Open Access Article
Jie
Wu†
abc,
Nathan
Huang†
b,
Daniel
Barker-Rothschild
ac,
Zhangmin
Wan
ac,
Minke
Yang
ab,
Xin
Shu
ac,
Yi
Hu
a,
Joshua
Booth
d,
Oliver
Evenden
d,
Orlando J.
Rojas
*abce and
Kwang Ho
Kim
*ab
aBioproducts Institute, University of British Columbia, 2385 East Mall, Vancouver, V6T 1Z3, Canada. E-mail: kwang.kim@ubc.ca; Orlando.rojas@ubc.ca
bDepartment of Wood Science, University of British Columbia, 2424 Main Mall, Vancouver, V6T 1Z4, Canada
cDepartment of Chemical and Biological Engineering, University of British Columbia, 2360 East Mall, Vancouver, V6T 1Z3, Canada
dOne Packaging R&D Centre, Unilever, Bromborough Road, Bebington, Wirral CH63 3JW, UK
eDepartment of Chemistry, University of British Columbia, 2036 Main Mall, Vancouver, V6T 1Z1, Canada
First published on 12th November 2025
Softwood Kraft lignin was esterified with palmitic anhydride to produce palmitoylated lignin (p-lignin). Structural analyses by FTIR and quantitative 31P NMR confirmed high degrees of hydroxyl substitution (71% aliphatic and 82% phenolic). Thermal measurements revealed marked plasticization, with the glass transition temperature shifting from 170 °C to 61 °C. The p-lignin resulting from the modification was more hydrophobic, as confirmed by reduced dynamic vapor sorption and molecular dynamics simulations showing lower hydration free energy and significantly stronger binding free energy. When applied from acetone solution onto paper, p-lignin produced coatings with water contact angles (WCA, 1 min) exceeding 150°, although low-temperature curing (80 °C) was required to achieve adequate adhesion. In contrast, waterborne colloidal suspensions of p-lignin particles, prepared via solvent-shift and stabilized with hydroxyethyl cellulose (HEC), could be sprayed directly onto paper to yield uniform coatings with WCA values above 130° (1 min) and strong adhesion, without any need for post-treatment. The coatings greatly enhanced filter paper's mechanical performance, with dry and wet tensile strength increasing by 65% and 400%, respectively. Using palmitic groups (C16) as a model, we show that grafting long hydrocarbon chains onto lignin imparts durable hydrophobicity and mechanical reinforcement, highlighting palmitoylated lignin as a promising bio-based coating for sustainable applications.
Green foundation1. This work establishes a new paradigm for lignin valorization by demonstrating a solvent-minimized, waterborne route to create multifunctional coatings. It integrates molecular-level design and eco-efficient processing to replace petroleum-based hydrophobic polymers with renewable lignin derivatives.2. We achieved waterborne spray coatings from palmitoylated lignin exhibiting durable hydrophobicity (WCA > 130°) and substantial mechanical reinforcement (wet tensile ↑ 400%). The process uses a bio-based acylating agent, avoids toxic reagents, and eliminates volatile organic solvents during coating formation. 3. Further optimization could replace pyridine with bio-derived, recyclable catalysts or green solvents, and extend the platform to reactive extrusion or continuous-flow synthesis for scalable, closed-loop lignin functionalization and coating production. |
Paper products, although renewable and biodegradable, are intrinsically hydrophilic and porous, which results in rapid water uptake and a pronounced loss of strength when exposed to moisture.10 These limitations restrict their use in applications such as packaging, labeling, and disposable products where water resistance and durability are critical. With the rapid growth of the paper-based packaging sector, enhancing the water resistance of paper materials has become increasingly important.11 To address these challenges, hydrophobic finishes are commonly applied to paper surfaces to impart water repellency, improve barrier performance, and enhance wet mechanical strength.12,13 The development of bio-based and sustainable coating systems is therefore essential to reduce reliance on petroleum-derived polymers such as polyethylene (PE), polyethylene terephthalate (PET), polybutylene terephthalate (PBT), polyvinyl alcohol (PVOH), among other commonly used film-forming polymers.14 A variety of coating methods have been explored for modifying paper, including dip coating, bar coating, knife coating, and spray coating.15 Among these methods, spray coating offers several advantages, such as simplicity, scalability, and compatibility with a wide range of solvents. It can deposit thin, uniform, and controllable layers without saturating the porous paper structure, and it is already widely used in industrial coatings, paints, and graphic arts.15
To valorize lignin as a hydrophobic coating while addressing its inherent hydrophilicity, chemical modification via esterification has emerged as a promising strategy to tailor its physicochemical properties. Among the various acylation reagents, long-chain fatty acid anhydrides represent a renewable and effective option for imparting hydrophobicity while maintaining lignin's biobased character.16,17 In particular, palmitic anhydride, a derivative of the naturally abundant and inexpensive palmitic acid, is especially attractive, as it enables the introduction of long alkyl chains that markedly reduce the surface energy of technical lignins.18
In addition to chemical modification, structuring lignin into colloidal lignin particles (CLPs) broadens its processability and enhances its functionality.3,19 CLPs can be prepared through solvent shifting or other techniques, producing spherical particles with high colloidal stability and tunable surface chemistry.19 Their particulate morphology offers unique advantages for coating applications, including improved film uniformity, controlled porosity, and enhanced barrier properties.20 When combined with hydrophobic modification, CLPs present a versatile platform for developing sustainable water-repellency.16 However, despite advances in lignin modification and particle formation, relatively few studies have linked molecular-level hydrophobicity to practical coating performance, adhesion, and reinforcement of paper substrates. Since adhesion and durability are critical requirements for most applications, in this study, lignin was chemically modified with palmitic anhydride and applied either directly as an acetone-based spray coating or, after conversion into hydrophobic colloidal particles, as a waterborne spray on paper substrates. The modification was hypothesized to enhance the water resistance of lignin by masking hydrophilic hydroxyl groups and introducing hydrophobic alkyl chains. Our findings demonstrate that fatty-acid-modified lignin, particularly when structured into particle-based coatings, offers a robust pathway to replace petroleum-derived hydrophobic coatings. This work establishes a platform for advancing sustainable, high-performance surface treatments.
000) were purchased from Millipore Sigma (Canada). Filter paper (Fisherbrand) was purchased from Fisher Scientific (Canada).
Spray coating was carried out on 55 mm Whatman filter papers using an airbrush connected with nitrogen. For the acetone-based spray, four sets of samples were prepared with 1–4 spray cycles (500 µL per spray), and filter papers were weighed before and after spraying to calculate lignin deposition. A version of these samples was also prepared by oven heating at 80 °C for 7 min after spraying. For the water-borne HEC sprays, samples were prepared at 0.4–1.0% HEC with three spray cycles each. The coated samples were air dried to evaporate the water. Additional samples at 0.4% HEC were prepared with 1–4 sprays to evaluate the effect of increasing lignin loading.
The thermal degradation characteristics of the lignin samples were determined by thermogravimetric analysis (TGA) using a TA instrument Q500 (New Castle, USA). The samples were heated to 110 °C and held isothermally for 10 min to remove residual moisture, then heated to 900 °C at 20 °C min−1, followed by a 20 min isothermal hold at 900 °C.
Glass transition temperature (Tg) of lignin samples was determined by differential scanning calorimetry (DSC) using a TA Q1000 (TA Corporation, USA). DSC testing was conducted in three cycles: the first cycle heated the samples to 200 °C and the second cycle cooled to 40 °C to eliminate moisture, while the third cycle reheated them to 250 °C to determine the glass transition temperature.
The hydrophobicity of lignin samples was evaluated using water contact angle (WCA) measurements with a Theta Flex 300 pulsating drop tensiometer, and by dynamic vapor sorption (DVS) analysis with a DVS instrument from Surface Measurement Systems Ltd (USA). For DVS, approximately 10 mg of lignin powders were oven dried and carefully weighted prior to the measurement. For WCA measurements, lignin coatings on silica plates (2 × 2 cm) were prepared by spin-coating 200 µL of lignin solution (Kraft lignin in a 3
:
1 acetone–water mixture, and p-lignin in pure acetone), applied in five successive layers (total volume: 1 mL). A 5 µL water droplet was then placed on each coated plate, and its shape and volume were recorded for 60 s at 1.4 fps.
The surface roughness of filter papers was analyzed with a Wyko NT1100 surface profiler (VSI mode, 20× objective, 1.0× FOV, 3× scan speed). Average roughness values were obtained from three measurements at different locations on each sample. Surfaces of uncoated filter paper, acetone-coated paper, and water-borne coated paper were compared. Water contact angle of filter papers was measured using a Theta Flex 300 pulsating drop tensiometer. Each filter paper sample was measured in triplicate at different positions. Adhesion of coatings was assessed using a tape test with 18 mm 3 M tape (Cat. 810D), which was applied to the coated surfaces and peeled to evaluate coating attachability.
O stretching vibrations of aliphatic and aromatic esters, respectively. Moreover, distinct bands at 2914 and 2848 cm−1, corresponding to the asymmetric and symmetric C–H stretching of aliphatic chains, confirmed the incorporation of long-chain palmitic moieties into the lignin backbone through ester linkages. Complementary insights were obtained from 31P NMR, which allowed quantitative determination of hydroxyl group substitution. The analysis showed 71% and 82% conversion of aliphatic and phenolic hydroxyls, respectively, into esterified palmitic groups (Fig. 1c). Together, these results demonstrate a high degree of substitution and provide strong evidence for the effective esterification of Kraft lignin with palmitic groups.
It is anticipated that the long hydrophobic chains resulted from palmitoylation of hydroxyl groups would disrupt the extensive inter- and intramolecular hydrogen bonding network within lignin, thereby lowering its glass transition temperature and diminishing its thermal stability, as shown in previous work by Liu et al.17 Since thermal behavior is critical for defining the processing window of lignin, these effects were systematically evaluated by DSC and TGA. DSC analysis confirmed that incorporation of palmitic groups markedly decreased the glass transition temperature (Tg) of lignin, from 170 °C to 61 °C (Table 1, Fig. S1a). TGA further revealed that thermal degradation shifted to lower temperatures due to the incorporation of palmitic groups, as evidenced by a lower Td 5% (temperature at 5% weight loss), a distinct weight loss event near 250 °C associated with degradation of the palmitic chains, and a decreased char yield at 800 °C due to lower content of phenolics (Table 1, Fig. S1b). These results validate the hypothesis that palmitoylation fundamentally alters the thermal characteristics of lignin, which has important implications for its processability and application in thermally sensitive systems.
| Sample | T g (°C) | Temperature at 5% weight loss (°C) | Char content at 800 °C (%) |
|---|---|---|---|
| Kraft lignin | 170 | 265 | 37 |
| P-lignin | 61 | 188 | 13 |
The water contact angle (WCA) increased substantially from approximately 40° for Kraft lignin to nearly 90° for palmitoylated lignin (p-lignin), indicating that the introduction of long aliphatic chains effectively reduced surface wettability (Fig. 1d). The enhanced hydrophobicity of p-lignin was further validated by dynamic vapor sorption (DVS) analysis. While Kraft lignin readily absorbed moisture, showing a weight gain of up to 10% at 90% relative humidity, p-lignin exhibited minimal weight fluctuation and remained nearly constant across the entire sorption–desorption cycle (Fig. 1e). These findings confirm that substitution of hydroxyl groups with palmitic moieties imparts a durable hydrophobic character to the lignin.
The experimental results were complemented by molecular dynamics simulations using model compounds of Kraft lignin and p-lignin (Fig. 2a), enabling the evaluation of their hydration and binding free energies. Hydration free energy (ΔGhydration) quantifies molecular hydrophobicity as the free energy change associated with transfer from the gas phase to water, while binding free energy characterizes the tendency of hydrophobic groups or surfaces to associate in aqueous environments, a key manifestation of the hydrophobic effect.22,23 The free energy results derived from alchemical transformations revealed the hydration free energies of Kraft lignin and p-lignin surfaces in water, normalized by surface area (Fig. 2b and c). For Kraft lignin, the normalized hydration free energy (ΔGhk) was −0.059 kcal mol−1 Å−2, whereas for p-lignin it was less negative (ΔGhp = −0.030 kcal mol−1 Å−2), suggesting weaker interactions with water and thus greater hydrophobicity of p-lignin. Furthermore, the binding free energy of p-lignin (ΔGbp) was approximately −13.44 kcal mol−1 at the convergence position between two p-lignin entities (r = 33 Å), nearly fivefold greater in magnitude than that of Kraft lignin (ΔGbk = −2.46 kcal mol−1 at r = 37 Å) (Fig. 2d and e). The resulting difference in binding free energy (ΔGbk − ΔGbp ≈ 10.98 kcal mol−1) corresponds to ∼18 RT (RT ≈ 0.6 kcal mol−1 at 300 K), which translates into an ∼8.9 × 107-fold increase in the equilibrium constant comparison (
), signifying a dramatically stronger propensity to aggregate for p-lignin in aqueous environments compared with Kraft lignin.
![]() | ||
| Fig. 3 (a) SEM images and particle size distribution of colloidal p-lignin particles, (b) shear viscosity of p-lignin suspension with and without HEC supplementation. | ||
To address the limitations of waterborne paper coating, hydroxyethyl cellulose (HEC), a commonly used thickening agent in the coating industry, was incorporated into the p-lignin suspension.26 It was recognized that the use of HEC should be minimized, as it would compromise the hydrophobicity of the coating given its hydrophilic nature. In this study, HEC loadings of 0.4%, 0.6%, 0.8%, and 1% were tested, and the resulting increase in suspension viscosity, confirmed by shear viscosity measurements (Fig. 3b), facilitated successful application of p-lignin onto filter paper. The addition of HEC regulated droplet spreading during spraying and drying, leading to more uniform and consistent coating layers across the paper surface (Fig. S4). At lower HEC loadings, the viscosity was insufficient to achieve satisfactory coating performance, with 0.4% identified as the minimum effective concentration.
To investigate the surface morphology of p-lignin coatings, SEM was employed on starting filter paper and coated with acetone and waterborne p-lignin coating supplemented with 0.4% and 1% HEC (Fig. 4). Compared to the starting filter paper, the surface of the acetone-coated paper was rough, as p-lignin formed large particles upon acetone evaporation (Fig. 4a and b). Since the oven curing temperature was higher than the Tg of p-lignin, the lignin likely migrated across the surface during curing, resulting in a more uniform distribution and fewer visible particles (Fig. 4c). In contrast, the waterborne p-lignin coating produced a more uniform distribution and a smoother surface (Fig. 4d and e), as also indicated by surface roughness measurements, which showed lower Ra and Rq values for filter paper coated with waterborne p-lignin compared to acetone-based p-lignin (Fig. S5). At higher SEM magnification, dried spherical lignin nanoparticles were observed on the fiber surfaces (Fig. 4d3 and e3).
![]() | ||
| Fig. 4 SEM images of the surface of filter paper: (a) uncoated, (b and c) acetone-based p-lignin (b: no curing, c: oven-cured), and (d and e) waterborne p-lignin (d: 0.4% HEC, e: 1% HEC). | ||
Subsequently, confocal microscopy was employed to examine the distribution of p-lignin on the coated filter papers. By taking advantage of the intrinsic autofluorescence of lignin,21 lignin could be visualized without additional staining, while the control filter paper (cellulose only) exhibited no detectable signal (Fig. 5). Both acetone-based and waterborne coatings produced observable lignin coverage, but the waterborne formulation resulted in a more continuous and extensive surface distribution compared to the acetone coating. Three-dimensional confocal imaging, with optical sectioning up to 100 µm in depth, further revealed that the waterborne coating promoted deeper penetration of p-lignin into the fiber network (Fig. 5). This enhanced penetration is likely due to the slower evaporation rate of water, which allows p-lignin to diffuse into the porous structure, whereas the rapid evaporation of acetone restricts lignin deposition mainly to the surface.
![]() | ||
| Fig. 5 3D confocal microscopy of filter paper before and after three sprays of p-lignin coatings: acetone-based (cured) and waterborne (with 0.4% HEC). | ||
The subsequent WCA tests of the coated filter papers indicated that one spray of waterborne p-lignin coating with 0.4% HEC was able to achieve WCA of approximately 130°, which could be slightly increased by applying more layers of coatings (Fig. 6). At three sprays of waterborne coatings (approximately 0.6 mg lignin per cm2), increasing HEC content led to a slight decrease in WCA, likely due to more hydrophilic nature of HEC (as filter paper coated with HEC showed no measurable WCA). Nonetheless, all coatings still exhibited WCA values greater than 120° that persisted for at least 1 min (Fig. 6), comparable to the acetone-based coating after curing (Fig. S2). This result was promising compared to the use of other bio-based polymers, such as modified chitosan, which has been reported to increase the water contact angle (WCA) of filter paper to 110–150° via water dip-coating,27,28 and polyhydroxybutyrate (PHB), which achieved a WCA of 153° using dip-coating in chloroform.29 Petroleum-based coatings can reach even higher hydrophobicity. For example, a study using low-density polyethylene (LDPE) to coat filter paper through dissolution in o-xylene and casting achieved a WCA of 158°, though this came at the expense of greater environmental impact.30 In contrast, our approach offers advantages by employing a simple, waterborne spray-coating process. Since 0.4% HEC provided satisfactory coating performance, it was selected as the optimum loading. Notably, without the need for oven curing, the waterborne coating demonstrated strong adhesion to the filter paper, as confirmed by the tape adhesion test (Fig. S3).
![]() | ||
| Fig. 6 Water contact angle (WCA) of waterborne p-lignin spray over 60 s: effect of spray cycles at 0.4% HEC (top) and effect of HEC loading at three spray cycles (bottom). | ||
Footnote |
| † These authors contributed equally to this work. |
| This journal is © The Royal Society of Chemistry 2026 |