Open Access Article
Kyle S. Hepburn and
Peter J. Roth
*
School of Chemistry and Chemical Engineering, University of Surrey, Guildford, Surrey GU2 7XH, UK. E-mail: p.roth@surrey.ac.uk
First published on 12th January 2026
Radical thiocarbonyl addition-ring-opening (TARO) copolymerization has emerged as a promising method to install weak linkages into vinyl-based polymers. However, the portfolio of available monomers is limited to thionolactones and cyclic thiocarbamates. Herein, a cyclic xanthate featuring an additional in-ring sulfur atom, 4H-1,3-benzoxathiin-2-thione (BOT), was prepared by reacting 2-mercaptobenzyl alcohol with thiophosgene, avoiding the commonplace thionation reaction. An AIBN-initiated radical polymerization of BOT resulted in 37% conversion and approx. 75 mol% ring-opened dithiocarbonate repeat units alongside ring-retained dithioorthoester repeat units. A series of N,N-dimethylacrylamide (DMA)–BOT copolymers was prepared with copolymer BOT contents ranging from 2.5 mol% to 16 mol% with quantitative ring-opening. BOT was found to be less reactive than DMA with estimated reactivity ratios of rDMA = 2.73 and rBOT = 0.04, which led to BOT incorporation throughout the high-yielding copolymerization in the absence of vinyl homopolymerization reported for the use of other thionolactone monomers. The BOT repeat units were easily cleaved through aminolysis and basic hydrolysis. Uniquely, the dithiocarbonate repeat units featured two cleavable C–S bonds, meaning that the degradant was not retained as a fragment end group. Cyclic xanthates are therefore useful for the preparation of easily degradable acrylamide copolymers.
S)O–) and the formation of backbone thioesters and thiocarbamates (–ZC(
O)S–). Uniquely, these labile linkages can be cleaved selectively1,13 in the presence of (oxo)esters. Additional advantages of the method are the stability of many thiocarbonyl monomers under ambient conditions and their rapid incorporation during copolymerizations. This method differs from the copolymerization of cyclic RAFT agents (such as trithiocarbonates) with the latter procedure generating backbone thiocarbonyl groups (–C(
S)S–) that remain susceptible toward radical attack and β-scission, which precludes the formation of high molar mass polymers.14 The first TARO monomer, thionolactone dibenzo[c,e]oxepin-5(7H)-thione (DOT), was reported independently by our group1 and Gutekunst2 in 2019 and has been shown to copolymerize with secondary, more-activated monomers including acrylates,1,2 acrylamides,13 and styrene.3,15 Since then, the family of thiocarbonyl monomers has been expanded to include further aromatic thionolactones,3,16–18 aliphatic thionolactones,10,11,19–23 and thionocarbamates,12 see Scheme 1. The electronic effects of substituents18,24 and the dihedral angle of the aryl–thiocarbonyl segment17 have been shown to have strong impacts on the copolymerization kinetics and comonomer compatibility.
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Scheme 1 (A) Mechanism of thiocarbonyl addition-ring-opening (TARO) polymerization to give labile linkages; (B) overview of thionolactone (Z = alkyl/10,11,19–23aryl)1–3,16–18 and N-acyl thionocarbamate (Z = NC( O)R)12 TARO monomers explored in the literature; and (C) structure of the cyclic xanthate described in this work. | ||
However, despite the advantages of TARO polymerization over other types of radical ring-opening polymerizations, the current family of monomers has limitations: first, thionolactones are typically prepared through low-yielding thionations of lactone precursors; second, homopolymerization of TARO monomers remains challenging and, depending on the cyclic monomer, requires elevated temperature,21 is low yielding,17,22,25 or does not proceed at all,10,12 precluding the radical preparation of polythioesters with degradability in every repeat unit; and third, all current TARO monomers provide a single cleavable C–S bond in the backbone. This means that the degrading nucleophile (such as hydroxide, amine, or thiolate) will form the end group of the degraded fragments. The chemical nature of the degradant therefore influences the properties (especially solubility)13 of the degradation products, making the current portfolio of TARO monomers ill-suited for applications where several degradation mechanisms are possible but where predictable properties of the fragments are required.
Herein, we present the first cyclic xanthate TARO monomer, 4H-1,3-benzoxathiin-2-thione (BOT), which was prepared using thiophosgene as a source of the thiocarbonyl motif, thus avoiding a thionation step. While the synthesis was low yielding, it did not require chromatographic separation. During the writing of this manuscript, Gutekunst's group published a cyclic xanthate that underwent topochemical polymerization in bulk following an anionic mechanism.26 With a conversion of 37%, the AIBN-initiated homopolymerization of BOT was more effective than that of DOT and gave a fully degradable polydithiocarbonate. BOT was found to copolymerize with a selection of secondary, more-activated monomers. (Co)polymerization provided a backbone dithiocarbonate (-SC(
O)S–) functionality. Aminolysis lead to the cleavage of both C–S bonds and full removal of the labile group from the fragments.
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1 by volume) to give a 1 M solution. Vinyl monomers were deinhibited by passing through a plug of basic alumina to remove inhibitors immediately before polymerization. 2,2′-Azobis(isobutyronitrile) (AIBN) was recrystallized from methanol and stored in a freezer.
C), 1380 (m, C
C), 1180 (m, C
S); needles, m.p. 137–139 °C.
A side product was isolated from the filtrate. After evaporation to dryness, the residual solid was dissolved in a minimal volume of hot ethyl acetate. The solution was cooled gradually, forming crystals, which were separated by vacuum filtration to yield 1-oxa-1′,3,3′-trithia-2,2′-spirobi(1,2,3,4-tetrahydronaphthalene) as a beige powder. 1H NMR (400 MHz, CDCl3) δ/ppm = 7.33–7.07 (m, 8H), 5.11, 4.87 (2 d, J = 14.5 Hz, 2H), 4.02, 3.94 (2 d, J = 14.1 Hz, 2H); 13C NMR (126 MHz, CDCl3) δ/ppm = 136.28, 134.48, 132.12, 130.10, 127.92, 126.35, 125.82, 125.51, 97.60, 65.91, 34.94 (supported by the 1H–13C HMBC spectrum); Ft-IR νmax/cm−1 = 3050 (w, CH), 2900 (w, CH), 1015 (m, C–O), 750 (m, C–S); m.p. 149–151 °C.
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1, followed by centrifugation, decanting, and drying in vacuo.
S moiety. However, despite optimization attempts of the reaction conditions, side products were formed, giving a low final yield (9%). Gratifyingly, however, pure BOT could be isolated by precipitation in hexane without the need for column chromatography. Analysis of BOT by 1H (Fig. S1), 13C (Fig. S2), and 1H–13C HMBC (Fig. S3) NMR spectroscopy indicated successful synthesis. In addition to six aromatic carbons, the spectra showed the methylene group as a singlet with δH = 5.38 ppm and δC = 75.2 ppm and a carbon resonance at δC = 206 ppm, characteristic of a xanthate group. FT-IR analysis (Fig. S4) was in agreement, showing a thiocarbonyl resonance at 1180 cm−1. A major side product was isolated and presumed to be 1-oxa-1′,3,3′-trithia-2,2′-spirobi(1,2,3,4-tetrahydronaphthalene) (Scheme 2) based on NMR (Fig. S5–S7) and FT-IR (Fig. S8) analyses and was presumably formed through the combination of two BOT molecules with the elimination of carbonyl sulfide.
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| Scheme 2 Synthesis of 4H-3,1-benzoxathiin-2-thione (BOT) in a two-step process, with the side product. | ||
The AIBN-initiated homopolymerization of BOT (Scheme 3A) showed a moderate conversion of up to 37%, giving a homopolymer with SEC-measured Mn = 3.2 kg mol−1 and Ð = 1.52 (Table 1, entry 1 and Fig. S9). While far from quantitative, this homopolymerization was significantly more efficient than that of DOT, which typically gives 2–13% conversion.29 The BOT homopolymer was soluble in toluene, DCM, THF, and chloroform and insoluble in hexane, diethyl ether, and water.
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| Scheme 3 (A) Homopolymerization of BOT showing ring-opened (∼75%) and ring-retained repeat units; (B) BOT copolymerization with vinyl comonomers; and (C) degradation of copolymers by aminolysis. | ||
| Entry | Code | Feed (eq.) | Method a | Time (h) | Temperature (°C) | Conversion b (%) | BOT contentc (mol%) | Intact | Degradedc | ||
|---|---|---|---|---|---|---|---|---|---|---|---|
| MnSEC (kg mol−1) | Ð | MnSEC (kg mol−1) | Ð | ||||||||
| a FRP = free radical polymerization and RAFT agent: S-benzyl-S′-propyl trithiocarbonate.b Estimated from 1H NMR analysis of the polymerization mixture before purification.c Aminolysis using ethylamine (1 M in THF).d Average number of repeat units for RAFT-made copolymers from comonomer conversions. | |||||||||||
| 1 | pBOT | 50 | FRP | 21 | 90 | 37 | 100 | 3.2 | 1.52 | n.d. | n.d. |
| 2 | p(DMA0.97-BOT0.03)n | 97.5 + 2.5 | FRP | 24 | 80 | 99, 100 | 2.5 | 0.6 | 1.44 | 0.5 | 1.39 |
| 3 | p(DMA0.95-BOT0.05)n | 95 + 5 | FRP | 24 | 80 | 100, 99 | 5 | 1.6 | 1.68 | 1.3 | 1.07 |
| 4 | p(DMA0.93-BOT0.07)n | 90 + 10 | FRP | 24 | 80 | 99, 66 | 7 | n.d. | n.d. | n.d. | n.d. |
| 5 | p(DMA0.89-BOT0.11)n | 40 + 10 | FRP | 20 | 90 | 100, 52 | 11 | 2.0 | 1.71 | 0.2 | 1.91 |
| 6 | p(DMA0.84-BOT0.16)n | 70 + 30 | FRP | 15 | 80 | 97, 44 | 16 | 4.3 | 1.86 | 1.1 | 1.14 |
| 7 | p(DMA70-BOT6)d | 90 + 10 | RAFT | 5 | 80 | 78, 56 | 7 | 1.2 | 1.20 | n.d. | n.d. |
| 8 | p(DEVP0.4-BOT0.6)n | 33 + 67 | FRP | 24 | 90 | 90, 70 | 60 | 4.1 | 1.75 | 0.2 | 2.29 |
| 9 | p(Sty0.98-BOT0.02)n | 90 + 10 | FRP | 21 | 80 | 51, 7 | 2 | 25.3 | 1.21 | 6.6 | 1.73 |
The 1H NMR spectrum of pBOT (Table 1, entry 1) is shown in Fig. 1. It showed an aromatic region at δH = 7.83–7.10 ppm and an unexpectedly rich aliphatic region at δH = 5.31–3.74 ppm with an integral ratio of 4
:
2, suggesting that all aliphatic protons originated from benzylic methylene groups, which was supported by the aliphatic signals being identified as CH2 groups in a multiplicity-edited (DEPT-135) 1H–13C HSQC measurement (Fig. S10). The largest peaks in the aliphatic region, labelled ‘a’ in Fig. 1, were assigned to the methylene group of a ring-opened repeat unit preceding a dithiocarbonate linkage, based on (i) the 1H–13C HSQC spectrum showing an associated carbon shift of δC = 35 ppm, characteristic of Ar–CH2S– groups and (ii) the 1H–13C HMBC spectrum (Fig. S11) showing coupling to a carbon at δC = 189 ppm, characteristic of a dithiocarbonate group. These data confirmed the expected TARO mechanism (Scheme 1A) with ring-opening driven by the formation of a C
O double bond and a stabilised benzylic radical. Additionally, however, signals associated with ring-retained repeat units included a carbon resonance at δC = 104 ppm, attributed to an S,S,S,O-orthocarbonate, and proton signals at δH = 4.59 and 5.22 ppm. Ring retention copolymerization has been documented for aliphatic thionolactones.30–32 A third set of peaks featured proton signals at δH = 5.30 ppm (typical of an Ar–CH2O– group) coupling to a carbon signal at δC = 170 ppm, typical of monothiocarbonates. These signals were presumed to be associated with orthocarbonate hydrolysis (the mechanism indicated by green arrows in Fig. 1), leading to chain cleavage and a carbonyl moiety in the terminal repeat unit. As the polymerization was conducted in anhydrous toluene, the hydrolysis was presumed to have occurred post-polymerization. Integration of the proton signals indicated a ring-opening efficiency of approx. 75%. Thermogravimetric analysis (TGA) of the homopolymer indicated an initial loss of mass around 100 °C and a maximum decomposition temperature of 258 °C (with an onset of 194 °C) (Fig. S12). Notably, this decomposition temperature was considerably lower than that of DOT (co)polymers, which are typically stable until 330 °C.8 These data, as well as the accidental hydrolysis of side product repeat groups, demonstrated the enhanced degradability of BOT-based polymers compared to DOT-derived thioesters.
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| Fig. 1 1H NMR spectrum of pBOT (Table 1, entry 1) with assignments. The orange numbers refer to the measured 13C chemical shifts (in ppm) found to couple with the assigned protons (orange lines). The proton signal for ‘d’ is overlapped by the ‘a’ signal. The green arrows indicate the presumed mechanism for orthocarbonate hydrolysis, showing the degradability of the side product repeat units. | ||
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30, with the DMA conversion remaining near-quantitative (Table 1, entries 2–6). Despite the lower conversions of BOT, it was possible to prepare DMA-based water-soluble copolymers with molar BOT contents ranging from 2.5 to 16%. The SEC curves of the series were monomodal with low measured dispersities in the order of 1.44 ≤ Ð ≤ 1.86, in the range expected for a free radical polymerization in the absence of side reactions. A RAFT polymerization mediated by S-benzyl-S′-propyltrithiocarbonate of a 90
:
10 DMA–BOT feed gave high conversions of 83% and 56% for DMA and BOT, respectively, and a low SEC-measured dispersity of Ð = 1.20 (Table 1, entry 7), suggesting compatibility of the RAFT process with the TARO polymerization of BOT. Given a previous study demonstrating the production of DOT-rich copolymers from copolymerization formulations containing DEVP, a DEVP–BOT copolymerization with a feed ratio of 33
:
67 was polymerized, resulting in conversions of 90% and 70% for DEVP and BOT, respectively, and a product containing 60 mol% BOT in the absence of any observed ring-retention (vide infra) (Table 1, entry 8). A copolymerization with styrene was trialled with a 90
:
10 styrene–BOT feed ratio and gave low conversions of 51% and 7% for styrene and BOT, respectively, suggesting poor compatibility of BOT with styrene (Table 1, entry 9). In some free radical copolymerizations, up to 10 mol% side product was formed and, based on NMR analysis, found to be identical to the spiro by-product formed during BOT synthesis. Conversely, during the RAFT copolymerization of DMA and BOT, nearly 40 mol% of the BOT feed was converted into the spiro side product, suggesting the participation of the RAFT agent in its formation. The side product was fully removed during precipitation of the copolymers, leading to pure products.
The 1H NMR spectrum of p(DMA0.89-BOT0.11)n (Table 1, entry 5), as a representative example, is shown in Fig. 2. In addition to the broad aromatic signals at δH = 7.47–7.10 ppm (attributed to the BOT repeat units), the spectrum showed several peaks between δH = 5.12 and 4.16 ppm. The most prominent of these, a broad singlet at δH = 4.54 ppm, was identified as a CH/CH3 group (see the 1H–13C HSQC spectrum in Fig. S13) and found to couple to the amide carbon (δC = 174 ppm) of the DMA repeat units and a carbon signal at δC = 188 ppm, attributed to dithiocarbonate linkages derived from the ring-opening BOT repeat units, and assigned to the DMA methine preceding a dithiocarbonate, confirming copolymerization and ring-opening, see Fig. S14 and S15. Signals of a CH2 group at δH = 4.26 and 4.16 ppm were attributed to the methylene group within a BOT–BOT diad, supported by coupling to the BOT aromatics, see Fig. S15. Weak resonances at δH = 5.12 and 4.68 ppm remained unattributed as no coupling in the 2-D spectra could be observed. A comparison with the 1H NMR spectrum of the pBOT homopolymer (Fig. 1) suggested that these signals could stem from ring-retained BOT repeat units. Integration of the 1H NMR spectrum of p(DMA0.89-BOT0.11)n (and considering whether signals were associated with CH2 or CH groups) indicated that over 70% of (ring-opened) BOT repeat units were preceded by a DMA repeat unit, demonstrating the successful incorporation of degradable linkages into the DMA backbone.
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| Fig. 2 1H NMR spectrum of p(DMA0.89-BOT0.11)n (Table 1, entry 5). | ||
The free radical copolymerization kinetics were investigated with a 90
:
10 DMA–BOT feed (Table 1, entry 5), see Fig. 3. DMA was found to convert faster than BOT, reaching near-quantitative conversion after 3 hours. The incorporation of BOT was somewhat slower and began to plateau after 1 hour, approaching 65% conversion. The spiro side product was formed at an approximately constant rate during the reaction, consuming 12% of the BOT monomer by the end of the experiment. The kinetics data showed that both monomers were consumed simultaneously, resulting in copolymer chains containing BOT units throughout the reaction. Reactivity ratios were estimated by non-linear least-squares fitting of the conversion data with a numerical solution of the Mayo–Lewis equation to be rDMA = 2.73 and rBOT = 0.04, demonstrating the faster incorporation of DMA but nonetheless leading to the incorporation of BOT, see Fig. S16.
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| Fig. 3 Free radical copolymerization kinetics of p(DMA0.93-BOT0.07)n (Table 1, entry 4): DMA (blue circles), estimated BOT incorporation (yellow squares), and side-product formation from the BOT monomer (orange triangles, estimated from the observed loss of BOT). | ||
Additionally, we explored the RAFT copolymerization kinetics using the same 90
:
10 DMA–BOT feed ratio and a trithiocarbonate RAFT agent (Scheme 3B and Table 1 entry 7). After a short (30 min) induction period, the conversions of both comonomers increased, reaching a plateau of 78% for DMA and 56% for BOT after 2 h, see Fig. 4. Similar to the FRP experiment, both comonomers were consumed simultaneously, with a faster incorporation of DMA. Under RAFT conditions, this results in copolymers with minimal gradient within the copolymer chains. Surprisingly, however, significantly more side products (mainly the spiro compound discussed above) were formed, reaching 35% after 2 h, suggesting the involvement of RAFT end groups in their formation.
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| Fig. 4 RAFT kinetics of p(DMA70-BOT6) (Table 1, entry 7): DMA (blue circles), estimated BOT incorporation (yellow squares), and side-product formation from the BOT monomer (orange triangles, estimated from the observed loss of BOT). | ||
Of note, the prototypical TARO monomer DOT was shown to have higher reactivity than DMA, which typically leads to the full consumption of DOT within the first hours of copolymerization, followed by homopolymerization of (up to 30%) the residual DMA feed and the formation of non-degradable sections.13 While BOT suffers from the formation of (removable) side-products, its lower reactivity leads to incorporation throughout the polymerization, albeit with the cumulative BOT content lower than the feed (see Table 1). The lower reactivity of BOT compared to DOT is presumed to originate from the electron donation of the additional in-ring sulfur atom to the thiocarbonyl group, which reduces its double bond character.14
The copolymerization of BOT with DEVP led to a BOT-rich species, p(DEVP0.4-BOT0.6) with SEC-measured Mn = 4.1 kg mol−1 and Ð = 1.75 (Table 1, entry 8). Its 1H NMR spectrum showed a 3
:
2 molar composition (within the integration error of the overlapping signals), see Fig. 5. Its 13C NMR spectrum contained a resonance at δC = 188 ppm, indicating the successful ring-opening of BOT and the formation of dithiocarbonate moieties. A signal at δH = 3.82 ppm (labelled ‘c’ in Fig. 5) was assigned to DEVP methine groups preceding a dithiocarbonate linkage based on (i) the 1H–13C HSQC spectrum (Fig. S17) identifying the signal as CH or CH3; (ii) 1H–31P 1J coupling being evident from a comparison of the 1H and 1H {31P} spectra (Fig. S18); and (iii) the 1H–13C HMBC spectrum (Fig. S19) showing coupling to the DEVP backbone methylene and the BOT dithiocarbonate groups, confirming a linkage between the two comonomers. The assignment of the residual signals was supported by a 1H–1H COSY NMR spectrum (Fig. S20). Despite the high BOT content, the DEVP copolymer showed no sign of ring-retaining polymerization of BOT.
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| Fig. 5 1H NMR spectrum of p(DEVP0.4-BOT0.6)n (Table 1, entry 8). | ||
The copolymerization of BOT with styrene in a 90
:
10 feed ratio resulted in low conversions (51% for Sty and 7% for BOT) and isolation of the copolymer p(Sty0.98-BOT0.02)n containing 2 mol% of BOT (Table 1, entry 9). Interestingly, SEC analysis showed a relatively high Mn = 25.3 kg mol−1 with a narrow dispersity of Ð = 1.21, suggesting the occurrence of radical storage through reversible deactivation,22,33 presumably based on the reversible addition of BOT to the styrene-based radical chain end forming an S,S,S,O-orthocarbonate, as demonstrated for the case of thionoisochromanone.22 1H NMR spectroscopy (Fig. 6) showed an unidentified CH/CH3 signal at δH = 2.90 ppm, coupling through one bond to a signal at δC = 35.8 ppm (Fig. S21) and, through multibond correlation, to a signal at δC = 174.9 ppm (Fig. S22). The absence of coupling to aromatic signals and the upfield shift compared to other –CHSC(
O)R moieties observed herein and in the literature suggested that this signal did not originate from a styrene methine group. Additional work, beyond the scope of the current study, is required to elucidate the full copolymerization behaviour of BOT with styrene. However, the 1H NMR spectrum showed evidence of successful, albeit little, ring-opening inclusion of BOT through weak signals between δH = 3.90 and 4.60 ppm, leading to degradable backbone units, as discussed below. The BOT-derived environment labelled ‘a’ is similar to the styrene-derived environment labelled ‘c’, resulting in overlapping signals.
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| Fig. 6 1H NMR spectrum of p(Sty0.98-BOT0.02)n (Table 1, entry 9). | ||
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| Fig. 7 SEC curves of intact polymers (black lines) and after degradation with ethylamine (1 M in THF, dashed blue lines) or NaOH (3.6 M in water, the dashed red line) for (A) p(DMA0.89-BOT0.11)n (Table 1 entry 5); (B) p(DMA0.84-BOT0.16)n (entry 6); (C) p(DEVP0.4-BOT0.6)n (entry 8); and (D) p(Sty0.98-BOT0.02)n (entry 9). The numbers indicate the estimated molar mass and dispersity, respectively. The estimated molar masses of the degraded fragments for (A) and (C) are imprecise as they are outside of the calibration range and appear to overlap with solvent signals. | ||
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