Open Access Article
Qi Chen
ab,
Mansurali Mithania,
Rafael Auras
c,
Jacob Judas Kain Kirkensgaard
de and
Ilke Uysal-Unalan
*ab
aDepartment of Food Science, Aarhus University, Agro Food Park 48, 8200 Aarhus N, Denmark. E-mail: iuu@food.au.dk
bCiFOOD – Center for Innovative Food Research, Aarhus University, Agro Food Park, 48, 8200 Aarhus N, Denmark
cSchool of Packaging, Michigan State University, East Lansing, MI 48824-1223, USA
dDepartment of Food Science, University of Copenhagen, 1958 Frederiksberg C, Denmark
eNiels Bohr Institute, University of Copenhagen, 2100 Copenhagen Ø, Denmark
First published on 9th January 2026
Understanding the concurrent behavior of homochiral (HC) and stereocomplex (SC) crystallization in stereocomplex polylactide (SCPLA) is crucial for developing polymorphic SCPLA-based materials for a range of applications. This work explores the SC-nucleated HC crystallization behavior in symmetric, poly(ethylene glycol)-plasticized, and asymmetric SCPLA systems under both non-isothermal and isothermal conditions. Pre-existing SC crystals with different states were generated by annealing samples at various temperatures, and their influence was assessed through nucleation efficiency (NE), Avrami exponents, and the crystallization half-time of SC-nucleated HC crystallization. Variations in the results can be attributed to differences in the concentration of 103 helices in local regions near the crystal growth front following SC crystallization. This work suggests that a dynamic equilibrium between thermal fluctuation, composition gradient-driven homogenization, and nucleation-driven aggregation processes control the concentration of these helices. Aggregation enriches local regions with 103 and 31 helices, promoting both HC and SC nucleation while restricting random-coil diffusion, whereas homogenization disperses these ordered segments into the surrounding matrix, diminishing their local influence. This mechanistic perspective offers new insight into the interplay between helical accumulation and matrix relaxation in SC-nucleated HC crystallization and provides guidance for the design of next-generation polymorphic SCPLA-based materials.
Alongside the spontaneous suppression of HC crystallization in the systems favoring SC crystallization, diverse HC crystallization behaviors can be witnessed in SC-nucleated HC crystallization experiments.13–25 The nucleation efficiency (NE) of SC-nucleated HC crystallization is found to be dependent on the ratio of PLLA to PDLA, with near-equivalent composition leading to the formation of more heterogeneous nucleation sites and an elevated NE.15 Researchers have sought to explore this nucleation effect. Narita et al.18,20,21 investigated the temperature correlation and the intricate relationship between NE and structural parameters of pre-existing SC-crystals formed from different PLLA/PDLA ratios and molecular weights. Various approaches have been undertaken to elucidate this mechanism. Wen et al.26 dismissed the lattice matching type epitaxy mechanism by crystallographic characterization, while Wang et al.27 emphasized the role of the interfacial free energy difference between foreign surfaces and PLLA crystals when comparing the nucleation of PLLA by different fibers, including SCPLA fiber. Some studies have also considered the influence of the SC-crystal network structure. For instance, Rahman et al.24 proposed that local stress could be built up within the SC-crystal network, triggering stress-induced nucleation of HC crystallization. On the other hand, Lv et al.25 suggested that the SC-crystal network might prolong the retention time of HC-crystal memory. Despite many research efforts, the mechanism driving NE variation in SC-nucleated HC crystallization remains an area of continued investigation and puzzle.
A clear understanding of SC-nucleated HC crystallization behavior requires consideration of the independence between nucleation and crystal growth. Wei et al.19 noted the simultaneous promotion of HC nucleation and suppression of overall HC crystallization within the SC-crystal network. During the nucleation or early stage of crystallization, before the chain attaches to the nuclei, it has been suggested that PLA chains adopt a state of local ordering28 near the crystal growth front to minimize the free energy pathway, adhering to the Ostwald rule.29,30 Concerning this, our prior work proposed frozen local ordering near the growth front, which leads to an increase in the rigid amorphous fraction.9 Other researchers have proposed various theories regarding the early stage of SC crystallization, such as the transformation of 103 (as a precursor for HC crystallization) to 31 helices (as a precursor for SC crystallization) driven by hydrogen bonding interaction between enantiomers,31 and the accumulation of unmatched PLLA or PDLA acting as impurities for SC crystallization.32 To comprehend the underlying mechanisms of SC-nucleated HC crystallization and its intricate behavior, this study utilized self-nucleation experiments to induce various states of SC-crystals at different temperatures. The chain states in the early crystallization stage were considered with the aid of poly(ethylene glycol), PEG, addition, and asymmetric composition. The isothermal HC crystallization under different states of SC-crystal formed at different temperatures was analyzed by the Avrami equation to unravel the behavior.
:
10 of PLLA to PDLA was mixed and dissolved in a 5 wt% DCM solution. The solvent casting procedure was then carried out following the abovementioned steps. The resulting films obtained were named L90.
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| Fig. 1 DSC temperature protocols for (A) nonisothermal and (B) isothermal crystallization after annealing at Ta. | ||
Fig. 3A presents the DSC cooling curves of SCPLA after annealing at different Ta values, where the corresponding Ta values were marked next to the respective curves. When Ta < 220 °C, only one exothermic peak was detected. At these lower temperatures, the SC-crystals undergo annealing and crystal perfection; thereby, the subsequent crystallization of SC during the cooling process might occur too rapidly to be detected by the instrument, as evidenced by the hardly visible exothermic peak at Ta = 220 °C. Since SC crystallization was too quick to be detected, the detected exothermic peak between 100 °C and 150 °C should be attributed to HC crystallization. At higher temperatures (226 °C ≤ Ta ≤ 240 °C), SC-crystals are partially molten, resulting in the detection of two exothermal peaks during the cooling scans. As SC crystallization precedes HC crystallization, the peaks at higher and lower temperatures should be ascribed to SC and HC crystallization, respectively.32,36 At higher Ta (≥246 °C, only 270 °C is shown for brevity), only one weak exothermic peak was observed and remained constant at around 101 °C. This temperature corresponds to the HC crystallization peak obtained by annealing HCPLA at Ta ≥ 190 °C (Fig. 2B). Previous work using WAXS has also confirmed that only HC-crystals form during the nonisothermal crystallization of SCPLA from the isotropic melt at a cooling rate of 10 °C min−1.9 Therefore, the Tc obtained for SCPLA annealed at high Ta should be attributed to HC crystallization. Fig. 3B summarizes the relationship between the HC crystallization peak (Tc,HC) and the SC crystallization peak (Tc,SC) obtained at different Ta values. As the HC-crystals have completely melted at these Ta values, the variations in Tc,HC indicate changes in the nucleation efficiency (NE) of pre-existing SC-crystals in influencing subsequent HC crystallization. As proposed by Fillon et al.,33 NE can be represented by eqn (1), where NE is proportional to Tc.
![]() | (1) |
In the present study, Tminc (101 °C) and Tmaxc (132 °C) were obtained from Fig. 3B, representing the crystallization temperatures of the isotropic PLLA melt and the highest crystallization temperature of the self-nucleated PLLA melt, respectively. Consequently, NE of the SC-crystal on subsequent HC crystallization varied from 100% to nearly 0%, depending on the state of pre-existing SC-crystal at different Ta values. Examining the state of pre-existing SC-crystal is crucial to gaining a deeper understanding of this phenomenon. Fig. 3C illustrates the DSC heating curves of SCPLA following subsequent crystallization cooling from different Ta values, as denoted next to the respective curves. At higher Ta values (≥246 °C), both the constant Tc,HC values (Fig. 3B) and the melting peak of the SC-crystal (Tm,SC) (Fig. 3C) demonstrate the typical crystallization behavior of high-molecular-weight SCPLA. Under these Ta conditions, the SCPLA was in an isotropic melt state, and pre-existing crystals were completely melted without any melt memory. Consequently, predominantly HC-crystals were formed during subsequent crystallization, as observed in Fig. 3C. Conversely, at the lower Ta value of 180 °C, the temperature was too low to melt the HC-crystal fully, and the subsequent crystallization behavior was influenced by both the remaining HC-crystal and the SC-crystal. This resulted in the highest NE (Tc,HC) among the studied Ta temperatures. As mentioned above, the present study solely focuses on the dependence of subsequent HC crystallization in SCPLA on the remaining SC-crystals at different states; therefore, the following discussion is confined between 180 °C < Ta < 246 °C. For the sake of conciseness, the temperature ranges are further divided into two categories: range I and II. This division is solely for simplification and should not be mistaken for self-nucleation domains.34
In the range I, the Tc,HC (Fig. 3B) firstly remains constant. Fig. 3C also demonstrates that the Tm,SC remain unchanged. This suggests that, although SC crystallization occurs during annealing, pre-existing SC-crystals do not undergo further thickening, as confirmed by the consistent SAXS pattern and intensified SC diffraction pattern collected in situ during heating of solvent-cast SCPLA (Fig. S1A and S1B available in the SI). Besides, two melting peaks were observed for HC-crystal melting around 175 °C in Fig. 3C, which may have originated from incomplete HC crystallization during cooling from Ta and the crystallization during DSC scanning. Such phenomenon diminished at high Ta > 220 °C (range II), indicating a temperature effect on the HC crystallization that is further elaborated in the following section. Further increasing annealing temperature in range II, the Tc,HC decreases and reaches its lowest value at Ta = 220 °C, corresponding to the constraint in NE. Fig. 3C shows an increase in Tm,SC with the increasing Ta values, indicating the thickening of pre-existing SC-crystals during annealing, as also evidenced by the shift of the SAXS peak to lower q during in situ measurements (Fig. S1C and S1D available in the SI). The SC crystallinity reached a maximum after annealing at 220 °C. This phenomenon may indicate the correlation between Tc,HC, and SC crystallinity, as discussed in the following section. Increasing the annealing temperature into the range II leads to the development of Tc,SC (Fig. 3B), indicating the occurrence of SC crystallization during cooling from the associated Ta due to the considerable melting of SC-crystals. However, the SC-crystals may partially melt, and the remaining crystal or crystal fragments can serve as nuclei or seeds for subsequent crystallization.34 The concentration of remaining SC-crystal or crystal fragments that act as nucleators for subsequent SC crystallization decreases with increasing Ta, reducing the Tc,SC.35 However, such variation in the concentration of SC-crystal or its fragments does not influence the subsequent Tc,HC, which seems to contradict the above-mentioned possible correlation between SC crystallinity and Tc,HC.
To understand the effect of concentration of SC-crystal or crystal fragments on the Tc,HC, SCPLA annealed at different Ta for 30 minutes is compared with annealing for 5 minutes. Fig. 4A illustrates the melting enthalpy of HC and SC-crystals (ΔHm,HC and ΔHm,SC) obtained after subsequent crystallization. Due to the increased degree of crystallization with prolonged annealing time to 30 min, the ΔHm,SC values were increased between 180 and 220 °C compared to that from 5 min. This effect is particularly prominent at Ta = 220 °C, where the highest crystallization is located. At Ta values above 220 °C, the similarity between ΔHm,SC obtained from 5 min and 30 min of annealing indicates that most of the crystals have melted, with only a few thickened SC-crystals may survive, resulting in limited changes in ΔHm,SC at the two different annealing times. For both 5 min and 30 min annealing times, across the entire range of Ta values, a higher ΔHm,SC is associated with a lower ΔHm,HC, and vice versa. This indicates that the concentration of pre-existing SC crystals (crystallinity) significantly influences subsequent HC crystallization. To further support this, FTIR imaging was used to provide complementary chemical and morphological information to the DSC data, thereby supporting the observed inverse relationship between SC and HC crystallisation at Ta values of 190 °C and 220 °C (Fig. S2; Table SI). Interestingly, Fig. 4B shows that although Tc,HC varies with Ta, the magnitude of this variation is relatively small when compared to the substantial changes in SC-crystal concentration observed in Fig. 4A for 180 °C < Ta < 210 °C and 230 °C < Ta < 250 °C. This suggests that while the SC-crystal state and its nucleation effectiveness are indeed temperature-dependent, the concentration of pre-existing SC crystals and fragments predominantly influences the crystal-growth process (ΔHm,HC), whereas its impact on the nucleation density reflected by Tc,HC is comparatively slight.
As pre-existing SC-crystal demonstrated a different influence in subsequent nonisothermal HC crystal growth and nucleation, the isothermal HC crystallization under different Ta was also investigated to add to the understanding of the root cause. Fig. 5A and B selectively display the DSC traces during isothermal crystallization at various temperatures and the subsequent heating after cooling from Ta = 220 °C. No obvious exothermic peaks were observed during the isothermal treatment at 160 °C (Fig. 5A). Moreover, a pronounced HC-crystal melting peak was absent in the heating curves (Fig. 5B). These observations imply a minimal extent of HC or SC crystallization that occurred during the isothermal process at 160 °C. Therefore, the melting enthalpy of the SC-crystal obtained during isothermal at 160 °C equals the amount of SC-crystal formed at that Ta. Fig. 5B also demonstrates that the melting enthalpy of the SC-crystal remains independent of the isothermal crystallization temperatures. This indicates that the observed exothermal peaks (Fig. 5A) during isothermal treatment should be attributed solely to HC crystallization. Fig. 5C and D present the crystallization half-time and Avrami exponent n obtained from Avrami analysis on the HC-crystallization exothermal peak.37,38 The crystallization half-time serves as an indication of the overall crystallization rate. Hence, the degree of supercooling (Tm,0–Tc) required to achieve a similar crystallization rate varies with different Ta values. Specifically, samples annealed at Ta = 220 °C require a higher degree of supercooling. By extrapolating the curves to the same temperature, one can evaluate the crystallization rate of the systems after annealing at the three different Ta values.39 Compared to Ta = 240 °C, the overall crystallization rate of HC crystallization is suppressed after annealing at Ta = 200 and 220 °C.
The Avrami exponent n is often used to indicate the nucleation mechanism and crystal growth dimension.40 Depending on the growth dimension from 1D to 3D, the crystal growth dimension contributes a value of 1 to 3 to the exponent. The nucleation mode contributes a value of 0 and 1 to the exponent for heterogeneous and homogeneous nucleation, respectively. However, homogenous nucleation may not be applied in the present study as it requires conditions such as high supercooling or the presence of microdomains within small droplets.30 As shown in Fig. 5D, annealing at Ta = 240 °C resulted in Avrami exponents ranging from 3.0 to 3.2, indicating simultaneous nucleation and 3D spherulitic crystal growth, commonly observed in heterogeneously nucleated polymer crystallization without confinement. Interestingly, at Ta = 220 and 200 °C, the Avrami exponent decreased to the range of 2.4–2.8 and 2.2–2.4, respectively, indicating confinement effects on HC crystallization. Similar observations have been reported in the systems with geometrical constraints41,42 or restricted diffusion.43,44 As discussed earlier, the concentration of SC-crystals does not affect the nucleation density of HC crystallization, ruling out geometrical constraints imposed by pre-existing SC-crystals as the cause for the reduction in Avrami exponent. Although a higher concentration of SC-crystals can suppress crystal growth (Fig. 4), the crystal growth dimension should remain unaltered, as evidenced by Ta = 220 °C having higher Avrami exponents than Ta = 200 °C, despite the higher concentration of pre-existing SC-crystals. Another possibility is that the diffusion of homopolymer chains for HC crystallization is restricted44 after annealing at temperatures below 220 °C in the studied temperature range. The underlying mechanism is further discussed in the subsequent section.
To investigate the potential contribution of diffusion effects to HC crystallization, self-nucleation experiments were performed using plasticized SCPLA with 2 wt% PEG (PEG2) following the same protocol. Fig. 6 illustrates the Tc and the melting enthalpies of SC and HC crystals under different Ta for PEG2, compared to SCPLA. A selective reduction in Tc,HC was observed at range I (Ta ≤ 220 °C) in Fig. 6A, suggesting that a diffusion barrier may be present at those temperatures. In SC-nucleated HC crystallization, favorable interactions between SC-crystals and amorphous PLA chains are believed to play a crucial role.15 Within the SCPLA melt, the self-concentration of same-chiral segments and the mixing of racemate segments occur spontaneously due to thermal fluctuations.7,9 This local competition may dictate the HC and SC crystallization competition.
On the other hand, driven by the selection progress of SC crystallization, racemate pairing flourishes near the growth front of nuclei, forming SC helices or precursors.9,28,31 Closer look at the chain conformation by flash-DSC and micro-FTIR methodologies by Zhang et al.31 suggested the coexistence of 103 helices and 31 helices in the melt before crystallization. Moreover, the 103 helix should emerge first and gradually transform to the 31 SC helix driven by hydrogen bonding.31 The source of 103 helix may originate from multiple events, such as the uncrystallized segments of intermolecular nucleation and the rejection of the selection process.32 As a result, the probability of interaction between neighboring 103 helices increases, promoting the HC nucleation. Since the matrix comprises equivalent random PLLA and PDLA coils, the enriched 103 (either in PLLA or PDLA) may tend to homogenize into the matrix conformation driven by thermal fluctuation and concentration gradient. This homogenization process may be in a dynamic equilibrium with the aggregation process of 103 and 31 helices driven by crystallization. Chain diffusion may control the homogenization progress; hence, high chain mobility may intensify the homogenization, resulting in fewer 103 helices and thereby lower Tc,HC, as evidenced by the lower Tc,HC at higher Ta. In the case of the PEG-plasticized system,45 the plasticization effect can also facilitate homogenization, causing lower Tc,HC than unplasticized SCPLA. Additionally, since the selection process of SC crystallization, PEG may be rejected from the local region near the growth front, and a composition gradient may exist to further drive the homogenization from local region composition to matrix composition.
At range II, Ta between 220–242 °C, compared to SCPLA, PEG addition does not affect the HC nucleation but promotes SC nucleation, as evidenced by the increase in Tc,SC (Fig. 6A). The unchanged Tc,HC after PEG addition indicates the disappearance of the diffusion control to homogenization, and the nucleation behavior is governed by the survived SC-crystals or fragments at different Ta. SC-crystals or fragments can serve as seeds for subsequent crystallization, leading to increased Tc,SC with the concentration of survived SC-crystal or fragments. Fig. 6B also shows a significant improvement in ΔHm,SC by PEG addition, which can be attributed to faster crystal growth in the presence of a plasticizer.8 The higher SC-crystallinity in PEG2 can thus lead to higher concentrations of survived SC-crystal and fragments, demonstrating the elevated Tc,SC in PEG2. Moreover, as the pre-existing SC-crystals melt and recrystallize at those high Ta,46 homogenization is mainly driven by temperature and is more complete. In this context, extra plasticization from PEG may not further contribute to the saturated homogenization, resulting in similar Tc,HC in PEG2 with unplasticized SCPLA. On the other hand, the general increase in Tc,HC with Ta can be attributed to the enriched 103 helix formed during SC crystallization at lower Tc,SC. Additionally, at Ta > 242 °C corresponding to isotropic melt, as discussed before, the Tc,HC remains the same as neat SCPLA, whereas the Tc,SC appears around 120 °C, which is simply because of the well-known PEG promotion effect on SC-crystallization.8
To further investigate the homogenization process during SC-nucleated HC crystallization, asymmetric blends with a PLLA
:
PDLA ratio of 90
:
10 (L90) were employed using the same self-nucleation procedure. Fig. 7A illustrates the correlation between Tc and Ta, while Fig. 7B shows the corresponding melting enthalpies of SC and HC crystals after the crystallization during cooling. Despite a lower concentration of pre-existing SC-crystals in L90 (Fig. 7B), HC nucleation was still promoted, with Tc,HC falling within a similar range as that of symmetric SCPLA in Fig. 7A. This observation can be attributed to the saturation of the “nucleating agent” concentration, as previously observed in asymmetric SCPLA.19 Interestingly, in contrast to PEG2, the variations in Tc,HC for L90 samples were primarily altered at Ta > 220 °C, while the Tc,HC in the diffusion-controlled region (Ta ≤ 220 °C) showed less influence from the asymmetric composition. As discussed earlier, the 103 helices can enrich near the growth front and act as nuclei for HC crystallization, and the dynamic balance between homogenization and crystallization-driven aggregation determines the concentration. At Ta ≤ 220 °C, the homogenization is suppressed; the local region of L90 may be close to a symmetric 1
:
1 composition due to the helix selection of SC crystallization to the paired racemic PLLA/PDLA.30,47–49 Therefore, the asymmetric composition of L90 incurred a slight increase on Tc,HC. This slight increase can be linked to the composition gradient in L90 compared to symmetric SCPLA, where L90 has a local region composition closer to symmetry and a matrix region enriched with PLLA. The higher composition gradient selectively drives more homopolymer PLLA to diffuse towards the local regions, resulting in a slightly higher Tc,HC. At higher Ta approaching 220 °C, the great extent of conformation homogenization reduced the overall concentration of 103 helices; therefore, the impact of composition difference decreased. Increasing Ta to >220 °C, the lower Tc,HC in L90 than symmetric SCPLA indicates fewer 103 helices formed during subsequent SC-crystallization in L90. As the diffusion barrier for homogenization disappeared at those high Ta, the local regions in L90 adapted the matrix composition in PLLA
:
PDLA 9
:
1. This might have resulted in a lower concentration of 31 helices and, consequently, attracted fewer 103 helices by hydrogen bonding31 during homogenization progress in the subsequent SC crystallization. However, this effect can be neglected when SC-crystallization occurs at lower temperatures (Tc,SC) where enough 103 helices are aggregated due to suppressed homogenization, as evidenced by less Tc,HC changes in L90 at higher Ta around 236 to 242 °C.
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Fig. 7 The Ta correspondence of (A) Tc and (B) melting enthalpies for the asymmetric SCPLA blend (PLLA : PDLA = 90 : 10 wt%) as compared to the symmetric SCPLA. | ||
The proposed mechanisms of SC-nucleated HC crystallization and their influence on the phenomena observed in this study are summarized in Fig. 8. During the early stages of crystallization, before PLA segments attach to the nuclei (SC crystals), two chain conformations (103 and 31 helices) may coexist and become enriched in local regions surrounding the nuclei.31 This early aggregation is driven by nucleation-selection processes (acceptance or rejection of chains) and by hydrogen-bonding interactions. While SC crystallization consumes a fraction of the 31 helices, the remaining 103 helices serve as effective seeds for subsequent HC crystallization. Thermal fluctuations and composition gradients simultaneously promote homogenization of the local environment, guiding it toward the overall matrix composition and chain conformation.
In our proposed mechanism, the accumulation of 103 helices near the crystal growth front plays a decisive role in determining whether SC or HC crystals preferentially nucleate. The 103 helix provides a local conformational environment that facilitates the alignment of enantiomeric PLLA and PDLA chains, thereby lowering the nucleation barrier for SC formation. When 103 helices reach sufficiently high local density, they promote stable interchain packing and thus enhance SC nucleation efficiency. Conversely, when the density of 103 helices is low or spatially heterogeneous, the cooperative pre-organization required for SC formation is weakened, making HC nucleation more favorable. Consequently, the balance between SC and HC crystallization is governed by the extent of 103-helix enrichment at the growth front and its ability to prearrange chains for stereocomplexation.
The concentration of 103 helices is set by a dynamic equilibrium between crystallization-driven aggregation and homogenization driven by thermal fluctuations and composition gradients. This equilibrium is diffusion-controlled. At low annealing temperatures (Ta ≤ 220 °C), where SC crystallization dominates, homogenization is suppressed, leading to strong local aggregation of both 103 and 31 helices. Although some 31 helices are consumed during SC formation, the remaining 103 helices efficiently promote HC nucleation, resulting in a high Tc,HC. Increasing Ta or adding plasticizer enhances chain mobility, strengthens homogenization, and consequently reduces Tc,HC. At higher Ta (>220 °C), where SC crystals melt and homogenization prevails, the local composition becomes fully adapted to that of the matrix.
In such scenarios, a high PLLA ratio in L90 demonstrated lower Tc,HC than SCPLA with symmetric composition. This may be because the local PLLA
:
PDLA 9
:
1 composition hinders the formation of 31 helices, resulting in fewer 103 helices surviving with less hydrogen bonding. The aggregation of 103 and 31 helices, on the other hand, retards the diffusion of homopolymer from the matrix onto the growth front of HC-nuclei during isothermal crystallization, and consequently, showing reduced Avrami exponents and two HC-crystal melting peaks as shown in Fig. 3C due to the suppressed or incomplete HC-crystallization.
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