Open Access Article
Qiuyu
Li†
a,
Ruixue
Wu†
a,
Tianbao
Wu†
b,
Renkang
Wei
a,
Zhijiao
Li
a,
Shang
Gao
a,
Minyan
Wang
*b,
Hequan
Yao
*a and
Aijun
Lin
*a
aState Key Laboratory of Natural Medicines (SKLNM) and Department of Medicinal Chemistry, School of Pharmacy, China Pharmaceutical University, Nanjing, 210009, P. R. China. E-mail: hyao@cpu.edu.cn; ajlin@cpu.edu.cn
bState Key Laboratory of Coordination Chemistry, School of Chemistry and Chemical Engineering, Nanjing University, Nanjing 210093, China
First published on 12th January 2026
Transition-metal catalyzed asymmetric hydrofunctionalization of unsaturated hydrocarbons has emerged as an efficient method to access diverse chiral value-added compounds. In contrast, asymmetric sequential hydrofunctionalization cyclization, which could incorporate two functional groups across carbon–carbon multiple bonds to construct chiral complex cyclic compounds, has only been sporadically explored. Herein, we report a palladium-catalyzed asymmetric sequential hydroalkylation and hydroamination of readily available 1,3-enynes with 3-hydroxyindoles. This redox-neutral process provides an efficient route for constructing a broad spectrum of enantioenriched pyrido[1,2-a]indoles and derivatives with high atom- and step-economy. Preliminary mechanistic investigations reveal that this transformation proceeds via an intermolecular enyne hydroalkylation pathway to produce an allene intermediate. Subsequent intramolecular hydroamination of the allene intermediate occurs via an axial-to-center chirality transfer process. Density functional theory (DFT) studies were conducted to probe the origin of enantioselectivities.
Green foundation1. This palladium-catalyzed asymmetric sequential hydroalkylation/hydroamination of 1,3-enynes achieves 100% atom economy under redox-neutral conditions, minimizing waste by incorporating all atoms of the starting materials into the final products.2. This asymmetric sequential hydrofunctionalization cyclization can install two distinct functional groups across the unsaturated hydrocarbons in one pot with excellent step economy. 3. The enantioenriched pyrido[1,2-a]indoles and derivatives are constructed with high efficiency with excellent chemo-, enantio-, and diastereo-selectivity (up to >20 |
Sequential reactions, which could incorporate several transformations into a single sequence, represent a powerful strategy to rapidly install two or more functional groups to construct complex molecules in a step-economical fashion.8 In this regard, asymmetric sequential hydrofunctionalization of conjugated enynes provides a unique approach to assembling structurally diverse chiral cyclic compounds. Nevertheless, only a few asymmetric variants have been disclosed to date. In 2021, the Shao group developed a palladium-catalyzed sequential hydroalkylation of 1,3-enynes (double C–C bond formation) to produce a panel of chiral spiro compounds in good yields.9 In 2022, Meng and coworkers described a Co-catalyzed sequential hydrosilylation of 1,3-enynes (double C–Si bond formation) to generate enantioenriched cyclic alkenylsilane scaffolds with a high level of enantioinduction.10 In addition, our group reported a Pd-catalyzed sequential hydroamination of 1,3-enynes and ureas via the formation of double C–N bonds, yielding valuable chiral imidazolidinone architectures (Scheme 1b).11 Despite this progress, the installation of two distinct functional groups via the asymmetric sequential hydrofunctionalization of enynes has thus far proven elusive.12
As an extension of our interest in the catalytic hydrofunctionalization of unsaturated hydrocarbons,11,13 we seek to integrate hydroalkylation and hydroamination with 3-hydroxyindoles as nucleophiles, fulfilling the more challenging asymmetric sequential hydrofunctionalization of 1,3-enynes (Scheme 1c). However, the realization of this procedure in one pot presents several sticky issues. (1) The reaction might terminate prematurely at the first stage, leading to the formation of allene or diene products. (2) Both 3-hydroxyindoles and 1,3-enynes contain multiple reaction sites, complicating precise control over chemo- and regioselectivity. (3) Achieving control over the enantioselectivity and diastereoselectivity of the products poses an additional challenge.
Herein, we report an unprecedented palladium-catalyzed asymmetric sequential hydroalkylation and hydroamination reaction between 3-hydroxyindoles and 1,3-enynes to yield optically pure pyrido[1,2-a]indoles and derivatives in good efficiency. This process demonstrates excellent regio-, chemo-, and stereoselectivities, along with commendable atom- and step-economy. These scaffolds constitute a structurally fascinating part of indole alkaloids, which are prevalent in a variety of natural products and bioactive compounds.14 Preliminary mechanistic studies disclose that this consecutive reaction proceeds through an intermolecular enyne hydroalkylation pathway to yield an allene intermediate. The subsequent intramolecular hydroamination of the allene intermediate involves an axial-to-center chirality transfer process.
:
1 dr (Table 1, entry 1). Subsequent optimization identified that Pd(acac)2 or [Pd(π-allyl)Cl]2 as the catalyst and toluene as the solvent significantly enhanced both productivity and diastereoselectivity (Table 1, entries 2–5).
| Entry | [Pd] source | Solvent | Yield (%) | dr |
|---|---|---|---|---|
| a Standard conditions: 1a (0.2 mmol), 2a (0.4 mmol), [Pd] (10 mol%), Xantphos (20 mol%), PhCOOH (20 mol%), solvent (1.0 mL), at 80 °C under an Ar atmosphere for 48 h. b Isolated yield. c The dr values were determined by crude 1H NMR. | ||||
| 1 | Pd(OAc)2 | DCM | 30 | 10 : 1 |
| 2 | Pd(OAc)2 | 1,4-Dioxane | 54 | 15 : 1 |
| 3 | Pd(OAc)2 | Toluene | 59 | 13 : 1 |
| 4 | Pd(acac)2 | Toluene | 65 | >20 : 1 |
| 5 | [Pd(π-allyl)Cl]2 | Toluene | 75 | >20 : 1 |
:
1 dr. Modifying the electronic and steric properties of the ligands resulted in inferior outcomes (L3 and L4). Upon assessing biphenyl-type and JosiPhos-type chiral ligands, L8 emerged as the optimal, furnishing 3aa in 68% yield with 82% ee. Solvent screening indicated that PhCF3 provided the best results (Table 2, entries 1–4). Exploration of the palladium catalysts revealed that [Pd(π-allyl)Cl]2 was the most promising one (Table 2, entries 5–7). Different types of acids were then examined, but no superior yield and enantioselectivity were obtained (Table 2, entries 8–11). Next, lowering the reaction temperature can efficiently boost the ee values (Table 2, entries 12–15), and the enantioselectivity could be increased to 95% when the reaction was carried out at 30 °C (Table 2, entry 15). Elongation of the reaction time to 72 h afforded the product 3aa in 84% isolated yield with 95% ee and >20
:
1 dr (Table 2, entry 16). Notably, in the absence of an acidic additive, the transformation still proceeded, albeit with reduced yield and enantioselectivity (Table 2, entry 17), underscoring the critical role of the acidic additive in this reaction. The absolute configuration of 3aa was confirmed by X-ray diffraction and those of others were assigned by analogy.
| Entry | [Pd] source | Solvent | Additive | T/°C | Yield (%) | ee (%) | dr |
|---|---|---|---|---|---|---|---|
| a Reaction conditions: 1a (0.2 mmol), 2a (0.4 mmol), [Pd] (10 mol%), ligand (20 mol%) and acid (20 mol%) in solvent (1.0 mL), under an argon atmosphere. b Yields of 3aa were determined by GC with n-dodecane as the internal standard. c The dr and ee values were determined by chiral HPLC analysis. d 72 h. e Isolated yield. | |||||||
| 1 | [Pd(π-allyl)Cl]2 | Toluene | PhCOOH | 80 | 68 | 82 | >20 : 1 |
| 2 | [Pd(π-allyl)Cl]2 | PhCF3 | PhCOOH | 80 | 75 | 86 | >20 : 1 |
| 3 | [Pd(π-allyl)Cl]2 | Mesitylene | PhCOOH | 80 | 76 | 82 | >20 : 1 |
| 4 | [Pd(π-allyl)Cl]2 | THF | PhCOOH | 80 | 65 | 67 | 15 : 1 |
| 5 | Pd(dba)2 | PhCF3 | PhCOOH | 80 | 71 | 86 | >20 : 1 |
| 6 | Pd(OAc)2 | PhCF3 | PhCOOH | 80 | 63 | 81 | >20 : 1 |
| 7 | Pd(acac)2 | PhCF3 | PhCOOH | 80 | 72 | 84 | >20 : 1 |
| 8 | [Pd(π-allyl)Cl]2 | PhCF3 | 4-F-C6H4COOH | 80 | 70 | 85 | >20 : 1 |
| 9 | [Pd(π-allyl)Cl]2 | PhCF3 | PhMe2CCOOH | 80 | 53 | 82 | >20 : 1 |
| 10 | [Pd(π-allyl)Cl]2 | PhCF3 | Ph3CCOOH | 80 | 67 | 84 | >20 : 1 |
| 11 | [Pd(π-allyl)Cl]2 | PhCF3 | 1-AdCOOH | 80 | 65 | 82 | >20 : 1 |
| 12 | [Pd(π-allyl)Cl]2 | PhCF3 | PhCOOH | 60 | 71 | 90 | >20 : 1 |
| 13 | [Pd(π-allyl)Cl]2 | PhCF3 | PhCOOH | 50 | 68 | 90 | >20 : 1 |
| 14 | [Pd(π-allyl)Cl]2 | PhCF3 | PhCOOH | 40 | 63 | 92 | >20 : 1 |
| 15 | [Pd(π-allyl)Cl]2 | PhCF3 | PhCOOH | 30 | 60 | 95 | >20 : 1 |
| 16d | [Pd(π-allyl)Cl]2 | PhCF3 | PhCOOH | 30 | 86 (84)e | 95 | >20 : 1 |
| 17d | [Pd(π-allyl)Cl]2 | PhCF3 | — | 30 | 23 | 80 | >20 : 1 |
:
1 dr. However, amide-substituted product 3ea could only be isolated in 43% yield even under 60 °C for 5 days, with 50% starting material recovered. Both electron-donating (–Me and –OMe) and electron-withdrawing (–F, –Cl, and –CO2Me) substituents at various positions of the aromatic rings were well tolerated, generating products 3fa–na in 61–88% yields with 93–96% ee and >20
:
1 dr. In addition, polyaromatic fused rings, such as substrate 1oa, underwent this sequential hydroalkylation and hydroamination reaction smoothly, furnishing 3oa in 84% yield with 94% ee.
a Reaction conditions: 1 (0.2 mmol), 2a (0.4 mmol), [Pd(π-allyl)Cl]2 (5 mol%), L8 (20 mol%) and PhCOOH (20 mol%) in PhCF3 (1.0 mL), 30 °C, 72 h, under an argon atmosphere. All products were obtained with >20 : 1 dr, unless otherwise stated.
b Isolated yield.
c The dr and ee values were determined by chiral HPLC analysis.
d 60 °C, 5 d.
e 96 h.
|
|---|
|
Subsequently, we directed our focus towards exploring the substrate scope of conjugated enynes (Table 4). The reaction involving enynes with electron-donating and electron-withdrawing substituents at the para-position of the phenyl ring generated chiral polycyclic indolines 3ab–ad and 3af in 72–88% yields with 93–96% ee. The introduction of a trifluoromethyl group was also tolerated, delivering product 3ae in 60% yield, albeit with the concomitant formation of a diene byproduct. Functional groups such as NHBoc (3ag), Bpin (3ah) and unprotected hydroxyl (3ai) were all well accommodated, maintaining good yields (64–85%) and stereoselectivities (90–94% ee, >20
:
1 dr). Excellent outcomes were also observed when meta-methyl, fluoride, chlorine and 3,5-dimethoxy were incorporated on the phenyl ring. In addition to aryl moieties, other fused arenes and heterocycles, such as naphthalene (2n), thiophene (2o), indole (2p), furan (2q), pyridine (2r) and parazole (2s), were all compatible with this transformation, delivering the desired products 3an–as in 52–88% yields with 90–97% ee. Switching the aromatic rings to a cyclohexene motif, this reaction performed smoothly as well and compound 3at was isolated in 66% yield with 90% ee. Efforts to broaden the diversity of enyne substrates, such as alkyl enynes and those with substituents at R4, proved unsuccessful under the standard conditions. Under slightly modified conditions (with L9 as the chiral ligand), 3au was obtained in 50% yield and 81% ee, while the diene byproduct was also formed. In addition, utilizing L2 as the chiral ligand enabled the reaction of 2v to generate 3av with good stereoselectivity, although in a lower yield at the expense of concurrent diene byproduct formation. The practicality of this protocol was assessed in the late stage sequential hydrofunctionalization of enynes derived from diverse biologically active molecules. Specifically, the reaction proceeded smoothly with enynes tethered to pharmaceuticals such as naproxen (2w), diacetone-D-galactose (2x), and camphanic acid (2y) to produce the target adducts in 57–90% yields with >20
:
1 dr.
a Reaction conditions: 1a (0.2 mmol), 2 (0.4 mmol), [Pd(π-allyl)Cl]2 (5 mol%), L8 (20 mol%) and PhCOOH (20 mol%) in PhCF3 (1.0 mL), 30 °C, 72 h, under an argon atmosphere. All products were obtained with >20 : 1 dr, unless otherwise stated.
b Isolated yield.
c The dr and ee values were determined by chiral HPLC analysis.
d 40 °C.
e 50 °C, 96 h.
f
L9, 50 °C, 72 h.
g
L2 (20 mol%), 80 °C, 48 h.
h The dr values were determined by 1H NMR.
|
|---|
|
:
1 dr. Subsequently, allene 4 was subjected to asymmetric conditions with L8 as the ligand, resulting in the intramolecular hydroamination product 3aa in 37% yield, along with 39% yield of diene 5 in 96% ee. Compound 3aa was obtained in 71% yield with trace diene detected when the reaction was carried out at 50 °C (Scheme 2c). These data indicated that chiral allene 4 could efficiently transform into enantiopure 3aavia axial-to-center chirality transfer. Moreover, the diene product might be generated via Pd–H migratory insertion of allene followed by β-H elimination.6m,16 These observations prompted us to speculate that diene might also serve as an intermediate in this Pd-catalyzed asymmetric sequential hydrofunctionalization reaction. To corroborate this hypothesis, chiral diene 5 was subjected to the conditions with L8 as the ligand, but the diene was fully recovered (Scheme 2d, top panel). When the reaction was performed at 50 °C, product 3aa was isolated in 20% yield with 96% ee (Scheme 2d, bottom panel). Collectively, these observations suggest that allene acts as the crucial intermediate of this sequential hydrofunctionalization, whereas diene was the by-product, as it cannot be converted into the target product under standard conditions. Furthermore, deuterium-labeling experiments were conducted. As shown in Scheme 2e, the reaction of 3-hydroxyindole 1a–D with enyne 2a in PhCF3 in the presence of PhCOOD provided 3aa-D in 65% yield, exhibiting 69% and 72% deuterium incorporation at the α- and β-positions, respectively. This result indicated that this reaction might involve two successive Pd–H migratory insertions.
Based on the above mechanistic studies and detailed density functional theory (DFT) calculations (see the SI for details), a plausible catalytic cycle for this reaction of conjugated enynes and 3-hydroxyindoles is proposed in Scheme 2f.9,11 Oxidative addition of Pd(0) with the acid affords PdH species A. Regioselective alkyne insertion to the PdH species A leads to the formation of η1-butadienyl-Pd intermediate B-1, which could be reversibly converted to the allenylic-Pd intermediate B-2via isomerization. Ligand exchange between 3-hydroxyindole 1 and intermediate B-1 or B-2 affords intermediates C-1 or C-2, respectively. Due to the considerable energy barrier derived from computational studies, the pathway involving direct 1,1′-reductive elimination from intermediate C-2 is energetically disfavored and can be effectively precluded. The chiral carbon center of the indole skeleton is mainly established via enantioselective 3,3-reductive elimination from intermediate C-1 (Scheme 3). The reaction proceeds preferentially through transition state TS-D-1-Rvia a 3,3-elimination pathway, which features an energy barrier of 1.3 kcal mol−1 lower than that of the competing pathway viaTS-D-1-S, thereby kinetically favoring the formation of the chiral allene intermediate 4 with R-configuration. To elucidate the origin of enantioselectivity, non-covalent interactions between the substrate and the chiral ligand moiety in transition states TS-D-1-R and TS-D-1-S were analyzed using the Independent Gradient Model based on Hirshfeld partition (IGMH).17 Structural analyses indicate that the more favorable transition state TS-D-1-R is stabilized by enhanced hydrogen-bonding interactions between C–H bonds of the chiral ligand and the oxygen atom of the indole framework. These interactions contribute significantly to the reduced activation energy barrier of TS-D-1-R, making it 1.3 kcal mol−1 lower than that of TS-D-1-S. The direct electrophilic attack by the proton of benzoic acid on the palladium-activated allene intermediate D governs the enantioselectivity of the second stereocenter in the product. The pathway proceeding through the transition state TS-E-Z-R to form intermediate E exhibits an energy barrier of 12.8 kcal mol−1, representing the kinetically most favorable route. Compared to the analogous pathway through the transition state TS-E-Z-S, the formation of intermediate E proceeds with the lowest energy barrier (12.8 kcal mol−1 for TS-E-Z-Rvs. 15.2 kcal mol−1 for TS-E-Z-S). This distinct energy disparity substantiates the high enantioselectivity observed in the desired product 3aa. The activation energies for forming the olefin architecture with an E geometry via transition states TS-E-E-R and TS-E-E-S are 24.5 and 22.6 kcal mol−1, respectively. The disparity primarily stems from steric constraints imposed by the indole framework during the trajectory of electrophilic attack by benzoic acid. These values considerably exceed those required for the generation of the Z-olefin architecture. Given the computationally derived energy barriers, which are markedly elevated, this pathway can be confidently excluded.
Subsequently, the carboxylate anion in intermediate E can selectively abstract a hydrogen atom from either the indole nitrogen atom or the β-carbon atom of the ester group, leading to the formation of desired product 3aa or the conjugated diene byproduct 5, respectively. Overall, the formation of the conjugated diene byproduct proceeds reversibly via a lower energy barrier, enabling its generation under relatively mild reaction conditions and establishing it as the kinetically controlled product. In contrast, the pathway affording the desired product 3aa involves a moderately higher activation barrier, suggesting its dominance under thermodynamic control. These computational insights align consistently with the experimental outcomes (Scheme 2c).
:
1 dr (Scheme 4a). Ent-3aa was obtained in 84% yield and 94% ee by employing ent-L8 as the chiral ligand (Scheme 4b). Several transformations with respect to 3aa were then executed (Scheme 4c). Bromination and iodination of 3aa were efficiently achieved using N-bromosuccinimide (NBS) and N-iodosuccinimide (NIS), producing compounds 6 and 7 with yields of 89% and 93%, respectively. The allyl Grignard reagent could selectively attack the ketone moiety to form tertiary alcohol 8 in 86% yield. In addition, the treatment of 3aa with LiAlH4 resulted in the isolation of diol 9 in 87% yield with excellent diastereoselectivity. Selective reduction of the carbonyl group in 3aa to an alcohol 10 using NaBH4 allowed for a subsequent Mitsunobu reaction to form the corresponding amide derivative 11. Compounds 12 and 13 were easily constructed via the Beckmann rearrangement and DIBAL-H mediated ring-expansion rearrangement.18 In the presence of K2OsO2(OH)4 and NMO, bridged compound 14 was formed via dihydroxylation and intramolecular esterification. The absolute configurations of 8 and 9 were confirmed by X-ray diffraction. Moreover, a linear relationship between the ee values of L8 and the product 3aa was observed, which indicated that one molecule of the chiral ligand participated in controlling the stereoselectivity of the reaction (Scheme 4d).
CCDC 2268989 (3aa), 2321444 (8) and 2321211 (9) contain the supplementary crystallographic data for this paper.19a–c
Footnote |
| † These authors contributed equally to this work. |
| This journal is © The Royal Society of Chemistry 2026 |