Open Access Article
Kota Yamamoto,
Sadahito Aoshima
and
Arihiro Kanazawa
*
Department of Macromolecular Science, Graduate School of Science, The University of Osaka, Machikaneyama 1-1, Toyonaka, Osaka, Japan. E-mail: kanazawaa11@chem.sci.osaka-u.ac.jp
First published on 24th April 2026
Endeavor to discover new copolymerizable monomers is of great significance for the creation of characteristic copolymers. Spiroorthoesters (SOEs) undergo cationic homopolymerization via the single ring-opening reaction of the cyclic ether ring or the double ring-opening reaction of both the cyclic ether and acetal rings, while copolymerization of SOEs with other monomers has been rarely investigated. In this study, we demonstrate that cationic copolymerization of vinyl ethers (VEs) and SOEs proceeds via very frequent crossover reactions to result in acidically degradable copolymers. 2,2-Dimethyl-1,4,6-trioxaspiro[4.6]undecane, which consists of seven-membered cyclic ether ring and five-membered cyclic acetal ring, underwent copolymerization with isobutyl VE (IBVE) by Ph3CB(C6F5)4 mostly via the single ring-opening reaction of the seven-membered ring. Homopropagation reactions of the SOE negligibly occurred during copolymerization. The average number of IBVE units per block was also very small (<1.5), indicating that the copolymers had pseudo-alternating sequences. The copolymers were degraded into low-molecular-weight compounds via the cleavage of acetal moieties that were generated by the crossover reactions from IBVE to the SOE. In addition, copolymerization of other VEs and SOEs was examined with a focus on the effects of monomer reactivities on the frequency of crossover reactions. Thermoresponsive, water-soluble copolymers with acid degradability were also synthesized from SOEs and 2-methoxyethyl VE.
Spiroorthoesters (SOEs) are compounds consisting of two rings connected by a ring-constituting carbon atom that has three adjacent oxygen atoms.10–15 The reaction of oxirane and cyclic ester by an acid catalyst is a representative method to prepare SOEs bearing five-membered cyclic acetal and cyclic ester-derived cyclic ether rings (Scheme 1, upper right). SOEs are known to undergo cationic polymerization via single or double ring-opening reactions by Lewis acid catalysts. An orthoester moiety is generated in a polymer chain via the single ring-opening reaction, while ester and ether moieties are generated via the double ring-opening reaction. Endo and coworkers prepared a series of SOEs from cyclic esters with different ring members and systematically investigated the polymerizability of the SOEs (Scheme 1A, left).12–14 Moreover, product polymers obtained via the single ring-opening reactions were shown to undergo degradation under slightly acidic conditions, such as acidic impurities in chloroform. Recently, Mehrkhodavandi and coworkers reported copolymerization of SOEs via selective double ring-opening reactions by a indium or gallium catalyst (Scheme 1A, right).16,17 In addition, cationic photopolymerization of SOEs was applied to 3D printing.18 Cationic copolymerization of SOEs and a substituted oxetane was also reported.19
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| Scheme 1 (A) Homopolymerization of SOEs; (B) cationic copolymerization of vinyl monomers and cyclic monomers; and (C) this work: cationic copolymerization of VEs and SOEs. | ||
Copolymerization of different kinds of monomers is an effective strategy for various purposes, such as the formation of degradable units in a main chain, polymerization of nonhomopolymerizable monomers, and monomer sequence control. For example, cationic copolymerization of vinyl monomers such as vinyl ethers (VEs) and styrene derivatives with cyclic monomers such as oxiranes20,21 (Scheme 1B, upper) and cyclic acetals22–24 (Scheme 1B, lower) proceeds when suitable monomer structures and initiating systems are adopted. Carbocation generation via the ring-opening reactions of oxirane- or cyclic acetal-derived oxonium ions (Scheme 1B, right) is a key to successful copolymerization of the different kinds of monomers. This is because vinyl monomers do not react with oxonium ions, while they can react with carbocations generated via the ring-opening reaction. To develop new copolymerization reactions, it is desirable to pioneer comonomers that generate suitable propagating species. SOEs potentially generate carbocations adjacent to two alkoxy groups via the single ring-opening reaction and another type of carbocations via the double ring-opening reaction (Scheme 1C, right). These carbocations are expected to react with vinyl monomers; hence, SOEs are promising comonomer candidates for cationic copolymerization with vinyl monomers such as vinyl ethers and styrene derivatives. However, there were no reports on cationic copolymerization of SOEs and vinyl monomers as far as we know. In this study, therefore, we aimed to examine cationic copolymerization of VEs and SOEs (Scheme 1C). As a result of investigation focusing on cationizing agents and reaction conditions, we achieved copolymerization that proceeds via very frequent crossover reactions between VEs and SOEs. In particular, copolymers with pseudo-alternating sequences were obtained because of both the high reactivity of SOEs in the reactions with VE-derived carbocations and the high equilibrium concentrations (low ceiling temperatures) of SOEs. The propagation reactions of SOEs occurred mostly via the single ring-opening reactions, while the amounts of the structures derived from the double ring-opening reactions were very small. In addition, the copolymers could be degraded via the cleavage of the acetal moieties derived from the crossover reactions from VEs to SOEs. Water-soluble, thermoresponsive copolymers were also obtained when a VE bearing an oxyethylene group was used for copolymerization.
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| Fig. 1 MWD curves of poly(IBVE-co-SOE1)s [entries (A) 2 and (B) 5 in Table 1; black: original product, pink: after purification by reprecipitation in methanol, purple: their acid hydrolysis products (hydrolysis after purification by reprecipitation)]. See the footnote of Table 1 for the polymerization conditions. [† The Mn values of the main portions (the MW region over approximately 103). The Mn values calculated from the whole region including oligomer regions are (A) 2.9 × 103 and (B) 1.8 × 103.] | ||
| Entry | IBVE | SOE1 | Catalyst or cationizing agent | Solventb | Temp. (°C) | Time | Conv.c (%) | Mn × 10−3 d |
Mw/Mn d |
Monomer units per blocke | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| IBVE | SOE1 | IBVE | Unit S | Unit D | |||||||||
| a [Catalyst or cationizing agent]0 = 3.0 (except for entry 12) or 1.0 (entry 12) mM. See Fig. 1 and Fig. S3 for the MWD curves.b dcm: dichloromethane, hex: hexane, tol: toluene.c By gas chromatography (except for entry 8) or 1H NMR analysis of the quenched reaction mixture (entry 8).d Determined by GPC (polystyrene calibration). The values of the main portions (the MW region over approximately 103).e The average number of monomer units per block. These values correspond to the average number of monomer units per the acetal moiety derived from the crossover reaction from VE to SOE. Calculated by 1H NMR after purification by reprecipitation in methanol.f v/v.g A small amount SOE1 was likely consumed; however, a polymer was not obtained. A low-MW product containing an ester moiety was obtained (see Fig. S4 for the 1H NMR spectrum).h [Ph3CB(C6F5)4]0 = 1.0 mM. | |||||||||||||
| 1 | 0.80 | 0.80 | GaCl3 | dcm | 0 | 6 h | 93 | 56 | 9.4 | 1.64 | 2.5 | 1.26 | 0.03 |
| 2 | 0.80 | 0.80 | SnCl4 | dcm | 0 | 6 h | 85 | 45 | 4.6 | 2.00 | 2.9 | 1.13 | 0.04 |
| 3 | 0.80 | 0.80 | B(C6F5)3 | dcm | 0 | 168 h | 66 | 28 | 1.1 | 1.29 | — | — | — |
| 4 | 0.80 | 0.80 | Ph3CPF6 | dcm | 0 | 20 min | 38 | 36 | 3.9 | 1.39 | 3.6 | 1.45 | 0.07 |
| 5 | 0.80 | 0.80 | Ph3CB(C6F5)4 | dcm | 0 | 45 min | 89 | 77 | 5.0 | 1.55 | 1.4 | 0.99 | 0.04 |
| 6 | 0.80 | 0.80 | Ph3CB(C6F5)4 | hex/dcm (8/2f) | 0 | 50 min | 96 | 97 | 3.7 | 1.34 | 1.4 | 0.93 | 0.08 |
| 7 | 0.80 | 0.80 | Ph3CB(C6F5)4 | tol/dcm (9/1f) | 0 | 45 min | 69 | 68 | 3.8 | 1.37 | 1.5 | 0.96 | 0.09 |
| 8 | 0.80 | 0.80 | Ph3CB(C6F5)4 | dcm | 30 | 3 min | 76 | 58 | 4.6 | 1.59 | 1.4 | 1.00 | 0.07 |
| 9 | 0.80 | 0.80 | Ph3CB(C6F5)4 | tol/dcm (9/1f) | 30 | 9 min | 81 | 65 | 5.8 | 1.70 | 1.4 | 0.98 | 0.07 |
| 10 | 0.80 | 0.80 | Ph3CB(C6F5)4 | tol/dcm (9/1f) | 60 | 30 s | 57 | 57 | 3.8 | 1.56 | 1.4 | 1.01 | 0.05 |
| 11 | 0.40 | 0.40 | Ph3CB(C6F5)4 | dcm | 0 | 30 min | 82 | 71 | 5.5 | 1.45 | 1.4 | 1.02 | 0.03 |
| 12 | 0.80 | 0.80 | Ph3CB(C6F5)4h | dcm | 0 | 90 min | 70 | 65 | 4.0 | 1.36 | 1.5 | 1.01 | 0.07 |
| 13 | — | 0.80 | Ph3CB(C6F5)4 | dcm | 0 | 3 h | — | 19g | — | — | — | — | — |
The product obtained with Ph3CB(C6F5)4 (entry 5 in Table 1) was analyzed by 1H NMR after a low-MW portion was removed by reprecipitation in methanol (Fig. 2A, upper; see Fig. S5 for the products obtained with GaCl3, SnCl4, or Ph3CPF6). A peak observed at 4.6 ppm (peak 4) was assigned to acetal moieties resulting from the crossover reaction from IBVE to SOE1. From the integral ratios of this peak and the peaks of the IBVE-derived isobutyl groups at 0.9 ppm (peak 7), the number of IBVE units per block was determined to be 1.4 (the number of monomer units per acetal corresponds to the number of monomer units per block). SOE1 potentially undergoes single or double ring-opening reactions, while an ester structure (unit D) derived from the latter reaction was obviously small in the spectrum (0.04 per acetal; peaks 16 and 17). The SOE1-derived units in polymer chains mostly had a five-membered cyclic acetal-containing structure (unit S) derived from the single ring-opening reaction. The assignments of this copolymer structure were confirmed by 13C and 2D (1H–1H COSY, 1H–13C HSQC, and 1H–13C HMBC) NMR analysis (Fig. 2B and Fig. S6–S9). The number of unit S per acetal was approximately 1.0, which indicates that homopropagation reactions of SOE1 negligibly occurred. The absence of SOE1 homosequences is consistent with the ineffective homopolymerization of SOE1 under similar conditions to those for the copolymerization (entry 13 in Table 1) due to the high equilibrium monomer concentration (low ceiling temperature).12–14 Therefore, the copolymerization proceeded via very frequent crossover reactions. The average number of IBVE/SOE1 units per block of 1.4/1.0 means that the copolymer chains have pseudo-alternating sequences. An average structure of the copolymer chains corresponds to an illustration shown in Scheme 2 (upper).
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| Fig. 2 (A) 1H NMR spectra of poly(IBVE-co-SOE1) (upper; entry 5 in Table 1; after purification by reprecipitation in methanol, a pink curve in Figure 1B) and acid hydrolysis product (lower). (B) 1H–13C HMBC NMR spectrum of poly(IBVE-co-SOE1) (entry 9 in Table 1; a limited region of the spectrum is shown; see Fig. S9 for a wider region). See the footnote of Table 1 for the polymerization conditions. In CDCl3 at 30 °C. *CHCl3 or water. | ||
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| Scheme 2 An illustration of a copolymer structure (upper) drawn based on the average number of IBVE and SOE1 units estimated by 1H NMR and its acid hydrolysis product (lower). | ||
The copolymer has acetal moieties in the main chain; hence, the copolymer was subjected to acid hydrolysis with aqueous HCl in 1,2-dimethoxyethane. As a result, a low-MW product with a very narrow molecular weight distribution (MWD) was obtained (a purple curve in Fig. 1B). The peaks observed in the 1H NMR spectrum of the product were assigned to a structure containing hydroxy group, ketone moiety, and cyclic acetal moiety (Fig. 2A, lower). A possible degradation mechanism is shown in Scheme S1 in the SI. Almost exclusive generation of this product is consistent with the pseudo-alternating structure of the copolymer (Scheme 2).
The copolymerization mechanism is summarized in Scheme 3. A trityl cation derived from Ph3CB(C6F5)4 or a proton generated from Ph3CB(C6F5)4 and adventitious water reacts with a monomer in the initiation reaction. A VE-derived carbocation preferentially reacts with SOE1 ([a] in Scheme 3) rather than IBVE ([b]) as indicated by the small number of IBVE units per block (1.4). The oxygen atom in the seven-membered ring of SOE1 likely reacts with the carbocation, considering previous studies on cationic homopolymerization of SOEs.13 The generated oxonium ion subsequently undergoes the ring-opening reaction ([c]) to result in a carbocation with two adjacent oxygen atoms. This carbocation potentially undergoes the following three reactions: the crossover reaction with IBVE ([d]), the homopropagation reaction with SOE1 ([e]), and the ring-opening reaction of the five-membered ring into a tertiary carbocation ([f]). From the NMR analysis demonstrated above, the crossover reaction from the carbocation to IBVE ([d]) preferentially occurred to generate an isolated SOE1 unit bearing a five-membered cyclic acetal moiety (unit S). An orthoester formation is unfavorable due to the instability, which is a possible reason of more preferential reaction of IBVE with the SOE-derived carbocation ([d]) than the homopropagation reaction of SOE1 ([e]). Indeed, homopolymerization of SOE1 did not proceed under the conditions similar to those for copolymerization (entry 13 in Table 1), unlike past examples of successful homopolymerization at high initial monomer concentrations.12,13 At the low monomer concentration, homopropagation reactions ([e]) were absent due to the high equilibrium concentration (low ceiling temperature) of SOEs. In addition, unlike our initial expectation, the ring-opening reaction of the five-membered ring ([f]) did not occur frequently despite the monomer design for a tertiary carbocation generation. Several factors, such as the moderate ring-strain of a five-membered cyclic acetal structure, the stability of the two oxygen atoms-adjacent carbocation, and the insufficient stability of the tertiary carbocation with dimethyl and ester-adjacent methylene groups, are likely responsible for infrequent ring-opening reaction of the five-membered ring. The monomer reactivity ratios were estimated to be 0.25 and 0.03 for IBVE and SOE1, respectively, by the Meyer–Lowry method25,26 (Fig. S10 and S11, Table S1).
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| Scheme 3 Main reactions (inside the square) and minor reactions (outside the square) in the copolymerization of VEs and SOE1. Counteranions are omitted. | ||
Copolymerization products exhibited relatively broad MWD curves with a noticeable tailing in most cases (Fig. 1 and Fig. S3). To examine the structures of the low-MW portion, we conducted electrospray ionization mass spectrometry (ESI-MS) analysis (Fig. S12). As a result, the low-MW portion most likely consisted of cyclic oligomers resulting from backbiting reactions and hydrolysis products of the cyclic oligomers. The detail of ESI-MS analysis is explained in the ESI. Side reactions, such as β-proton elimination reactions, other than backbiting reactions were not confirmed by NMR analysis. Indeed, long-lived species were likely generated as judged from the change of MWD curves of the products obtained at different polymerization time (Fig. S10). The low Mn values than those expected from the amounts of the monomers (0.80 M/0.80 M) and the cationogen (3.0 mM) are due to the generation of noticeable amounts of cyclic oligomers.
The ability of SOE1 as a promising comonomer for the cationic copolymerization with VEs is comparable to those of conjugated aldehydes and cyclic acetals. Appropriate conjugated aldehydes27 and cyclic acetals24 undergo cationic alternating copolymerization with VEs as reported in our previous studies. Complete suppression of VE homopropagation reactions is required for the synthesis of alternating copolymers from SOE1 and VEs.
To both suppress IBVE homopropagation reactions for alternating sequences and obtain higher-MW products, we conducted copolymerization of IBVE and SOE1 under various conditions. Copolymerization was examined in different solvents (entries 6 and 7 in Table 1), at 30 °C (entries 8 and 9), or at different concentrations of monomers or Ph3CB(C6F5)3 (entries 11 and 12). However, any of the conditions did not significantly affect the MWs of polymers and the incorporated ratios of monomers. In addition, the ratio of double ring-opening reaction (unit D) did not increase even when polymerization was conducted at 60 °C (entry 10) unlike the exclusive double ring-opening reaction in the homopolymerization of a SOE at high temperature in a past study.16
| Entry | VE | SOE | Conc. (M) | Time | Conv.b (%) | Mn × 10−3 c |
Mw/Mn c |
Monomer units per blockd | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| VE | SOE | VE | SOE | VE | Unit S | Unit D | ||||||
| a [Ph3CB(C6F5)4]0 = 3.0 mM, in toluene/dichloromethane (9/1 v/v) at 30 °C. See Fig. S13 for the MWD curves. See Fig. S14–S17 for the 1H NMR spectra.b Calculated from GC analysis.c Determined by GPC (polystyrene calibration). The values of the main portions (the MW region over approximately 103).d The average number of monomer units per block. These values correspond to the average number of monomer units per the acetal moiety derived from the crossover reaction from VE to SOE. Calculated by 1H NMR (before [entry 4] or after [except for entry 4] purification by reprecipitation in methanol).e Entry 1 corresponds to entry 9 in Table 1. | ||||||||||||
| 1e | IBVE | SOE1 | 0.80 | 0.80 | 9 min | 81 | 65 | 5.8 | 1.70 | 1.4 | 0.98 | 0.07 |
| 2 | IBVE | SOE2 | 0.80 | 0.80 | 2 min | 86 | 92 | 3.7 | 1.45 | 1.3 | 1.05 | 0.10 |
| 3 | IBVE | SOE3 | 0.80 | 0.80 | 5 min | 87 | 23 | 9.6 | 1.49 | 3.7 | 1.03 | 0.01 |
| 4 | IPVE | SOE1 | 0.80 | 0.80 | 1 min | 80 | 52 | 5.1 | 1.68 | 1.7 | 1.15 | 0.08 |
| 5 | CEVE | SOE1 | 0.80 | 0.80 | 6.5 h | 88 | 92 | 3.3 | 1.56 | 1.2 | 1.09 | 0.20 |
| 6 | MOVE | SOE1 | 0.80 | 0.80 | 1.5 min | 83 | 41 | 3.4 | 1.78 | 1.8 | 1.09 | 0.04 |
| 7 | MOVE | SOE1 | 0.80 | 0.60 | 1 min | 89 | 56 | 3.7 | 1.82 | 2.1 | 1.12 | 0.02 |
| 8 | MOVE | SOE1 | 0.80 | 0.40 | 45 s | 79 | 57 | 5.6 | 1.52 | 2.6 | 1.09 | 0.02 |
| 9 | MOVE | SOE3 | 0.80 | 0.80 | 45 s | 94 | 12 | 3.4 | 2.12 | 7.2 | 0.97 | 0.03 |
Copolymerization of isopropyl VE (IPVE), which is a more reactive VE than IBVE [the monomer reactivity ratios of 2.70 (IPVE) and 0.22 (IBVE)28], with SOE1 resulted in a copolymer with an Mn of 5.1 × 103 (entry 4 in Table 2). The average number of IPVE units per block was smaller (1.7) than expected, considering the large difference in the monomer reactivity ratios of IPVE and IBVE. 2-Chloroethyl VE (CEVE) was used as a less reactive VE [the monomer reactivity ratios of 1.90–2.17 (IBVE) and 0.34–0.70 (CEVE)]28–30 for the purpose of achieving alternating sequences (entry 5). The number of CEVE units per block in the obtained copolymer was small (1.2) although homopropagation was not completely suppressed. In the 1H NMR spectrum of the copolymer, a peak assigned to the methyl groups of the structure resulting from the double ring-opening reaction of SOE1 and subsequent crossover reaction to CEVE (unit D–CEVE) was observed at 0.9 ppm. The average number of unit D per block was 0.20. The smaller reactivity of CEVE likely resulted in more preferential double-ring opening reaction than the cases of IBVE and IPVE.
The obtained copolymers were subjected to solubility test in water after oligomer portions were removed by preparative gel permeation chromatography (GPC). The copolymers with MOVE/unit S/unit D ratios of 1.8/1.09/0.04 and 2.1/1.12/0.02 were insoluble in water even when cooled at 0 °C. The copolymer with a MOVE/unit S/unit D ratio of 2.6/1.09/0.02 was insoluble in water at room temperature, while it likely dissolved when cooled at 0 °C. Moreover, the SOE3-derived copolymer with a much larger ratio of MOVE units (MOVE/unit S/ unit D ratio = 7.2/0.97/0.03) was soluble in water (Fig. 3A, left) even at room temperature. When temperature of the copolymer solutions were varied (Fig. 3B), the MOVE–SOE1 and MOVE–SOE3 copolymers exhibited thermoresponsivity (Fig. 3A, right) at 0–10 °C (green curve) and 30–40 °C (brown curve), respectively, as indicated by the decrease in transmittance at 500 nm. These cloud points were lower than that of a MOVE homopolymer (approximately 70 °C, blue curve in Fig. 3B) due to hydrophobicity of the SOE1- and SOE3-derived units in the copolymers. Dynamic light scattering (DLS) analysis of poly(MOVE-co-SOE3) was also conducted at a concentration of 0.1 wt% (Fig. S18). A peak with a diameter of <10 nm was detected at 7 and 15 °C, while a peak assigned to aggregates with a diameter of 101–102 nm or larger was detected at 25, 35, and 45 °C. The aggregate formation at high temperature is consistent with the result of the transmittance measurement.
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| Fig. 3 (A) Photographs taken soon after cooled in a refrigerator (8 °C; left) and heated in a water bath (50 °C; right) [poly(MOVE-co-SOE3) in water, 1 wt%]. (B) Turbidity measurement of poly(MOVE) [Mn(GPC) = 6.3 × 103] and poly(MOVE-co-SOE)s (entries 8 and 9 in Table 2) in water (polymer concentration: 1 wt%; heating rate = 1 °C min−1). (C) MWD curves of poly(MOVE-co-SOE)s (black; purified by preparative GPC) and their acid hydrolysis products (purple). | ||
The thermoresponsive copolymers exhibited acid degradability derived from the acetal moieties in the main chains. The copolymers with Mn values of 7.4 × 103 and 5.8 × 103 were degraded into products with Mn values of 0.4 × 103 and 1.0 × 103, respectively (Fig. 3C).
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