 | 12 940 |
5475 | |
| 2H | 1064 | 1895 | 2183 | 904 |
| 556 | 2558 | 10 723 |
4458 | |
| 2C | 1064 | 1898 | 2185 | 904 |
| 556 | 2587 | 11 717 |
4870 | |
| 3M | 1064 | 617 | 690 | 337 |
| 556 | 811 | 5488 | 2348 | |
| 3H | 1064 | 1384 | 1602 | 655 |
| 556 | 1898 | 8076 | 3331 | |
| 3C | 1064 | 1358 | 1568 | 641 |
| 556 | 1886 | 8680 | 3581 | |
| 4M | 1064 | 1387 | 1670 | 756 |
| 556 | 1991 | 28 245 |
11 808 |
|
| 4H | 1064 | 2098 | 2495 | 1040 |
| 556 | 2949 | 15 575 |
6463 | |
| 4C | 1064 | 2110 | 2512 | 1046 |
| 556 | 3000 | 17 350 |
7197 | |
| 5M | 1064 | 1368 | 1698 | 742 |
| 556 | 2012 | 32 418 |
13 514 |
|
| 5H | 1064 | 2139 | 2604 | 1064 |
| 556 | 3059 | 17 349 |
7174 | |
| 5C | 1064 | 2132 | 2598 | 1062 |
| 556 | 3082 | 18 842 |
7792 | |
| 6M | 1064 | 3023 | 3796 | 1642 |
| 556 | 4590 | 209 096 |
86 890 |
|
| 6H | 1064 | 3251 | 3982 | 1660 |
| 556 | 4739 | 36 712 |
15 252 |
|
| 6C | 1064 | 3614 | 4446 | 1854 |
| 556 | 5323 | 48 832 |
20 280 |
|
| 7M | 1064 | 2739 | 3374 | 1461 |
| 556 | 4074 | 116 244 |
48 356 |
|
| 7H | 1064 | 2964 | 3565 | 1482 |
| 556 | 4241 | 28 399 |
11 798 |
|
| 7C | 1064 | 3310 | 3988 | 1658 |
| 556 | 3046 | 37 084 |
15 403 |
|
| 8M | 1064 | 4978 | 6436 | 2739 |
| 556 | 7963 | 180 941 |
74 927 |
|
| 8H | 1064 | 5296 | 6647 | 2771 |
| 556 | 8066 | 252 257 |
104 624 |
|
| 8C | 1064 | 5457 | 6884 | 2866 |
| 556 | 8399 | 503 536 |
208 779 |
|
| 9M | 1064 | 7460 | 10 271 |
4360 |
| 556 | 12 894 |
114 154 |
47 146 |
|
| 9H | 1064 | 7209 | 9613 | 4027 |
| 556 | 11 818 |
201 648 |
83 520 |
|
| 9C | 1064 | 7972 | 10 721 |
4486 |
| 556 | 13 245 |
154 910 |
64 118 |
On the other hand, DFT calculations indicate that the magnitude of β(−ω; ω, 0) slightly increases as the incident light wavelength decreases, following the trend of βEOPE556 > βEOPE1064 > βEOPE1340 β > βEOPE1907 (Fig. 10). Additionally, the β(−ω; ω, 0) values show a sequential increase from the iM to iH to iC compounds, except for compound 9, where β(−ω; ω, 0) [9C] > β(−ω; ω, 0) [9M] > β(−ω; ω, 0) [9H]. This trend mirrors the order observed in the dynamic first hyperpolarizability. Overall, stronger NLO responses are seen at shorter wavelengths, with the iC compounds outperforming both the iH and iM compounds in NLO responses.
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| Fig. 10 Dynamic first hyperpolarizabilities (βEOPEλ) at 556, 1064, 1340 and 1906 nm for the iM, iH, and iC (i = 1–9) series at the CAM-B3LYP/6-31G(d,p)/IEFPCM level of theory in THF. | ||
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| Fig. 11 Variation in the frequency dispersion factor of iM, iH and iC (i = 1 to 9) calculated at the CAM-B3LYP/6-31G(d,p)/IEFPCM level of theory in THF. | ||
In contrast, as illustrated in Fig. 11, compounds 8H, 1M, 6M, 7M, and 8M display elevated FDF values at 556 nm (2.229 eV), corresponding to 102, 67, 64, 39, and 34, respectively. These values signify strong proximity to resonance conditions. The first resonance energy, defined as half of the first excitation energy, was determined for each compound, as follows: 8H (4.534 eV), 1M (4.614 eV), 6M (4.510 eV), 7M (4.537 eV), and 8M (4.355 eV). On the other hand, compounds 1H, 1C, 2H, 2C, 3H, and 3C exhibit minimal FDF556 values, ranging between 3 and 6, which indicates their positioning within the off-resonance regime, where dispersion effects are negligible. Additionally, compounds iC and iH (where i = 1 to 7) display moderate FDF values, generally below 12. These results reflect the modest influence of incident wavelength on the NLO response, suggesting that these compounds are approaching resonance conditions at 556 nm. Overall, it can be observed that the iH and iC compounds exhibit FDF556 values that are similar in magnitude and significantly smaller compared to those of the iM molecules.
![]() | (21) |
The symbol ω represents the energy associated with external fields. Δi signifies the excitation energy of state i in relation to the ground state (0).
represents the permutation operator, which is responsible for the manipulation of the xyz indices within the β-components. Furthermore, µijx denotes the x-component of the transition dipole moment, characterizing the transition between states i and j.
The molecular NLO responses of the compounds exhibit a profound connection to their electronic absorption characteristics. This intricate relationship was elucidated through the application of the well-established two-level model developed by Oudar and Chemla. Within this theoretical framework, one can articulate the static hyperpolarizabilities with precision and relevance.81,82
![]() | (22) |
It is well established that the molecular NLO response, as evaluated via the SOS method, is significantly influenced by the number of electronically excited states incorporated into the calculation. In this context, we conducted a systematic investigation into the dependence of the first hyperpolarizability (βSOS) on the number of excited states considered, with particular emphasis on the inclusion of up to 120 excited states, as illustrated in Fig. S5. The resulting data clearly demonstrate that the βSOS values exhibit pronounced convergence behavior upon the incorporation of 120 excited states, thereby validating the adequacy of this level of state inclusion for accurate and reliable first hyperpolarizability estimations.
As illustrated in Fig. 12, the βSOS values exhibit qualitative agreement with the overall trends observed for the β0 values obtained at the CAM-B3LYP level of theory. However, notable discrepancies are observed, which are primarily attributed to the inherent approximations and limitations of the SOS methodology. Specifically, the SOS approach consistently underestimates the first hyperpolarizability magnitudes relative to those calculated via the CAM-B3LYP functional.56,83 Additionally, a two-level model analysis reveals that the first excited state exerts (S0 → S1) a predominant influence on the first hyperpolarizability values of the studied compounds iM, iH, and iC (i = 1 to 9). This predominant excited state is distinguished by a pronounced dipole moment variation relative to the ground state (Δµ) and a markedly elevated oscillator strength (f), parameters that significantly enhance its contribution to the overall NLO response.
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| Fig. 12 Computed static first hyperpolarizabilities of the title compounds using various computational methods. | ||
The analysis of the parameters associated with the first excited state reveals insightful trends related to the electronic behavior of the studied molecules. Notably, a strong inverse linear relationship is observed between the first hyperpolarizability and the net number of electrons transferred from fragment 1 to fragment 3 (net 1 → 3) across the iM, iH, and iC series (Fig. 13). The high regression coefficients (R2 = 0.985, 0.977 and 0.989 for iM, iH and iC, respectively) confirm the robustness of this correlation within each molecular class. This trend suggests that as the extent of electron transfer toward Frag-3 increases (more negative net 1 → 3), the first hyperpolarizability value significantly increases, implying enhanced ICT. This enhancement in ICT contributes to a greater asymmetry in electron distribution, a key factor in boosting the second-order NLO response. Notably, the iC compounds display the highest net electron transfer values (net 1 → 3), followed by iH and iM. This consistent trend across all the series highlights the key role of fragment-based charge redistribution in tuning NLO properties. Thus, the direction and magnitude of electron flow emerge as effective predictors for designing efficient D–A-type o-carborane-based NLO chromophores.
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| Fig. 13 Correlation between first hyperpolarizability and net electron transfer between fragments (1 → 3) for the iM, iH and iC compounds (i = 1 to 9) of the first excited state (S0 → S1). | ||
On the other hand, in all the investigated compounds, the Coulomb attractive energy (ECA) associated with the first excited state consistently exceeds the corresponding vertical excitation energy (see Tables 2 and S4), emphasizing the critical role of electron–hole Coulomb interactions in stabilizing the excited-state manifold.84,85 The magnitude of ECA provides a direct measure of electron–hole binding strength and the degree of charge localization within the excited state. As depicted in Fig. 14, an unambiguous inverse correlation is observed between ECA and the computed first hyperpolarizability, indicating that enhanced coulombic attraction tends to suppress charge delocalization and intramolecular polarization, thereby diminishing the NLO response. These observations underscore the fundamental interplay between electronic structure and NLO properties and highlight the importance of modulating excitonic interactions to optimize molecular first hyperpolarizability in the design of advanced optoelectronic materials. Furthermore, a clear linear relationship was observed between the first hyperpolarizability and the dipole moment variation relative to the ground state upon first excitation (Fig. S6). These results are in good agreement with previous reports, which also identified Δµ as a key electronic descriptor for predicting first hyperpolarizability in compounds.56,86
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| Fig. 14 Correlation between the Coulomb attractive energy (ECA) of first excited state and the first hyperpolarizability for the iM, iH, and iC non-centrosymmetric molecular series. | ||
Our results confirm the expected trend that the first hyperpolarizability of the iM, iH, and iC compounds reaches its highest values when Δµ0–1 and f0–1 are simultaneously maximized, while the transition energy (ΔE0–1) and the Coulomb attractive energy (ECA) of the first excited state are minimized. This combined electronic profile promotes efficient intramolecular charge transfer and enhances the overall nonlinear optical response of the systems under study.
To elucidate the electronic factors influencing NLO activity, compounds 1C and 9C were selected as representative case studies. Compound 9C exhibits a significantly higher static first hyperpolarizability (β0 = 7902 a.u. [βHRS = 3326 a.u.]) compared to compound 1C ((β0 = 828 a.u.) [(βHRS = 322 a.u.)]), corresponding to a nearly nine-fold enhancement in β0. This pronounced increase in NLO response for 9C is attributed to its larger dipole moment (Δµ0–1 = 5.003 a.u.), lower vertical excitation energy (ΔE0–1 = 4.187 eV), and reduced Coulomb attractive energy (ECA = 4.764 eV). In contrast, compound 1C is characterized by a markedly smaller dipole moment change (Δµ0–1 = 0.453 a.u.) and higher values of ΔE0–1 (5.02 eV) and ECA (5.450 eV). The results indicate that excellent nonlinear optical materials are characterized by lower excitation energies, significant dipole moment variations in the first excited state, and reduced Coulomb attractive energy values (Fig. 14). These observations highlight ECA as a novel and promising parameter for predicting and optimizing the NLO properties of materials.
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| Fig. 15 Linear correlation between the photoluminescence quantum yield Φem (Φem value from ref. 49) and static first hyperpolarizability (βHRS) for the iC non-centrosymmetric compounds (i = 2 to 6). | ||
The unsubstituted compound 3H (R = –H) exhibits the lowest photoluminescence quantum yield (Φem)49 and first hyperpolarizability (β) values, indicating its inefficient intramolecular charge transfer (ICT) behavior and minimal charge redistribution upon excitation. As shown in Fig. 5 and Table S6, the net transferred electron density between molecular fragments in this derivative is nearly negligible, consistent with its weak NLO response.
Substitution with a fluorine atom (R = –F) induces a slight increase in both (Φem) and βHRS. This limited enhancement can be attributed to the strong inductive electron-withdrawing effect of fluorine, which mildly perturbs the electronic distribution and stabilizes the excited state (see Fig. 5 and Table 2). However, the absence of a mesomeric effect and the inherently low polarizability of –F restrict its ability to promote effective ICT.
On the other hand, the introduction of electron-donating alkyl groups (–Me and –CMe3) leads to moderate improvements in both (Φem) and βHRS (Fig. 15). These substituents increase the electronic density within the π-system through hyperconjugative and inductive effects, facilitating partial ICT. The corresponding increase in ICT, particularly between fragments 1 → 3 and 2 → 3 (as evidenced in Fig. 6 and Table S6-7), supports a greater degree of polarization in the excited state.
Notably, the methoxy-substituted derivative (R = –OMe) displays the highest (Φem) and βHRS (0.45 and 1564 a.u., respectively) among the studied compounds (Fig. 15). This pronounced enhancement is attributed to the strong +M mesomeric effect of the –OMe group, which significantly increases the extent of ICT. Quantitative analysis reveals the highest net electron transfer between the donor and acceptor fragments for this compound, substantially exceeding those observed for –H, –F, –Me, and –CM3. The resulting increase in Δµ (variation in dipole moment with respect to the ground state) reinforces both the photoluminescence quantum yield (Φem) and first hyperpolarizability.
Collectively, these findings confirm that increasing the electron-donating strength of the R substituent enhances the ICT efficiency, which in turn amplifies both the photoluminescence and 2nd-order NLO responses of non-centrosymmetric compounds. The strong linear correlation (Fig. 15) established between Φem and βHRS underscores the feasibility of using photoluminescence parameters as predictive descriptors of the NLO performance of π-conjugated non-centrosymmetric molecules.
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